1. Judgments--consent--consent withdrawn between signed memorandum and formal
judgment
A consent judgment memo was a final judgment where it was not merely rendered in
open court, but was a document which was represented by the parties as their full agreement,
presented to the court, signed by the parties and the judge, and filed by the clerk of court. The
directive for a "final order" was only contained in the order so that a more formal entry of
judgment would be entered into the records and that second, more formal document was merely
surplusage. Plaintiff's attempt to rescind his consent between the judgment memo and the
formal entry of judgment was ineffectual.
2.
Child Support, Custody, and Visitation--custody--consent judgment--findings not
required
The trial court did not err by entering a consent order for child custody which contained
neither findings of fact nor conclusions of law related to custody. While findings of fact and
conclusions of law are clearly necessary in an adjudication of child custody, they are not
necessary when a consent judgment is rendered.
3. Appeal and Error--preservation of issues--no written order denying motion
An assignment of error in a child custody action to the denial of motions for revision
prior to final judgment and for relief from final judgment was dismissed where the record did
not contain a written order denying the motions.
Appeal by plaintiff from judgment entered 20 January 1998 by
Judge L. W. Payne in Wake County District Court. Heard in the
Court of Appeals 24 February 1999.
Wyrick Robbins Yates & Ponton LLP, by Robert A. Ponton, Jr.
and Alexandra M. Hightower for plaintiff-appellant.
Gailor & Associates, P.L.L.C., by Carole S. Gailor and
Kimberly A. Wallis for defendant-appellee.
HUNTER, Judge.
Plaintiff David T. Buckingham appeals the entry of a consent
agreement on 14 October 1997 and final order entered 20 January
1998. The dispositive issue in this case concerns whether or nota memo of consent judgment, which has been signed by the parties
and judge, and entered into the court record, is valid as a final
judgment on the issue of child custody. Additionally, we will
consider whether child custody consent judgments must contain
findings of fact and conclusions of law.
The evidence indicates that plaintiff, David T. Buckingham,
and defendant, Cynthia B. Buckingham, were married on 3 January
1993. The parties had one child during the course of their
marriage, Anne Elizabeth Buckingham, who was born 7 January 1995.
The parties separated on 5 November 1996, and plaintiff filed a
verified complaint for divorce from bed and board and motion for
custody on 6 November 1996. The parties attended mandatory
mediation on the issue of custody, and it was unsuccessful.
Plaintiff and defendant consented to psychiatric and
psychological evaluations which were completed and reports issued
prior to the trial date of 14 October 1997.
On 14 October 1997, plaintiff and defendant signed a
document entitled Memo of Consent Judgment (consent judgment
memo) in which the parties consented to joint legal custody of
the minor child, with the defendant maintaining primary physical
custody. The consent judgment memo stipulated the terms of
plaintiff's secondary custody of the minor child, custody of the
child during holidays, religious rearing of the child, counseling
and mediation regarding additional visitation of the child with
plaintiff, and other miscellaneous matters. On the same day, the
parties appeared before Judge L. W. Payne in Wake County District
Court, and represented to him that they both consented to hissigning the consent judgment memo and a final judgment which
would contain identical terms and conditions. The consent
judgment memo contained neither findings of fact nor conclusions
of law as to the fitness of either parent nor the best interests
of the child. Both parties and their attorneys signed the
consent judgment memo, as did Judge Payne, who signed it as
approved. The consent judgment memo was filed with the Wake
County Clerk of Court at 4:45 p.m. on 14 October 1997.
On the final hearing date of 5 January 1998, plaintiff filed
with the court, and served on defendant, objections to a final
judgment as well as motions pursuant to Rule 54(b) for revision
prior to final judgment, and Rule 60 for relief from final
judgment or order. Plaintiff objected to the entry of final
judgment on the basis that he no longer consented to the terms of
the consent judgment memo, and that a formal order without
findings of fact and conclusions of law would be invalid. The
trial court overruled plaintiff's objections. Thereupon
plaintiff asked the court to permit him to offer the testimony of
Dr. George Corwin as an offer of proof in support of his Rule
54(b) motion. The court sustained defendant's objection to this
testimony. A document captioned Consent Judgment for Permanent
Custody was signed at 10:00 a.m. as of 5 January 1998, nunc pro
tunc 14 October 1997, but was stricken that same day because it
contained findings of fact and conclusions of law which were not
contained in the consent judgment memo.
