STATE OF NORTH CAROLINA, Plaintiff-Appellee, v. THOMAS
RICHARD JONES, Defendant-Appellant
No. COA98-429
(Filed 15 June 1999)
1. Homicide--felony murder--deadly weapon--not unconstitutionally vague
The lack of a specific definition of deadly weapon in the felony murder statute,
N.C.G.S. § 14-17, did not make the statute unconstitutional in a case involving the deaths of two
college students following a collision with an automobile driven by an impaired driver. The
determinative inquiry is the destructive capabilities of the weapon or device and a deadly
weapon has been defined by case law to include a variety of instruments, including automobiles.
2. Constitutional Law--ex post facto laws--application of felony murder to impaired
driving
The application of the felony murder rule to a case involving the deaths of two college
students following a collision with an automobile driven by an impaired driver did not violate
the prohibition against ex post facto laws. The felony murder rule has existed in its present form
since 1977 and automobiles have been recognized as deadly weapons in North Carolina since
1922. Although a felony perpetrated with an automobile has apparently not been used to support
a felony murder conviction in the past, there is nothing to preclude its use for that purpose, nor
does it expand the statute in any manner. Defendant can hardly complain that he was not on
notice that he was taking serious risks and facing serious consequences when he continued to
operate his automobile under the influence of drugs and alcohol.
3. Constitutional Law--equal protection--application of felony murder to impaired
driving
The application of the felony murder rule to a case involving the deaths of two college
students following a collision with an automobile driven by an impaired driver did not violate
equal protection. Defendant did not state the suspect class to which he belongs that has been
discriminated against and did not show which fundamental right will be affected. Stating that
the felony murder rule would not be applied if there had not been multiple injuries does not
make out a prima facie case for violation of the Equal Protection Clause; it is not a violation of
equal protection to punish a defendant more severely because more victims have been harmed.
4. Homicide--felony murder--legislative intent
Application of the felony murder rule to a prosecution which arose from the deaths of
two college students after a collision with an automobile driven by an intoxicated driver did not
violate legislative intent. The General Assembly modified the felony murder rule in 1977 and
made it more specific, but did not exclude automobiles from the definition of deadly weapons
even though automobiles had often been treated as deadly weapons prior to the amendment.
Although the more specific statutes of felony and misdemeanor death by vehicle exist, they have
not preempted all other statutes when a death occurs when a defendant has been driving while
impaired. However, it was noted that this decision was grounded on the facts of this case.
5. Evidence--prior crime or act--capital first-degree murder--impaired driving--other
charges--conduct just before offense
In a capital first-degree murder prosecution arising from the deaths of two collegestudents in a collision with an automobile driven by defendant while he was impaired with
alcohol and drugs, the trial court did not err by allowing evidence about a pending DWI charge,
defendant's 1992 conviction for DWI, and evidence of defendant's conduct just before the
offense, all of which were used to show malice.
6. Homicide--felony murder--instructions--proximate cause of death
The trial court did not err in a first-degree murder prosecution arising from an impaired
driving collision by not giving defendant's requested instruction on felony murder that the State
must prove that there was no other proximate cause of the death of the victim. It is sufficient if a
defendant's culpable negligence is a proximate cause of the death.
7. Homicide--culpable negligence--instructions--insulating negligence
The trial court did not err in a first-degree murder prosecution arising from an impaired
driving collision by not giving defendant's requested instruction on insulating negligence.
Defendant was in the victim's lane of travel and she was forced to swerve into the left lane in an
effort to avoid a collision; the argument that she should have swerved to the right and hit a
telephone pole and mailbox is completely unpersuasive.
8. Homicide--culpable negligence--instructions--driving on left half of roadway--
exceeding posted speed
The trial court did not err in a first-degree murder prosecution arising from an impaired
driving collision in its instruction on culpable negligence. Our cases have held that an individual
may be culpably or criminally negligent when traveling at excessive rates of speed or when
driving on the wrong side of the road.
9. Homicide--first-degree murder--sufficiency of evidence--impaired driving
The trial court correctly denied a motion to dismiss a charge of first-degree murder
arising from an impaired driving automobile collision.
10. Criminal Law--jurisdiction of district court before indictments--production of
medical records
The district court had jurisdiction to enter orders for the production of defendant's
medical records in a capital first-degree murder prosecution arising from an impaired driving
collision where the order was entered before the indictments were returned. Jurisdiction is in the
district court before a case is bound over to superior court or indictments returned. N.C.G.S. §
7A-272(b).
11. Evidence--expert testimony--impaired driving--blood alcohol and drugs
The trial court did not err in a first-degree murder prosecution arising from an impaired
driving collision by allowing testimony from a doctor that defendant was appreciably impaired
when his blood alcohol level reached .046 because the doctor was qualified as an expert in
forensic toxicology and had examined a sample of defendant's blood, or testimony from another
doctor about the effects of combining alcohol and Xanax. Any problems in the testimony go to
its weight, not its admissibility.
12. Homicide--felony murder--no merger of underlying felony
The trial court did not err in a first-degree murder prosecution arising from an impaireddriving collision by submitting felony murder where defendant argued that the underlying
felony of assault with a deadly weapon inflicting serious injury merged with the homicide.
Judge WYNN concurring in part and dissenting in part.
Appeal by defendant from judgments entered 6 May 1997 by
Judge William H. Freeman in Forsyth County Superior Court. Heard
in the Court of Appeals 7 January 1999.
The facts in this tragic case are largely undisputed. On 4
September 1996 at approximately 10:30 p.m., Thomas Richard Jones
(defendant) crashed his automobile into an automobile driven by
Margaret Penney (Margaret), a nineteen-year-old college student,
killing two people and seriously injuring three others.
Defendant was driving west on Polo Road, a two-lane thoroughfare
in Winston-Salem, North Carolina, while Margaret was traveling
east. As Margaret drove around a curve which preceded the T
intersection of Polo Road and Brookwood Road, she saw two
headlights approaching her in her lane of travel. Aline Iodice
(Aline) also saw the two headlights and later testified that the
headlights were moving so quickly and [she] realized they were
in [their] lane from the very first time [she] saw them until
the car collided with them.
Margaret lifted her foot from the accelerator pedal but
could not pull the automobile off the road to the right because
of the presence of a telephone pole and mailbox. Margaret tried
to avoid a head-on collision with defendant by swerving into the
left lane and turning onto Brookwood Road. Defendant, however,
also swerved into his proper lane of travel and crashed into
Margaret's automobile.
The collision killed Maia Witzl and Julie Marie Hansen, bothnineteen-year-old college students who were passengers in
Margaret's automobile, and injured Margaret. Melinda Warren,
Aline, and Lea Billmeyer were also passengers in Margaret's
automobile and were seriously injured. Defendant, however,
suffered only minor injuries and was released from the hospital
in less than twenty-four hours.
The crash investigation showed that defendant had been
drinking alcohol and had a blood-alcohol content of .046. He had
also taken the narcotic drugs Butalbital, Alprazolam (Xanax), and
Oxycodone. Defendant was taking the prescription narcotics under
the supervision of his doctor to alleviate pain from the medical
conditions from which he was suffering. At trial, an expert
stated that this combination of narcotic painkillers impairs
one's ability to drive an automobile as they can cause dizziness,
confusion, and disorientation. The drugs may also decrease motor
control, impair concentration and judgment, and diminish reaction
time and perception.
Evidence in the record also shows that just a few minutes
before the accident, defendant was involved in another automobile
incident and engaged in reckless conduct. A mother and child
were stopped at a red light at the intersection of University
Parkway and North Point Boulevard. Defendant drove up behind
their automobile and twice bumped into it, indicating that they
should move out of the way even though the light was red. A
witness testified that defendant yelled, Get the f--k out of the
way. When the light changed to green, defendant sped around the
automobile in front of him and drove away at an excessive rate ofspeed.
The driver of the automobile which defendant had bumped
followed him to obtain his license plate number and report him to
the police. The driver saw that defendant continued to drive
recklessly, including driving up onto the curb of the road. The
driver eventually got the license plate number, called the
police, and told them that defendant was driving real crazy and
that if somebody doesn't get him he's going to kill somebody.
There was also evidence that defendant had been convicted of
driving while impaired (DWI) in 1992 and was awaiting trial on
another pending DWI charge.
In April of 1997, defendant was tried capitally before a
jury. The jury returned the following verdicts: (1) guilty of
assault with a deadly weapon inflicting serious injury on Aline;
(2) guilty of assault with a deadly weapon inflicting serious
injury on Melinda Warren; (3) guilty of assault with a deadly
weapon on Margaret; (4) guilty of assault with a deadly weapon
inflicting serious injury on Lea Billmeyer; (5) guilty of driving
while impaired; (6) guilty of first-degree murder of Maia Witzl
under the felony murder rule; and (7) guilty of first-degree
murder of Julie Hansen under the felony murder rule.
The jury recommended that defendant be sentenced to life
without parole for the deaths of Maia Witzl and Julie Hansen.
The trial court sentenced defendant to life without parole and
arrested judgment on the three convictions for assault with a
deadly weapon inflicting serious injury. The trial court also
sentenced defendant to 120 days' imprisonment for assault with adeadly weapon on Margaret and to 90 days' imprisonment for
driving while impaired. Defendant appealed.
Attorney General Michael F. Easley, by Special Deputy
Attorney General Isaac T. Avery, III, and Assistant Attorney
General Jonathan P. Babb, for the State.
White and Crumpler, by David B. Freedman, Dudley A. Witt,
and Laurie A. Schlossberg; and Teeter Law Firm by Carroll L.
Teeter, for defendant appellant.
HORTON, Judge.
In 1893 our General Assembly codified the common law offense
of murder and divided it into first and second degrees. State v.
