JESSE WILLIAMS, Plaintiff-Appellant v. 100 BLOCK ASSOCIATES,
LTD. PARTNERSHIP and OTIS ELEVATOR COMPANY, Defendant-Appellees
No. COA98-374
(Filed 6 April 1999)
1. Negligence--malfunctioning elevator--building owner--no
knowledge of prior problems
The trial court did not err by granting summary judgment for
defendant building owner in a personal injury action alleging
negligent maintenance of an automatic elevator where plaintiff
neither offered expert testimony nor forecast any evidence of any
knowledge by or notice to the owner of prior problems with the
elevators. Any knowledge by a security guard employed by an
independent contractor was not imputed to the owner.
2. Negligence--malfunctioning elevator--no notice of prior
problems to elevator company
The trial court did not err by granting summary judgment for
defendant elevator company in a personal injury action alleging
negligent maintenance of an automatic elevator where defendant
offered the affidavit of its regional field engineer that service
had been performed pursuant to a maintenance agreement and
plaintiff neither offered a counter-affidavit nor any forecast of
evidence that defendant had been notified of prior problems or
was negligent in repairing the elevators.
3. Negligence--res ipsa loquitur--malfunctioning elevator
The trial court did not err by not applying the doctrine of
res ipsa loquitur to the owner of an office building in a
personal injury action alleging negligent maintenance of an
automatic elevator where plaintiff failed to offer evidence
tending to establish exclusive control and management. Appeal by plaintiff from order entered 12 November 1997 by
Judge Donald W. Stephens in Wake County Superior Court. Heard in
the Court of Appeals 29 October 1998.
Hinton, Hewett & Wood, P.A., by Alan B. Hewett and J.
Franklin Wood, Jr., for plaintiff-appellant.
Yates, McLamb & Weyher, L.L.P., by O. Craig Tierney, Jr. and
Beth Y. Smoot, for defendant-appellee 100 Block Associates,
Ltd. Partnership.
Maupin, Taylor & Ellis, P.A., by Thomas W. H. Alexander and
Kevin W. Benedict, for defendant-appellee Otis Elevator
Company.
McGEE, Judge.
Plaintiff filed a complaint for personal injury on 25 June
1996 alleging negligent maintenance of an automatic elevator.
Plaintiff was employed by United Cleaning Specialist Corporation,
which provided cleaning services to the First Union Capital
Center in Raleigh, North Carolina. Defendant 100 Block
Associates, Ltd. Partnership (100 Block) owned the First Union
Capital Center. Defendant Otis Elevator Company (Otis Elevator)
had a contract with 100 Block to service and maintain the
automatic elevators in the First Union Capital Center.
Plaintiff alleged in his complaint that he was a passenger
on elevator number five in the First Union Capital Center at
about 9:00 p.m. on 2 December 1994. Plaintiff stated that "the
elevator started moving back and forth from the 24th to 25th
floors, stopping suddenly on each floor, making a loud banging
noise . . . causing the defendant [sic] to be suddenly hurled in
a hard manner to the floor of the elevator several times causinghim to injure his knee."
Plaintiff sought damages for past and future medical
expenses, pain and suffering, and lost wages. Defendant 100
Block filed a motion for summary judgment on 27 June 1997.
Defendant Otis Elevator filed a motion for summary judgment on 31
July 1997. The trial court granted defendants' motions for
summary judgment in an order entered 12 November 1997. Plaintiff
appeals.
I. 100 BLOCK
[1]Plaintiff argues the trial court erred in granting
defendants' motions for summary judgment, contending that "[i]n
the present case . . . there are genuine issues of material
fact."
"Summary judgment is proper 'if the pleadings, depositions,
answers to interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue as to
any material fact and that any party is entitled to judgment as a
matter of law.'"
Snipes v. Jackson, 69 N.C. App. 64, 71-72, 316
S.E.2d 657, 661 (1984); N.C. Gen. Stat. § 1A-1, Rule 56(c). "In
ruling on [a motion for summary judgment] the court must consider
the evidence in the light most favorable to the nonmovant, and
the slightest doubt as to the facts entitles him to a trial."