Plaintiff filed an offer of proof and notice of hearing on 7
January 1998. On 20 January 1998, Judge Payne allowed thetestimony of Dr. Corwin, but only as an offer of proof in support
of plaintiff's motions. Dr. Corwin testified that he disagreed
with the conclusion of the court-ordered evaluations as to the
fitness of defendant as the child's primary physical custodian.
Dr. Corwin stated that he based his opinion solely on the review
of defendant's previous medical history; that he was retained by
plaintiff in August 1997 and relayed his opinions to plaintiff's
counsel in September 1997; and, that he did not consider any
information regarding defendant's mental or emotional status
after 14 October 1997. Apparently, plaintiff did not learn of
Dr. Corwin's opinion regarding the fitness of defendant until a 3
November 1997 meeting with him. The court entered an order
captioned Consent Order for Permanent Custody on 20 January
1998 which stated that judgment was rendered on 14 October 1997
and signed 20 January 1998. Plaintiff appeals.
[1]Plaintiff first contends that the trial court committed
reversible error in entering the Consent Order for Permanent
Custody on 20 January 1998, when plaintiff had filed motions
objecting to entry of final judgment and a notice of hearing on
entry of judgment. Plaintiff argues that he did not consent to
the order of 20 January 1998; therefore, the order is not
effective.
Plaintiff does not dispute that he and the defendant both
consented to the consent judgment memo which was presented to the
court on 14 October 1997, signed by Judge Payne as approved,
and filed by the clerk of court. Under Rule 58 of the North
Carolina Rules of Civil Procedure, a judgment is entered when itis reduced to writing, signed by the judge, and filed with the
clerk of court. N.C. Gen. Stat. § 1A-1, Rule 58 (Supp. 1998).
Defendant argues that applying the plain language of this rule to
the facts in this case, judgment was entered on 14 October 1997.
We find defendant's argument persuasive. The consent judgment
memo states, in part:
This memo is made and entered into
between [plaintiff] and [defendant] as a
complete settlement of all issues outstanding
between them with regard to Child Custody,
retroactive Child Support, Post Separation
Support/Alimony and attorney fees and other
costs in that matter now pending and set for
trial on October 14, 1997 . . . . In that
regard the parties have agreed as follows:
1. That this memo shall be received by
the District Court as the memo of their
agreement to be entered by the court with the
consent of the parties. A formal order
containing the terms of this Memo of Judgment
shall be prepared by [plaintiff's attorneys]
to be approved by [defendant's attorneys] and
then signed as the final order by the court
with regard to the issues set forth in the
memo.
While, according to the consent judgment memo, some additional
issues were to be mediated, it stipulated that:
e. The issue of primary and secondary
custody and other issues is not
open to negotiation/mediation
unless either party files a Motion
to Change Custody. The burden of
proof shall be a substantial change
of circumstances adversely
affecting the child.
It is clear from the language of the memo that both parties
consented to its terms, which were to be binding and promulgated
as an order of the court. [T]he power of the court to sign a
consent judgment depends upon the unqualified consent of theparties thereto; and the judgment is void if such consent does
not exist at the time the court sanctions or approves the
agreement and promulgates it as a judgment. Milner v.
Littlejohn, 126 N.C. App. 184, 187, 484 S.E.2d 453, 456, review
denied, 347 N.C. 268, 493 S.E.2d 458 (1997) (quoting Brundage v.
Foye, 118 N.C. App. 138, 140, 454 S.E.2d 669, 670 (1995)). While
plaintiff concedes that consent existed at the time the consent
judgment memo was signed and entered into court records, he
attempts to persuade this Court that the consent judgment memo
was not binding as a final judgment. Our review of similar cases
indicates otherwise.
