STATE OF NORTH CAROLINA v. WILLIAM RICHARD GARTLAN
No. COA98-518
(Filed 16 February 1999)
1. Criminal Law--abandonment of attempted murder--instruction
denied--no error
The trial court did not err in a prosecution for attempted
murder by denying defendant's request for jury instructions on
the defense of abandonment. The evidence showed that defendant
intended to kill his children; in furtherance of that purpose,
while the children were in their beds at night, he started his
car with the garage door closed and all of the children were
exposed to carbon-monoxide poisoning, exhibiting physical
symptoms from the exposure. Only after defendant observed his
younger daughter turning blue did he decide that he could no
longer continue; defendant's actions amounted to more than mere
preparation to commit murder and he could not legally abandon the
crime of attempted murder after committing these overt acts.
2. Evidence--opinion that defendant's statement voluntary--
admission not prejudicial error
There was no prejudicial error in a prosecution for
attempted murder in the trial court admitting a detective's
opinion testimony that defendant's statements during an interview
were voluntary and that the defendant understood his Miranda
rights and the nature of the interview. Although the testimony
was improper because it involved the issue of whether a legal
standard had been met, there was other competent evidence
regarding defendant's actions and demeanor after the attempted
murder which supported the fact that he understood his rights and
voluntarily confessed.
3. Evidence--lay opinion--testimony regarding officers' ability
to evaluate defendant's appearance
The trial court did not err in an attempted murder
prosecution by admitting opinion testimony from officers
regarding their ability to evaluate defendant's appearance. The
first detective's statement was made on redirect examination
after defense counsel examined him as to whether he had any
medical training or background and, as to the next detective, theprosecution anticipated such cross-examination and asked the
detective on direct examination whether he needed a medical
background in order to make observations about defendant's
appearance. These statements were not prejudicially
argumentative.
4. Homicide--attempted murder--evidence sufficient
The trial court did not err by denying defendant's motion to
dismiss charges of attempted murder of his children by leaving
the car running in the garage with the door closed while they
slept in their beds. There was substantial evidence of each
element of attempted murder and of defendant being the
perpetrator of the crime.
5. Criminal Law--mistrial--polygraph
The trial court did not err in an attempted murder
prosecution by denying defendant's motion for a mistrial where a
detective testified that he had told defendant during
interrogation that it was his opinion that defendant was lying
and another detective testified that defendant was asked to take
a polygraph. The request to take a polygraph was neutral on its
face and the testimony regarding the fact that a detective told
defendant that he was lying combined with the statement regarding
the polygraph does not create an inference that defendant took a
polygraph and failed on the issue of guilt. It is significant
that this evidence came from two different witnesses; moreover,
the court took the appropriate action by giving a corrective
instruction. Appeal by Defendant from judgment entered 7 April 1997 by
Superior Court Judge Peter M. McHugh in Guilford County Superior
Court. Heard in the Court of Appeals on 14 January 1999.
Malcolm Ray Hunter, Jr., Appellate Defender, by Mark D.
Montgomery, Assistant Appellate Defender, for the Defendant.
Michael F. Easley, Attorney General, by Laura E. Crumpler,
Assistant Attorney General, for the State.
WYNN, Judge.
Sometime during the night of 19 August 1996, defendant
William Richard Gartlan, an ordained minister with no criminal
history, was awakened by his older daughter who informed him that
his younger daughter was crying. In fact, the defendant's
younger daughter was semiconscious and non-responsive.
Additionally, his older daughter was experiencing difficulty
breathing, and his son was completely unconscious.
The source of these difficulties was traced to the family's
car which was running with the garage door closed. After turning
off the car, defendant called 911. The emergency personnel
treated them for carbon-monoxide poisoning. They were taken to
the hospital and later released.
The next day, while being interviewed at the police station
by Detective Bayliff, the defendant cried and confessed toattempting to kill himself and his three children by running his
automobile in the closed garage. He stated that he had been
depressed and that "he could not kill himself because the kids
would be alone and have no one to take care [of] them. This was
a way they could all be together." However, the defendant
changed his mind after seeing his younger daughter turn blue with
breathing difficulty.
The defendant signed a written statement prepared by
Detective Saul which included the following concluding remarks:
I knew the police would eventually ask what
happened. I decided I would just tell the
event that happened and just leave out the
part about who started the car. In closing,
I would like to say that I did do this; but,
no words can say how sorry I am for it.
Additionally, a social worker called the police station on August
21 after the defendant told her:
I know that I did this to myself and to the
children what I've been accused of by the
police and everyone else. But I guess I just
wanted to convince myself that I did not do
it.