Davis, 305 N.C. 400, 422, 290 S.E.2d 574, 588 (1982). The
killings considered to be the most heinous were classified as
first-degree murder and then subdivided into three classes: (1)
murders perpetrated by means of poison, lying in wait,
imprisonment, starving, or torture, (2) premeditated murder, and
(3) killings occurring in the commission of any arson, rape,
robbery, burglary, or other felony. Id. at 423, 290 S.E.2d at
588. This third class of first-degree murder is commonly
referred to as felony murder.
In 1977, the General Assembly amended the definition of
felony murder to its present form. It is now defined as a
killing committed in the perpetration or attempted perpetration
of any arson, rape or a sex offense, robbery, kidnapping,
burglary, or other felony committed or attempted with the use of
a deadly weapon . . . . N.C. Gen. Stat. § 14-17 (Cum. Supp.
1998). Therefore, for a defendant to be found guilty of felony
murder, the State must prove that another person was killed whiledefendant was committing or attempting to commit any felony in
which a deadly weapon was involved. State v. Gibbs, 335 N.C. 1,
51, 436 S.E.2d 321, 350 (1993), cert. denied, 512 U.S. 1246, 129
L. Ed. 2d 881 (1994). In the instant case, the defendant was
charged with the underlying felony of assault with a deadly
weapon inflicting serious injury, which is comprised of the
following elements: (1) an assault; (2) with a deadly weapon; (3)
inflicting serious injury; and (4) not resulting in death. N.C.
Gen. Stat. § 14-32(b) (1993).
An assault is defined as an overt act or attempt, or the
unequivocal appearance of an attempt, with force and violence, to
do some immediate physical injury to another person. State v.
Roberts, 270 N.C. 655, 658, 155 S.E.2d 303, 305 (1967). This
show of force or violence must be sufficient to place a person
of reasonable firmness in fear of immediate bodily harm. Id. A
deadly weapon has been defined by our Supreme Court as any
'article, instrument or substance which is likely to produce
death or great bodily harm.'" State v. Torain, 316 N.C. 111,
120, 340 S.E.2d 465, 470 (quoting State v. Sturdivant, 304 N.C.
293, 301, 283 S.E.2d 719, 725 (1981)), cert. denied, 479 U.S.
836, 93 L. Ed. 2d 77 (1986). An automobile which is driven in a
dangerous manner can be a deadly weapon. See State v. Sudderth,
184 N.C. 753, 755, 114 S.E. 828, 829-30 (1922); State v. Eason,
242 N.C. 59, 65, 86 S.E.2d 774, 778 (1955); State v. McBride, 118
N.C. App. 316, 318-19, 454 S.E.2d 840, 841-42 (1995).
A driver who operates an automobile in such a manner that it
is a deadly weapon can be convicted of the felony of assault witha deadly weapon inflicting serious injury if the driver has
either (1) an actual intent to inflict injury, or (2) [commits
a] culpabl[y] or criminal[ly] negligen[t] [act] from which such
intent may be implied. Eason, 242 N.C. at 65, 86 S.E.2d at 778.
Culpable or criminal negligence, in turn, has been defined as
such recklessness or carelessness, proximately resulting in
injury or death, as imports a thoughtless disregard of
consequences or a heedless indifference to the safety and rights
of others. State v. Cope, 204 N.C. 28, 30, 167 S.E. 456, 458
(1933). In State v. Hancock, 248 N.C. 432, 435, 103 S.E.2d 491,
494 (1958), our Supreme Court stated that [t]he violation of a
safety statute which results in injury or death will constitute
culpable negligence if the violation is wilful, wanton, or
intentional. If, however, the statute is unintentionally or
inadvertently violated, culpable negligence exists if the
violation is accompanied by recklessness of probable
consequences of a dangerous nature, when tested by the rule of
reasonable prevision, amounting altogether to a thoughtless
disregard of consequences or of a heedless indifference to the
safety of others. Id.
In this case, all the elements to sustain a conviction of
first-degree murder by application of the felony murder rule are
present. Two people were killed while defendant was perpetrating
the felony of assault with a deadly weapon inflicting serious
injury. Defendant committed the assault with his automobile by
driving it in a reckless manner, oblivious to the safety of
others. Although the evidence supports defendant's convictionfor felony murder because the elements of the underlying felony
were met, defendant nonetheless contends that his conviction
should be overturned because: (I) the felony murder statute is
unconstitutionally vague in that it does not define deadly
weapon; (II) application of the felony murder rule against
defendant is an ex post facto violation; and (III) defendant's
conviction is a violation of the Equal Protection Clause. We
disagree with defendant on all of these contentions and with (IV)
the dissent's opinion that it was not the legislature's intent
for the felony murder rule to apply to the facts of this case.
Defendant also presents the following evidentiary and
instructional error arguments: (V) that the trial court erred in
allowing the State to introduce evidence of a pending DWI charge,
a 1992 conviction for DWI, and evidence of defendant's driving
prior to the offense in question; (VI) that the trial court (A)
erred in failing to instruct the jury about proximate cause and
insulating acts of negligence, and (B) should not have instructed
the jury that driving left of the center line and exceeding the
speed limit were culpable negligence; (VII) the trial court erred
in denying defendant's motion to dismiss at the close of all the
evidence; (VIII) the district courts were without jurisdiction to
enter orders to allow the State access to defendant's medical
orders and these orders allowed the State improper ex parte
contact with defendant's physicians; (IX) the trial court erred
in allowing testimony by Dr. Mason in giving his opinion about
defendant's level of impairment and by Dr. Stuart about the
effects of barbiturates on the human body; and (X) the trialcourt erred in submitting the felony murder charges because the
underlying felonies of assault with a deadly weapon inflicting
serious injury merged with the offense of felony murder.
I
[1]Defendant first contends that the failure of North
Carolina's General Assembly to define the term deadly weapon in
N.C. Gen. Stat. § 14-17 necessarily results in the statute being
unconstitutionally vague as applied to this defendant. We
disagree.
It is well settled in North Carolina that a statute may be
void for vagueness and uncertainty. 'A statute which either
forbids or requires the doing of an act in terms so vague that
men of common intelligence must necessarily guess at its meaning
and differ as to its application violates the first essential of
due process of law.'
State v. Green, 348 N.C. 588, 597, 502
S.E.2d 819, 824 (1998) (citations omitted),
cert. denied, 525
U.S. 1111, 142 L. Ed. 2d 783 (1999). A deadly weapon, however,
has been defined by our case law to include a variety of
different instruments, including automobiles. As we stated
earlier, a deadly weapon is
any article, instrument, or
substance that is likely to produce great bodily harm or death.
State v. Hales, 344 N.C. 419, 426, 474 S.E.2d 328, 332
(1996)(emphasis added).
A variety of items have been held to be deadly weapons.
See
State v. Lang, 309 N.C. 512, 527, 308 S.E.2d 317, 325 (1983)
(hands, fists or feet can be deadly weapons);
State v. Joyner,
295 N.C. 55, 64-65, 243 S.E.2d 367, 373-74 (1978)(Pepsi-Colabottle could be deadly weapon);
State v. Strickland, 290 N.C.
169, 178, 225 S.E.2d 531, 538 (1976) (plastic bag can be a deadly
weapon). The determinative inquiry is the destructive
capabilities of the weapon or device.
State v. Moose, 310 N.C.
482, 497, 313 S.E.2d 507, 517 (1984). Indeed, this Court has
specifically held that an automobile can be a deadly weapon
within the meaning of the felony of assault with a deadly weapon.
Eason, 242 N.C. at 65, 86 S.E.2d at 778. Because North Carolina
cases provide adequate notice of what constitutes a deadly
weapon, defendant has not been deprived of due process. His
argument, therefore, that the lack of a specific definition of
deadly weapon necessarily makes the felony murder statute
unconstitutional in this case, is unpersuasive.
II
[2]Defendant next contends that the application of the
felony murder rule in this case would violate the prohibition
against
ex post facto laws. We disagree.
Both the North Carolina and United States Constitutions
forbid the enactment of
ex post facto laws. U.S. Const. art. I,
§ 10; N.C. Const. art. I, § 16. From the beginning of American
jurisprudence, the United States Supreme Court has defined an
ex
post facto law to be a law that (1) makes an action criminal
which was done before the passing of the law and which was
innocent when done, (2) aggravates a crime or makes it greater
than when it was committed, (3) allows imposition of a different
or greater punishment than was permitted when the crime was
committed, or (4) alters the legal rules of evidence to permitdifferent or less testimony to convict the offender than was
required at the time the offense was committed.
State v. Vance,
328 N.C. 613, 620, 403 S.E.2d 495, 500 (1991).
See also Calder
v. Bull, 3 U.S. (3 Dall.) 386, 390, 1 L. Ed. 648, 650 (1798). In
other words, in order for a criminal law to be an
ex post facto
violation, it must be both retrospective by applying to events
which occurred 'before its enactment, and it must disadvantage
the offender affected by it.'
Id. (quoting
Weaver v. Graham, 450
U.S. 24, 29, 67 L. Ed. 2d 17, 23 (1981)).
Although
ex post facto laws have traditionally been directed
specifically at legislative actions, the United States Supreme
Court has held that the Fifth and Fourteenth Amendments to the
U.S. Constitution forbid retroactive application of an
unforeseeable judicial modification of criminal law, to the
disadvantage of the defendant.
Id. In this case, however,
there is no judicial modification of any criminal law. The
felony murder rule has existed in its present form since 1977 and
automobiles were treated as deadly weapons well before the date
of the offense in this case. Although a felony perpetrated by an
automobile has apparently not been used to support a felony
murder conviction in the past, there is nothing to preclude its
use for that purpose, nor does it expand the statute in any
manner. Indeed, our Supreme Court has allowed human hands to be
considered as deadly weapons to sustain an underlying felony in
order to convict a defendant of felony murder.
See State v.
