1. Evidence--identification--in-court--hypnosis--essentially identical description before
and after
The trial court did not err in allowing the witness' in-court identification of defendant
because even though the witness had been hypnotized by the police, her description of the
assailant remained essentially identical before and after hypnosis. The witness' identification
was based on her observations the night of the murder and attempted robbery, and was related
immediately to police well before hypnosis. The only portion of the witness' testimony which
might be considered hypnotically refreshed was that containing the minimal descriptive details
and not her in-court identification of defendant.
2. Evidence--identification--in-court--hypnotically refreshed descriptive details--
failure to disclose hypnosis prior to testimony--harmless error
Although a witness' in-court testimony regarding hypnotically refreshed descriptive
details of the assailant and the State's failure to disclose the hypnosis prior to the witness'
testimony were improper, the tardy disclosure is mitigated because the disclosure was: (1) prior
to the witness' identification testimony and the comprehensive voir dire hearing on admissibility
thereof, and (2) immediately upon the prosecutor's discovery of the witness' hypnosis. Further,
it was harmless error because there was no reasonable possibility that the jury verdict would
have been different had the additional descriptive testimony been excluded in light of other
evidence including defendant's confessions to his friend and to a fellow prisoner.
3. Evidence--identification--in-court--viewing defendant at trial
The trial court properly denied defendant's request to suppress a witness' identification
of defendant at trial as a participant in another robbery because the identification was not tainted
by the fact that the witness observed defendant in open court.
4. Evidence--prior crime or act--other robberies--corroboration--intent, motive, and
plan
The trial court did not err in admitting evidence of other robberies involving defendant
because it was relevant and admissible under Rule 404(b) either to corroborate the accounts of
other witnesses or to show defendant's intent, motive, and plan to commit armed robbery at the
time of the victim's murder.
5. Witnesses--cross-examination--discretion of trial court
The trial court did not err in allowing cross-examination of defendant including inquiries
involving a stolen credit card and other robberies because the scope of cross-examination is a
matter within the sound discretion of the trial court.
Appeal by defendant from judgment entered 5 August 1997 byJudge J.B. Allen Jr. in Wake County Superior Court. Heard in the
Court of Appeals 26 January 1999.
Attorney General Michael F. Easley, by Special Deputy
Attorney General Thomas F. Moffitt, for the State.
Appellate Defender Malcolm Ray Hunter, Jr., by
Assistant Appellate Defender Anne M. Gomez, for
defendant-appellant.
JOHN, Judge.
Defendant appeals the trial court's judgment and commitment
entered upon convictions by a jury of first-degree murder and
armed robbery. We conclude the trial court committed no
prejudicial error.
Defendant was indicted 16 December 1996 for the murder and
attempted armed robbery of Keir Lohbeck (Lohbeck). The charges
were consolidated and tried at the 28 July 1997 Criminal Session
of Wake County Superior Court.
The State's evidence at trial tended to show the following:
On 25 January 1994, Lohbeck and Catherine Harold (Harold),
employees of a Raleigh Blockbuster Video store, closed the
business at 1:00 a.m. As the pair walked to their automobiles
in a well-lighted parking lot, Harold showed Lohbeck a photograph
album containing photos from a recent trip. While looking at the
album, Harold noticed a man walking in the distance. Once inside
her automobile, Harold looked through the passenger window and
saw Lohbeck talking to a man between his truck and another
vehicle. As she began to drive off, Harold observed Lohbeck andthe man struggling, heard a bang and then saw Lohbeck fall.
Lohbeck died shortly thereafter from a .32 caliber gunshot
wound to the neck. Harold described the assailant as a black
male, approximately thirty years old with some facial hair, 5'10"
tall and weighing between one hundred sixty and one hundred
eighty pounds, wearing a white hooded sweatshirt with red
lettering. Harold indicated she had clearly seen the man's side
profile at a distance of seven feet.
On 2 February 1994, Harold was interviewed and hypnotized by
City of Raleigh police officer Michael Hunter (Hunter). During
hypnosis, Harold related a description similar to that previously
given, but added that the man had small eyes, detailed lips and a
broad nose.
At trial, Harold described the assailant consistent with her
pre-hypnosis statements, but also included the additional details
which arose during hypnosis. Upon learning Harold had previously
been hypnotized, the prosecutor immediately informed the judge
and defense counsel of the hypnosis. Notwithstanding, the
prosecutor also sought permission to tender an in-court
identification of defendant by Harold, based solely upon her
observations the night of the murder. Defendant thereupon moved
to suppress Harold's identification evidence, asserting it would
constitute inadmissible hypnotically refreshed testimony. The
trial court conducted a voir dire hearing, rendered specificfindings of fact, and denied defendant's motion. Harold
thereupon identified defendant before the jury as the individual
who shot Lohbeck.