Like the present parties, the plaintiff and defendant in
Stevenson v. Stevenson, 100 N.C. App. 750, 398 S.E.2d 334 (1990),
announced to the court at their trial date that they had reached
an agreement on the issues which were to be brought before it;
however, they did not submit any memo to the court. Counsel for
the plaintiff read certain provisions of the agreement into the
record, including that plaintiff was to have sole possession of
the marital home and the value of the home would be assessed
through a certain formula which included a deduction in the value
based on a loan to the parties from defendant's employer
connected with the purchase of their home. Id. The trial court
admonished the attorneys to draft an artful order, and after
several revisions, a final draft, which both parties and their
attorneys signed, was submitted to the court and filed 6 July
1988. Id. This judgment made no mention of the provision read
into the record on the trial date which specified that the loanfrom defendant's employer would be included in the formula for
computing the value of the parties' home; however, the Court
stated:
While in this case, there is clear evidence
of a prior contrary oral agreement, there are
no findings in the trial court's order which
would establish that plaintiff and her
attorney were mistaken as to the effect of
the language of the agreement and that
defendant was aware of this mistake at the
time the consent judgment was signed. Our
review of the record likewise reveals
insufficient evidence to support such a
conclusion. The agreement was altered many
times by both parties. It should be
enforced as written.
Id. at 753, 398 S.E.2d at 336. Because the parties in Stevenson
did not submit a written agreement at their trial date, and
revised the proposed order several times, it is apparent that
they only had a partial agreement at the time they originally
appeared before the trial court. To the contrary, the parties in
the present case had made a full agreement on the trial date and
represented it as such to the court.
In another similar case, Blee v. Blee, 89 N.C. App. 289, 365
S.E.2d 679 (1988), the parties and their attorneys represented to
the court that a written agreement had been reached and signed by
the parties; however, certain provisions were not in writing
and plaintiff read them into the record. Id. at 291-92, 365
S.E.2d at 681. The written agreement was made part of a formal
judgment signed by the judge approximately four months later, on
8 September 1986; however, defendant filed a motion on 17
September 1986 pursuant to Rule 60(b) for relief from the
judgment on the grounds that he withdrew his consent prior to thetime the formal order was entered. The motion was granted, but
this Court reversed that decision, stating:
While we realize the better practice
would be for the formal judgment to be
prepared and signed immediately after the
hearing, such is seldom, if ever, possible or
practical, and it is not necessary or
required by our rules. It would be a
travesty to say that a party to a judgment so
solemnly promulgated and entered as the one
depicted by this record could repudiate that
judgment at any time after the judgment was
entered. Defendant's efforts three days
later to repudiate the judgment are of no
effect whatsoever.
Id. at 293, 365 S.E.2d at 682. The Court in Blee relied on the
former version of Rule 58, which provided
where judgment is rendered in open court, the
clerk shall make a notation in his minutes as
the judge may direct and such notation shall
constitute the entry of judgment for the
purposes of these rules. The judge shall
approve the form of the judgment and direct
its prompt preparation and filing.
Id. at 292-93, 365 S.E.2d at 681-82. On this basis the Court
held that the record before us manifests that a judgment was
promulgated and entered by Judge Long on 13 June 1986, and the
signing thereof on 8 September 1986 merely memorialized said
judgment. Id. at 293, 365 S.E.2d at 682. Rule 58 has been
modified since Blee in that judgments in open court are no longer
considered final judgments. However, unlike that case, the
judgment here was not merely rendered in open court. Rather, a
document represented by the parties to be their full agreement
was presented to the court, signed by the parties, and filed by
the clerk of court. As stated in Blee, it would be a better
practice to have the formal order drafted at the time the partiespresent a memo of agreement; however, oftentimes parties reach
settlement just prior to or on the date of trial. Nevertheless,
if a consent agreement is presented to the court by the parties
who express their consent, is approved by the court and filed
with the clerk of court, the agreement is a final judgment
pursuant to Rule 58 of the North Carolina Rules of Civil
Procedure.
Accordingly, we conclude that the consent judgment memo
filed on 14 October 1997 is a final judgment. While the consent
judgment memo states that a final order would be entered, the
record reveals that the order of 20 January 1998 is identical in
its terms and provisions as the consent judgment memo.