The defendant was indicted for three counts of attempted
first-degree murder. Following his conviction of these crimes,
he brought this appeal contending that the trial court erred by:
(1) failing to give instructions on the defense of abandonment,
(2) admitting improper lay opinion testimony, and (3) denying hismotions for dismissal, mistrial, and suppression of evidence. We
find no prejudicial error.
I.
[1]The defendant first contends that the trial court erred
in denying his written request for jury instructions on the
defense of abandonment of the attempted murder crimes. We
disagree.
The elements of an attempt to commit any crime are: (1) an
intent to commit the substantive offense, and (2) an overt act
done for that purpose which goes beyond mere preparation, but (3)
falls short of the completed offense.
State v. Miller, 344 N.C.
658, 667, 477 S.E.2d 915, 921 (1996). Specifically, a person
commits the crime of attempted first-degree murder if: (1) he or
she intends to kill another person unlawfully and (2) acting with
malice, premeditation, and deliberation does an overt act
calculated to carry out that intent, which goes beyond mere
preparation, but falls short of committing murder.
See State v.
Cozart, 131 N.C. App. 199, 505 S.E.2d 906 (1998).
In North Carolina, an intent does not become an attempt so
long as the defendant stops his criminal plan, or has it stopped,
prior to the commission of the requisite overt act.
Miller, 344
N.C. at 669, 477 S.E.2d at 922. An overt act for an attempt
crime, must reach far enough towards the
accomplishment of the desired result to
amount to the commencement of the
consummation. It must not be merely
preparatory.
State v. Price, 280 N.C. 154, 158, 184 S.E.2d 866, 869 (1971).
Consequently, "[a] defendant can stop his criminal plan
short of an overt act on his own initiative or because of some
outside intervention.
Miller, 344 N.C. at 669, 477 S.E.2d at
922. However, once a defendant engages in an overt act, the
offense is complete, and it is too late for the defendant to
change his mind.
Id.
The Court in
Miller further stated that [a]n abandonment
occurs when an individual voluntarily forsakes his or her
criminal plan prior to committing an overt act in furtherance of
that plan.
Id. at 670, 477 S.E.2d at 922. Thus, contrary to
the defendant's contention, the Court in
Miller did not abolish
the common law defense of abandonment in North Carolina; rather,
the Court clarified the limited application of the defense by
holding that a person could not abandon an attempt crime once an
overt act is committed with the requisite mental intent--a
common-sense application because the crime of attempt is at that
point already completed.
In the present case, the evidence showed that the defendant
intended to kill his children. In furtherance of this purpose,while the children were in their beds at night, he started his
car with the garage door closed. As a result, all of the
children were exposed to carbon-monoxide poisoning. The children
exhibited physical symptoms from the exposure--discoloration,
difficulty breathing, semiconsciousness, and unconsciousness.
Consequently, all of the children required medical treatment for
carbon-monoxide poisoning. Only after the defendant observed his
younger daughter turning blue did he decide that he could no
longer continue with his plan to kill his children.
Certainly, defendant's actions amounted to more than mere
preparation to commit murder. Following
Miller, we conclude that
after committing these overt acts, the defendant could not
legally abandon the crime of attempted murder. Accordingly, we
hold that the trial court did not err in failing to give the
instructions on the defense of abandonment.
II.
The second issue on appeal is whether the trial court erred
in allowing into evidence opinion testimony regarding: (1) the
defendant's confessions and (2) the defendant's appearance. We
hold that the admission of this evidence did not amount to
prejudicial error in this case.
[2]First, the defendant contends that the trial court erred
in admitting Detective Bayliff's opinion testimony thatdefendant's statements during the interview were voluntary and
that the defendant understood his
Miranda rights and the nature
of the interview.
Any witness 'who has had a reasonable opportunity to form
an opinion' may give an opinion on a person's mental capacity.
State v. Daniels, 337 N.C. 243, 263, 446 S.E.2d 298, 311 (1994)
(quoting
State v. Evangelista, 319 N.C. 152, 162, 353 S.E.2d 375,
383 (1987)). However, a witness may not testify that a legal
standard has or has not been met.
Id. Thus, a witness can
testify as to whether the defendant had the capacity to
understand certain words on the
Miranda form, such as 'right' or
'attorney' but he may not testify as to whether the defendant had
the capacity to waive his rights.
Id.