Pierce, 346 N.C. 471, 493, 488 S.E.2d 576, 589 (1997). We
therefore hold this argument to be unpersuasive. Defendant argues that he was not fairly placed on notice
that his conduct might result in a capital prosecution under the
felony murder rule. Prior to this tragic incident, defendant had
been convicted of driving while impaired on an earlier occasion.
Further, about a month before this incident, defendant, while
under the influence of drugs and alcohol, drove his automobile
into the opposite lane, and ran another motorist off the road.
Defendant was awaiting trial for that second incident at the time
of the collision in this case.
An automobile has been recognized as a deadly weapon in
North Carolina since 1922.
See Sudderth, 184 N.C. 753, 114 S.E.
828. At least since 1925 motorists have been prosecuted for
murder arising out of automobile accidents caused by their
operation of their vehicles while under the influence.
See State
v. Trott, 190 N.C. 674, 130 S.E. 627 (1925), in which both the
owner and the operator of an automobile were jointly indicted for
first-degree murder and convicted of second-degree murder arising
out of the tragic death of a fifteen-year-old girl in a traffic
accident. Both defendants were under the influence of alcohol at
the time of the accident. The driver did not appeal the
conviction; the owner's conviction was affirmed by our Supreme
Court.
Id. In recent years, defendants have been frequently
prosecuted and convicted of second-degree murder arising out of
automobile accidents.
See, e.g., State v. Snyder, 311 N.C. 391,
317 S.E.2d 394 (1984);
State v. Byers, 105 N.C. App. 377, 413
S.E.2d 586 (1992);
State v. McBride, 109 N.C. App. 64, 425 S.E.2d
731 (1993). Defendant in the case before us can hardly complainthat he was not on notice that he was taking serious risks--and
facing serious consequences--when he continued to operate his
automobile under the influence of drugs and alcohol. This
assignment of error is overruled.
III
[3]Defendant next contends that the application of the
felony murder rule to him violates his right to equal protection
under the law. We again disagree.
The Equal Protection Clause of both the U.S. and North
Carolina Constitutions requires that all persons similarly
situated be treated in the same manner.
Richardson v. N.C.
Dept. of Correction, 345 N.C. 128, 134, 478 S.E.2d 501, 505
(1996). If the statute does not impact upon a suspect class or
a fundamental right, it is necessary to show only that the
classification created by the statute bears a rational
relationship to some legitimate state interest.
Id.
In this case, defendant does not state the suspect class to
which he belongs that has been discriminated against, nor does he
show us which fundamental right will be affected. He merely
contends that, if a similar accident had occurred and there were
not multiple injuries, the felony murder rule could not be
applied. This argument is unpersuasive in that it does not make
out a
prima facie case for a violation of the Equal Protection
Clause,
see Green, 348 N.C. at 602, 502 S.E.2d at 827, and
because it is not a violation of the Equal Protection Clause to
punish a defendant more severely because more victims have been
harmed.
See N.C. Gen. Stat. §§ 15A-1340.16(d)(8) and 15A-2000(e)(11) (1997). This assignment of error is accordingly
overruled.
IV
[4]We next address an issue not specifically discussed by
defendant in his brief, but clearly presented by the dissent.
The dissent states that our legislature did not intend for the
felony murder rule to be used in situations such as the present
one. Specifically, the dissent opines that when the General
Assembly modified the felony murder rule in 1977 and defined it
as a killing committed in the perpetration or attempted
perpetration of any arson, rape or a sex offense, robbery,
kidnapping, burglary, or other felony committed or attempted with
the use of a deadly weapon[,] N.C. Gen. Stat. § 14-17, it
limited the coverage of the rule by limiting the felonies which
would sustain a felony murder charge.
Although we agree that the General Assembly did make the
rule more specific as to the type of underlying felony necessary
to sustain a felony murder conviction, it specifically denoted
felonies perpetrated with the use of a deadly weapon. As
discussed above, a variety of items have been held to be deadly
weapons within the meaning of the statute.
See, e.g., Pierce,
346 N.C. at 493, 488 S.E.2d at 589. Indeed, the General Assembly
did not exclude automobiles from the definition of deadly
weapons in this statute, although automobiles had often been
treated as deadly weapons prior to the 1977 amendment.
The dissent further supports its conclusion by stating that
when a specific statute addresses an issue, that specific statuteprevails over a more general statute, 'unless it clearly appears
that the General Assembly intended to make the general act
controlling in regard thereto . . . .'
Utilities Comm. v.
Electric Membership Corp., 3 N.C. App. 309, 314, 164 S.E.2d 889,
892 (1968) (citation omitted). Indeed, in
State v. Beale, 324
N.C. 87, 376 S.E.2d 1 (1989), our Supreme Court did apply a more
specific statute dealing with abortion and similar offenses
rather than the felony murder rule.
This idea that the felony murder rule cannot be used in this
context because the General Assembly has enacted the more
specific statutes of felony death by vehicle and misdemeanor
death by vehicle (N.C. Gen. Stat §§ 20-141.4(a1) and 20-141.4(a2)
(1993)), however, is not well grounded. Although these statutes
do exist, they have not preempted all other statutes when a death
occurs when a defendant has been driving while impaired. Indeed,
there is abundant case law to support convictions for second-
degree murder and involuntary manslaughter in DWI cases, even
after the enactment of the felony and misdemeanor death by
vehicle statutes.
See, e.g., State v. Grice, 131 N.C. App. 48,
505 S.E.2d 166 (1998),
disc. review denied, 350 N.C. 102, ___
S.E.2d ___ (1999);
McBride, 109 N.C. App. 64, 425 S.E.2d 731;
Byers, 105 N.C. App. 377, 413 S.E.2d 586. Logically, therefore,
there is no reason why the felony murder statute cannot be used
in this context if an underlying felony was also committed.
Despite our conclusion, we are mindful of the core concern
expressed in the dissent. We perceive that our duty as an
intermediate appellate court is to apply existing law to thefacts of the case before us, and that duty inevitably compels the
result we reach here. Novel or imaginative uses of existing
statutes and case law are the stock in trade of capable
attorneys, and a prosecutor may properly weigh the harm resulting
from a defendant's actions in determining the charges he will
pursue against a defendant. Such an evaluation undoubtedly took
place here. Few traffic fatalities involve actions as flagrant
as those before us. We expect district attorneys to continue to
be mindful of the gravity of first-degree murder prosecutions in
such cases. Both the verdict and sentence imposed are
appropriate under the facts of this case, and our decision is
grounded on those facts. This assignment of error is overruled.
V
[5]We now turn to defendant's assignments of error
concerning instructional and evidentiary errors. Defendant
contends that the trial court should not have allowed evidence
about a pending DWI charge, defendant's 1992 conviction for DWI,
and evidence of defendant's conduct just before the offense in
question. We disagree with defendant on all of these arguments.
Rule 404(b) of the North Carolina Rules of Evidence allows
evidence of other crimes, wrongs, or acts by a defendant if it is
used to show a mental state such as malice.
Byers, 105 N.C. App.
at 383, 413 S.E.2d at 589. Evidence of other crimes, wrongs, or
bad acts cannot, however, be used to prove a defendant's
propensity to commit a crime.
Id.
In this case, evidence of defendant's pending DWI charge and
his 1992 conviction for DWI was used to show that defendant hadthe requisite mental state of malice, one of the elements of the
charge of second-degree murder which was submitted to the jury.
The trial court did not abuse its discretion in that the danger
of undue prejudice did not outweigh any probative value of the
evidence. Furthermore, evidence of defendant's conduct
immediately prior to the offense in question was also properly
admitted. Defendant bumped another automobile stopped at a
traffic light, yelled obscenities and then sped off without
acknowledging any damage which occurred. This evidence tended to
show malice on the part of defendant and was proper under Rule
404(b).
VI
Defendant next contends that the trial court (A) erred in
failing to instruct the jury about proximate cause and insulating
acts of negligence and (B) should not have instructed the jury
that driving left of the center line and exceeding the speed
limit were culpable negligence. We disagree with these
arguments.
A
[6]Defendant argues that the trial court should have
instructed the jury that in order to find him guilty of first-
degree felony murder, the jury must find that the defendant's
actions were the sole and only proximate cause of the death of
the victim. The State must prove that there was no other
proximate cause of the death of the victim. Although the trial
court must give an instruction to the jury if the requested
instruction is correct in itself and is supported by evidence,
see State v. Harvell, 334 N.C. 356, 364, 432 S.E.2d 125, 129
(1993), the requested instruction in this case was not correct.
If a defendant's culpable negligence is
a proximate cause of
the death, that is sufficient to find him criminally liable.
State v. Hollingsworth, 77 N.C. App. 36, 39, 334 S.E.2d 463, 465
(1985). Indeed, there may be more than one proximate cause, but
criminal responsibility arises when the offense committed is one
of the proximate causes.
Id. As a result, defendant's requested
instruction was a misstatement of the law and did not have to be
given to the jury.
[7]As to the instruction for insulating acts of negligence,
the trial court was correct in not submitting the charge. In
order for [the] negligence of another to insulate defendant from
criminal liability, that negligence must be such as to break the
causal chain of defendant's negligence; otherwise, defendant's
culpable negligence remains
a proximate cause, sufficient to find
him criminally liable.
Id. In this case, there was no evidence
of any negligence on the part of Margaret while driving her
automobile. Defendant was in her lane of travel and she was
forced to swerve into the left lane in an effort to avoid a
collision. Defendant's argument that Margaret should have
swerved to the right and hit a telephone pole and mailbox is
completely unpersuasive and is, accordingly, overruled.
B
[8]The trial court gave the jury the following instruction
on culpable negligence.
Under the law of this state, culpable
negligence is such recklessness orcarelessness proximately resulting in injury
or death as imports a thoughtless disregard
of consequences or a heedless indifference to
the safety and rights of others. An
intentional, willful or wanton violation of
the statute designed for the protection of
human life or limb which proximately results
in injury or death such as driving on the
left half of the roadway or exceeding the
posted speed limit is culpable negligence.
