MARGARET K. JONES, Plaintiff, v. ASHEVILLE RADIOLOGICAL GROUP,
P.A., NATHAN WILLIAMS, M.D., TIMOTHY GALLAGHER, M.D., MEDICAL
MUTUAL INSURANCE COMPANY OF NORTH CAROLINA, and LUCI A. LAYTON,
Defendants
No. COA97-803
(Filed 17 August 1999)
1. Statute of Limitations--medical malpractice--unauthorized disclosure of records
Summary judgment was properly granted for some of the defendants based upon the
statute of limitations in an action arising from the unauthorized release of mammography films
where the last act giving rise to the cause of action occurred more than three years before the
claim was filed. In the context of a health care provider's unauthorized disclosure of a patient's
confidences, claims of medical malpractice, invasion of privacy, breach of implied contract, and
breach of fiduciary duty or confidentiality should all be treated as claims for medical
malpractice.
2. Statute of Limitations--emotional distress--summary judgment
Summary judgment was properly granted for some of the defendants on an emotional
distress claim arising from the unauthorized release of mammography films where the action
was not brought within three years of the last act giving rise to the action. Emotional distress is
not specifically denominated under any limitation statute and falls under the general three-year
provision of N.C.G.S. § 1-52(5).
3. Unfair Trade Practices--statute of limitations--four years
Summary judgment was properly granted on an unfair trade practices claim arising from
the unauthorized release of mammography records where the claim was not filed within the
four-year statute of limitations prescribed for Chapter 75 claims.
4. Evidence--privileged communications--physician-patient--waiver--filing of
malpractice suit--discovery procedures required
Summary judgment was improperly granted for some defendants in an action arising
from the second of two unauthorized disclosures of mammography records. The filing of a
medical malpractice suit by a patient against the physician constitutes a limited implied waiver
of the physician-patient privilege to the extent the defendant-physician may reveal the
confidential information contained in the defendant-physicians's own records to third parties
where it is reasonably necessary to defend against the suit. However, in this case the films were
not in the possession of a defendant in the underlying malpractice action and could only be
disclosed pursuant to statutorily authorized discovery procedures or plaintiff's authorization.
Judge WALKER concurring in part and dissenting in part.
On remand from the Supreme Court of North Carolina in
accordance with their opinion, 350 N.C. 654, 517 S.E.2d 380
(1999). Previously heard by this Court on 17 February 1998, 129
N.C. App. 449, 500 S.E.2d 740 (1998), from an appeal by plaintiff
from judgments filed 25 February 1997 and 4 March 1997 by Judge
Forrest A. Ferrell in Buncombe County Superior Court. The issues
addressed on remand are the same as those previously heard by
this Court.
Hyler Lopez & Walton, P.A., by George B. Hyler, Jr. and
Robert J. Lopez, for plaintiff-appellant.
Dameron & Burgin, by Sharon L. Parker, for defendant-
appellees Asheville Radiological Group, P.A. and Timothy
Gallagher, M.D.
Kennedy Covington Lobdell & Hickman, L.L.P., by James P.
Cooney, III and Lara E. Simmons, for defendant-appellees
Nathan Williams, M.D., Medical Mutual Insurance Company of
North Carolina, and Luci A. Layton.
GREENE, Judge.
Margaret K. Jones (plaintiff) was diagnosed with breast
cancer in 1989. Her claims in this case arose in connection with
a medical malpractice action (the underlying action) she filed
against her obstetrician and gynecologist (OB-GYN), Dr. Sherman
Morris (Dr. Morris) for his failure to properly diagnose her
breast cancer. At the time the underlying action was filed, Dr. Morris was
insured by defendant Medical Mutual Insurance Company of North
Carolina (MMIC). Defendant Luci Layton (Layton) is an employee
of MMIC and was assigned as a claims adjuster to investigate
plaintiff's underlying claims against Dr. Morris.
During an office visit with Dr. Morris in 1987, plaintiff
complained of a small, sore, firm lump in her left breast. At
that time, Dr. Morris referred plaintiff to defendant Asheville
Radiological Group, P.A. (Asheville Radiological) for the purpose
of performing a baseline mammogram (the mammogram procedure).
