1. Evidence--other crimes--common scheme--homicide
In a prosecution for the kidnapping and first-degree murder of a rival for a girlfriend,
there was no abuse of discretion in the admission of evidence of the murder of the girlfriend's
mother where the State used the evidence to show that defendant had a common scheme to hurt
the girlfriend, there was substantial evidence from which a jury could conclude that defendant
killed the mother, and the evidence clearly shows several significant similarities.
2. Evidence--other crimes--no chilling effect on testimony
The admission of evidence of a second murder in a first-degree murder prosecution did
not impermissibly discourage defendant from testifying where defendant's decision not to testify
was purely tactical and not constitutional.
3. Criminal Law--instructions--requested--incorrect statement of law
There was no error in a first-degree murder and kidnapping prosecution in the denial of
defendant's requested instruction on the limited use of evidence concerning another murder
where the tendered instruction would have incorrectly stated the law.
4. Witnesses--expert--mtDNA analyst
The trial court in a murder and kidnapping prosecution did not err by accepting as an
expert in the field of mtDNA analysis the chief of an FBI DNA analysis unit. Although
defendant argued that the testimony was of no assistance to the jury, the mtDNA evidence was
relevant to show that it was more probable that a hair found in defendant's automobile trunk was
the victim's.
5. Evidence--scientific testing--standard for admissibility
The following factors should be considered in determining whether scientific evidence is
reliable: whether the theory or technique can be or has been tested, whether the theory has been
subjected to peer review and publication, whether the theory has been submitted to the scrutiny
of the scientific community, the known or potential rate of error, and the general acceptance in a
relevant scientific community. North Carolina emphasizes the reliability of the scientific
method and not its popularity within a scientific community.
6. Evidence--mtDNA testing--admissible
Testing of mtDNA is sufficiently reliable to warrant admission into evidence.
7. Homicide; Kidnapping--sufficiency of evidence
There was substantial evidence to support the reasonable inference that the victim was
kidnapped and murdered by defendant.
Appeal by defendant from judgment entered 25 July 1997 by
Judge Forrest A. Ferrell in Watauga County Superior Court. Heard
in the Court of Appeals 24 February 1999.
Attorney General Michael F. Easley, by Special Deputy
Attorney
General Ronald M. Marquette, for the State.
David Y. Bingham and Thomas M. King for defendant-appellant.
TIMMONS-GOODSON, Judge.
Defendant appeals from the judgment entered upon his
conviction of first-degree murder and first-degree kidnapping in
violation of North Carolina General Statutes sections 14-17 and
14-39. He seeks a new trial based on his contention that the
trial court committed prejudicial error by: (1) admitting
evidence of the murder of Catherine Miller, (2) denying
defendant's requested instruction to the jury, (3) admitting
expert testimony regarding mitochondrial DNA (mtDNA) testing
and (4) refusing to dismiss the charges at the close of the
State's evidence.
The State's evidence at trial tended to show that on 7
January 1994, the body of Viktor Gunnarsson (Gunnarsson) was
found near Deep Gap, North Carolina by a North Carolina
Department of Transportation employee. The body was located
about 300 feet from a ramp to the Blue Ridge Parkway in Watauga
County. Gunnarsson had been dead for weeks and the cause of
death, as determined by the Chief Medical Examiner, was a gunshotwound to the head. Two .22 caliber bullets were removed from
Gunnarsson's head and the contents of his stomach revealed
partially digested potatoes, suggesting that he died within a few
hours of eating. Gunnarsson had not been seen since 3 December
1993, when he had dinner with Kay Weden (Weden), a former
girlfriend of defendant. As a part of Gunnarsson's dinner he had
eaten potatoes.
Weden had ended a relationship with defendant in December of
1993. During her relationship with defendant, she received
several anonymous threatening letters. One such letter stated
that a .22 caliber bullet had been fired into her house. A
deputy sheriff later found a .22 caliber bullet lodged in the
exterior of her home near her son's bedroom.
Defendant was employed in December of 1993 at Salisbury High
School as a Salisbury police officer. An examination of the
typewriters at the school revealed that the same typewriter
ribbon had been used to type Weden's address and a letter that
had been sent to her.
Defendant possessed a .22 caliber pistol and rifle, and was
issued a Colt .38 revolver while serving as deputy sheriff in
Lincoln County. The inventory records at the Lincoln Police
Department showed that the gun had been turned in but the actual
weapon was never located. Several witnesses testified that they
had seen defendant in possession of a .38 caliber weapon just
prior to the December murders.