Where there is an unintentional or
inadvertent violation of the law, such
violation standing alone does not constitute
culpable negligence. To constitute culpable
negligence, the inadvertent or unintentional
violation of the law must be accompanied by
recklessness of probable consequences of a
dangerous nature when tested by the rule of
reasonable foresight amounting all together
to a thoughtless disregard of consequences or
heedless indifference to the safety of
others.
This language of the instruction tracks the language set
forth by the Supreme Court in
State v. Sealy, 253 N.C. 802, 804,
117 S.E.2d 793, 795 (1961) and was correct. Defendant complains
that the trial court mischaracterized the law when it stated that
driving on the left half of the roadway or exceeding the posted
speed limit is culpable negligence. This argument, however, is
without merit. Our cases have held that an individual may be
culpably or criminally negligent when traveling at excessive
rates of speed.
See, e.g., State v. Wilson, 218 N.C. 769, 12
S.E.2d 654 (1941);
State v. Steelman, 228 N.C. 634, 46 S.E.2d 845
(1948);
State v. Floyd, 15 N.C. App. 438, 190 S.E.2d 353,
cert.
denied, 281 N.C. 760, 191 S.E.2d 363 (1972);
State v. Grissom, 17
N.C. App. 374, 194 S.E.2d 227,
cert. denied, 283 N.C. 258, 195
S.E.2d 691 (1973). Our cases have also held that driving on the
wrong side of the road can be culpable negligence.
See State v.Hefler, 60 N.C. App. 466, 299 S.E.2d 456 (1983),
aff'd, 310 N.C.
135, 310 S.E.2d 310 (1984);
State v. Atkins, 58 N.C. App. 146,
292 S.E.2d 744,
appeal dismissed and disc. review denied, 306
N.C. 744, 295 S.E.2d 480 (1982).
VII
[9]A trial court correctly denies a motion to dismiss at
the close of all the evidence if there is substantial evidence to
support each essential element of the offense charged and that
defendant committed the offense.
State v. Lynch, 327 N.C. 210,
215, 393 S.E.2d 811, 814 (1990). Substantial evidence is such
relevant evidence that a reasonable mind might accept as adequate
to support a conclusion.
State v. Morgan, 111 N.C. App. 662,
664-65, 432 S.E.2d 877, 879 (1993). The trial court must examine
the evidence in the light most favorable to the State and the
State is entitled to every reasonable inference which can be
drawn from the evidence.
Id. In this case, there was
substantial evidence to warrant submission of the charges to the
jury and the trial court did not err in denying the motion to
dismiss.
VIII
[10]Defendant's next argument concerns orders entered by
the district court for the production of his medical records for
the State. Although the case law prohibits
ex parte
communications with a party's health care provider in civil cases
absent the party-patient's express consent,
see Crist v. Moffatt,
326 N.C. 326, 389 S.E.2d 41 (1990), defendant has cited no
authority to extend this rule to criminal defendants. Furthermore, there is no indication in the record that defendant
objected to the orders at trial or moved to suppress the
information. As a result, any error which occurred has been
waived by defendant. N.C.R. App. P. 10(b)(1).
Defendant's contention that the district court judges who
signed two of the orders lacked jurisdiction because the case was
to be tried in superior court is likewise without merit. N.C.
Gen. Stat. § 7A-272(b) (Cum. Supp. 1997) states that a district
court has jurisdiction to conduct preliminary examinations and to
bind the accused over for trial upon waiver of preliminary
examination or upon a finding of probable cause . . . . Until a
case is bound over to the superior court, or indictments are
returned by the Grand Jury, jurisdiction is in the district
court. In this case, the two orders signed by the district court
were entered on 6 September 1996 and 20 September 1996, while the
first indictments against defendant were not returned until 21
October 1996. Since the indictments had not been returned, nor
the cases bound over to the superior court when the orders in
question were signed, the district court retained jurisdiction of
these preliminary matters.
IX
[11]Defendant next argues that the trial court erred in
admitting testimony of two of the State's expert witnesses.
Again, we disagree with defendant's contentions and hold that the
trial court was correct in allowing the testimony.
Rule 702 of the Rules of Evidence will allow an expertwitness to testify to a scientific opinion if it will assist the
trier of fact to understand the evidence or to determine a fact
in issue . . . . N.C. Gen. Stat. § 8C-1, Rule 702 (Cum. Supp.
1997). In this case, defendant objects to testimony by Dr. Mason
that, in his opinion, defendant was appreciably impaired when his
blood alcohol level reached .046. This testimony, however, was
appropriately admitted because Dr. Mason was qualified as an
expert in the field of forensic toxicology and had examined a
sample of defendant's blood and therefore could give his opinion
as to the effects of the various impairing substances in
defendant's body.
This same rationale applies to the testimony of Dr. Stuart.
Dr. Stuart was accepted by the trial court as an expert in trauma
surgery and medicine. Defendant contends that Dr. Stuart should
not have been allowed to testify about the effects of combining
alcohol and Xanax because it was outside of his field of
knowledge. We reject this argument, however, because in North
Carolina, the opinion testimony of an expert witness is
competent if there is evidence to show that, through study or
experience, or both, the witness has acquired such skill that he
is better qualified than the jury to form an opinion on the
particular subject of his testimony.
Maloney v. Hospital
Systems, 45 N.C. App. 172, 177, 262 S.E.2d 680, 683,
disc. review
denied, 300 N.C. 375, 267 S.E.2d 676 (1980). In this case, Dr.
Stuart was an expert in the field of medicine and was better
qualified than the jury to offer an opinion about the effects of
combining alcohol and Xanax. Any problems in the testimony go tothe weight it is given by the jury, not to its admissibility.
X
[12]In his final argument, defendant contends that the
trial court erred in submitting the felony murder charge because
the underlying felony of assault with a deadly weapon inflicting
serious injury merged with the homicide. Specifically, defendant
is asking this Court to reexamine our Supreme Court's holding in
State v. Abraham, 338 N.C. 315, 451 S.E.2d 131 (1994), and hold
that the offenses must be merged if the victims are different
persons. This Court is bound by the decisions of our Supreme
Court, and therefore we are unable to accept defendant's
argument.
See State v. Coria, 131 N.C. App. 449, 508 S.E.2d 1
(1998).
In conclusion, we hold that no prejudicial error was
committed at defendant's trial. We are aware that the felony
murder rule has been criticized in some jurisdictions, and we
understand the dissent's concern that harsh results could result
from the application of the felony murder rule to other fatal
automobile accidents regardless of the circumstances surrounding
them. We are bound, however, by the plain language of the statute
and earlier appellate decisions, and do not find on the facts of
this case that application of the felony murder rule resulted in
a fundamentally unfair result. Any modifications of N.C. Gen.
Stat. § 14-17 to yield a different result in situations similar
to the hypothetical case set out in the dissent must be left to
our General Assembly.
No error. Judge EDMUNDS concurs.
Judge WYNN concurs in part and dissents in part with
separate opinion.
=======================
WYNN, Judge, concurring in part, dissenting in part.
If this Court could render a decision which solely addressed
the issue of whether defendant Thomas Richard Jones could
lawfully be subjected to possible capital punishment for causing
death and serious injury while driving in a dangerously
intoxicated manner, I would be more inclined to join in the
majority opinion. This Court, however, cannot look at this case
and its concomitant issues in such a discrete vacuum. Rather, as
an appellate court we must view this case in a broader light,
understanding that we cannot remain blind to the legal and
societal ramifications of our decision. Ultimately, we must
remain cognizant of the fact that our pronouncements transcend
the rights and duties of the immediate parties by creating
precedent binding upon every citizen of this State.
Examining the case sub judice under this time-tested
foresight elucidates the fact that our decision concerns and
affects not only intoxicated motorists, but also every North
Carolina vehicular driver who utilizes our highways. Indeed,
under the majority opinion, any motorist in North Carolina whose
culpable negligence
(See footnote 1)
results in an accident causing at least onedeath and one serious injury is now potentially subject to the
death penalty
(See footnote 2)
. This holding has significant implications
because North Carolina jurisprudence holds that a motorist can be
found culpably negligent if he exceeds the posted speed limit or
fails to keep a reasonable lookout
(See footnote 3)
. See e.g. Ingle v. Roy Stone
Transfer Corp., 271 N.C. 276, 284, 156 S.E.2d 265, 272
(1967)(stating that failing to keep a reasonable lookout coupled
with dangerous speed constitutes reckless driving); State v.
Grissom, 17 N.C. App. 374, 375, 194 S.E.2d 227, 228 (holding that
excessive speed can constitute reckless driving), disc. rev.
denied, 283 N.C. 258, 195 S.E.2d 691 (1973). That is, the
majority has failed to draw a bright line between an intoxicated,
reckless driver whose unlawful conduct results in death or
serious injury and any other driver who does little more than
violate this State's traffic rules and regulations. In so doing,
the majority has enveloped this State with a unique and draconian
form of criminal liability.
Further, the majority opinion represents the first time that
any court in this nation has determined it appropriate to subjecta culpably negligent motorist to the death penalty. See Langford
v. State, 354 So.2d 313, 315-16 (Ala. 1977)(no case has been
cited, or found, wherein an . . . automobile driver was found
guilty of murder in the first degree). Indeed, such a law is
noticeably absent from this State or any other state's criminal
law.
In my opinion, if North Carolina desires to undertake such a
far-reaching extension of its criminal law, it should do so
through the legislative functions assigned to our General
Assembly,
(See footnote 4)
not through a clever prosecutor and the majority panel
of two judges on this Court. Nonetheless, the majority opinion
arrogates the legislative function and usurps powers theConstitution ordained to ordinary political processes.
Unfortunately, this arrogation adds vitality to the familiar
charge that the imperial judiciary has overstepped its bounds
and impermissibly intruded upon matters that our Founding Fathers
intended to be left to the democratic process. See Francis J.