The mammogram procedure was performed on 9 March 1988, and Dr.
Henri Kieffer prepared a report (the mammography report), which
he forwarded to Dr. Morris, that interpreted the mammogram films
(the films) and indicated there was "[n]o mammographic evidence
of malignancy." During subsequent office visits with Dr. Morris,
plaintiff was assured that the lump was only a cyst.
When the lump continued to grow and a second lump formed in
her left breast, plaintiff was urged by family members to consult
another physician about her condition. Thereafter, on 10 January
1989, plaintiff saw Dr. Peter Gentling (Dr. Gentling) to obtain a
second opinion. Dr. Gentling performed a biopsy of plaintiff's
left breast and diagnosed the lumps as breast cancer. After
determining that the lumps were malignant, Dr. Gentling performeda mastectomy of plaintiff's left breast and found four distinct
carcinomas. As a result of her cancer, plaintiff underwent
chemotherapy and radiation treatments.
In April of 1989, plaintiff retained an attorney, William
Eubanks (Eubanks), to investigate a possible civil action against
Dr. Morris for his alleged misdiagnosis of her breast cancer.
Subsequently, Eubanks sent a letter to Dr. Morris advising him of
the possibility of a suit, which Dr. Morris forwarded to his
medical malpractice insurance carrier, MMIC. Thereafter, MMIC's
claims adjuster, Layton, set up a claims file and requested
plaintiff's medical records from Dr. Morris. After reviewing the
medical records, which included the mammography report, Layton
decided to have the films reviewed by an independent radiologist
in order to insure that they had been interpreted correctly.
Layton obtained the films from Asheville Radiological on 18 May
1989.
As a result of her displeasure with Dr. Morris's treatment,
plaintiff switched to a new OB-GYN physician, Dr. Evelyn Lyles
(Dr. Lyles). At Dr. Lyles' request, plaintiff went to Asheville
Radiological in June of 1989 to obtain the films. When she
arrived, however, plaintiff was informed that they had been
checked out by Layton. Plaintiff immediately contacted Eubanks,
who explained that Layton was associated with MMIC, but shouldnot have checked out the films without plaintiff's consent.
Eubanks assured plaintiff that he would "take care of it."
On 10 July 1990, Eubanks sent a settlement brochure to
Layton, with a copy to plaintiff, in which he alleged that Dr.
Morris's negligence caused damage to plaintiff in the form of
"medical expenses, lost earnings, reconstructive surgery, loss of
enjoyment of life for [plaintiff], pain and suffering, and loss
of consortium for [plaintiff's husband]."
Plaintiff filed the underlying action against Dr. Morris on
14 November 1990, alleging that as a result of Dr. Morris's
negligence, the proper diagnosis and treatment of her cancer was
substantially delayed, which reduced her chance of survival and
resulted in permanent physical, emotional, and economic injury.
The complaint made specific references to the mammogram procedure
ordered by Dr. Morris and performed by Asheville Radiological on
9 March 1988.
In December of 1990, MMIC retained James W. Williams
(Attorney Williams) to represent Dr. Morris in the underlying
action. On 27 December 1990, Attorney Williams served plaintiff
with a discovery request for certain documents including, among
other things, the medical records for all care and treatment
received by plaintiff during the five-year period immediately
preceding the institution of the underlying action. In response,plaintiff forwarded a copy of her medical records, which included
a copy of the mammography report. Further, prior to her
husband's deposition on 16 July 1992, plaintiff agreed to release
a copy of her films to Dr. Morris.
On 10 January 1991, Attorney Williams questioned plaintiff
at her deposition regarding Dr. Morris having ordered the
mammogram procedure; the condition of her breast at the time of
the mammogram procedure; the questionnaire she completed at
Asheville Radiological prior to the mammogram procedure; and the
mammography report itself.
On 14 June 1991, with plaintiff present, Dr. Morris was
deposed by plaintiff's counsel regarding the mammogram procedure
and the mammography report that interpreted the films.
