STATE OF NORTH CAROLINA v. KIMBERLY BRAXTON FRITSCH
aka KIMBERLY RAINS FRITSCH
No. COA97-1382
(Filed 16 February 1999)
1. Evidence--felonious child abuse and involuntary
manslaughter--admissible--complaints of abuse--injuries--
admissible
The trial court did not abuse its discretion in a
prosecution for felonious child abuse and involuntary
manslaughter by denying defendant's motions in limine and
allowing introduction of evidence pertaining to complaints of
abuse or neglect of the victim by defendant and evidence
pertaining to injuries suffered by the victim, including diaper
rash, bedsores, unclean or sanitary appearance, and insect bites.
2. Evidence--relevance--prejudicial impact--child abuse--
victim's condition worse than other children
The trial court did not err in a prosecution for felonious
child abuse and involuntary manslaughter by allowing the State to
present the testimony of a teacher, two social workers, and the
director of a facility for children with disabilities that they
had witnessed children with the victim's condition before but had
never seen anyone in such poor condition as this victim.
3. Evidence--photographs--autopsy--child abuse victim
The trial court did not err in a prosecution for felonious
child abuse and involuntary manslaughter by admitting autopsy
photographs which, although grotesque, were used to illustrate
the assertion of the pathologist that the victim was extremely
malnourished. The photographs were relevant and not cumulative.
4. Homicide; Child Abuse and Neglect--manslaughter and child
abuse--malnourishment--evidence insufficient
The trial court erred in a prosecution for involuntary
manslaughter and felonious child abuse by denying defendant's
motions to dismiss where defendant was convicted of misdemeanor
child abuse and involuntary manslaughter. The State's evidence
failed to demonstrate that defendant willfully or throughculpable negligence deprived the victim of food and nourishment
or that the victim's death was proximately caused by defendant's
actions or inaction. Appeal by defendant from judgment entered 26 March 1997 by
Judge W. Allen Cobb, Jr. in Carteret County Superior Court.
Heard in the Court of Appeals 17 September 1998.
Attorney General Michael F. Easley, by Assistant Attorney
General Grady L. Balentine, for the State.
Wheatly, Wheatly, Nobles & Weeks, P.A., by Stephen M.
Valentine, for defendant-appellant.
HUNTER, Judge.
Defendant was indicted for the felonious child abuse and
involuntary manslaughter of her seven-year-old minor daughter
(the victim), who died on 1 January 1996 at her home in Carteret
County, North Carolina. Following a jury trial, defendant was
convicted of misdemeanor child abuse and involuntary manslaughter
and sentenced within the presumptive range provided for by the
Structured Sentencing Act of sixteen to twenty months
imprisonment.
Prior to trial, defendant filed five separate motions in
limine seeking to exclude certain evidence from being introduced
by the State, including (1) testimony that the victim's
malnutrition was caused by defendant withholding food from the
victim; (2) testimony regarding defendant's lifestyle; (3)
testimony regarding injury to defendant's other child; (4)testimony regarding investigations of child abuse and neglect by
defendant against the victim made by the Carteret County
Department of Social Services (DSS); and, (5) testimony
concerning certain injuries or conditions suffered by the victim,
including diaper rash, bed sores, unclean or unsanitary
appearance, and insect bites. Following arguments by counsel,
the trial court allowed defendant's first three motions in
limine, but denied the remaining two.
The evidence at trial tended to show defendant was the
mother of the victim, who was born on 15 July 1988. From the
time of her birth until sometime in 1992, the victim's
pediatrician was Dr. William Stanley Rule. According to Dr.
Rule, as a result of her premature birth, the victim suffered
from numerous problems, including a swollen left kidney that did
not function, urinary tract infections, pulmonary problems,
hearing loss and visual problems. In addition, the victim had a
severe case of cerebral palsy accompanied by mental retardation.