Darrold Brown (Brown), one of defendant's roommates,
testified for the State in exchange for a reduced sentence on a
robbery charge. Brown indicated he heard defendant enter their
apartment, located across the street from the Blockbuster store
in question, around 1:00 a.m. on 25 January 1994. At 8:00 a.m.
that morning, defendant told Brown he had killed a man at the
Blockbuster store in an attempt to rob him and stated that he
had to get rid of the gun or they'd be able to connect him with
the crime. Brown further testified he and defendant robbed
Burger King restaurants in Fuquay-Varina and Raleigh shortly
after the Blockbuster killing.
Defendant testified he was in his apartment on 25 January
1994 around 1:00 a.m. talking to his girlfriend on the telephone.
Defendant's girlfriend and another roommate corroborated this
testimony, and Hin Hall, defendant's brother and also a roommate,
testified defendant went to bed that morning between 1:30 and
2:00 a.m. Defendant stipulated that he had pleaded guilty to the
17 August 1994 robbery of a Fayetteville Burger King.
On 5 August 1997, the jury found defendant guilty of
attempted armed robbery and first-degree murder on the theory of
felony murder. The trial court arrested judgment on the armedrobbery charge and sentenced defendant to life imprisonment in
the murder case. Defendant timely appealed.
Initially, we note defendant's appellate brief includes no
argument addressed to assignments of error one, two, three, four,
six, seven, thirteen, fourteen, fifteen, eighteen, nineteen,
twenty, twenty-three, twenty-four, twenty-five, or twenty-six.
Accordingly these assignments of error are deemed abandoned, see
N.C.R. App. P. 28(b)(5)([a]ssignments of error not set out in
the appellant's brief . . . will be taken as abandoned), and we
do not address them.
[1]In his first assignment of error, defendant contends
Harold's in-court identification was hypnotically refreshed
evidence and admission thereof violated our Supreme Court's
decision in State v. Peoples, 311 N.C. 515, 319 S.E.2d 177
(1984). We conclude otherwise.
Peoples held that hypnotically refreshed testimony is
inadmissible in judicial proceedings because it is subject to
suggestive circumstances rendering it inherently unreliable.
Id. at 533, 319 S.E.2d at 188. However, [a] person who has been
hypnotized may testify as to facts which he related before the
hypnotic session. Id.
In the case sub judice, the trial court conducted a
comprehensive voir dire hearing during which Harold stated the
hypnosis had no effect on her memory of the assailant's sideprofile, and that she recognized defendant based upon her
observations the night of the murder. She related that the
parking lot on the night of the murder was well lighted, that she
had a clear view of the assailant's side profile from a distance
of six to seven feet, and that she recognized defendant as the
assailant when she saw his side view for the first time in the
courtroom.
The trial court rendered extensive findings of fact, which
are conclusive on appeal if supported by competent evidence.
State v. Miller, 69 N.C. App. 392, 397, 317 S.E.2d 84, 88 (1984).
The court noted Harold testified there were no suggestions during
the hypnotic sessions in any way for her to pick out or
identify any individual, and found as fact inter alia that: 1)
the Blockbuster parking lot was sufficiently lighted to permit
Lohbeck to view Harold's photograph album, 2) Harold observed the
assailant's side profile at a distance of six to seven feet, 3)
Lohbeck and the assailant faced each other giving Harold a clear
unobstructed view of the assailant's side profile, 4) Harold
viewed numerous photographs of suspects and had seen defendant on
television months prior to trial, but refused to identify anyone
as the assailant based on her need to view a side profile for a
positive identification, 5) that Harold had not seen a side view
of the defendant until she saw him in court on 28 July 1997, at
which time she notified a witness coordinator that defendant wasthe person who shot Lohbeck, and 6) that Harold's description of
the assailant remained essentially identical before and after
hypnosis. Further, the court acknowledged that additional
description details, i.e., small eyes, flat nose, and well
defined lips, surfaced during hypnosis, but concluded the
hypnosis did not affect Harold's overall description which
remained substantially the same, and that Harold's
identification of defendant
was of an independent origin and not tainted
by any hypnotic sessions or anything else
that any law enforcement officers . . . had
done in this matter.