Thereafter, Dr. Nathan Williams (Dr. Williams), an expert in
breast disease, was retained by defendant to offer an opinion as
to the standard of care practiced by Dr. Morris. Dr. Williams
was provided with a complete copy of plaintiff's medical history.
On 1 July 1992, with plaintiff present, Dr. Williams was deposed
by plaintiff's attorney regarding his opinion as to Dr. Morris's
treatment of plaintiff based on his review of her medical
records, including the mammography report.
After his deposition in the underlying action, but before
trial, Dr. Williams determined that in addition to reviewing themammography report, he needed to review the films in order to be
prepared to testify at trial. On 16 July 1992, Dr. Williams
obtained the films from Memorial Mission Hospital (the Hospital)
and briefly reviewed them before returning them to the Hospital's
radiology department. It is unclear from the record how the
films were initially transferred from Asheville Radiological to
the Hospital.
Thereafter, pursuant to a previous agreement with Dr. Morris
to provide him with a copy of her films, plaintiff called
Asheville Radiological to arrange picking up the films so that
she could take them to her husband's deposition later that day.
At that time, plaintiff was advised that Dr. Timothy Gallagher
(Dr. Gallagher), a physician employed by Asheville Radiological,
had released the films to Dr. Williams. Plaintiff advised
Asheville Radiological that Dr. Williams was not her treating
physician and the films should not have been released to him.
Asheville Radiological then retrieved the films from Dr.
Williams.
On 25 August 1992, plaintiff discharged Eubanks and retained
her present attorney. At trial, plaintiff, Dr. Morris, and Dr.
Williams all testified in detail about the circumstances
surrounding Dr. Morris's alleged failure to diagnose plaintiff's
breast cancer properly, including the mammogram procedureperformed by Asheville Radiological in March of 1988. Plaintiff
did not object to any testimony regarding the mammogram
procedure, and introduced the mammography report as part of her
exhibits. The jury returned a verdict in favor of Dr. Morris in
the underlying action, and plaintiff appealed to this Court,
which found no error.
On 17 July 1995, plaintiff filed this action, in which she
alleged claims stemming from both the May 1989 and July 1992
unauthorized releases of her mammography films. Plaintiff
alleged claims of medical malpractice and breach of fiduciary
duty/confidentiality against Asheville Radiological and Dr.
Gallagher; breach of implied contract against Asheville
Radiological; unfair and deceptive trade practices against MMIC;
and invasion of privacy and intentional infliction of emotional
distress (emotional distress) against all defendants. Following
a hearing, the trial court granted defendants' motions for
summary judgment as to all claims.
The dispositive issues are whether: (I) plaintiff's claims
against Asheville Radiological, MMIC, and Layton based on the
unauthorized release of her films in May 1989 are barred by the
applicable statutes of limitation; and (II) genuine issues of
material fact exist as to whether plaintiff waived the physician-patient privilege with regards to Asheville Radiological and Dr.
Gallagher's unauthorized release of her films to Dr. Williams in
July 1992.
At the outset, we first note that summary judgment is
appropriate only "if the pleadings, depositions, answers to
interrogatories, and admissions on file, together with the
affidavits, if any, show that there is no genuine issue as to any
material fact and that any party is entitled to a judgment as a
matter of law." N.C.G.S. § 1A-1, Rule 56(c) (1990);
Pressman v.
UNC-Charlotte, 78 N.C. App. 296, 300, 337 S.E.2d 644, 647 (1985).
In reviewing a trial court's granting of summary judgment, we
must view the evidence in the light most favorable to the party
opposing summary judgment.
Pembee Mfg. Corp. v. Cape Fear
Constr. Co., 69 N.C. App. 505, 507, 317 S.E.2d 41, 42 (1984),
aff'd, 313 N.C. 488, 329 S.E.2d 350 (1985). Further, "[a]
defending party is entitled to summary judgment if he can show
that the claimant cannot prove the existence of an essential
element of [her] claim or cannot surmount an affirmative defense
which would bar the claim."