Larkin, The Variousness, Virulence, and Variety of Threats to
Judicial Independence, 36 NO. 1 Judges' J. 4 (1997).
With the preceding principles in mind, I examine two
compelling arguments the defendant presents which challenge the
validity of applying the felony-murder rule to a culpably
negligent driver. First, I will address the defendant's
contention that the State violated his due process rights by
applying the felony-murder rule without meeting the
constitutional requisite of fair notice. Thereafter, I will
analyze the defendant's argument that the felony-murder rule was
improperly utilized because the General Assembly neither
contemplated nor intended that it be applied to a culpably
negligent driver.
I.
The defendant first contends that the State's novel and
unforeseen application of the felony-murder rule operated as a
quasi
ex post facto law in violation of his due process rights.
Specifically, the defendant argues that the State failed to meet
its constitutional mandate of providing him with fair notice that
his conduct subjected him to the felony-murder rule and its
stringent penalties.
Before endeavoring to analyze this issue, I must clarify adistinction of substantial import to the defendant's due process
argument. The defendant has not contended, nor am I insinuating,
that the State failed to provide him with fair notice that his
egregious conduct subjected him to a murder conviction. Indeed,
the defendant's brief specifically states that [a]t the time [the
defendant] committed the offense, the law that was in place would
have permitted conviction of involuntary manslaughter or even
second degree murder. Therefore, the issue before us is not
whether the defendant, or for that matter any other reckless
driver, was provided fair notice that his conduct subjected him to
a murder conviction, but rather whether he was provided fair notice
that his conduct subjected him to the felony-murder rule and the
potential death sentence associated with it.
North Carolina's felony-murder rule, set forth in N.C. Gen.
Stat. § 14-17 (Supp. 1996), provides in pertinent part:
A murder . . . which shall be committed in the
perpetration or attempted perpetration of any
arson, rape, or a sex offense, robbery,
kidnapping, or burglary,
or other felony
committed or attempted with the use of a
deadly weapon shall be deemed to be murder in
the first degree, a Class A felony, and any
person who commits such murder shall be
punished with death or imprisonment in the
State's prison for life . . . .
(Emphasis added.) Accordingly, an individual can be convicted
under the felony-murder rule if a killing occurred during the
commission of a felony committed with the use of a deadly weapon.
N.C. Gen. Stat. § 14-17;
State v. Davis, 305 N.C. 400, 423-24, 290
S.E.2d 574, 588 (1982).
In the case
sub judice, the defendant was charged with the
underlying felony of assault with a deadly weapon inflictingserious injury under N.C. Gen. Stat. § 14-32(b) (1993). The
elements of that crime are (1) an assault, (2) with a deadly
weapon, (3) inflicting serious injury, and (4) not resulting in
death.
See N.C. Gen. Stat. § 14-32(b);
State v. Woods, 126 N.C.
App. 581, 592, 486 S.E.2d 255, 261 (1997).
Although there is no statutory definition of assault, our
Supreme Court has defined it as an overt act or an attempt, or the
unequivocal appearance of an attempt, with force and violence, to
do some immediate physical injury to the person of another, which
show of force or menace of violence must be sufficient to put a
person of reasonable firmness in fear of immediate bodily harm.
State v. Roberts, 270 N.C. 655, 658, 155 S.E.2d 303, 305 (1967).
With respect to the
mens rea or criminal intent requirement for
assault, I note there is conflict among our jurisprudence. Indeed,
while this Court stated in
State v. Curie, 19 N.C. App. 17, 20, 198
S.E.2d 28, 30 (1973), that [i]ntent is not an element of . . .
assault with a deadly weapon, it also stated in
State v. Coffey,
43 N.C. App. 541, 543, 259 S.E.2d 356, 357 (1979) (citations
omitted), that intent is an essential element of the crime of
assault. Because it is undisputed that the defendant had the
requisite
mens rea, I need not confront this discrepancy.
Proceeding, [a] deadly weapon is any article, instrument, or
substance that is likely to produce great bodily harm or death.
State v. Hales, 344 N.C. 419, 426, 474 S.E.2d 328, 332 (1996). The
focus of the inquiry is upon the destructive capabilities of the
weapon or device and the circumstances of its use.
See State v.
McBride, 118 N.C. App. 316, 318, 454 S.E.2d 840, 841-42 (1995). Itis well settled that a motor vehicle, if used in a dangerous or
reckless manner, can constitute a deadly weapon.
Eason, 242 N.C.
at 65, 86 S.E.2d at 778;
State v. Sudderth, 184 N.C. 753, 755, 114
S.E. 828, 829-30 (1922);
McBride, 118 N.C. App. at 318; 454 S.E.2d
at 841. Notably, our Supreme Court has stated that the operator of
a motor vehicle may be convicted of assault with a deadly weapon
when, by means thereof, he strikes and injures a person so long as
there is either (1) an actual intent to inflict injury, or
(2) culpable or criminal negligence from which such intent may be
implied.
See Eason, 242 N.C. at 65, 86 S.E.2d at 778.
In this case, all the elements of assault with a deadly weapon
inflicting serious injury are present. The defendant drove his
motor vehicle, a deadly weapon, in a culpably or criminally
negligent manner. As a result thereof, the defendant inflicted
serious injuries upon Aline J. Iodice, Melinda P. Warren, and Lea
Temple Billmeyer. Accordingly, the defendant was properly
convicted of these crimes.
Given that the defendant was properly convicted of assault
with a deadly weapon inflicting serious injury, the language of our
felony-murder statute ostensibly condones his felony-murder
conviction. Indeed, I concur with the majority's acceptance of the
State's syllogistical reasoning: (1) one can be convicted of a
felony-murder crime if a killing occurs during a felony that
involves the use of a deadly weapon; (2) an individual who
recklessly drives a motor vehicle into another causing a serious
injury but not death has committed the felony of assault with a
deadly weapon inflicting serious injury; (3) the defendant killedone person and seriously injured others while recklessly driving
his motor vehicle; (4) accordingly, the defendant is guilty of
assault with a deadly weapon inflicting serious injury;
(5) therefore, the defendant is also guilty of felony murder.
Although the State's reasoning appears sound, syllogistic
logic does not end our analysis. Specifically, a thorough and
proper analysis of a criminal conviction also requires this Court
to analyze the constitutional considerations surrounding this
matter. It is in this respect that I analyze the defendant's
argument that his due process rights were violated by the State's
quasi
ex post facto application of the felony-murder rule. Because
the defendant's due process argument involves principles and tenets
of
ex post facto jurisprudence, I begin this analysis with a brief
introduction and outline of
ex post facto law.
Since it's earliest decisions, the United States Supreme Court
has defined an
ex post facto law as one which: (1) makes an action
criminal which was done before the passing of the law and which was
innocent when done, (2) aggravates a crime or makes it greater than
when it was committed, (3) allows imposition of a different or
greater punishment than was permitted when the crime was committed,
or (4) alters the legal rules of evidence to permit different or
less testimony to convict the offender than was required at the
time the offense was committed.
See Collins v. Youngblood, 497
U.S. 37, 42, 111 L. Ed. 2d 30, 38-39 (1990);
Calder v. Bull, 3 U.S.
386, 390, 1 L. Ed. 648, 650 (1798);
State v. Vance, 328 N.C. 613,
620, 403 S.E.2d 495, 500 (1991). Two critical elements must be
present for a criminal or penal law to be
ex post facto: it mustbe retrospective, that is, it must apply to events occurring before
its enactment, and it must disadvantage the offender affected by
it.
Weaver v. Graham, 450 U.S. 24, 29, 67 L. Ed. 2d 17, 23
(1981).
The prohibition against
ex post facto laws set forth in both
Article I, Section 10 of the United States Constitution and
Article I, Section 16 of the North Carolina Constitution is
directed toward legislative action.
See Marks v. United States,
430 U.S. 188, 191-92, 51 L. Ed. 2d 260, 264-65 (1977);
Vance, 328
N.C. at 620, 403 S.E.2d at 500. Nonetheless, the United States
Supreme Court has held that [i]f a state legislature is barred by
the
Ex post facto Clause from passing such a law, it must follow
that a State Supreme Court is barred by the Due Process Clause from
achieving precisely the same result by judicial construction.
Bouie v. City of Columbia, 378 U.S. 347, 353-54, 12 L. Ed. 2d 894,
900 (1964). Consequently, an unforeseeable judicial enlargement
of a criminal statute, applied retroactively, operates precisely
like an
ex post facto law, such as Art. I, § 10, of the
Constitution forbids,
Id. at 353, 12 L. Ed. 2d at 899, and
therefore is unconstitutional under the Due Process Clauses of the
Fifth and Fourteenth Amendments to the Constitution of the United
States.
See Vance, 328 N.C. at 620, 403 S.E.2d at 500.
Significantly, it is of no import that the defendant knew his
conduct was criminal at the time it occurred. As stated by the
United States Supreme Court, [t]he enhancement of a crime, or
penalty, seems to come within the same mischief as the creation of
a crime or penalty and is accordingly equally prohibited.
Collins, 497 U.S. at 44, 111 L. Ed. 2d at 40. In fact, the bulk of
ex post facto jurisprudence involves claims that a law inflicted a
greater punishment than the law annexed to the crime when
committed.
See Lynce v. Mathis, 519 U.S. 433, 441, 137 L. Ed. 2d
63, 72 (1997). This jurisprudence summarily holds that
constitutional-due-process protections, like
ex post facto
protections, proscribe judicially enforced changes in legal
interpretations which unforeseeably expand the punishment
accompanying a conviction beyond that which an actor could have
anticipated at the time he committed the criminal act.
