1. Arson--indictment for arson--improper conviction for burning uninhabited house
The crime of burning an uninhabited house, N.C.G.S. § 14-62, is not a lesser-included
offense of the crime of arson. Therefore, a defendant indicted for arson could not properly be
convicted of burning an uninhabited house.
2. Homicide--first-degree murder--instruction on second-degree not required
The evidence in this first-degree murder prosecution showed that defendant acted with
premeditation and deliberation so that defendant was not entitled to an instruction on the lesser-
included offense of second-degree murder where defendant relied on an alibi defense, and
eyewitnesses testified that defendant walked calmly and deliberately into the victim's mobile
home with a rifle in one hand and a plastic jug filled with liquid in the other; the victim was
heard to cry, No, don't, followed by a loud thud; seconds later, defendant calmly walked away
with the rifle in his hand and, as the mobile home became engulfed in a fire accelerated by a
liquid fuel, turned back to have a look before he went on his way; and the victim died from chest
and head wounds inflicted with a hammer and a knife.
3. Criminal Law--ruling on evidence--statements self-serving--not expression of
opinion
The trial court did not impermissibly express an opinion on the evidence when it
explained that it was sustaining the State's objections to hearsay statements made by defendant
because they were self-serving. Appeal by defendant from judgments entered 4 April 1997 by
Judge E. Lynn Johnson in Bladen County Superior Court. Heard in
the Court of Appeals 5 October 1998.
Attorney General Michael F. Easley, by Assistant Attorney
General William B. Crumpler, for the State.
Appellate Defender Malcolm Ray Hunter, Jr., by Assistant
Appellate Defender Janine Crawley Fodor, for defendant.
LEWIS, Judge.
Defendant was indicted for arson but was prosecuted for, and
convicted of, burning an uninhabited house in violation of N.C.
Gen. Stat. § 14-62 (1993). He was also convicted of first-degree
murder.
The State's evidence, except where otherwise noted, showed
the following. In February 1996, defendant and his wife,
Willena, were living in Clarkton. They had separate jobs.
Willena worked from 7:00 a.m. to 3:30 p.m., and defendant worked
from 11:00 p.m. to 7:30 a.m. The couple was having marital
problems which dated to at least 1995. In October 1995, Willena
had told defendant she thought they needed to separate, but they
did not.
On 18 February 1996, a Sunday, Willena placed a telephone
call from her home to the Nakima home of her mother, Florence,and her stepfather, Henry Waymon Gore. Waymon was in the process
of remodeling a mobile home just over two miles from where
Willena and defendant lived. Willena asked if she could rent the
mobile home once it was finished, and Waymon agreed.
Willena did not tell defendant that she planned to move out.
Just a day or two later, however, defendant asked her whether she
thought she was going to like her new home. Willena was
surprised by defendant's remark. When she was interviewed by an
SBI agent later that week, Willena stated that defendant had told
her that if anyone tried to interfere with their marriage,
"[t]hey would pay."
On Wednesday, 21 February 1996, around 11:30 p.m., Willena
called Waymon and again asked him about the mobile home. Waymon
said he would have it ready for her by the first of the month.
During the telephone conversation, Florence told Willena that
both she and her husband would be working at the mobile home the
next day.
When defendant went to work that night, he was dressed, as
was his custom, in blue jeans, a blue Wrangler shirt, a
camouflage jacket, and a black baseball cap. He had no fresh
scratches on his neck when he went to work.
Willena went to work before 7:00 a.m. on Thursday, 22
February 1996, the day of the murder. Waymon drove from hishouse to the mobile home around the same time.
Defendant got off work at 7:30 a.m. A little before 9:00
a.m., defendant testified, he stopped by the mobile home where
Waymon was working and talked with him a few minutes about a
hunting trip. Florence was not there. Defendant later told
investigators he had not stopped by the mobile home and spoken to
Waymon that day; when he testified at trial, he said that he lied
during the previous conversation.