Snipes at 72, 316 S.E.2d at 661 (citation omitted).
Plaintiff argues that "[t]here exist genuine issues of
material fact as to the existence of a duty owed to plaintiff by
defendant 100 Block Associates and the breach of that duty, where
plaintiff [was] an invitee of defendant[.]" We disagree. Our Supreme Court recently articulated a "new approach to
premises liability in North Carolina" in
Nelson v. Freeland, 349
N.C. 615, 631, 507 S.E.2d 882, 892 (1998). The Court summarized
North Carolina law concerning premises liability, stating:
[T]he standard of care a landowner owes to
persons entering upon his land depends upon
the entrant's status, that is, whether the
entrant is a licensee, invitee, or
trespasser. An invitee is one who goes onto
another's premises in response to an express
or implied invitation and does so for the
mutual benefit of both the owner and himself.
. . . A licensee, on the other hand, "is one
who enters onto another's premises with the
possessor's permission, express or implied,
solely for his own purposes rather than the
possessor's benefit." The classic example of
a licensee is a social guest. Lastly, a
trespasser is one who enters another's
premises without permission or other right.
Nelson at 617, 507 S.E.2d at 883-84 (footnote omitted) (citations
omitted).
Our Supreme Court said in
Nelson that a landowner
specifically owed an invitee the duty "to use ordinary care to
keep his property reasonably safe and to warn of hidden perils or
unsafe conditions that could be discovered by reasonable
inspection and supervision."
Nelson at 618, 507 S.E.2d at 884
(citation omitted). As to licensees, a landowner's duty has been
"to refrain from doing the licensee willful injury and from
wantonly and recklessly exposing him to danger."
Id. With
regard to trespassers, "a landowner need only refrain from the
willful or wanton infliction of injury."
Id. Our Supreme
Court further stated that past premises liability decisions have
caused confusion amongst our citizens and the
judiciary--a confusion exaggerated by the
numerous exceptions and subclassificationsengrafted into it. Lastly, the trichotomy is
unjust and unfair because it usurps the
jury's function either by allowing the judge
to dismiss or decide the case or by forcing
the jury to apply mechanical rules instead of
focusing upon the pertinent issue of whether
the landowner acted reasonably under the
circumstances.
Nelson at 631, 507 S.E.2d at 892.
Thus, the Court eliminated "the distinction between
licensees and invitees" and established "a standard of reasonable
care toward all lawful visitors."
Id.
Adoption of a true negligence standard
eliminates the complex, confusing, and
unpredictable state of premises-liability law
and replaces it with a rule which focuses the
jury's attention upon the pertinent issue of
whether the landowner acted as a reasonable
person would under the circumstances.
In so holding, we note that we do not
hold that owners and occupiers of land are
now insurers of their premises. Moreover, we
do not intend for owners and occupiers of
land to undergo unwarranted burdens in
maintaining their premises. Rather, we
impose on them only the duty to exercise
reasonable care in the maintenance of their
premises for the protection of lawful
visitors.
Nelson at 631-32, 507 S.E.2d at 892.
The Supreme Court did not find "compelling reasons to apply
this rule prospectively only and therefore [gave] it both
prospective and retrospective application."
Nelson at 633, 507
S.E.2d at 893.
In the case before us, plaintiff was present in the First
Union Capital Center because of his duty to his employer, United
Cleaning Specialist Corporation. As such, plaintiff was a
"lawful visitor[]" and entered 100 Block's building "under colorof right."
Id. at 631-32, 507 S.E.2d at 892. The question, as
framed by
Nelson, is "whether the landowner acted as a reasonable
person would under the circumstances."
Id. at 632, 507 S.E.2d at
892.
Defendant 100 Block submitted the affidavit of Melony
Girton, the property manager for 100 Block at the time of
plaintiff's accident. Girton stated: "I am familiar with the
injury reported by the plaintiff and I recall that I
had no
knowledge of any problem with any of the elevators at the First
Union building prior to the incident complained of by the
plaintiff." (Emphasis added.)