See Helton
v. Fauver, 930 F.2d 1040, 1045 (3rd Cir. 1991);
Dale v. Haeberlin,
878 F.2d 930, 934 (6th Cir. 1989),
cert. denied, 494 U.S. 1058, 108
L. Ed. 2d 767 (1990).
Concomitant with the due-process analysis relating to
ex post
facto laws is the due-process requirement of fair notice. That is,
if an actor has fair notice that his conduct is proscribed by a
statute or a judicial construction of that statute, then the actor
has no rightful due-process claim that a later judicial
construction operated like a quasi
ex post facto law.
The fair-notice requirement has three related manifestations.
First, the vagueness doctrine bars enforcement of a statute which
either forbids or requires the doing of an act in terms so vague
that men of common intelligence must necessarily guess at its
meaning and differ as to its application.
Connally v. General
Constr. Co., 269 U.S. 385, 391, 70 L. Ed. 322, 328 (1926). Second,
as a sort of 'junior version of the vagueness doctrine,' the canon
of strict construction of criminal statutes, or rule of lenity,ensures fair notice by so resolving ambiguity in a criminal statute
as to apply it only to conduct clearly covered.
United States v.
Lanier, 520 U.S. 259, 266, 137 L. Ed. 2d 432, 442 (1997) (citation
omitted). Third, although clarity at the requisite level may be
supplied by judicial gloss on an otherwise uncertain statute, due
process bars courts from applying a novel construction of a
criminal statute to conduct that neither the statute nor any prior
judicial decision has fairly disclosed within its scope.
Id.;
see
also Marks, 430 U.S. at 191-92, 51 L. Ed. 2d at 260. Accordingly,
a criminal statute may only be used as the basis for a conviction
or an increased penalty if the statute and its accompanying
interpretation meet all three of the fair-notice requirements.
In this case, this Court is asked to determine whether the
defendant was provided fair notice that his culpably negligent
driving would subject him to our felony-murder rule and possible
capital punishment. The majority opinion concludes that the
defendant's current and prior convictions for drunk driving
evidence that he received constitutionally adequate notice that a
culpably negligent driver in North Carolina could be subjected to
the death penalty. Specifically, the majority opinion contends that
the defendant was provided adequate notice because any reasonably
intelligent person knows that driving while intoxicated subjects
him to potentially harsh sanctions. In support of this argument,
the majority opinion cites
State v. Trott, 190 N.C. 674, 130 S.E.
627 (1925), where our Supreme Court upheld the defendant's
conviction for
second-degree murder when, while intoxicated, he
allowed another intoxicated person to operate his motor vehicle. The majority opinion, by citing
Trott, sets forth the
proposition that the defendant had adequate notice that he could be
convicted of second-degree murder. I concur in this proposition
because it is well supported by North Carolina jurisprudence.
See
N.C. Gen. Stat. § 14-17; N.C. Gen. Stat. § 20-141.4;
State v. Rich,
1999 WL 100916 (1999)(affirming second-degree murder conviction for
driver who was speeding and veered out of his lane of travel);
State v. Snyder, 311 N.C. 391, 317 S.E.2d 394 (1984)(affirming
second-degree murder conviction in facts substantially similar to
those in the case
sub judice). Indeed, I conclude this dissent by
noting that the State could have constitutionally obtained two life
sentences against the defendant if it had charged him with second-
degree murder.
Nonetheless, I emphasize that
Trott fails to support the
majority opinion's proposition that a culpably negligent motorist,
regardless of his level of sobriety, can be lawfully convicted of
first-degree-felony murder when, as a result of his unlawful
conduct, death and serious injury occur. The majority opinion
implies that
Trott supports such a proposition by noting that the
defendants in that case were
indicted for first-degree murder. It
is unclear from the opinion, however, whether the defendants were
in fact charged in this manner
(See footnote 5)
. More importantly, the defendantswere ultimately convicted of second-degree murder and accordingly
our Supreme Court never addressed the pertinent issue of whether
the charged defendants could have been lawfully convicted of first-
degree murder.
Id. Therefore, the majority opinion's reliance on
Trott is unfounded.
Additionally, the majority opinion states that the defendant
was provided fair notice because he knew that he was taking
serious risks---and facing serious consequences--when he continued
to operate his automobile under the influence of drugs and
alcohol. This reasoning is unpersuasive. Just because an
individual knows that his conduct is risky and subjects him to
potential sanctions, that does not mean that the individual can be
prosecuted under any law. Indeed, specific laws are created and
passed to address specific issues. It would be absurd, for
example, to say that an embezzler could be lawfully convicted of
murder because he knew that his unlawful acts were risky and
subjected him to serious consequences. That is, a distinction must
be made between having notice that your actions are unlawful and
having notice with respect to which laws and punishments apply to
that unlawful conduct. Perhaps more distressing is the majority
opinion's continued and significant reliance on the defendant's
intoxicated state as providing him with constitutionally fair
notice that his conduct subjected him to the felony-murder rule and
possible capital punishment. A proper examination of the record
illustrates that the defendant's intoxicated state, though morally
repugnant, beared no legal consequence to his felony-murder
conviction. The defendant's intoxication was legally immaterialbecause the underlying felony supporting his felony-murder
conviction was assault with a deadly weapon, not felonious driving
while impaired.
Recognizing and addressing this distinction is of paramount
importance because the State was not required to present any
evidence of the defendant's intoxication to provide the jury with
sufficient evidence to convict him of assault with a deadly weapon.
Accordingly, the majority, by classifying the defendant as an
intoxicated culpably-negligent driver, rather than simply as a
culpably negligent driver, ignored the distinction between an
individual whose felony-murder conviction is supported by a charge
of assault with a deadly weapon and an individual whose felony-
murder conviction is supported by felonious driving while impaired.
The majority's failure to discern this distinction results in
an opinion that addresses this watershed issue too narrowly. In
effect, the majority opinion examines this case only with respect
to how it affects intoxicated motorists as opposed to motorists in
general. Moreover, the majority opinion addresses the defendant's
arguments only as they pertain to an intoxicated motorist,
disregarding the fact that we must determine these issues as they
pertain to a culpably negligent driver. Significantly, the majority
opinion analyzed the issue of whether the defendant received fair
notice by determining whether an intoxicated motorist knew or
should have known that his conduct would subject him to potential
capital punishment. If the underlying felony in this case had been
felonious driving while impaired, such an analysis would have been
warranted. However, since the underlying felony in the case
subjudice was assault with a deadly weapon, the appropriate analysis
involves a determination as to whether a culpably negligent driver-
-whether intoxicated or sober--knew or should have known that his
conduct subjects him to potential capital punishment. Because the
majority opinion failed to make this distinction, I now proceed to
analyze this compelling issue.
Undoubtedly, a culpably negligent driver in North Carolina
should contemplate that his conduct requires punitive
repercussions; however, such repercussions are expected to be
proportional to the unlawful conduct.
See generally State v.
Kirkpatrick, 345 N.C. 451, 454, 480 S.E.2d 400, 405 (1997) (A
primary purpose of sentencing is to punish an offender with the
degree of severity that his culpability merits.). Prior to the
case
sub judice, no culpably negligent driver in this State had
ever been prosecuted under the felony-murder rule. Accordingly,
North Carolina drivers most assuredly had no precedent alerting
them that culpably negligent driving may subject them to a capital
trial and the prospect of the death penalty.
To emphasize this point, consider the following hypothetical
case: a grandmother is involved in an accident when, in an effort
to get to her grandchild's school on time, she weaves through
traffic at eighty miles-per-hour in a sixty-five mile-per-hour
zone. Although this hypothetical appears factually distinct from
the case
sub judice--comparing a drunk driver who has a pattern of
reckless behavior with a woman who only appears to be violating a
traffic regulation--legally speaking, these cases are
indistinguishable. Reiterating, because the underlying offense forthe defendant's felony-murder conviction was assault with a deadly
weapon inflicting serious injury, the fact that the defendant was
impaired at the time of the offense is immaterial to the legal
issue in this case. It was the accident at the University Parkway
intersection, coupled with the defendant's speeding and driving in
the wrong lane of travel, which standing alone constituted the
culpable or criminal negligence needed to support his conviction
for assault with a deadly weapon inflicting serious injury.
To clarify, a North Carolina motor vehicle operator may
properly be convicted of assault with a deadly weapon when he
strikes and injures a person while operating his vehicle
in a
culpably or criminally negligent manner.
See Eason, 242 N.C. at
65, 86 S.E.2d at 778. Culpable or criminal negligence, as defined
by our Supreme Court, is such recklessness or carelessness,
proximately resulting in injury or death, as imports a thoughtless
disregard of consequences or a heedless indifference to the safety
and rights of others.
State v. Cope, 204 N.C. 28, 30, 167 S.E.
456, 458 (1933). Significantly,
[t]he violation of a safety statute which
results in injury or death will constitute
culpable negligence if the violation is
wilful, wanton, or intentional. But, where
there is an unintentional or inadvertent
violation of the statute, . . . [it] must be
accompanied by recklessness of probable
consequences of a dangerous nature, when
tested by the rule of reasonable prevision,
amounting altogether to a thoughtless
disregard of consequences or of a heedless
indifference to the safety of others.
State v. Hancock, 248 N.C. 432, 435, 103 S.E.2d 491, 494 (1958).
Under the preceding rules, the evidence sufficiently indicates
that the defendant drove in a culpably or criminally negligentmanner. However, under jurisprudence set by our Supreme Court, the
speeding driver in our hypothetical could also be found to have
driven in a culpably or criminally negligent manner.
For example, in
State v. Wilson, 218 N.C. 769, 12 S.E.2d 654
(1941), our Supreme Court upheld the defendant's conviction for
reckless driving
(See footnote 6)
when the State's evidence tended to show that he
was exceeding the speed limit by driving sixty miles-per-hour and,
as a result thereof, he crashed into the rear of a car being driven
in the same direction. On this evidence alone, the Court upheld
the defendant's conviction.
Id.