Little v. National Service
Industries, Inc., 79 N.C. App. 688, 690, 340 S.E.2d 510, 512
(1986);
see also Ballinger v. Secretary of Revenue, 59 N.C. App.
508, 512, 296 S.E.2d 836, 839 (1982) ("[W]hen defendants
establish a complete defense to plaintiff's claim, they areentitled to the quick and final disposition of that claim which
summary judgment provides."),
cert. denied, 307 N.C. 576, 299
S.E.2d 645 (1983).
I
Claims Arising from May 1989 Release
[1]/A HREF>Plaintiff contends the trial court erred by granting
summary judgment as to her claims against Asheville Radiological,
MMIC, and Layton based on the unauthorized release of her
mammography films in May 1989. We disagree.
When a defendant properly pleads the statute of limitations
as a defense, the burden shifts to the plaintiff to show that he
instituted the action within the prescribed time period. Pembee,
69 N.C. App. at 507, 317 S.E.2d at 42. Further, when the facts
are not in conflict, a question of law exists for which summary
judgment may be appropriate. Id. at 508, 317 S.E.2d at 43.
Here, since plaintiff has asserted multiple claims which are
governed by different statutes of limitation, we will address
each claim separately.
This Court has held that in the context of a health care
provider's unauthorized disclosure of a patient's confidences,
claims of medical malpractice, invasion of privacy, breach of
implied contract, and breach of fiduciary duty/confidentiality
should all be treated as claims for medical malpractice. Wattsv. Cumberland County Hosp. System, 75 N.C. App. 1, 9, 330 S.E.2d
242, 248-249, disc. review denied, 314 N.C. 548, 335 S.E.2d 27
(1985), rev'd in part on other grounds, 317 N.C. 321, 345 S.E.2d
201 (1986). As such, N.C. Gen. Stat. § 1-15(c) provides for a
three-year statute of limitations period and further states in
pertinent part that "a cause of action for malpractice arising
out of the performance of or failure to perform professional
services shall be deemed to accrue at the time of the occurrence
of the last act of the defendant giving rise to the cause of
action." N.C.G.S. § 1-15(c) (1996).
In this case, it is uncontroverted that the last act giving
rise to plaintiff's cause of action against Asheville
Radiological, MMIC, and Layton occurred in June of 1989 when
plaintiff was notified that Layton had obtained plaintiff's films
from Asheville Radiological. Since plaintiff filed her claim for
medical malpractice more than three years after June of 1989, the
trial court thus did not err by granting summary judgment for
MMIC and Layton, as well as for Asheville Radiological for its
release of the films in June of 1989.
[2]Similarly, "[b]ecause it is not specifically denominated
under any limitation statute, a cause of action for emotional
distress falls under the general three-year provision of G.S. 1-
52(5)." King v. Cape Fear Mem. Hosp., 96 N.C. App. 338, 341, 385S.E.2d 812, 814 (1989), disc. review denied, 326 N.C. 265, 389
S.E.2d 114 (1990); see also N.C.G.S. § 1-52(5) (1996). As such,
the trial court did not err in granting summary judgment for
Asheville Radiological, MMIC, and Layton on plaintiff's claim for
emotional distress since it was not brought within the three-year
limitations period, which began running in June of 1989.
[3]Finally, a claim for unfair and deceptive trade
practices pursuant to Chapter 75 of the North Carolina General
Statutes is subject to a four-year statute of limitations.
Hinson v. United Financial Services, 123 N.C. App. 469, 474, 473
S.E.2d 382, 386, disc. review denied, 344 N.C. 630, 477 S.E.2d 39
(1996); see also N.C.G.S. § 75-16.2 (1994). Further, "a cause of
action pursuant to § 75-16 accrues when the violation occurs."
Hinson, 123 N.C. App. at 475, 473 S.E.2d at 387. Here,
plaintiff's complaint alleges that MMIC "engaged in unfair or
deceptive practices affecting commerce . . . by knowingly
requesting, obtaining the release of, and reviewing the
Plaintiff's confidential [films] without her authorization or
consent." As previously stated, this cause of action accrued in
June of 1989, when plaintiff became aware that Layton requested
and received a copy of plaintiff's films. The trial court,
therefore, did not err by granting MMIC's motion for summary
judgment since plaintiff's claim for unfair and deceptive tradepractices was not filed within the four-year statutorily
prescribed period.