Apparently, the directive for a final order was only contained
in order for a more formalized document to be entered into court
records. Therefore, the entry of judgment on 20 January 1998 was
merely surplusage to the final judgment of 14 October 1997.
Plaintiff's attempt to rescind his consent after that date is
ineffectual, as he concedes consent existed at the time the 14
October 1997 judgment was rendered. A consent judgment is not
only a judgment of the court but is also a contract between the
parties and [i]t cannot be amended without showing fraud or
mutual mistake, which showing must be by a separate action, or by
showing the judgment as signed was not consented to by a party,
which showing may be by motion in the cause. Cox v. Cox, 43
N.C. App. 518, 519, 259 S.E.2d 400, 401-02 (1979), review denied,
299 N.C. 329, 265 S.E.2d 394 (1980). Accordingly, we find no
error. [2]Plaintiff next contends that the trial court committed
reversible error in signing the Consent Order for Permanent
Custody of 20 January 1998 because the document contained
neither findings of fact nor conclusions of law related to the
custody of the parties' minor child. Because we have ruled that
the consent judgment memo of 14 October 1997 was actually the
final judgment, we will apply plaintiff's assignment of error to
that document.
This Court has held that in a proceeding for custody and
support of a minor child, the trial court is required to find
the facts specially and state separately its conclusions of law
thereon and direct entry of appropriate judgment. Montgomery v.
Montgomery, 32 N.C. App. 154, 156, 231 S.E.2d 26, 28 (1977)
(citing N.C. Gen. Stat. § 1A-1, Rule 52 (a)(1)). Additionally,
N.C. Gen. Stat. § 50-13.2 mandates that:
An order for custody of a minor child entered
pursuant to this section shall award the
custody of such child to such person, agency,
organization or institution as will best
promote the interest and welfare of the
child. In making the determination, the
court shall consider all relevant factors
including acts of domestic violence between
the parties, the safety of the child, and the
safety of either party from domestic violence
by the other party and shall make findings
accordingly. An order for custody must
include findings of fact which support the
determination of what is in the best interest
of the child. . . .
N.C. Gen. Stat. § 50-13.2(a) (Supp. 1988). The trial court is
required to find the specific ultimate facts to support the
judgment, and the facts found must be sufficient for the
appellate court to determine that the judgment is adequatelysupported by competent evidence. Montgomery, 32 N.C. App. at
156-57, 231 S.E.2d at 28.
While findings of fact and conclusions of law are clearly
necessary in an adjudication of child custody, a review of
existing precedent indicates that they are not necessary when a
consent judgment is rendered. Permanent custody orders arise in
one of two ways: (1) the trial court enters a consent decree
which contains the agreement of the necessary parties, or (2)
after a hearing of which all parties so entitled are notified and
at which all parties so entitled are given an opportunity to be
heard, the court issues an order resolving a contested claim for
permanent custody of a child. Regan v. Smith, 131 N.C. App. 851,
852, 509 S.E.2d 452, 454 (1998) (citations omitted). While the
welfare of the child is the paramount consideration which must
guide the court in a custody decision and findings of fact
regarding the competing parties must be made to support the
necessary legal conclusions, the trial court need only find
those facts which are material to the resolution of the dispute.
Witherow v. Witherow, 99 N.C. App. 61, 63, 392 S.E.2d 627, 629
(1990), aff'd, 328 N.C. 324, 401 S.E.2d 362 (1991) (emphasis
added) (citing Green v. Green, 54 N.C. App. 571, 284 S.E.2d 171
(1981)). An order of permanent custody based on consent of the
parties does not involve adjudication or resolution of the merits
of the case. Any judgment by consent
is the agreement of the parties, their
decree, entered upon the record with the
sanction of the court. It is not a judicial
determination of the rights of the parties
and does not purport to represent the
judgment of the court, but merely records thepre-existing agreement of the parties. It
acquires the status of a judgment, with all
its incidents, through the approval of the
judge and its recordation in the records of
the court.
McRary v. McRary, 228 N.C. 714, 719, 47 S.E.2d 27, 31 (1948)
(citations omitted). This Court specifically stated that a
consent judgment need not contain findings of fact or conclusions
of law in In re Estate of Peebles, 118 N.C. App. 296, 454 S.E.2d
854 (1995):
[A] consent judgment is merely a recital of
the parties' agreement and not an
adjudication of rights. This type of
judgment does not contain findings of fact
and conclusions of law because the judge
merely sanctions the agreement of the
parties.