On the night of 3 December 1993, Gunnarsson's car was parkedat the Weden residence. Defendant drove by Weden's house and saw
Gunnarsson's car. Shirley Scott, a woman in the car with
defendant, testified that they drove by Weden's house twice that
night. Jason Weden, Weden's son, testified that he saw defendant
drive by the house around 11:00 p.m. Defendant called his
friend, Rick Hillard, at 11:30 p.m. and gave him a license plate
number and asked him to perform a check on the license plate
number. Defendant received a call shortly thereafter during
which Scott heard Hillard say, Viktor Gunnarsson. The license
plate number was for a vehicle registered to Gunnarsson. His
address was listed in the Salisbury phone directory.
In December 1993 or January 1994, defendant took his 1979
Monte Carlo to a car wash and had it thoroughly cleaned,
including having the trunk carpet shampooed. When police
searched the car on 1 February 1994, scratches were observed
inside the trunk compartment and a mark that resembled a
footprint was seen on the underside of the trunk lid. The trunk
mat was removed from the car. Mitochondrial DNA and microscopic
sequences were taken from hairs found on the trunk mat of
defendant's car.
On 6 December 1993, defendant visited a restaurant where he
knew that Weden would be dining with her mother, Catherine Miller
(Miller), and friends. Defendant stated to Weden that Miller
had ruined their relationship and that he wished something would
happen to Miller so Weden would know how he felt.
On 9 December 1993, the body of Miller was found in herhome. She had been shot twice in the head with .38 caliber
bullets. The .38 caliber bullets that were taken from Miller's
body were consistent with having been fired by a Colt .38
Detective Special.
Troy Hamlin (Agent Hamlin) and Dr. Joseph A. DiZinno (Dr.
DiZinno) were two of the witnesses qualified by the court as
experts. Agent Hamlin, special agent with the North Carolina
State Bureau of Investigation, testified as an expert in the
field of hair examination and comparison. After conducting a
microscopic examination and comparison of the known hair samples
of Gunnarsson and the hairs found on defendant's trunk mat, Agent
Hamlin testified that the hairs were microscopically consistent
and could have originated from Gunnarsson.
Dr. DiZinno, an employee of the Federal Bureau of
Investigation, was qualified as an expert in the field of hair
examination and mtDNA analysis. Dr. DiZinno has training in
microscopic hair examination and has performed mtDNA research and
analysis. He is the chief of DNA analysis unit number 2 where
mtDNA tests are conducted. He performed a DNA sequencing from
one of the hairs located on defendant's trunk mat and compared it
to the mtDNA sequence obtained from a known blood sample of
Gunnarsson. Dr. DiZinno opined that the DNA sequence from the
hair and the DNA sequence from the blood sample were identical.
He concluded that Gunnarsson could not be excluded as a source of
the hairs from defendant's trunk mat.
If scientific, technical or other specialized
knowledge will assist the trier of fact to
understand the evidence or to determine a
fact in issue, a witness qualified as an
expert by knowledge, skill, experience,
training, or education, may testify thereto
in the form of an opinion.
N.C. Gen. Stat. § 8C-1, Rule 702 (1992). The essential question
in determining the admissibility of opinion evidence is whether
the witness, through study or experience, has acquired such skill
that he is better qualified than the jury to form an opinion on
the subject matter to which his testimony applies. State v.
Mitchell, 283 N.C. 462, 467, 196 S.E.2d 736, 739 (1973).
Ordinarily, whether a witness qualifies as an expert is
exclusively within the discretion of the trial judge and is not
to be reversed absent a complete lack of evidence to support hisruling. State v. Bullard, 312 N.C. 129, 140, 322 S.E.2d 370,
376 (1984). In the case at bar, Dr. DiZinno testified as an
expert in mtDNA analysis in order to establish whether the hairs
found in the trunk of defendant's car could have been those of
Gunnarsson. Dr. DiZinno testified that as the chief of the FBI's
DNA analysis unit number 2, he earned a Bachelor of Science
degree from the University of Notre Dame and a Doctor of Dental
Surgery from Ohio State. He further testified that he was an
expert hair examiner with two years experience in conducting
mtDNA analysis. He had previously testified in court and given
his opinion as an expert witness in mtDNA. The evidence shows
that Dr. DiZinno was properly accepted by the trial court as an
expert in the field of mtDNA analysis and, therefore, better
qualified than the jury to form an opinion on the hairs taken
from defendant's trunk.
Defendant argues that the expert testimony is of no
assistance to the jury. This argument is rejected. The source
of hair found in defendant's trunk was a crucial fact in this
case. Mitochondrial DNA evidence was offered to show that the
hair could have been Gunnarsson's. According to Rule 401,
evidence is relevant if it has a tendency to make a fact of
consequence more probable or less probable than it would be
without the evidence. N.C. Gen. Stat. § 8C-1, Rule 401 (1992).