Florence left for the mobile home between 8:00 and 8:30 a.m.
and arrived there between 9:00 and 9:30 a.m, parking the car at
the end of the mobile home closest to the street. She went in
and helped Waymon with some work. She eventually returned to the
car to take a break. She sat in the passenger seat with the door
ajar.
About fifteen minutes passed. Florence noticed defendant
walking towards the mobile home from a nearby railroad track. He
had a gun in his left hand and a plastic jug filled with liquid
in his right hand. The gun had a silver barrel with a black
stock. Defendant was wearing blue jeans, a "green army jacket,"
and a black cap.
Around the same time, a neighbor, Kelly McQuage, was hanging
clothes in her yard when she saw a man walk to Waymon's mobile
home from the railroad tracks. The man was wearing "workclothes," including a blue or dark green shirt and a dark
baseball cap. According to McQuage, he was holding a rifle or
shotgun in his left hand. When he reached the corner of the
mobile home, he bent down and picked something up or put
something down. He then walked around the mobile home and out of
McQuage's line of sight.
From the passenger seat, Florence saw defendant pass
directly in front of her car and enter the mobile home, carrying
the gun and the jug. The two did not make eye contact; the right
side of defendant's body was facing Florence. She saw a scratch,
which appeared to be fresh, on the right side of his neck. She
was too scared to move until defendant had gone inside the mobile
home. She then got out of her car and walked around the end of
the trailer to see if she could see anyone. She could not, but
she did hear Waymon say, "No, don't." There was a loud thud.
Florence ran as fast as she could to a house about 100 to
125 feet away. She burst through the front door and told the
people in the house, including Virginia Hainsey, who is
acquainted with the Britts and the Gores, that defendant had gone
into the mobile home with a gun. Hainsey looked out the window
and saw a man, whom she is "ninety-nine percent sure" was
defendant, walking from the mobile home. He was wearing a
camouflage shirt, dark pants, and a dark baseball cap. He wascarrying a gun in his right hand. He went back across the
railroad tracks, paused, looked back in the direction of the
mobile home, turned, and walked through a clearing in the
direction of his house. He was carrying a gun with a bright
barrel and a darker stock. According to Hainsey, defendant
"wasn't in any hurry."
Florence and Hainsey ran to the mobile home. It was on
fire. Flames shot through the windows, and the front door blew
out. No one could get inside.
Later, after the fire had been extinguished, Waymon's body
was found in the mobile home. A claw hammer was on the floor
near his feet. An autopsy revealed that Waymon sustained seven
blows to the head and that his skull was fractured in three
places. Medical expert testimony suggested that these blows
could have been struck with the claw hammer. He also sustained
five stab wounds to the chest, two of which pierced his heart.
Testimony was that these wounds were probably inflicted with a
knife. The chest and head wounds, in combination, caused his
death.
The fire began, it was determined, when someone poured a
liquid accelerant like gasoline onto the floor of the mobile home
and across the victim and ignited it. The mobile home and the
victim's body were burned extensively. Later that day, when the police searched defendant's house,
they found the blue jeans and shirt defendant had worn to work
soaking in the washing machine. They also found his black cap
and camouflage jacket. They did not find defendant's work belt,
which is where he kept a pocketknife. The door to the gun
cabinet was ajar, and a .22 caliber rifle with a silver barrel
and black stock was missing from the premises. Willena had just
cleaned that gun and closed the gun cabinet door the night before
the murder.
Subsequently, Willena discovered a tape recorder, with an
apparent phone bugging attachment, in a small hole in the utility
room at her house. A tape in the recorder contained several of
Willena's phone conversations, conversations that transpired
prior to her discussions with Florence and Waymon about moving
into the mobile home. Willena was unaware that her conversations
had been taped. Defendant testified that he had hooked up the
recorder in November 1995 and used it sporadically through
January 1996 because he suspected Willena of infidelity.
Defendant's testimony was that, around 10:00 a.m. the day of
the murder, he started driving around looking for the family dog,
which had been missing for several weeks. After forty minutes,
defendant stated, he returned to his house, lay down on a tanning
bed for thirty minutes, and took a shower. According todefendant, he first learned of the murder from his brother,
Kenneth, who came to the house and told him he was a suspect.