As a result of these medical problems, the victim had never
learned to talk or move around on her own. Her mental age never
exceeded that of an infant. She could not chew her own food and
had substantial difficulty getting food into her body. At no
time during her lifetime did she weigh more than twenty-seven
pounds. From June 1989 until January 1992, and then again from April
1993 until shortly before her death in January 1996, the victim
was enrolled in the Newport Developmental Center (the Newport
Center), a facility which provides schooling for children with
disabilities. In September 1994, in response to a complaint
filed by the Newport Center alleging improper care by defendant,
DSS requested that Dr. Rule perform a child medical evaluation of
the victim in order to determine whether there were any signs of
abuse or neglect. Specifically, DSS asked Dr. Rule to determine
whether the victim was receiving proper care and nourishment, and
whether certain pressure sores on her body were normal for
someone with her disability or if they indicated a problem of
abuse or neglect. In response to this request, Dr. Rule examined
the victim on 2 September 1994. At that time, defendant reported
the victim was not suffering from any acute problems and was
eating well. Dr. Rule then noted that the victim's development,
intellectual performance and communication skills were below that
of a normal six-year-old girl. Furthermore, he observed several
instances of skin irritation, including a diaper rash, lesions
and pressure ulcers. Dr. Rule then concluded by stating:
The pressure [ulcer] and evidence of prior
similar lesions, along with [the] chronic
diaper rash . . . possible sign[s] of caloric
intake, [and] apparent lack of consistent
medical, home and medical follow-up ofproblems, all raise valid concerns regarding
the child's care . . . . Cerebral palsy
could possibly explain the child's size and
growth status, but I still believe the
situation is suspect. . . . The skin lesions
and her diaper rash . . . I felt were
indicative of . . . poor care. I thought
that the weight of the child was something
that should raise concern.
As a result of its investigation, DSS substantiated this
allegation of neglect and prepared an intervention plan in order
to help defendant remedy the victim's condition. This
intervention plan included having regular weight-checks done of
the victim; choosing a regular doctor that would treat the victim
on a continuing basis; having the victim's progress monitored by
a home health agency, or some other similar organization; having
respite services available to the victim's family, which involved
a person coming to the victim's home to help care for her so
defendant and her family would have a break from the pressures of
caring for a disabled child; having the victim attend the Newport
Center on a regular basis; and, having defendant obtain a regular
job and become independent. DSS' involvement with this
substantiated complaint of neglect ended in May 1995.
Thereafter, in October 1995, DSS received another complaint
of neglect from the Newport Center, specifically referring to
pressure sores on the victim's body and the victim's low weight.
DSS again investigated the complaint, and observed the victim tobe extremely dirty and odoriferous, with crusted dirt between her
toes and in various folds of her skin. Furthermore, the victim
was emaciated, had pressure sores on various parts of her body,
and had a bad case of diaper rash. In response to questioning by
DSS, defendant stated that the areas on the victim's body
resembling pressure sores were in fact ant bites and that she was
treating the ant bites with a topical medication recommended by
her doctor. DSS then scheduled a physical for the victim on 18
October 1995. When the victim arrived for her appointment, she
was diagnosed with an ear infection and an upper respiratory
infection, and was sent home after rescheduling her physical for
24 October 1995. However, defendant did not take the victim to
her scheduled physical, and again missed a scheduled physical on
2 November 1995. After that date, DSS made several unsuccessful
attempts to contact defendant about the victim's condition, and
the need for defendant to have a physical examination of the
victim completed. When DSS finally talked with defendant, she
assured them she would make an appointment to have a physical
examination of the victim done, and confirmed that the victim had
not been enrolled at the Newport Center in several months.
Thereafter, DSS substantiated the neglect complaint on 20
December 1995 on the grounds of lack of proper care and lack of
proper medical care of the victim. DSS then scheduled a homevisit after the holidays, but the victim died on 1 January 1996.
According to defendant, as a result of the victim's
condition, she was only able to eat pureed food, which defendant
prepared by pureeing the same food eaten by the rest of the
family in a blender and serving to the victim in a baby bottle
with a specially adapted nipple. Defendant contends the victim's
emaciated condition was due to an eating disorder associated with
her severe cerebral palsy and mental retardation, and not caused
by any sort of neglect on her part. In support of this
proposition, defendant presented the expert testimony of Dr.