II
Claims Arising from July 1992 Release
[4]Plaintiff also contends the trial court erred by
granting summary judgment as to her claims against Asheville
Radiological, Dr. Gallagher, and Dr. Williams for the
unauthorized release of her films in July 1992. Plaintiff avers
this unauthorized release violated the physician-patient
privilege conferred by N.C. Gen. Stat. § 8-53.
This Court has recognized a claim of medical malpractice
based on the unauthorized disclosure of confidential information,
the basis of plaintiff's claims in this action. Watts, 75 N.C.
App. at 9, 330 S.E.2d at 249; see N.C.G.S. § 8-53 (1986)
("Confidential information obtained in medical records shall be
furnished only on the authorization of the patient."). The
filing of a medical malpractice suit by a patient against her
physician, however, constitutes a limited implied waiver of the
physician-patient privilege to the extent the defendant-physician
may reveal the patient's confidential information contained in
the defendant-physician's own records to third parties where it
is reasonably necessary to defend against the suit. See, e.g.,Acosta v. Richter, 671 So. 2d 149, 156 (Fla. 1996) ("[A]
defendant-physician is free . . . to discuss his knowledge of the
patient in order to properly defend himself."); Heller v. Norcal
Mut. Ins. Co., 876 P.2d 999, 1003 (Cal.) (construing statutory
physician-patient privilege to allow a doctor who is "a potential
litigant in a malpractice action . . . to discuss with [his
insurance provider] plaintiff's medical condition"), cert.
denied, 513 U.S. 1059, 130 L. Ed. 2d 602 (1994); Mutter v. Wood,
744 S.W.2d 600, 601 (Tex. 1988) (waiving privilege completely as
to records of defendant-doctors); Otto v. Miami Valley Hosp.
Soc'y, 266 N.E.2d 270, 272 (Ohio 1971) ("[I]n an action against a
physician for malpractice the doctor may disclose
communications."); cf. N.C.R. Professional Conduct 1.6(d)(6)
(permitting lawyers to disclose a client's confidential
information "to the extent the lawyer reasonably believes
necessary to establish a claim or defense on behalf of the lawyer
in a controversy between the lawyer and the client; . . . or to
respond to allegations in any proceeding concerning the lawyer's
representation of the client").
In this case, plaintiff's medical malpractice suit against
Dr. Morris constituted an implied waiver of her physician-patient
privilege. Dr. Morris, as a defendant-physician in that suit,
therefore was free to disclose to third parties his own recordscontaining plaintiff's confidential information, to the extent he
reasonably believed necessary in defending against plaintiff's
action. In addition, plaintiff's filing of the underlying action
against Dr. Morris combined with her subsequent conduct during
the course of the medical malpractice action impliedly waived her
physician-patient privilege as to records relating to plaintiff's
breast cancer which were not in Dr. Morris's possession. It is
the effect of plaintiff's waiver as to these records (i.e.,
plaintiff's mammography films prepared by and in the possession
of Asheville Radiological), which is at issue in this case.
The confidential nature of the physician-patient
relationship extends beyond the time of the waiver by the
patient, Crist v. Moffatt, 326 N.C. 326, 334, 389 S.E.2d 41, 46
(1990), and a defendant "must utilize the statutorily recognized
methods of discovery enumerated in N.C.G.S. § 1A-1, Rule 26" to
obtain a plaintiff's medical information, id. at 336, 389 S.E.2d
at 47; see also N.C.G.S. ch. 1A, art. 5 (1990). Requiring
defendants to abide by formal discovery rules in obtaining
medical records from a non-party physician, even where the
patient has waived the physician-patient privilege, protects the
patient from disclosure of aspects of her mental and physical
health which may be irrelevant or otherwise inadmissible in
court. Wenninger v. Muesing, 240 N.W.2d 333, 336-37 (Minn.1976). It also protects the medical profession against
unnecessary harassment and charges of professional misconduct.