We believe the trial court properly analyzed the evidence
before it. Significantly, the only portion of Harold's testimony
which might accurately be characterized as hypnotically
refreshed was that containing the minimal descriptive details
and not her in-court identification of defendant. The trial
court's determination that Harold's identification was based upon
her observations the night of the murder and related immediately
to police well before hypnosis, see Harker v. State of Md., 800
F.2d 437, 443 (4th Cir. 1986)(description of assailant by witness
under hypnosis closely matched the description he had given to
police shortly after the shooting), and that it was nottainted by her subsequent hypnotic sessions, is uncontradicted
by any evidence in the record. Hence Harold's identification of
defendant as Lohbeck's killer at trial 1) was of independent
origin, Miller, 69 N.C. App. at 396, 317 S.E.2d at 88, 2) was
unaffected by the intervening circumstance of hypnosis, and 3)
did not constitute hypnotically refreshed testimony.
Therefore, Peoples is inapposite to that portion of Harold's
testimony.
[2]On the other hand, Harold's in-court testimony regarding
hypnotically refreshed descriptive details of the assailant and
the State's failure to disclose the hypnosis of Harold prior to
her testimony were improper under Peoples. See Peoples, 311 N.C.
at 533-34, 319 S.E.2d at 188 (hypnotically refreshed testimony
is inadmissible in judicial proceedings, and party proffering
the testimony of a previously hypnotized subject is under a duty
to disclose the fact of th[e] hypnosis to the court and counsel .
. . before the testimony of the witness).
However, the tardy disclosure of Harold's hypnosis is
mitigated by the circumstances that disclosure came 1) prior to
Harold's identification testimony and the comprehensive voir dire
hearing on admissibility thereof, and 2) immediately upon
discovery of Harold's hypnosis by the prosecutor, see N.C.G.S. §
15A-907 (1997)(if party prior to or during trial discovers
additional evidence subject to disclosure, party must promptlynotify the attorney for the other party of the existence of the
additional evidence).
Nonetheless, the belated discovery by the prosecutor of law
enforcement's hypnosis of Harold and the, at best, negligent
failure of the police to apprize the prosecutor of the hypnosis
and to retain tapes of the sessions, necessitate reiteration here
of the caution to those who use hypnosis [that] it is a
procedure to be executed with care, Peoples, 311 N.C. at 534,
319 S.E.2d at 188, and that the procedural safeguards noted in
Peoples should be followed in the use of hypnosis for criminal
investigative purposes, id.
As to admission of hypnotically refreshed testimony by
Harold of certain descriptive features of the assailant, we first
note again the trial court's finding, supported by the record and
conclusive on appeal, Miller, 69 N.C. App. at 397, 317 S.E.2d at
88, that her description remained essentially the same prior to
and following hypnosis, see Harker, 800 F.2d at 443. Moreover,
discrepancies in descriptions are ordinarily for the jury to hear
and consider in weighing the credibility of the witness. See
State v. Billups, 301 N.C. 607, 616, 272 S.E.2d 842, 849 (1981).
In any event, such error as may have occurred in consequence
of the foregoing contraventions of Peoples was harmless error
which created no "reasonable possibility" the jury verdict would
have been different had Harold's additional description testimonybeen excluded. See N.C.G.S. § 15A-1443(a)(1997)(in order for
error to be prejudicial, there must be a reasonable possibility
that, had the error in question not been committed, a different
result would have been reached); see also State v. Annadale, 329
N.C. 557, 571, 406 S.E.2d 837, 845 (1991) (harmless error
analysis applied to in-court identification following hypnosis).
First, we reiterate our holding that Harold's in-court
identification of defendant as Lohbeck's killer did not
constitute hypnotically refreshed testimony. In addition to
Harold's designation of defendant as the perpetrator, moreover,
the State introduced evidence of defendant's confessions to his
friend and roommate Brown and to a fellow prisoner, William
Johnson, as well as testimony by the victim identifying defendant
as participant in another robbery which Brown testified he and
defendant had committed together. In light of the overwhelming
weight of this evidence, any error resulting from belated
disclosure of Harold's hypnosis or in admitting her testimony
concerning additional descriptive details regarding the assailant
which surfaced during hypnosis was harmless. See id.
[3]Defendant next asserts the trial court erred by denying
his motion to suppress in-court identification testimony by
Sandra Jacobs (Jacobs) of defendant as participant in the robbery
of a Burger King in Fuquay-Varina. This assignment of error is
unfounded. Initially, we note defendant argued different grounds for
his motion at trial than those presented to this Court.