Therefore, even though the expert testimony was unable to
definitively eliminate the possibility that the hair came from
someone else, the mtDNA was relevant to show that it was moreprobable that the hair belonged to Gunnarsson.
[5]Defendant argues that mtDNA evidence is scientifically
unreliable. In North Carolina, a new scientific method is
admissible at trial if it is scientifically reliable. Bullard,
312 N.C. at 148, 322 S.E.2d at 381 (citations omitted). In
determining admissibility for new scientific evidence and
scientific reliability, North Carolina does not adhere
exclusively to the Frye standard which emphasizes a general
acceptance in the particular field in which it belongs. Id. at
147, 322 S.E.2d at 380; see Frye v. United States, 293 F. 1013
(D.C. Cir. 1923). Instead, we adopted factors similar to those
of Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579,
113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), for determining
scientific validity. In Daubert, the United States Supreme Court
held that the following factors should be considered in
determining whether scientific evidence is reliable: (1) whether
the theory or technique can be or has been tested, (2) whether
the theory has been subjected to peer review and publication, (3)
whether the theory has been submitted to the scrutiny of the
scientific community, (4) the known or potential rate of error,
and (5) the general acceptance in a relevant scientific
community. Id. North Carolina emphasizes the reliability of
the scientific method and not its popularity within a scientific
community. 1 Brandis & Broun on North Carolina Evidence § 113
(5th ed. 1998). [W]hen no specific precedent exists,
scientifically accepted reliability justifies admission of thetestimony . . . and such reliability may be found either by
judicial notice or from the testimony of scientists who are
expert in the subject matter, or a combination of the two.
Bullard, 312 N.C. at 148, 322 S.E.2d at 381 (quoting 1 Brandis on
North Carolina Evidence § 86 (2nd ed. 1982). Once a
determination of scientific reliability and validity has been
established, the next question is whether it is also relevant.
Relevant evidence is admissible if it has any logical tendency
however slight to prove the fact at issue in the case. State v.
Pratt, 306 N.C. 673, 678, 295 S.E.2d 462, 466 (1982). Relevant
evidence may be excluded if its probative value is outweighed by
the danger of unfair prejudice or a confusion of the issues.
N.C. Gen. Stat. § 8C-1, Rule 403 (1992).
[6]In the case sub judice, Dr. DiZinno testified that he
compared DNA sequence from Gunnarsson's blood and a DNA sequence
from the hair found in the trunk mat of defendant's vehicle. He
found the sequences to be the same so that Gunnarsson could not
be excluded as a possible source of the hair. In the database
relied upon by Dr. DiZinno, he testified that he had seen the
same DNA sequence about one out of ten times. Dr. DiZinno
opined that although possible, it is highly unlikely that two
people would match in both a microscopic examination of hair and
a mtDNA sequence.
Defendant further argues that the problem with mtDNA testing
is that the population database with which DNA samples are
compared consisting of over 1,000 people worldwide, is too smallto draw any meaningful conclusions about the significance of a
match. By contrast, the population database for nuclear or
conventional DNA testing contains millions of samples that can be
compared.
There has been over four years of solid research, testing
and publications in peer-reviewed scientific journals on mtDNA
analysis. State v. Council, 335 S.C. 1, 515 S.E.2d 508 (1999).
The mtDNA analysis provides results when genomic DNA analysis of
hair shafts or any other biological specimen known to contain
little or no DNA does not. Moreover, it has been widely accepted
in evolutionary genetic studies and has been used in at least six
other states.
In addressing the jury, Dr. DiZinno told the jury that mtDNA
testing does not give proof of identification as conventional DNA
testing does. In State v. Catoe, 78 N.C. App. 167, 169, 336
S.E.2d 691, 692 (1985), cert. denied, 316 N.C. 380, 344 S.E.2d 1
(1986), this Court stated that while the scientific technique on
which an expert bases a proffered opinion must be recognized as
reliable, absolute certainty of result is not required. We
hold that mtDNA testing is sufficiently reliable to warrant its
admissibility into evidence.
We find support in another jurisdiction for our holding
regarding the admissibility of mtDNA. Council, 335 S.C. 1, 515
S.E.2d 508. In Council, the South Carolina Supreme Court upheld
the admission of mtDNA evidence, because the evidence was of
assistance to the jury. The Court observed that mtDNA evidenceprovided an objective confirmation of the subjective
microscopical comparison performed on the hairs. Id. The Court
concluded that the trial judge was within his discretion in
admitting the mtDNA analysis because the evidence was of
assistance to the jury, the expert witness was qualified, and the
underlying science was reliable.
In conclusion, the trial court did not err in admitting
expert testimony concerning mtDNA linking defendant to the murder
of Gunnarsson.
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