In the case
sub judice, Detective Bayliff's testimony
concerning the voluntariness of defendant's statements during the
interview were improper because this testimony involved the issue
of whether a legal standard had been met. Further, the
detective's testimony regarding whether the defendant understood
his
Miranda rights was tantamount to asking whether the defendant
had the capacity to waive his rights. As a result, this too was
improper testimony.
However, "every error is not so prejudicial as to warrant a
new trial.
State v. Harrelson, 54 N.C. App. 349, 350, 283 S.E.2d 168, 170 (1981). Defendant must show that the error
complained of was prejudicial and thereby affected the result
adversely to him."
Id. In
State v. Patterson, 288 N.C. 553, 220
S.E.2d 600 (1975),
vacated in part on other grounds, 428 U.S.
904, 96 S.Ct. 321, 49 L.E.2d 1211 (1976), our Supreme Court held
that it was harmless error for the trial court to permit the
interrogating officers to testify that in their opinion the
defendant understood his rights. Further, this Court, relying
on
Patterson, held in
State v. Shook, 38 N.C. App. 465, 248
S.E.2d 425 (1978) that it was harmless error for the trial court
to admit an officer's testimony that the defendant appeared to
understand what he was doing in waiving his rights and making a
statement. The errors by the trial court in
Patterson and
Shook,
were not prejudicial because there was other competent evidence
that the defendants in those cases understood what they were
doing.
In the present case, like
Patterson and
Shook, there is
other competent evidence regarding the defendant's actions and
demeanor after the attempted murder which support the fact that
he understood his rights and voluntarily confessed. For
instance, the defendant drove himself to the police station and
he was coherent with had no signs of carbon-monoxide poisoning
such as nausea, headache, memory loss, or confusion. Given this evidence, we find the trial court's admission of Officer
Bayliff's statements to be harmless error.
[3]Next, defendant contends that the trial court erred in
overruling his objection to the opinion testimony regarding the
officers' ability to evaluate his appearance. We find no error.
Specifically, the defendant points to the following
questions asked by the prosecutor of Detective Saul:
Q. Now, Detective Saul based upon your
years experience as a police officer, do you
feel that you need to have specific medical
background or psychiatric background to be
able to observe a human being such as Mr.
Gartlan for the time that you did observe him
and be able to determine for yourself whether
or not he appears normal?
A. I don't feel like I need that just to
look at someone and give my opinion as to
whether they're normal or not.
Additionally, defendant points to a similar line of questioning
of Detective Ledford in which he was asked:
Q. You've been involved in a good many
interviews in your years as a police officer,
have you not?
A. Yes, I have.
Q. Seen a good many different types of
people?
A. Wide variety of people.
Q. And do you have any specialized medical
or psychiatric background?
A. I do not.
Q. Do you feel you need it to observe
people and whether or not how they appear to
you?
A. Through years of police experience I've
observed a number of people in all types of
behavior, and I do not feel I need any other
thing than experience.
Defendant contends that these were argumentative statements
and therefore should not have been allowed. In support of his
argument, he cites
State v. Lovin, 339 N.C. 695, 454 S.E.2d 229
(1995) (holding the objection was properly sustained to the
detective's cross examination as to whether the defendant was led
to believe during the course of the interview that he did not
need a lawyer on the grounds that the question was argumentative)
and
State v. Pope, 24 N.C. App. 217, 210 S.E.2d 267 (1974)
(holding the cross-examination question of victim's brother was
argumentative. The question concerned the brother's realization
that if he had anything to do with starting the argument with the
defendant leading to victim's death, the brother's family might
hold him responsible for victim's death.).
However, the holdings of
Lovin and
Pope are not controlling
in this case because the statements in the case
sub judice were
made in a different context. First, Detective Saul's statement was made on redirect examination after the defense counsel
examined him as to whether he had any medical training or
background. After Detective Saul's cross examination, the
prosecution, in anticipation of such cross examination, asked
Detective Ledford on direct examination whether he needed a
medical background in order to make observations about the
defendant's appearance. In this context, we conclude that these
statements were not prejudicially argumentative. Accordingly, we
reject defendant's second argument.
III.
[4]Defendant next contends that the trial court erred in
denying his motion to dismiss because the State failed to meet
its burden of producing substantial evidence of the essential
elements of attempted murder.
When a defendant moves for dismissal, the trial court
[must] determine only whether there is substantial evidence of
each essential element of the offense charged and of the
defendant being the perpetrator of the offense.
State v. Vause,
328 N.C. 231, 236, 400 S.E.2d 57, 61 (1991). In determining
whether the State's evidence is substantial, the trial court must
examine the evidence in the light most favorable to the State,
and the State is entitled to every reasonable inference and
intendment that can be drawn therefrom.