Defendant testified that his relationship with the victim, his
stepfather-in-law, had been friendly, although he had not spoken
to the victim in the two months preceding his death.
An SBI agent saw defendant around 3:30 p.m. that day. Just
as Florence had told him, defendant had a fresh scratch on the
right side of his neck. Defendant testified that he had
scratched his neck that night at work. He further testified that
he had not seen Willena or Florence after receiving the scratch,
and he agreed with the prosecutor that, without having seen him,
Florence could not have known about the scratch.
[1]We agree with defendant that his conviction for burning
an uninhabited house should be vacated. The version of G.S. 14-
62 in effect at the time of these events provided in relevant
part,
If any person shall wantonly and willfully
set fire to or burn or cause to be burned . .
. any uninhabited house, . . . whether the
same . . . shall then be in the possession of
the offender, or in the possession of any
other person, he shall be punished as a Class
F felon.
N.C. Gen. Stat. § 14-62 (1993). Because defendant was indicted
for arson, and not burning an uninhabited house, his conviction
of burning an uninhabited house is valid only if that crime is alesser included offense of arson. N.C. Gen. Stat. § 15-170
(1983); State v. Riera, 276 N.C. 361, 368, 172 S.E.2d 535, 540
(1970).
One crime is a lesser included offense of another if all the
essential elements of the lesser offense are also essential
elements of the greater offense. State v. Hudson, 345 N.C. 729,
732, 483 S.E.2d 436, 439 (1997). An "essential element" of a
crime is a fact that must be proved beyond a reasonable doubt to
convict a defendant of that crime.
The crime of arson is the willful and malicious burning of
the dwelling house of another person. State v. Vickers, 306 N.C.
90, 99-100, 291 S.E.2d 599, 606 (1982), overruled on other
grounds by State v. Barnes, 333 N.C. 666, 430 S.E.2d 223, cert.
denied, 510 U.S. 946, 126 L. Ed. 2d 336 (1993). Here, "dwelling
house" means an inhabited house. Vickers, 306 N.C. at 100, 291
S.E.2d at 606. Thus, it is an essential element of the crime of
arson that the burned house be inhabited.
Obviously, it is not an essential element of arson that the
burned house be uninhabited. It is an essential element of the
crime of burning an uninhabited house that the house be
uninhabited. See G.S. § 14-62; State v. Gulley, 46 N.C. App.
822, 824, 266 S.E.2d 8, 9 (1980). Proof beyond a reasonable
doubt that the house was uninhabited when it was burned isrequired to convict a defendant of burning an uninhabited house
in violation of G.S. 14-62. Because defendant's indictment did
not charge him with all the elements of burning an uninhabited
house, his conviction of that crime must be vacated.
[2]We disagree with defendant, however, that he should have
a new trial on the charge of first-degree murder. The jury was
presented with two theories of first-degree murder: murder
committed with premeditation and deliberation, and murder
committed in the perpetration of a felony in which a deadly
weapon was used. See N.C. Gen. Stat. § 14-17 (Cum. Supp. 1997).
It convicted defendant on both theories. Defendant assigns error
to the trial court's jury instruction on the felony murder rule,
and to its failure to instruct on second-degree murder as a
lesser included offense of first-degree murder with premeditation
and deliberation.
We need not reach defendant's argument regarding the felony
murder rule, because defendant's conviction predicated on the
theory of murder with premeditation and deliberation was without
error.
Second-degree murder is a lesser included offense of first-
degree premeditated and deliberate murder; it lacks the elements
of premeditation and deliberation. See G.S. § 14-17. Due
process requires an instruction on a lesser included offense onlyif a jury could rationally find the defendant guilty of the
lesser offense and not guilty of the greater. Hopper v. Evans,
456 U.S. 605, 611, 72 L. Ed. 2d 367, 373 (1982); State v. Larry,
345 N.C. 497, 516-18, 481 S.E.2d 907, 919, cert. denied, ___ U.S.
___, 139 L. Ed. 2d 234 (1997). Whether a jury instruction on
second-degree murder was required in this case depends on the
quality of the evidence supporting the elements of premeditation
and deliberation.
