1. Indictment and Information--date of offense--correction
The trial court did not err in a prosecution for a first-degree burglary and first-degree
statutory rape by granting the prosecution's motion to correct the date of the offenses. Time is
not an essential element of these crimes, defendant was obviously aware that the date on the
indictment was incorrect, defendant was neither misled nor surprised as to the nature of the
charges, and there was no evidence of an alibi or any other defense wherein time would be
material.
2. Confessions and Incriminating Statements--defendant not in custody--Miranda
warnings not required
A defendant in a burglary and statutory rape prosecution was not in custody and Miranda
warnings were not required where defendant took affirmative steps to contact the police after
they contacted him and made an appointment to meet at the police station at a time convenient to
him; defendant arrived at the station under his own volition and agreed to speak with the
officers; at no time was he searched, handcuffed, or restricted in his movement; officers told him
he was free to leave before questioning began; he was told on at least four occasions during
questioning that he was free to leave and asked whether he understood; he replied in the
affirmative each time; these exchanges occurred before defendant spoke with the officers, before
he incriminated himself, and before he wrote the confession; and defendant left the station alone
at the end of the interview. Finding that defendant was not in custody is independent of finding
that he voluntarily gave his statement.
3. Confessions and Incriminating Statements--confession--voluntary
A defendant's confession to first-degree burglary and first-degree rape was voluntary
where defendant voluntarily went to the police station; he was neither deceived nor held
incommunicado, nor were there oral or physical threats or shows of violence against him;
officers told defendant that it would be best if he cooperated, but no promises were made;
while one detective was larger than defendant, that factor does not indicate that defendant would
be threatened; the choice of a detective of the same sex and race as defendant to interrogate him
may have been manipulative, but defendant did not show that this had any bearing on
inculcating hope or fear in defendant; and there was no indication that defendant was under the
influence of impairing substances or that his mental capacity was debilitated.
4. Criminal Law--prosecutor's argument--defendant as sexual predator
There was no error in a prosecution for first-degree burglary and first-degree statutory
rape where the prosecutor in closing arguments labeled defendant a sexual predator. The use
of the term was slight and was confined to one paragraph of the argument; given the abundance
of evidence indicating guilt, including defendant's confession, there is no reasonable possibility
that this characterization of defendant may have affected the verdict.
5. Evidence--prior crime or act--prior burglaries--rape victim's demeanor--admissible
The trial court did not err in a prosecution for first-degree burglary and first-degree
statutory rape by allowing testimony regarding previous burglaries to the home and the victim'sdemeanor after the rape. The testimony of the victim's mother about her suspicion that
defendant was involved in recent burglaries at her home, and a detective's repetition of the
statements, were admissible to show opportunity, preparation, knowledge, identity, and absence
of mistake, entrapment, or accident. The statements regarding the victim's demeanor after the
rape are directly relevant as to whether the rape occurred.
6. Burglary and Unlawful Breaking or Entering--misdemeanor breaking or entering
as lesser included offense--instruction refused
The trial court did not err in a prosecution for first-degree burglary by refusing to instruct
on the lesser include offense of misdemeanor breaking or entering where the State clearly
established each of the elements of first-degree burglary and there was no evidence showing the
commission of a lesser included offense.
7. Discovery--prosecution's failure to disclose exculpatory evidence--no prejudice
There was no prejudicial error in a prosecution for first-degree burglary and first-degree
rape from the State's failure to disclose hair samples taken from the crime scene and
photographs of the victim's bathroom window. The district attorney did not have DNA analysis
performed on the hair samples, so that their inculpatory or exculpatory nature is unknown and
the information that the bathroom window was possibly the point of entry, which contradicts
defendant's confession, was in evidence through other testimony. Moreover, defendant's
confession and the overwhelming evidence against him vastly diminish the effect of the
photographs and hair samples.
8. Sentencing--structured--presumptive range--evidence of mitigating factors--no
evidence of aggravating factors
The trial court did not abuse its discretion by sentencing defendant within the Structured
Sentencing presumptive range where there was evidence of several mitigating factors, but no
aggravating factors. A trial court is not required to justify a decision to sentence a defendant
within the presumptive range by making findings of aggravation and mitigation.
Appeal by defendant from judgment entered 12 December 1997
by Judge J. Marlene Hyatt in Buncombe County Superior Court.
Heard in the Court of Appeals 24 February 1999.
Attorney General Michael F. Easley, by Assistant Attorney
General Amy R. Gillespie, for the State.
William H. Leslie for defendant-appellant.
HUNTER, Judge.
Defendant was convicted of first-degree burglary and first-
degree statutory rape of a fifteen-year-old female (victim).