Similarly, in
State v. Steelman, 228 N.C. 634, 46 S.E.2d 845
(1948), our Supreme Court affirmed the defendant's reckless-driving
conviction when the evidence showed that he drove at an excess rate
of speed and thereafter ran into the rear end of a car traveling in
the same direction. The only evidence in that case was that the
extent of resultant damage to both vehicles indicated excessive
speed and the absence of proper regard for the rights and safety of
others.
Id. at 636, 46 S.E.2d at 846.
These cases demonstrate instances whereby an individual may be
found culpably or criminally negligent for doing little more than
traveling at an excessive rate of speed.
See also Swicegood v.
Cooper, 341 N.C. 178, 181, 459 S.E.2d 206, 208 (1995) (stating that
[w]hether a driver exceeds the [speed] limit by fifteen miles perhour in a thirty-five mile per hour zone or a fifty mile per hour
zone, he endangers those around him);
Ingle, 271 N.C. at 284, 156
S.E.2d at 272 (stating that failing to keep reasonable lookout
coupled with dangerous speed equates to reckless driving);
Grissom,
17 N.C. App. at 375, 194 S.E.2d at 228 (holding that excessive
speed can constitute reckless driving);
State v. Floyd, 15 N.C.
App. 438, 440, 190 S.E.2d 353, 355 (affirming reckless driving
conviction when defendant drove sixty to seventy miles-per-hour in
a forty-five mile-per-hour zone and swerved),
disc. rev. denied,
281 N.C. 760, 191 S.E.2d 363 (1972).
Under the preceding cases, both the defendant and the speeding
grandmother from our hypothetical were driving in a culpably or
criminally negligent manner. Accordingly, because a driver need
only be found culpably or criminally negligent to sustain an
assault with a deadly weapon charge, both the defendant and the
speeding grandmother could properly be convicted of that crime.
Therefore, following the majority's holding that assault with a
deadly weapon inflicting serious injury, when the deadly weapon is
a motor vehicle, is an enumerated felony under our felony-murder
rule, both the defendant and the speeding grandmother could
properly be charged with felony murder. Surely, the speeding
grandmother in the hypothetical did not have fair notice that by
violating a traffic regulation she would be subjecting herself to
the felony-murder rule and the death penalty.
Although the defendant's conduct is more egregious than the
speeding grandmother's, the egregiousness of that conduct did not
provide the defendant with any more notice than the grandmotherthat the felony-murder rule applies to a culpably negligent driver
who seriously injures at least one person and kills another.
Moreover, while it may appear distinguishing to point out that the
defendant had more notice than the speeding grandmother because he
knew or should have known that by driving after drinking and taking
narcotics he was subjecting himself to harsh penalties; legally,
the defendant's impaired state was not material to his conviction
because the underlying felony supporting his felony-murder
conviction was assault with a deadly weapon inflicting serious
injury, not felonious driving while impaired. Thus, as to the
defendant's felony-murder conviction, he would be in the same
tenuous legal position regardless of whether he was impaired.
I find further support for my conclusion that the defendant
was not provided with fair notice by looking to the history of our
felony-murder rule. Our felony-murder rule was codified by the
General Assembly in 1893 and our Supreme Court first characterized
a motor vehicle as a deadly weapon in 1922.
See generally State v.
Streeton, 231 N.C. 301, 305, 56 S.E.2d 649, 652 (1949). Despite
this long-standing jurisprudence, neither this State, nor any other
state, has ever applied the felony-murder rule to a culpably
negligent driver. Thus, despite over seventy-five years of
applying and interpreting our felony-murder rule, no driver has
ever been prosecuted in this manner, nor has there been even the
slightest foreshadowing of such use. Indeed, the fact that our
felony-murder rule has never been used in this manner illustrates
that the only notice the State provided the defendant regarding the
application of the felony-murder rule to a culpably negligentdriver is that it would
not be used in this manner.
See e.g.
Snyder, 311 N.C. 391, 317 S.E.2d 394 (finding defendant guilty of
second-degree murder, not felony murder, when his reckless and
impaired driving caused three deaths).
In sum, I would hold that the State violated the defendant's
due process rights. Specifically, the defendant was not provided
fair notice that his conduct would subject him to the felony-murder
rule and possible capital punishment. I undertook this extensive
analysis to demonstrate that this Court should not allow the
egregious facts of this case to guide its decision. Should we let
the particular facts of this case be our sole guide, we would be
letting bad facts make bad law. Moreover, we would be setting a
dangerous precedent that could lead to even more egregious
injustices, especially since those injustices will be sanctioned by
this Court and this State. As stated by Justice Jackson in his
dissent in
Korematsu v. United States, 323 U.S. 214, 246, 89 L. Ed.
194, 214 (1944), once a judicial opinion rationalizes such an
order to show that it conforms to the Constitution, or rather
rationalizes the Constitution to show that the Constitution
sanctions such an order, the Court for all time has validated the
principle.
II.
Assuming arguendo that the State may constitutionally apply
the felony-murder rule to the defendant in this case, I nonetheless
would hold that the defendant's first-degree murder conviction must
be vacated because the State's use of the felony-murder rule in
this manner was neither contemplated nor intended by our GeneralAssembly.
At the outset, I address the majority's contention that the
defendant failed to present this issue in his brief and therefore
abandoned his right to have this Court consider it on appeal.
Admittedly, the defendant failed to precisely label any of his
arguments as relating to legislative intent. Nonetheless, the
defendant argued with respect to legislative intent within his
contention that the term deadly weapon is unconstitutionally
vague. Specifically, the defendant cited to State v. Beale, 324
N.C. 87, 371 S.E.2d 1 (1989), to illustrate the proposition that we
must endeavor to discern legislative intent when determining
whether a felony was intended by our General Assembly to sustain a
charge of felony murder. Immediately thereafter, the defendant
argued that [h]ad the legislature intended to include [vehicular
homicide based upon culpable negligence] within the purview of the
felony murder rule in section 14-17, it could have done so
explicitly. This argument, albeit improperly labeled, undoubtedly
pertains to the legislative intent behind the felony-murder rule.
It follows that the defendant properly preserved this argument on
appeal. Therefore, this Court should examine whether the State's
novel application of the felony-murder rule comports with the
General Assembly's intent in codifying and amending our felony-
murder rule.
As stated, the felony-murder rule has always been a part of
our common law and was codified by our General Assembly in 1893.
See Streeton, 231 N.C. at 305, 56 S.E.2d at 652. There are three
main justifications for the rule's existence: (1) it detersnegligent and accidental killings during the commission of
felonies; (2) it deters the commission of the dangerous felonies
themselves; and (3) an individual who commits or attempts to commit
a felony has the necessary culpability to be found guilty of
murder. Roth and Sundby, The Felony murder Rule: A Doctrine At
Constitutional Crossroads, 70 Cornell L. Rev. 446, 450 (1985).
Our Supreme Court has stated that the rationale behind the
felony-murder rule is
that one who commits a felony is a bad person
with a bad state of mind, and he has caused a
bad result, so that we should not worry too
much about the fact that the fatal result he
accomplished was quite different and a good
deal worse than the bad result he intended.
State v. Richardson, 341 N.C. 658, 666-67, 462 S.E.2d 492, 498
(1995) (quoting State v. Wall, 304 N.C. 609, 626, 286 S.E.2d 68, 78
(1982) (Copeland, J., dissenting).). (Emphasis added.)
Despite the long-standing use of the felony-murder rule in
this State, in 1977 the General Assembly amended the rule to both
limit and expand its coverage. Prior to 1977, felony murder was
defined as a killing committed in the perpetration or attempt to
perpetrate any arson, rape, robbery, burglary, or other felony.
1949 N.C. Sess. Laws Ch. 299 § 1. (Emphasis added.) Currently,
felony murder is defined as a killing committed in the
perpetration or attempted perpetration of any arson, rape, robbery,
kidnapping, burglary, or other felony committed or attempted with
the use of a deadly weapon. N.C. Gen. Stat. § 14-17. (Emphasis
added.)
Our current definition of felony murder is more expansive than
the previous one because it contains more enumerated felonies. Specifically, while our earlier definition listed arson, rape,
robbery, [and] burglary as enumerated felonies, our current
definition not only enumerates those felonies, but also enumerates
any rape, sex offense, or kidnapping.
At the same time, our current definition is less expansive
because the earlier definition contained vague other felony
language. This vague other felony language was interpreted by
our Supreme Court to refer to any felony which creates any
substantial foreseeable human risk and actually results in the loss
of life. State v. Thompson, 280 N.C. 202, 211, 185 S.E.2d 666,
672 (1972). Accordingly, by changing the statutory language from
other felonies to those committed or attempted with the use of
a deadly weapon, our General Assembly has limited the other
felonies which would support a felony-murder charge. See Wall,
304 at 614, 286 at 72. This latter change is of particular import
to the case sub judice.
By limiting the coverage of the other felony language of the
felony-murder rule, our General Assembly must have intended to
limit the coverage of the felony-murder rule itself. Logically,
the amendment limited the other felonies which could form the
basis of a felony-murder charge from those which create[]
substantial foreseeable human risk and actually result[] in the
loss of life to only those felonies which involve the use of a
deadly weapon. Clearly, by limiting the number of felonies that
support a felony-murder conviction, the General Assembly must have
intended to reign in the felony-murder rule's expansion.
At first glance, it appears that although the General Assemblylimited the felonies which could be used to form the basis of a
felony-murder charge, it nonetheless intended to include assault
with a deadly weapon within the group of enumerated felonies as
demonstrated by the plain language of the amended statute. While
the plain language of the statute ostensibly mandates this
conclusion, it persuasively appears that the General Assembly did
not contemplate the State's novel application of that language in
this case.
When a literal interpretation of the statutory language
yields absurd results . . . or contravenes clearly expressed
legislative intent, the reason and purpose of the law shall control
and the strict letter thereof shall be disregarded. Charlotte
Housing Auth. v. Patterson, 120 N.C. App. 552, 556, 464 S.E.2d 68,
71 (1995). Further, the General Assembly is not presumed to intend
innovations upon the common law and accordingly innovations not
within the Assembly's intentions shall not be carried into effect.