Id. at 300, 454 S.E.2d at 857 (citations omitted). While N.C.
Gen. Stat. § 1A-1, Rule 52 and N.C. Gen. Stat. § 50-13.2 mandate
that findings of fact and conclusions of law be made when a court
adjudicates child custody, those statutes anticipate an
adjudication by the court. As previously stated by this Court:
A statutory mandate which contemplates
the production of a trial record sufficient
to permit proper appellate review should not
be held to apply automatically to a consent
judgment which ends litigation, and, by its
very nature, contemplates no appellate
review. Rather, a consent judgment should be
examined more generally to see if it is fair,
if it does not contradict statutory or
judicial policy.
Cox v. Cox, 36 N.C. App. 573, 575-76, 245 S.E.2d 94, 96 (1978).
Additionally, it is a settled principle of law in this state that
a consent judgment is the contract of the parties entered upon
the records of a court of competent jurisdiction with its
sanction and approval, and persons sui juris have a right to makeany contract not contrary to law or public policy. Wachovia Bank
v. Bounous, 53 N.C. App. 700, 281 S.E.2d 712 (1981). See Walters
v. Walters, 307 N.C. 381, 298 S.E.2d 338 (1983); Ross v. Voiers,
127 N.C. App. 415, 490 S.E.2d 244 (1997). Therefore, the court
should review a consent judgment to ensure that it does not
contradict statutory, judicial, or public policy, but it need not
make findings of fact or conclusions of law. When parties enter
into an agreement and ask the court to approve the agreement as a
consent judgment, they waive their right to have the court
adjudicate the merits of the case. In the present case, the
parties did not wish for the court to adjudicate child custody,
having resolved that issue between them. Therefore, the court
has no duty to make findings of fact or conclusions of law as to
the child's best interest when it approved the parties'
agreement. Accordingly, we find no merit to plaintiff's second
assignment of error.
[3] Finally, plaintiff contends that the trial court
committed reversible error in failing to grant plaintiff's
motions made pursuant to Rule 54(b) and Rule 60 of the North
Carolina Rules of Civil Procedure.
The record reveals that the trial court allowed Dr. Corwin
to testify only as an offer of proof for plaintiff's motions.
[F]or a party to preserve for appellate review the exclusion of
evidence, the significance of the excluded evidence must be made
to appear in the record and a specific offer of proof is required
unless the significance of the evidence is obvious from the
record. State v. Love, 131 N.C. App. 350, 357, 507 S.E.2d 577,583 (1998) (quoting State v. Simpson, 314 N.C. 359, 370, 334
S.E.2d 52, 60 (1985)). Plaintiff has not assigned error to the
exclusion of Dr. Corwin's evidence. Furthermore, there is no
indication that the trial court considered his testimony
proffered or plaintiff's Rule 54(b) or Rule 60 motions, as the
record does not reveal any order by the trial court in this
regard. Rule 9(h) of the North Carolina Rules of Appellate
Procedure provides that the record on appeal must contain a copy
of the judgment, order, or other determination from which appeal
is taken. N.C.R. App. P. 9(h) (1998). In order to preserve a
question for appellate review, the complaining party must obtain
a ruling upon the party's request, objection or motion. N.C.R.
App. P. 10(b)(1) (1998). The Rules of Appellate Procedure are
mandatory. Sessoms v. Sessoms, 76 N.C. App. 338, 332 S.E.2d 511
(1985). Because the record in this case does not contain a
written order denying plaintiff's motions, such order was not
entered by the trial court. State v. Gary, 132 N.C. App. 42, 510
S.E.2d 387, 388 (1999) (citing State v. Williams, 280 N.C. 132,
137, 184 S.E.2d 875, 878 (1971) (noting that the appellate courts
are bound by the record as certified and can judicially know
only what appears of record)). Accordingly, this assignment of
error is dismissed.
Affirmed.
Judges MARTIN and McGEE concur.
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