Richard Stevenson, a pediatrician specializing in the area of
developmental disabilities in children. After reviewing the
victim's medical records, but without having ever examined the
victim herself, Dr. Stevenson testified that:
[The victim's] ability to eat was limited by
the severity of her disability, so that she
could only take in a certain number of
calories. I think that she became
malnourished and stay[ed] malnourished
chronically. I think that malnutrition was
then complicated by medical factors. Most
importantly, I think her bed sores, and that
the combination of medical nutrition and the
bed sores, as well as intervening colds and
other things like that, lead to a vicious
circle of continued malnutrition, increased
weakness and eventually, death.
Dr. Stevenson further testified that a study published in the New
England Journal of Medicine revealed that forty-three percent ofchildren suffering from similar combinations of disabilities as
the victim die before reaching the age of five and seventy
percent die before the age of ten.
An autopsy was performed on the victim's body on 2 January
1996 by Dr. John Leonard Almeida, Jr., a pathologist. In his
opinion, the victim's death was due to starvation malnutrition,
and he found no evidence of a blockage or any other condition
which would have prevented the victim from ingesting or digesting
food. In fact, approximately one quart of food was found in the
victim's stomach. Dr. Almeida concluded that the starvation
malnutrition of the victim caused a distention of her stomach
which compressed the thoracic cavity, making it difficult for her
to breathe, and eventually led to her death.
Defendant moved to dismiss the charges at the close of the
State's evidence and again at the close of all the evidence.
Both motions were denied by the trial court. The jury then
returned a verdict finding defendant guilty of misdemeanor child
abuse and involuntary manslaughter, and defendant moved to have
the verdict set aside. The trial court denied this motion, and
defendant was sentenced to sixteen to twenty months imprisonment.
I.
[1]Defendant's first two assignments of error relate to the
trial court's denial of certain motions
in limine concerning (1)the introduction of evidence pertaining to complaints of abuse or
neglect of the victim by defendant which were substantiated by
DSS in 1994 and 1995, and (2) the introduction of evidence
pertaining to certain injuries suffered by the victim, including
diaper rash, bed sores, unclean or unsanitary appearance, and
insect bites.
A ruling on a motion
in limine is within the sound
discretion of the trial court, and will not be disturbed on
appeal absent a manifest abuse of discretion.
State v.
Hightower, 340 N.C. 735, 746-47, 459 S.E.2d 739, 745 (1995).
Furthermore, past incidents of mistreatment are admissible to
show intent in child abuse cases.
State v. West, 103 N.C. App.
1, 9-11, 404 S.E.2d 191, 197-98 (1991). Here, the State argues
that this evidence was admitted not to show defendant's
propensity to commit the crime, but rather to show that she had
knowledge of the degree of care that was expected towards the
victim but failed to follow recommendations made by DSS. After
careful review, we find that the trial court did not abuse its
discretion in denying defendant's motions
in limine and allowing
the introduction of this evidence.
II.
[2]Next, defendant contends the trial court committed
prejudicial error by overruling her objections to certaintestimony that the victim's physical condition appeared worse
than the condition of other children. Specifically, the State
was permitted, over defendant's objections, to present the
testimony of Doris Oglesby, the director of the Newport Center;
Ruth Varner, a teacher at the Newport Center; Pam Stewart, a DSS
social worker; and, Dan Sullivan, a DSS social worker. Each of
these witnesses testified they had witnessed children with the
victim's condition before but had never seen someone in such a
poor condition as the victim. Without citing any case authority
for her proposition, defendant essentially contends this
testimony was highly prejudicial and should have been excluded
under Rule 403.
The decision of whether to exclude relevant evidence under
Rule 403 for its prejudicial effect is a matter within the sound
discretion of the trial court.
State v. Handy, 331 N.C. 515,
532, 419 S.E.2d 545, 554 (1992). Here, the trial court
determined that the evidence was relevant to show defendant had
not provided adequate care to the victim, and found that its
probative value outweighed any prejudicial effect. After careful
review, we find the trial court did not abuse its discretion by
admitting this testimony.
III.
[3]Next, defendant contends the trial court erred byallowing the State to introduce seven autopsy photographs which
are described by defendant as utterly grotesque and horrible.
Defendant contends these photographs were cumulative, and were
introduced solely for the purpose of inflaming the jury.