Plaintiff also submitted the affidavit of Tim Hunter, a
security guard with Barton Protective Services, Inc., who was
stationed at the First Union Capital Center. In his affidavit,
Hunter stated: "I am familiar with the injury reported by the
plaintiff and I recall that I had knowledge of problems with the
elevators at the First Union building prior to the incident
complained of by the plaintiff." In this affidavit, unlike
Girton, Hunter acknowledged that he had notice of prior problems
with the elevators.
Plaintiff cites
Roberts v. Memorial Park, 281 N.C. 48, 187
S.E.2d 721 (1972), for the proposition that "[a] principal is
chargeable with and bound by the knowledge of or notice to his
agent, received while the agent is acting as such within the
scope of his authority and in reference to which his authority
extends."
Id. at 60, 187 S.E.2d at 728 (citation omitted).
Plaintiff argues that Hunter is an agent of 100 Block, and thathis notice should be imputed to 100 Block. We disagree.
In
Roberts, a principal-agent relationship was found because
"[t]he allegations in the complaint and the admissions in the
answer established the relationship of principal and agent
between defendant . . . and the corporate defendant at the times
plaintiff complained of."
Roberts at 60, 187 S.E.2d at 728.
In the present case, plaintiff alleged in his complaint that
"the defendants, their agents, servants, and/or employees were
. . . negligent"; however, plaintiff did not specifically allege
the existence of a principal-agent relationship between Hunter
and 100 Block, nor did 100 Block refer to such a relationship in
its answer.
"There are two essential ingredients in the principal-agent
relationship: (1) Authority, either express or implied, of the
agent to act for the principal, and (2) the principal's control
over the agent."
Vaughn v. Dept. of Human Resources, 37 N.C.
App. 86, 91, 245 S.E.2d 892, 895 (1978) (citations omitted),
aff'd, 296 N.C. 683, 252 S.E.2d 792 (1979).
In
Simms v. Stores, Inc., 285 N.C. 145, 203 S.E.2d 769
(1974), plaintiff attempted to serve a summons on defendant, a
retail department store, by delivering the summons to the store's
security guard. Our Supreme Court held that the summons was not
properly served because the security officer was not employed by
defendant store, but rather was employed by an independent
contractor who was rendering services to defendant store. The
Court agreed with the trial court's findings of fact that:
[The security guard] was not an employee or
agent of defendant. She neither received norhandled any money for defendant. She
exercised no control whatever over any of
defendant's employees; nor was she under the
supervision, direction or control of any
officer or employee of defendant. [The
security guard] was employed as a security
officer by Link Security, Inc. . . . Link
was then under contract to furnish defendant
security officers to protect its property,
and it had assigned [the security guard] to
defendant's store . . . . She was subject to
reassignment and relocation by Link at any
time. With reference to her working hours,
duties, and the manner in which she performed
those duties she was responsible only to
Link.
Simms at 147, 203 S.E.2d at 771. Further, our Court has
previously
stated:
If the requisite right to control is found to
exist, then an employer is held liable,
albeit vicariously, for the negligent acts of
its agents, servants, or employees which
cause injuries to third persons; but an
employer is not liable to third parties for
the negligence of an independent contractor.
Whether one is an independent contractor
or an employee is a mixed question of law and
fact. The factual issue is: What were the
terms of the parties' agreement? Whether
that agreement establishes a master-servant
or employer-independent contractor
relationship is ordinarily a question of law.
Yelverton v. Lamm, 94 N.C. App. 536, 538, 380 S.E.2d 621, 623
(1989) (citations omitted). See also Hendricks v. Fay, Inc., 273
N.C. 59, 62, 159 S.E.2d 362, 365-66 (1968).
Plaintiff introduced no evidence tending to show that Hunter
was an agent or employee of 100 Block. Included in the record on
appeal is the incident report which Hunter filled out immediately
after the accident. The bottom of each page of the report reads
"Barton Protective Services Inc.," and lists the address of thesecurity company. The evidence tends to show that Hunter, like
the security guard in Simms, was employed not by defendant 100
Block, but by Barton Protective Services, Inc., an independent
contractor that rendered services to 100 Block. Any knowledge of
or notice to Hunter of prior problems with the elevators is not
imputed to 100 Block.