See Crist, 326 N.C. at 335, 389 S.E.2d at 47.
In this case, Asheville Radiological and Dr. Gallagher,
neither of whom were defendants in the medical malpractice action
against Dr. Morris, disclosed plaintiff's mammography films to
Dr. Williams. Although the films were related to plaintiff's
malpractice action, the films were not in the possession of a
defendant to that action. It follows that, even after
plaintiff's waiver, the films only could be disclosed pursuant to
statutorily authorized discovery procedures or pursuant to
plaintiff's authorization.
Plaintiff asserts she did not authorize Asheville
Radiological or Dr. Gallagher to release her films to Dr.
Williams, nor did Dr. Williams obtain the films pursuant to
formal discovery procedures. We may assume, for the sake of
argument, that once Dr. Morris had legal possession of
plaintiff's mammography films (either pursuant to court-ordered
discovery, plaintiff's delivery of the films to Dr. Morris, or
plaintiff's authorization to Asheville Radiological to release
the films to him), Dr. Morris could then have provided Dr.
Williams with the films as a reasonably necessary step in
defending himself against plaintiff's lawsuit; however, thisintermediate step was not taken. Plaintiff, therefore, has
asserted valid claims against Asheville Radiological, Dr.
Gallagher, and Dr. Williams for the disclosure of her mammography
films in July of 1992. Accordingly, the entry of summary
judgment on the claims arising from the 1992 release was improper
and must be reversed.
In summary, although summary judgment was proper as to all
of plaintiff's claims stemming from the May 1989 release of her
mammography films, genuine issues of material fact exist as to
plaintiff's claims arising from the July 1992 unauthorized
release against Asheville Radiological, Dr. Gallagher, and Dr.
Williams, and this case therefore must be remanded on those July
1992 claims.
Affirmed in part, reversed in part, and remanded.
Judge TIMMONS-GOODSON concurs.
Judge WALKER concurs in part and dissents in part.
=============================
WALKER, Judge, concurring in part and dissenting in part.
I concur in the majority opinion in that plaintiff's claims
against Asheville Radiological, MMIC, and Layton, based on the
unauthorized release of her films in 1989, are barred by the
applicable statutes of limitation. I respectfully dissent from the majority opinion which holds
there are genuine issues of material fact as to plaintiff's
claims arising from the July 1992 release of her films.
No physician-patient privilege existed at common law;
therefore, the statutory privilege is to be strictly construed.
Sims v. Insurance Co., 257 N.C. 32, 36-37, 125 S.E.2d 326, 329-
330 (1962). The patient has the burden of establishing the
existence of the privilege and objecting to the discovery of such
privileged information in the first instance. Adams v. Lovette,
105 N.C. App. 23, 28, 411 S.E.2d 620, 624, affirmed, 332 N.C.
659, 422 S.E.2d 575 (1992). Further, this privilege is not
absolute and may be waived by the patient's conduct. Id. at 28-
29, 411 S.E.2d at 624; see also Cates v. Wilson, 321 N.C. at 14,
361 S.E.2d at 742. In addressing the issue of waiver, our
Supreme Court has held:
When . . . the patient breaks the fiduciary
relationship with the physician by revealing,
or permitting revelation of, the substance of
the information transmitted to the physician,
the patient has, in effect, determined it is
no longer important that the confidences
which the privilege protects continue to be
protected. Having taken this position, the
plaintiff may not silence the physician as to
the matters otherwise protected by the
privilege.
Cates v. Wilson, 321 N.C. at 15, 361 S.E.2d at 742-743.
Having determined that a patient may waive the physician-patient privilege by break[ing] the fiduciary relationship with
the physician by revealing, or permitting revelation of, the
substance of the information transmitted to the physician, it
must now be determined when a patient effectively waives the
privilege, and the extent to which the privilege is waived. Id.;
see also Collins v. Bair, 268 N.E.2d at 99.