Defendant asserted below that his identification by Jacobs
resulted from impermissibly suggestive circumstances,
specifically that Jacobs
has been sitting in [the courtroom] and . . .
defendant is seated at counsel table and has
been identified as the defendant in this
case. . . .
Our Supreme Court has held
the viewing of a defendant in the courtroom
during . . . a criminal proceeding by
witnesses who are offered to testify as to
identification of the defendant is not, of
itself, such a confrontation as will taint an
in-court identification . . . .
State v. Covington, 290 N.C. 313, 324, 226 S.E.2d 629, 638
(1976). After a voir dire hearing, the trial court concluded that
identification [of defendant by Jacobs] was not tainted by . . .
the fact that she was here after lunch today and observed the
defendant in open court. Based upon the principles set out in
Covington and our determination that the facts found by the trial
court were supported by the evidence and thus conclusive on
appeal, Miller, 69 N.C. App. at 397, 317 S.E.2d at 88, we hold
the court properly rejected defendant's motion to suppress the
identification testimony of Jacobs.
Defendant now argues to this Court that Jacobs had no
reasonable possibility of observing the robber in a mannersufficient to make a subsequent identification. Because this
argument was not advanced at trial, it has not been preserved for
appellate review. N.C.R. App. P. Rule 10(b)(to preserve a
question for appellate review, a party must have presented to the
trial court a timely . . . motion, stating the specific grounds
for the ruling the party desired . . . .); State v. Waddell, 130
N.C. App. 488, 503, 504 S.E.2d 84, 93 (1998)(citations
omitted)(where theory argued on appeal not raised in trial court,
the law does not permit parties to swap horses between courts in
order to get a better mount [on appeal]).
Notwithstanding, we have considered the record in light of
defendant's new argument. See N.C.R. App. P. Rule 2. Suffice it
to state the trial court's findings were supported by the
evidence adduced at the hearing, see Miller, 69 N.C. App. at 397,
317 S.E.2d at 88, and that the court did not err in admitting the
identification of defendant by Jacobs as perpetrator of the
Burger King robbery. See Manson v. Brathwaite, 432 U.S. 98, 116,
53 L. Ed. 2d 140, 155 (1977)(excluding evidence from jury is
drastic sanction limited to manifestly suspect identification
testimony; anything short of that is for the jury to weigh . . .
[in that] evidence with some element of untrustworthiness is
customary grist for the jury mill").
[4]Defendant next challenges the admission of Brown's
testimony that he and defendant robbed Burger King restaurants inFuquay-Varina and Raleigh. Defendant argues the State's N.C.G.S.
§ 8C-1, Rule 404(b)(Supp. 1998)(Rule 404(b)), other crimes
evidence of defendant's prior misconduct was inadmissible, and in
any event cumulative and prejudicial such that it should have
been excluded under N.C.G.S. § 8C-1, Rule 403 (1992)(Rule 403).
We do not agree.
While evidence of prior misconduct may not be introduced if
its probative value is . . . limited solely
to tending to establish the defendant's
propensity to commit a crime such as the
crime charged,
State v. Stager, 329 N.C. 278, 303-04, 406 S.E.2d 876, 890 (1991)
(emphasis in original), it may be admitted if it 1) constitutes
substantial evidence tending to support a reasonable finding by
the jury that the defendant committed a similar act or crime,
id. at 303, 406 S.E.2d at 890, 2) is of a type made admissible
under [Rule 404(b)], id., such as to show the defendant's
motive, opportunity, intent, preparation, plan, knowledge, [or]
identity, Rule 404(b), and 3) is logical[ly] relevan[t], 1
Kenneth S. Broun, Brandis & Broun on North Carolina Evidence § 95
(5th ed. 1998)[hereinafter Brandis & Broun], for some purpose
other than showing the defendant's propensity for the type of
conduct at issue, Stager, 329 N.C. at 303, 406 S.E.2d at 890.
Moreover, the listing of proper purpose[s] under Rule 404(b) is
not exclusive. 1 Brandis & Broun § 95. In addition, our Supreme Court has emphasized that Rule
404(b) is a general rule of inclusion of relevant evidence of
other crimes, wrongs or acts by a defendant, State v. Coffey,
326 N.C. 268, 278-79, 389 S.E.2d 48, 54 (1990)(emphasis in
original); nonetheless, such evidence must involve facts
sufficiently similar to those of the charged offense which tend
to support a reasonable inference they were committed by the same
person, Stager, 329 N.C. at 303, 406 S.E.2d at 890, and the
probative value thereof must not be substantially outweighed by
its prejudicial effect, G.S. § 8C-1, Rule 403; State v.