The photographs at issue were introduced by the State during
the direct examination of Dr. Almeida, the pathologist who
performed the autopsy of the victim, and were used to illustrate
Dr. Almeida's assertion that the victim was extremely
malnourished. As our Supreme Court has held, even gory,
gruesome, horrible, or revolting photographs are admissible so
long as they are used to illustrate the testimony of a witness
and are not excessive or repetitive.
State v. Phillips, 328 N.C.
1, 15, 399 S.E.2d 293, 300,
cert. denied, 501 U.S. 1208, 115 L.
Ed. 2d 977 (1991). After careful review, we find that these
photographs, although admittedly grotesque in nature, were
relevant, not cumulative, and, therefore, properly admitted.
IV.
[4]Finally, defendant contends the trial court erred by not
granting her motions to dismiss the charges at the close of the
State's evidence and at the close of all the evidence on the
basis that there was insufficient evidence of the crimes charged.
In considering a motion to dismiss based on insufficient
evidence, the question for the trial court to consider iswhether there is substantial evidence of each element of the
crime charged and of the defendant's perpetration of such crime.
State v. Bates, 309 N.C. 528, 533, 308 S.E.2d 258, 262 (1983).
The evidence must be considered in the light most favorable to
the State, and the State is entitled to every reasonable
inference.
State v. Robbins, 309 N.C. 771, 775, 309 S.E.2d 188,
190 (1983). Furthermore, the issue of whether the State has
presented substantial evidence of the crime charged is a question
of law for the trial court.
State v. Earnhardt, 307 N.C. 62, 66,
296 S.E.2d 649, 652 (1982). The trial court's function is to
determine whether the evidence allows a
'reasonable inference' to
be drawn as to the defendant's guilt of the crimes charged.
Id.
at 67, 296 S.E.2d at 652 (emphasis in original).
Substantial evidence is such relevant evidence as a
reasonable mind might accept as adequate to support a
conclusion.
State v. Scott, 323 N.C. 350, 353, 372 S.E.2d 572,
575 (1988). However, if the evidence is sufficient to raise only
a suspicion or conjecture about whether the accused committed the
alleged crime, the motion should be allowed, even if the
suspicion of defendant's guilt is strong.
State v. Earnhardt,
307 N.C. at 66, 296 S.E.2d at 652.
In this case, defendant was indicted for felonious child
abuse and involuntary manslaughter. Following its deliberations,the jury returned verdicts of guilty of misdemeanor child abuse
and involuntary manslaughter. Therefore, we must determine
whether the State's evidence was sufficient to submit these
issues to the jury.
Before addressing the details of this case, it is helpful to
discuss how some courts have handled similar cases dealing with
criminal charges being brought against parents for the starvation
or malnutrition of their children. In general, it has been
stated that:
[I]n order that a person who withholds
food, clothing, or shelter from another may
be found criminally liable under general
statutes defining murder or manslaughter, it
must be shown that (1) such person owed a
duty to furnish food, clothing, or shelter;
(2) the conduct of such person in not
furnishing food, clothing, or shelter was
wilful or done with malicious intent, or
constituted culpable negligence; and (3) the
lack of food, clothing, or shelter was the
proximate cause of, or a cause contributing
proximately to, the death. A number of cases
support the view that ordinarily, there is a
case of murder where death is the direct
consequence of a wilful and malicious
omission of a parent to feed his or her
child, but that if the omission is not
wilful, and arises out of neglect only, it is
manslaughter.
John D. Perovich, J.D., Annotation,
Homicide by Withholding Food,
Clothing, or Shelter, 61 A.L.R.3d 1207, 1209-1211 (1975)
(citations omitted). As we will discuss, we believe that thelast two elements - those dealing with the criminal culpability
of the defendant and the proximate cause of the victim's death -
have not been met in this case, and therefore the trial court
erred in denying defendant's motions to dismiss.
As previously stated, defendant was indicted for felonious
child abuse and involuntary manslaughter, and convicted of
misdemeanor child abuse and involuntary manslaughter. Upon
review, we must determine whether the State presented substantial
evidence of each element of the crimes charged sufficient to
defeat defendant's motions to dismiss. In order to sustain a
charge for felonious child abuse pursuant to N.C. Gen. Stat. §
14-318.4, the State is required to present substantial evidence
that the defendant is:
(a) [1] A parent or any other person
providing care to or supervision [2] of a
child less than 16 years of age [3] who
intentionally inflicts any serious physical
injury upon or to the child or who
intentionally commits an assault upon the
child which results in any serious physical
injury to the child . . . .