The State's evidence at trial indicated that late on thenight of 27 May 1997, the victim awoke to find a male assailant
in her bed attempting to strangle her. The victim begged for the
assailant to let her go, whereupon the assailant covered her
mouth, instructed her not to talk, and raped her. He then told
the victim that he would kill her and her mother if she told her
mother about the incident. The assailant left the room, but
returned soon afterwards, looking for his belt. The assailant
failed to retrieve his belt and then left the victim's bedroom.
Afterwards, the victim went to her mother's bedroom and awakened
her.
The victim's mother, Jane Hurrell (Hurrell), took the
victim to a friend's house and then went to the police station
and reported the crime. The next morning, Asheville Police
Detective Dawn Dowdle and other officers went to the Hurrell
home, where Hurrell showed them the belt she had found in the
victim's bedroom. Detective Dowdle learned that Hurrell
suspected defendant of the crimes.
Detective Dowdle telephoned defendant's home several times
and talked to his mother. She told his mother that she wanted to
talk with defendant about a case she was investigating.
Detective Dowdle left a message for defendant to call her back.
Defendant returned the call, and he and Detective Dowdle
scheduled an appointment after she advised him about the case she
was investigating.
On 2 June 1997, defendant came to the Asheville Police
Station via his own transportation. He arrived early and was
escorted to the interview room. Defendant was joined byDetective Dowdle and Detective Forrest Weaver, who were both in
plain clothes. When they entered the room, Detective Weaver told
defendant that he was free to go, he was not under arrest, and
that he could leave at any time. Detective Dowdle explained why
she had asked defendant to be interviewed. At some point during
the interview, Detective Weaver again told defendant that he was
free to go, he was not under arrest, and that he could leave at
any time.
During the course of defendant's interview with Detectives
Dowdle and Weaver, he claimed to have had a preexisting
consensual, sexual relationship with the fifteen-year-old victim.
In response, Detective Dowdle told him, I think you're lying.
At that point, Detective Weaver asked Detective Dowdle to step
out of the room. At trial, Detective Weaver testified that he
believed defendant wished to speak to him alone.
After Detective Dowdle left the room, Detective Weaver told
defendant again that he was not under arrest and that he was free
to go. He asked defendant if he could understand this.
Defendant responded in the affirmative. Defendant then began to
make a statement concerning the rape of the victim. Detective
Weaver stopped him, and asked, Now, you understand that you are
not under arrest, you're free to go? Defendant again responded
in the affirmative. The detective then said, Go ahead with your
statement. Defendant continued to make a verbal confession of
the crimes occurring the night of 27 May 1997. Detective Weaver
once again asked defendant if he understood that he was not under
arrest and that he was free to go. Defendant stated that heunderstood, and then proceeded to write a statement confessing to
the crimes. Detective Weaver did not make defendant any promises
about what would happen if he were to confess.
After defendant finished his statement, he left the police
station. The entire meeting had lasted approximately thirty
minutes. Warrants for defendant's arrest were issued the next
day. Defendant was subsequently tried and convicted at the 8
December 1997 session of criminal superior court in Buncombe
County. He was sentenced to 103 to 133 months on the charges of
first-degree burglary and 336 to 413 months on the charge of
first-degree statutory rape, said sentences to run consecutively.
[1]Defendant first assigns error to the trial court's
granting the prosecution's motion to correct the date of the
offense listed on the indictments from 2 June 1997 to 27 May
1997.
N.C. Gen. Stat. § 15A-923(e) (1997) provides that [a] bill
of indictment may not be amended; however, amendment in this
context has been interpreted to mean any change in the
indictment which would substantially alter the charge set forth
in the indictment. State v. Price, 310 N.C. 596, 598, 313
S.E.2d 556, 558 (1984). Where time is not an essential element
of the crime, an amendment in the indictment relating to the date
of the offense is permissible since the amendment would not
substantially alter the charge set forth in the indictment.
State v. Brinson, 337 N.C. 764, 448 S.E.2d 822 (1994) (citing
Price, 310 N.C. at 598-99, 313 S.E.2d at 559). A change in an
indictment does not constitute an amendment where the variancewas inadvertant and defendant was neither misled nor surprised as
to the nature of the charges. State v. Bailey, 97 N.C. App. 472,
389 S.E.2d 131 (1990). In the present case, time is not an
essential element of the crime. Defendant was obviously aware
that the 2 June 1997 date on the indictment was incorrect for
defendant made the appointment to meet with the police, and met
with them, on 2 June 1997. Defendant was neither misled nor
surprised as to the nature of the charges. While a variance as
to time does become material and of essence when it deprives a
defendant of an opportunity to adequately present his defense,
see Price; State v. Kamtsiklis, 94 N.C. App. 250, 380 S.E.2d 400,
disc. review denied, 325 N.C. 711, 388 S.E.2d 466 (1989), the
record in the present case indicates that there was no evidence
of an alibi defense or any other defense wherein time would be
material. We conclude that the change of date in this indictment
was not an amendment proscribed by N.C. Gen. Stat. § 15A-923(e).