As evidenced by Girton's affidavit, plaintiff has failed to
show that: (1) 100 Block had notice of a problem with the
elevator, and (2) 100 Block failed to exercise reasonable care in
contacting Otis Elevator about the maintenance of the elevator.
"To survive a motion for summary judgment, the nonmoving party
must . . . '"forecast sufficient evidence of all essential
elements of [his] claim []" to make a prima facie case at
trial.'" Estate of Mullis v. Monroe Oil Co., 349 N.C. 196, 203,
505 S.E.2d 131, 136 (1998) (citations omitted). In Adams v.
Western Host, Inc., 779 P.2d 281 (Wash. Ct. App. 1989), plaintiff
was injured when an elevator misleveled, and he filed suit
against the maintenance company for his injuries. Plaintiff
presented expert testimony in support of his contention that the
maintenance company had been negligent in repairing the elevator.
The trial court granted summary judgment for the maintenance
company. The appellate court affirmed, stating that the
plaintiff's expert testimony was insufficient to establish a
prima facie case of the maintenance company's negligence. The
court stated: "To rebut a properly supported summary judgment
motion, the nonmoving party must set forth specific facts showing
a genuine issue for trial." Id. at 284. In the case before ourCourt, plaintiff did not offer expert testimony, nor did he
forecast evidence of any knowledge by or notice to 100 Block of
prior problems with the elevators, thereby failing to create a
genuine issue of material fact.
II. OTIS ELEVATOR
[2]Plaintiff argues the trial court erred in granting
summary judgment to defendant Otis Elevator. Specifically,
plaintiff argues that there is a question as to "the existence of
a duty . . . and the breach of that duty, where plaintiff [was]
injured while using an automatic elevator which defendant [had]
contracted to maintain in proper working order." We disagree.
Otis Elevator manufactured the elevators in the First Union
Capital Center and contracted with 100 Block to maintain and
repair those elevators. The maintenance contract between Otis
Elevator and 100 Block provides, in part:
It is agreed that [Otis Elevator does] not
assume possession or control of any part of
the Units, that such remains yours solely as
owner, lessee, or agent of the owner or
lessee, and that you are solely responsible
for all requirements imposed by any federal,
state or local law, ordinance or regulation.
. . .
If any Unit is malfunctioning or in a
dangerous condition, you should immediately
notify [Otis Elevator] using the 24-hour
OTISLINE service. Until we correct the
problem, you agree to remove the Unit from
service and take all necessary precautions to
prevent access or use.
Pursuant to this contract, in the event of an elevator
malfunction, 100 Block could notify Otis Elevator by calling the
OTISLINE dispatch center. There is no evidence in the record ofany call by 100 Block to OTISLINE prior to plaintiff's injury.
At the summary judgment hearing, Otis Elevator tendered the
affidavit of Lee Hartley, a regional field engineer for Otis
Elevator. Hartley stated in his affidavit that:
[H]e [had] been an employee of the defendant
Otis Elevator Company for 29 years . . . that
he is familiar with how maintenance is
conducted by Otis Elevator Company on the
elevators located in the First Union Capitol
Center, Raleigh, NC . . . that during all
times complained of in the complaint in this
action service performed by defendant Otis
Elevator Company on the elevators in question
were [sic] done pursuant to the maintenance
agreement attached hereto as Exhibit A; that
based on affiant's investigation of this
matter it is his opinion that Otis complied
fully with the requirements of the
maintenance contract in all respects.
Plaintiff did not respond to Hartley's affidavit. Plaintiff
neither offered a counter affidavit, nor forecast any evidence
that Otis Elevator had been notified of any prior problems with
the elevators, or that Otis Elevator may have been negligent in
repairing the elevators.
"[S]ummary judgment may be granted in a negligence action
where there are no genuine issues of material fact and the
plaintiff fails to show one of the elements of negligence."