In Cates v. Wilson, supra, our Supreme Court announced that
the facts and circumstances of a particular case determine
whether a patient's conduct constitutes a waiver of the
privilege. Id. at 14, 361 S.E.2d at 742; see also Crist v.
Moffatt, 326 N.C. 326, 331, 389 S.E.2d 41, 44 (1990). The Court
then elaborated on the general rule by stating that a waiver of
the privilege may occur either when: (1) a plaintiff calls the
treating physician as a witness and examines him as to her
physical condition; (2) a plaintiff fails to object when the
opposing party calls the treating physician to testify; or (3) a
plaintiff testifies to the communication between her and the
physician. Id. at 14, 361 S.E.2d at 742. Further, the Court
observed that the privilege could also be waived when the patient
voluntarily goes into detail regarding the nature of [her]
injuries and either testifies to what the physician did or said
while in attendance. Id. (Citation omitted). In his concurring opinion in Cates, Justice (now Chief
Justice) Mitchell stated it was time for the Court to recognize
an exception to the physician-patient privilege which has already
been adopted by the majority of jurisdictions, the patient-
litigant exception. Id. at 17, 361 S.E.2d at 744 (Mitchell, J.,
concurring). That exception recognizes that when a patient files
a medical malpractice action against her treating physician in
which an essential part of the claim is the existence of a
physical ailment, there should be a waiver of the privilege for
all communications causally or historically related to that
ailment. Id. However, the Court concluded that a waiver had
occurred under the facts and circumstances of the case and
therefore declined to adopt this exception.
Here, when plaintiff filed the underlying action, she
directly put her medical condition at the time of the mammogram
procedure at issue. Thereafter, plaintiff's conduct during the
course of the underlying action clearly establishes a waiver of
her physician-patient privilege. During discovery, plaintiff
agreed to provide Dr. Morris with copies of her medical records
pertaining to her treatment for breast cancer, including the
mammography report and the films, which are an integral part of
the mammography report; plaintiff testified in detail during herdeposition about the circumstances surrounding the mammogram
procedure; plaintiff deposed Dr. Morris in detail about the
mammogram procedure and the mammography report; and plaintiff was
present when Dr. Williams was examined during his deposition
about Dr. Morris' treatment of plaintiff based on Dr. Williams'
review of the medical records, including the mammography report.
Thereafter, during the trial of the underlying action, plaintiff
testified as she did in her deposition regarding her medical
records and the mammogram procedure, and plaintiff did not object
to the testimonies of Dr. Morris and Dr. Williams regarding
plaintiff's medical records and the mammogram procedure. All of
these facts and circumstances lead to the conclusion that
plaintiff never manifested a desire to preserve her physician-
patient privilege and thus has waived such privilege as to Dr.
Morris.
However, even when a plaintiff waives the physician-patient
privilege, the question remains by what procedures and subject
to what controls the exchange of information shall proceed.
Crist v. Moffatt, 326 N.C. at 334, 389 S.E.2d at 46. Here,
plaintiff contends that while she should not be able to hide
behind the privilege and use it as a sword, there should be some
control over the discovery process. As our Supreme Court has recognized, even when a plaintiff
waives the privilege, defendants must still utilize the formal
discovery methods provided by the North Carolina Rules of Civil
Procedure unless the parties consent to an informal discovery
method. Id. at 334, 389 S.E.2d at 46.
Here, Dr. Morris ordered the mammogram procedure in
connection with his evaluation and treatment of plaintiff. When
plaintiff brought the underlying action against Dr. Morris for
his alleged failure to properly diagnose her breast cancer, she
directly put at issue her condition, thus allowing Dr. Morris to
obtain any of her medical records that are relevant to her claim
during the discovery process. Thereafter, when plaintiff
provided Dr. Morris with copies of her medical records during
discovery, and likewise agreed to provide him with her films in
connection with her husband's deposition on 16 July 1992, no
further discovery was necessary in order for Dr. Morris to
permit Dr. Williams, his expert witness, to review these medical
records and films. Therefore, I find that the waiver of the
privilege as to Dr. Morris precludes any claims against Asheville
Radiology, Dr. Gallagher and Dr. Williams.
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