N.C. Gen. Stat. § 14-318.4(a) (1993). The State's burden of
proof is a little less severe to sustain a charge of misdemeanor
child abuse under N.C. Gen. Stat. § 14-318.2, which requires a
showing by substantial evidence that the defendant is:
(a) [1] [A] parent [2] of a child less than
16 years of age, or any other personproviding care to or supervision of such
child, [3] who inflicts physical injury, or
who allows physical injury to be inflicted,
or who creates or allows to be created a
substantial risk of physical injury, upon or
to such child by other than accidental means
. . . .
N.C. Gen. Stat. § 14-318.2(a) (Supp. 1997). Furthermore, in
order to support a charge of involuntary manslaughter pursuant to
N.C. Gen. Stat. § 14-18, the State must show by substantial
evidence that the defendant committed:
[An] unintentional killing of a human being
without malice, proximately caused by (1) an
unlawful act not amounting to a felony nor
naturally dangerous to human life, or (2) a
culpably negligent act or omission.
State v. Wingard, 317 N.C. 590, 600, 346 S.E.2d 638, 645 (1986).
As previously noted, it is generally understood that in
cases involving starvation or malnutrition of children by their
parents or guardians, three elements must exist: (1) the
defendant must have a duty to adequately feed and nourish the
child; (2) the defendant must refuse to feed and nourish the
child, either wilfully or by his/her culpable negligence; and,
(3) the defendant's actions, or inactions, must proximately
result in the child's death.
See Perovich
, supra, at 1209-1211;
see also Bliley v. State, 160 So. 2d 507, 508-509 (1964).
In
State v. Mason, 18 N.C. App. 433, 197 S.E.2d 79,
cert.
denied, 283 N.C. 669, 197 S.E.2d 878 (1973), the only other NorthCarolina case concerning a conviction for involuntary
manslaughter for the starvation death of a child, the decedent
child was found in extremely squalid living conditions and the
autopsy revealed findings consistent with starvation. The
stomach and proximal intestine contained no food and there was no
evidence of any other significant disease. Other evidence
introduced at trial indicated a pattern by the defendants of
failing to properly provide food, care and medical attention to
the victim.
In the present case, the decedent child lived in a properly
heated, well stocked home with several healthy, well-fed
children. The autopsy revealed approximately one quart of food
in the child's stomach and there was evidence of several
significant medical conditions (i.e. non-functioning kidney,
brain atrophy). Additional evidence presented at trial tended to
show that, although she was not always timely about her visits to
the doctor, defendant had last taken the victim in for a physical
examination on 18 October 1995 and that the physician expressed
no alarm at the child's condition. In fact, there is no evidence
that any of the treating or examining physicians ever recommended
hospitalization or feeding the victim through the insertion of a
gastrostomy tube. Friends and family members testified they were
in contact with defendant and the victim up until the day of thevictim's death, and at no point were they overly concerned with
the victim's well being. Defendant fed the child the day before
she died leaving no evidence linking malnutrition to denial of
food to the victim by defendant.
After careful review, we find the State has failed to
present substantial evidence of either felonious or misdemeanor
child abuse, or of involuntary manslaughter. The State's
evidence fails to demonstrate that defendant wilfully, or through
her culpable negligence, deprived the victim of food and
nourishment. Furthermore, the State failed to present
substantial evidence that the victim's death was proximately
caused by defendant's actions, or inaction. At best, the State's
evidence raised a suspicion that defendant did not adequately
feed and nourish the victim, but that does not rise to the level
of substantial evidence required to submit the case to the jury.
See Bliley at 509 (where the Alabama Supreme Court, in reviewing
the mother's manslaughter conviction of death by malnutrition,
held that neglect must be established as the immediate cause of
death and that there be positive proof of withholding sufficient
food to maintain life). As such, the trial court erred in
denying defendant's motions to dismiss the charges made at the
close of the State's evidence and at the close of all the
evidence. Reversed.
Judges WYNN and McGEE concur.
Judge Wynn concurred in the result of this opinion prior to
1 October 1998.
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