Lavelle v. Schultz, 120 N.C. App. 857, 859, 463 S.E.2d 567, 569
(1995) (citations omitted),
disc. review denied, 342 N.C. 656,
467 S.E.2d 715 (1996).
We, therefore, hold the trial court did not err in granting
defendant Otis Elevator's motion for summary judgment.
III. RES IPSA LOQUITUR
[3]Plaintiff argues the trial court erred "by not applyingthe doctrine of
res ipsa loquitur, as to defendant 100 Block
Associates[.]" We disagree.
The doctrine of "'
[r]es ipsa loquitur, in its distinctive
sense, permits negligence to be inferred from the physical cause
of an accident, without the aid of circumstances pointing to the
responsible human cause.'"
Kekelis v. Machine Works, 273 N.C.
439, 443, 160 S.E.2d 320, 323 (1968) (citation omitted).
In order to invoke the doctrine of
res
ipsa loquitur plaintiff must show, "(1) that
there was an injury, (2) that the occurrence
causing the injury is one which ordinarily
doesn't happen without negligence on
someone's part, (3) that the instrumentality
which caused the injury was under the
exclusive control and management of the
defendant."
Johnson v. City of Winston-Salem, 75 N.C. App. 181, 182, 330
S.E.2d
222, 223 (1985) (citation omitted), rev'd on other grounds, 315
N.C. 384, 338 S.E.2d 105 (1986).
In Bryan v. Elevator Co., 2 N.C. App. 593, 163 S.E.2d 534,
(1968), our Court stated that:
"The rule of res ipsa loquitur never
applies when the facts of the occurrence,
although indicating negligence on the part of
some person, do not point to the defendant as
the only probable tortfeasor. In such a
case, unless additional evidence, which
eliminates negligence on the part of all
others who have had control of the instrument
causing the plaintiff's injury is introduced,
the court must nonsuit the case."
Bryan at 596, 163 S.E.2d at 536 (quoting Kekelis at 444, 160
S.E.2d at 323) (emphasis in original).
In Kekelis, plaintiff was injured while operating a yarn
processing machine installed by defendant for plaintiff'semployer, and plaintiff argued that the doctrine of res ipsa
loquitur applied to her case. Our Supreme Court affirmed the
trial court's judgment for defendants, stating:
In this case, plaintiff's evidence is
sufficient to allow the jury to find that she
received an electric shock from a machine
which defendant had installed between 9 and
18 hours earlier, and that the shock injured
her. She has, however, offered no evidence
tending to show any fault on the part of
defendant. Therefore, unless--as plaintiff
contends--the mere fact of injury, under the
circumstances here disclosed, is evidence
from which the jury may infer defendant's
lack of due care, the judgment of nonsuit
must be sustained.
Kekelis at 442-43, 160 S.E.2d at 322 (citation omitted).
Plaintiff alleged in his complaint, and Otis Elevator
admitted in its answer, that Otis Elevator had a maintenance
contract with 100 Block "to keep, service, and maintain [the
elevators] in good repair[.]" In requests for admissions
presented to Otis Elevator by 100 Block, 100 Block requested Otis
Elevator to "[a]dmit that 100 Block Associates did not control
the manner, method or the details of completing the tasks and
duties of Otis Elevator contained in the [maintenance]
agreement[.]" Otis Elevator admitted in its response that, "as
an independent contractor, it controlled the manner and methods
of the maintenance, inspections and testing which it performed on
the elevators pursuant to the [maintenance] contract[.]"
(Emphasis added.)
Plaintiff has failed to offer evidence tending to establish
the third element of the doctrine of res ipsa loquitur, as set
forth in Johnson. See Johnson at 182, 330 S.E.2d at 223. As tothe third element, that "the instrumentality causing the injury
was in the exclusive control and management of defendant,"
plaintiff has forecast no evidence tending to establish 100 Block
"as the only probable tortfeasor." Bryan at 596, 163 S.E.2d at
536. As in Kekelis, the mere fact that plaintiff was injured
does not allow an inference that 100 Block failed to exercise due
care.
We affirm the order of the trial court granting defendant
100 Block's motion for summary judgment and defendant Otis
Elevator's motion for summary judgment.
Affirmed.
Judges JOHN and WALKER concur.
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