See State v. Powell, 299 N.C. 95, 99, 261 S.E.2d 114, 117 (1980))
.
Substantial evidence is 'such relevant evidence as a
reasonable mind might accept as adequate to support a
conclusion.'
State v. Rogers, 109 N.C. App. 491, 504, 428
S.E.2d 220, 228 (1993) (quoting
State v. Smith, 300 N.C. 71, 78,
265 S.E.2d 164, 169 (1980)). Therefore, "[t]he State's evidence
must do more than raise merely a suspicion or conjecture as to
the existence of the necessary elements of the charged offense.
State v. Stanley, 310 N.C. 332, 340, 312 S.E.2d 393, 397-98
(1984).
In the present case, the defendant's older daughter
testified that the defendant was the last one to drive the car
prior to the incident and that there was only a single key to the
car which was given to the officers on that night. Further, the
defendant confessed to the crime during his interview with
Detective Bayliff. Thereafter, the defendant signed a written
statement which included a confession. Additionally, a social
worker testified as to defendant's incriminating statements made
to her.
Although the defendant presented expert testimony to suggest
that he was under the influence of carbon-monoxide poisoning at
the time of his confessions, none of the expert witnesses
examined the defendant prior to his confessions. Moreover, there is evidence that immediately following the incident, the
defendant was coherent and seemed to be under no such influence.
Examining the evidence in the light most favorable to the
State, we find substantial evidence of each element of attempted
murder and of the defendant being the perpetrator of the crime.
Accordingly, we hold that there was no error in the trial court's
denial of defendant's motion to dismiss.
IV.
[5]Next, defendant contends the trial court erroneously
denied his motion for a mistrial. He asserts that during his
trial, the State improperly presented the following evidence: (1)
Detective Bayliff's testimony that he told the defendant during
the interrogation that it was his opinion that the defendant was
lying, and (2) Detective Leford's testimony that prior to
defendant's interview with Bayliff the defendant was asked to
take a polygraph. According to the defendant, the cumulative
effect of this evidence was to cause the jury to believe that the
defendant had taken a polygraph and had failed on the question of
his guilt.
The [trial] judge must declare a mistrial upon the
defendant's motion if there occurs during the trial an error or
legal defect in the proceedings . . . resulting in substantial
and irreparable prejudice to the defendant's case." N.C. Gen. Stat. § 15A-1061 (1988). In essence, "[a] mistrial is
appropriate only when there are such improprieties as would make
it impossible to attain a fair and impartial verdict."
State v.
Harris, 323 N.C. 112, 125, 371 S.E.2d 689, 697 (1988).
Under North Carolina law, the results of a polygraph test
are inadmissible in any trial.
See State v. Foye, 254 N.C. 704,
120 S.E.2d 169 (1961). "However, every reference to a polygraph
test does not necessarily result in prejudicial error."
State v.
Montgomery, 291 N.C. 235, 244, 229 S.E.2d 904, 909 (1976).
For instance, in
Harris,
supra, our Supreme Court held that
a witness' statement that the defendant was asked to take a
polygraph was neutral on its face and did not constitute an abuse
of the trial court's discretion in denying the defendant's motion
for a mistrial.
In the present case, like
Harris, Detective Ledford's
testimony concerns a request to submit to a polygraph which is
neutral on its face. Further, Detective Bayliff's testimony
regarding the fact that he told the defendant during the
interview that he was lying combined with Detective Ledford's
statement does not create an inference that the defendant took a
polygraph and failed on the issue of guilt.
Significantly, this evidence came from two different
witnesses. Moreover, the trial judge following Detective Ledford's inadvertent reference to the polygraph took the
appropriate action to prevent any such inference by giving these
instructions:
Ladies and gentlemen, that reference by the
detective is inadmissible for any purpose.
You may not consider it for any purpose in
the furtherance of your deliberations.
If any possible prejudice resulted from the testimony at issue,
the trial court's cautionary instructions removed this prejudice;
therefore, no improprieties exist which made it impossible for
the defendant to attain a fair and impartial verdict. Thus, the
trial court committed no prejudicial error in denying defendant's
request for a new trial.
Finally, we summarily hold that there is no merit to
defendant's contention that the trial court erred by not
suppressing his confessions on the grounds that these confessions
were not voluntarily made and resulted from carbon-monoxide
poisoning.
We conclude that the defendant received a fair trial that
was free from prejudicial error.
No prejudicial error.
Judges HORTON and EDMUNDS concur.
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