"Premeditation means that the act was thought out beforehand
for some length of time, however short . . . ." State v. Conner,
335 N.C. 618, 635, 440 S.E.2d 826, 835 (1994), cert. denied, ___
U.S. ___, 139 L. Ed. 2d 134 (1997). "Deliberation means an
intent to kill, carried out in a cool state of blood, in
furtherance of a fixed design for revenge or to accomplish an
unlawful purpose and not under the influence of a violent
passion, suddenly aroused by lawful or just cause or legal
provocation." Id. at 635, 440 S.E.2d at 836.
In this case, defendant presented little more than alibi
evidence. He claimed he was elsewhere, alone, when the murder
occurred. There was eyewitness evidence to the contrary. This
evidence depicts defendant as walking calmly and deliberately
toward Waymon Gore's mobile home with a rifle in one hand and a
jugful of unidentified liquid in the other. Defendant walkedright by Florence Gore and into the mobile home. Florence heard
no altercation. She heard only Waymon's cry, "No, don't!"
followed by a loud thud. Seconds later, as calmly and
deliberately as he came, defendant walked away with the rifle in
his hand. As the mobile home quickly became engulfed in a fire
accelerated by some liquid fuel, defendant turned back to have a
look before he went on his way. The evidence further showed that
defendant killed Waymon Gore in an uncommonly vicious manner.
This evidence establishes that defendant acted with
premeditation and deliberation when he murdered Waymon Gore. In
the face of all the circumstantial evidence of premeditation and
deliberation, the fact that defendant and Waymon Gore may have
had a prior friendly relationship, standing alone, did not
warrant an instruction on second-degree murder. This is
particularly so because defendant's case rested entirely on an
alibi defense. See State v. Larrimore, 340 N.C. 119, 157-58, 456
S.E.2d 789, 809-10 (1995).
[3]Finally, defendant argues that the trial judge
impermissibly expressed an opinion during the trial, that the
trial court's statements undermined the credibility of
defendant's evidence, and that a new trial is required. The
statements in question were made by the trial judge when he
sustained objections by the State to the introduction of hearsaystatements, of which defendant was the declarant, by witnesses
for the defense. The trial court explained that it was
sustaining the objections because the statements that the defense
attempted to elicit were "self[-]serving." On two occasions, the
trial judge offered more elaborate explanations to the jury:
Ladies and Gentlemen of the Jury, we
have a rule of evidence in respect to
declarations by the Defendant, at least at
this stage of the trial, that is commonly
described as being self serving [sic]. And
those objections are sustained on that rule
of evidence.
. . . .
Ladies and Gentlemen of the Jury, let me
explain to you the rule -- self serving [sic]
rule just for your benefit, because there
have been numerous rulings on that.
The rule of evidence of self serving
[sic] declarations of a Defendant is based
upon the theory of not permitting a Defendant
to place evidence of his position through
third parties because those statements or
declarations would not be subject to
examination by the opposing side. And that's
the underlying theory behind it.
The propriety of the court's evidentiary rulings is not
before us. It is the statements made by the trial court in
connection with those rulings which, defendant claims,
characterized his declarations as "self[-]serving," undermined
his credibility and the credibility of all the defendant's
evidence, and unfairly prejudiced him.
The trial court made several evidentiary rulings by utteringlittle more than the phrase, "self[-]serving." When the trial
judge gave the jury a more detailed explanation of his rulings,
he made it clear that they were based on a purported rule of
evidence, the rule of evidence of self-serving declarations of
defendants. We find no reasonable possibility that defendant
would have been acquitted had the trial judge not said, "self[-
]serving." See N.C. Gen. Stat. § 15A-1443 (1997).
Defendant's conviction of burning an uninhabited house, 96
CRS 1413, is vacated.
No error as to defendant's conviction of first-degree
murder, 96 CRS 1412.
Judges EAGLES and HUNTER concur.
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