See Buck v. U.S. Fidelity & Guaranty Co., 265 N.C. 285, 290, 144
S.E.2d 34, 37 (1965); Price v. Edwards, 178 N.C. 493, 101 S.E. 33
(1919). As recently stated by another court, [w]hile inventive
and clever applications of statutes may have their place in some
legal settings, they have no place in an indictment charging
someone with [a] serious felon[y] . . . . United States v. Hsia,
24 F. Supp. 2d 33, 54 (D.D.C. 1998).
In the case sub judice, although the plain language of N.C.
Gen. Stat. § 14-17 includes as an enumerated felony one which is
committed with the use of a deadly weapon, the history of this
legislation indicates the General Assembly did not intend toinclude within the ambit of N.C. Gen. Stat. § 14-17 a culpably
negligent driver whose conduct results in at least one injury and
one death. First, as stated, the General Assembly has taken action
to limit rather than expand the coverage of the felony-murder rule.
This limiting trend indicates that the General Assembly did not
intend to enumerate a crime that in many circumstances involves an
individual wholly lacking in intent and malice. Such circumstances
exist in cases like that posed by our earlier hypothetical, Wilson,
and Steelman.
Further, as stated, the primary rationale for our felony-
murder rule is that one who commits a felony is a bad person with
a bad state of mind, . . . so that we should not worry too much
about the fact that the fatal result he accomplished was quite
different and a good deal worse than the bad result he intended.
Richardson, 341 N.C. at 666-67, 462 S.E.2d at 498. Although this
rationale may apply to the case sub judice, it does not necessarily
apply to the average person who drives in excess of the posted-
speed limit or in some other manner which may be considered
culpably negligent.
Again, my hypothetical, along with the Smith and Wilson cases,
demonstrate situations where a person can be found guilty of
assault with a deadly weapon even if he is not a bad person with
a bad state of mind. In these situations, the rationale behind
the felony-murder rule does not apply. Nonetheless, under the
majority opinion, those individuals would be subject to the felony-
murder rule and possibly capital punishment.
I find further support for my conclusion that our GeneralAssembly did not intend to include these situations within the
ambit of the felony-murder rule by looking to the punishments the
felony-murder rule proscribes. Under N.C. Gen. Stat. § 14-17, if
a person is found guilty of felony murder, the jury must decide
between two punishments, death or life imprisonment. N.C. Gen.
Stat. § 14-17. Reconsidering my hypothetical, should the State
decide to prosecute the speeding driver for felony murder, the
trier of fact upon a finding of guilt would be forced to either
sentence the driver to death, to life imprisonment, or use its
inherent power of jury nullification and acquit. Accordingly, the
jury would be facing a Hobson's choice. I do not believe our
General Assembly would intend such a result.
Perhaps more distressing is that under the State's syllogistic
argument, it can prosecute any individual for felony murder if that
person's reckless driving results in at least one serious injury
and one death. Significantly, once the State has demonstrated
culpable or criminal negligence, the individual is guilty of
assault with a deadly weapon inflicting serious injury and
therefore guilty of an enumerated felony. Thus, under the State's
argument, the jury is forced to convict the individual of felony
murder based on the plain language of the statute. Thereafter, the
jury is forced to sentence the individual to life imprisonment or
death.
Precedent established by our Supreme Court further supports my
conclusion. In State v. Beale, 324 N.C. 87, 376 S.E.2d 1 (1989),
the Supreme Court of North Carolina was asked to determine whether
the unlawful, willful and felonious killing of a viable but unbornchild constituted felony murder under N.C. Gen. Stat. § 14-17. In
deciding this issue, the Court had to determine whether the term
murder, as utilized in that statute, included the killing of a
viable but unborn child. Id. After using the rule of lenity and
analyzing the legislative intent behind the felony-murder rule, the
Court concluded that such a killing was not within the purview of
the felony-murder rule. Id. at 93, 376 S.E.2d at 4. The Court
supported its conclusion by stating that the legislature did not
intend the intentional destroying of a fetus to be within the
felony-murder rule by pointing to N.C. Gen. Stat. § 14-44 through
14-46 which deal with the crimes of abortion and kindred offenses.
Id. at 92, 376 S.E.2d at 4. According to the Court, [t]he
legislature has considered the question of intentionally destroying
a fetus and determined the punishment therefor. Id. That is, the
aforementioned specific statutes demonstrated to the Court that the
legislature intended these crimes to be handled in a manner
separate and distinct from felony murder.
Similarly, in this case, there are specific statutes,
felonious and misdemeanor death by vehicle, dealing with the
specific criminal acts undertaken by the defendant. See N.C. Gen.
Stat. § 20-141.4. Significantly, these statutes were cited by the
Court in Beale to illustrate other crimes that are not within the
purview of the felony-murder rule. See Beale, 324 N.C. at 92, 376
S.E.2d at 4. This explicit recognition is of such import that I
recite the entire paragraph below:
The creation and expansion of criminal
offenses is the prerogative of the legislative
branch of the government. The legislature has
considered the question of intentionallydestroying a fetus and determined the
punishment therefor. (Citations omitted). It
has adopted legislation dealing generally with
the crimes of abortion and kindred offenses.
(Citations omitted). It has also created the
new offenses of felony and misdemeanor death
by vehicle. (Citations omitted.) It has
amended N.C. Gen. Stat. § 14-44 and N.C. Gen.
Stat. § 14-17 on more than one occasion.
Nothing in any of the statutes or amendments
shows a clear legislative intent to change the
common law rule . . . .
Id. (Emphasis added.)
Like Beale, the Court in the instant case is asked to
determine whether the legislature intended a certain criminal act
to be within the purview of the felony-murder rule. This Court may
not depart from our Supreme Court's reasoning in Beale. That is,
both the felony in this case and the felony in Beale were not
considered adequate bases for application of the felony-murder rule
at common law. Moreover, in both cases the underlying felony had
never before been used as the underlying felony for application of
the felony-murder rule--despite their long-standing recognition as
a crime. Lastly, in both cases the General Assembly had considered
the exact conduct at issue and decided to apply a unique set of
rules and punishments applicable to that conduct.
In summation, the State has failed to recognize that our
General Assembly never contemplated nor intended the felony-murder
rule to be used as a means of prosecuting a culpably negligent
driver. Rather, the State decided to use statutory gymnastics to
judicially legislate a law that bears harshly upon every citizen of
this State. Justice Scalia most recently condemned such judicial
legislation when he stated [i]f to state this case is not to
decide it, the law has departed further from the meaning of thelanguage than is appropriate for a government that is supposed to
rule (and to be restrained) through the written word. United
States v. Rodriquez-Moreno, 119 S. Ct. 1239, 1245 (1999)(Scalia,
J., dissenting).
III. CONCLUSION
Initially, I would affirm the defendant's conviction for
assault with a deadly weapon inflicting serious injury with respect
to Aline J. Iodice, Melinda P. Warren, and Lea Temple Billmeyer.
Moreover, I would affirm the defendant's conviction for assault
with a deadly weapon upon Margaret Fiona Penney and his conviction
for driving while impaired.
However, I would vacate the defendant's first-degree murder
conviction because the State violated the defendant's due process
rights by applying the felony-murder rule in a novel manner that
failed to accord him a fair notice. Further, I would hold that
even without the constitutional infirmities surrounding this case,
the defendant's first-degree murder conviction must be vacated
because our General Assembly neither contemplated nor intended the
felony-murder rule to apply to a culpably negligent driver whose
conduct results in at least one injury and one death.
Importantly, it should be noted that the State could have
charged the defendant with a plethora of other offenses including
felonious death by vehicle, involuntary manslaughter, and second-
degree murder.
See N.C. Gen. Stat. § 14-17; N.C. Gen. Stat. §
20-141.4;
Rich, 1999 WL 100916 (1999)(affirming second-degree
murder conviction for driver who was speeding and veered out of his
lane of travel);
Snyder, 311 N.C. 391, 317 S.E.2d 394 (affirmingsecond-degree murder conviction in facts substantially similar to
those in the case
sub judice). Moreover, under structured
sentencing, if the State had charged the defendant with second-
degree murder and he was convicted thereof, the trial court, if it
found aggravating circumstances, could have sentenced the defendant
to two consecutive sentences of life imprisonment.
See N.C. Gen.
Stat. § 15A-1340.16(b) (Supp. 1996);
State v. Dickens, 346 N.C. 26,
45, 484 S.E.2d 553, 563 (1997) (affirming sentence of life
imprisonment when defendant was convicted of a class C felony with
aggravating circumstances). Indeed, I am profoundly concerned with
this country's drunk driving epidemic and believe that individuals
like the defendant deserve and ultimately should bear harsh
sanction for their actions. Accordingly, my decision would not
ameliorate the potential to appropriately punish the defendant for
his unlawful conduct, but rather would have set forth a
constitutionally sound manner of doing so.
I would hold:
NO ERROR, REMAND FOR SENTENCING, 96 CRS 36858, assault with a
deadly weapon inflicting serious injury upon Aline J. Iodice.
NO ERROR, REMAND FOR SENTENCING, 96 CRS 36861, assault with a
deadly weapon inflicting serious injury upon Melinda P.
Warren.
NO ERROR, 96 CRS 36862, assault with a deadly weapon upon
Margaret Fiona Penney.
NO ERROR, REMAND FOR SENTENCING, 97 CRS 07301, assault with a
deadly weapon inflicting serious injury upon Lea Temple
Billmeyer.
NO ERROR, 97 CRS 07301, driving while impaired.
VACATE, 96 CRS 34278, first-degree murder of Julie Marie
Hansen.
VACATE, 96 CRS 34279, first-degree murder of Maia Witzl.
Footnote: 1