Boczkowski, 130 N.C. App. 702, 706, 504 S.E.2d 796, 799 (1998).
On voir dire, Brown testified he and defendant robbed a
Raleigh Burger King on 14 May 1994 and a Fuquay-Varina Burger
King on 22 February 1994, and described the circumstances
surrounding each robbery. Brown's testimony was later
corroborated by the Burger King employees who were robbed,
including Jacobs who identified defendant as one of the robbers
and whose testimony itself was later corroborated by Brown's
identification of her as a robbery victim.
In its findings, the trial court noted inter alia that Brown
and defendant were roommates, that defendant told Brown the
morning of the murder he had shot a Blockbuster employee in a
robbery attempt and that defendant owned a handgun and sawed-off
shotgun during the time period in which the Burger King robberiesoccurred. The court recited certain similarities between the
Blockbuster murder and the Burger King robberies, indicating that
1) each had occurred in the dark early morning hours while the
affected commercial establishment was empty and closed, 2)
defendant waited in the darkness and then, armed with a firearm,
forced or attempted to force an employee into the establishment
in order to rob it, 3) all three crimes occurred in Wake County
within a four month period, 4) the establishments closed late or
opened early, and 5) all were robbed pursuant to a plan.
Following recitation of its detailed findings of fact, the
trial court ruled evidence of the Burger King robberies was
relevant and admissible under Rule 404(b) because similar to the
crime charged at trial and indicative of defendant's intent,
motive and plan to commit armed robbery at the time of Lohbeck's
murder. The court also held under Rule 403 that the probative
value of the evidence was not substantially outweighed by its
prejudicial effect. Finally, the court instructed the jury both
prior to Brown's testimony and at the close of all evidence to
consider the evidence, if [it] believe[d] th[e] evidence,
solely for the limited purpose of showing defendant's motive,
intent or plan.
Based upon the record and the trial court's conclusive
findings of fact, see Miller, 69 N.C. App. at 397, 317 S.E.2d at
88, we hold the court did not err in allowing evidence ofdefendant's participation in the Burger King robberies. Further,
the exclusion of evidence under Rule 403 is a matter left to the
sound discretion of the trial court. Coffey, 326 N.C. at 281,
389 S.E.2d at 56. We do not believe defendant has demonstrated
an abuse of discretion and therefore decline to disturb the trial
court's ruling on appeal. See State v. Robinson, 327 N.C. 346,
356-57, 395 S.E.2d 402, 408 (1990), cert. denied, 515 U.S. 1135,
132 L. Ed. 2d 818 (1995)(abuse of discretion only where ruling is
manifestly unsupported by reason).
Notwithstanding, defendant insists that [o]verall, the
[Rule 404(b)] evidence was cumulative and emotional and
presented to inflame the jury. Again we disagree.
The admission of relevant evidence is left to the sound
discretion of the trial court, Stager, 329 N.C. at 308, 406
S.E.2d at 893, and that discretionary ruling will be reversed on
appeal only upon a showing that the ruling was so arbitrary that
it could not have been the result of a reasoned decision, State
v. Jones, 347 N.C. 193, 213, 491 S.E.2d 641, 653 (1997).
The trial court sub judice properly allowed evidence under
Rule 404(b) either to corroborate the accounts of other witnesses
or for the purpose of showing defendant's motive, intent or plan
to commit the instant crime. In addition, the court properly
instructed the jury prior to and after presentation of the
evidence specifically limiting the jury's consideration thereof. Under these circumstances, admission of this evidence cannot
fairly be characterized as arbitrary and unreasonable, see id.,
and thus was not error.
[5]Finally, defendant maintains the trial court committed
prejudicial error by allowing improper and highly prejudicial
cross-examination of defendant, including inquires involving a
stolen credit card, the Fuquay-Varina and Raleigh Burger King
robberies, and the robbery of a Fayetteville Burger King to which
defendant pleaded guilty. We have carefully considered
defendant's arguments, note that the scope of cross-examination
is a matter within the sound discretion of the trial court, State
v. Bronson, 333 N.C. 67, 79, 423 S.E.2d 772, 779 (1992), and
conclude the court committed no prejudicial error in allowing the
challenged cross-examination. See G.S. § 15A-1443(a).
No error.
Judges GREENE and HUNTER concur.
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