Accordingly, we overrule this assignment of error.
[2]Secondly, defendant contends the trial court erred in
admitting his confession on the basis that it was involuntary and
the unlawful product of a custodial interrogation, violating
Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694 (1966).
The requirement that a suspect be given Miranda warnings is
triggered when the suspect has been taken into custody or
otherwise deprived of his freedom of action in any significant
way. Miranda, 384 U.S. at 44, 16 L. Ed. 2d at 706. The United
States Supreme Court has recognized that Miranda warnings are not
required simply because the questioning takes place in the policestation or other coercive environment or because the questioned
person is one whom the police suspect of criminal activity.
Oregon v. Mathiason, 429 U.S. 492, 495, 50 L. Ed. 2d 714, 719
(1977) (per curiam). The United States Supreme Court has held
that an appellate court should consider the totality of the
circumstances surrounding the interrogation to determine if a
suspect was in custody; however, the definitive inquiry is
whether there was a formal arrest or a restraint on freedom of
movement of the degree associated with a formal arrest. State
v. Gaines, 345 N.C. 647, 483 S.E.2d 396, cert. denied, 522 U.S.
900, 139 L. Ed. 2d 177 (1997) (citing Stansbury v. California,
511 U.S. 318, 128 L. Ed. 2d 293 (1994) (per curiam)). For
Miranda purposes, the test for whether a person is in custody is
whether a reasonable person in the suspect's position would feel
free to leave or compelled to stay. State v. Rose, 335 N.C. 301,
439 S.E.2d 518, cert. denied, 512 U.S. 1246, 129 L. Ed. 2d 883
(1994).
In the present case, defendant took affirmative steps to
contact the police after they contacted him regarding the rape of
the victim. He made an appointment to meet Detectives Dowdle and
Weaver at the police station at a time convenient to him. He
arrived at the station under his own volition and agreed to speak
with the police officers. At no time was he searched,
handcuffed, or restricted in his movement. Before the officers
began questioning defendant, they told him he was free to leave.
During the course of questioning, Detective Weaver told defendant
that he was free to leave on at least four occasions, and askedhim each time whether he understood what he meant. Defendant
replied in the affirmative each time. These exchanges occurred
before defendant spoke with the officers, before he incriminated
himself verbally, and just before he wrote the confession. At
the end of the interview, defendant left the station alone.
Defendant relies on the holding in State v. Harvey, 78 N.C.
App. 235, 336 S.E.2d 857 (1985), where this Court held that a
juvenile defendant was in custody when he was questioned by two
officers in a closed office; however, the Court also considered
the additional factors that defendant was taken far from his home
by police officers, subjected to lengthy questioning, was never
expressly told that he was not under arrest or that he was free
to leave and could end the questioning at anytime, and was
seventeen years old with an IQ of 78. Id. The additional
factors which the Court relied on in Harvey are not present in
the case sub judice. Defendant volunteered to be interviewed,
traveled to the police station of his own volition, and was
informed on various occasions that he was free to go. No
evidence indicated that defendant misunderstood or was unable to
understand these statements. Based on the totality of the
circumstances, we conclude that a reasonable person in
defendant's position would have felt free to leave the police
station as explained in State v. Rose. Therefore, defendant was
not in custody and Miranda warnings by the police officers were
not required; however, this factor is independent of a finding
that defendant voluntarily gave his statement.
[3]The Fourteenth Amendment requires that a statement bevoluntary in order to be admissible, whether or not Miranda
warnings are required or given . . . and the State has the burden
of proving, by a preponderance of the evidence and examined in
context with the totality of the circumstances, that the
statement was voluntary. State v. Corbett, 339 N.C. 313, 451
S.E.2d 252 (1994). Incriminating statements obtained by the
influence of hope or fear are involuntary and thus inadmissible.
See State v. Pruitt, 286 N.C. 442, 212 S.E.2d 92 (1975); State
v. Roberts, 12 N.C. 259 (1827) (a confession cannot be received
into evidence where defendant has been influenced by any threat
or promise). Factors to be considered in a determination of
voluntariness are
whether defendant was in custody, whether he
was deceived, whether his Miranda rights were
honored, whether he was held incommunicado,
the length of the interrogation, whether
there were physical threats or shows of
violence, whether promises were made to
obtain the confession, the familiarity of the
declarant with the criminal justice system,
and the mental condition of the declarant.
State v. Hardy, 339 N.C. 207, 222, 451 S.E.2d 600, 608 (1994)
(citations omitted). In the present case, the evidence indicates
that defendant voluntarily went to the police station and, as
previously determined, was not in custody and therefore Miranda
warnings were not required. He was neither deceived, held
incommunicado, nor were there oral or physical threats or shows
of violence made against him. While the officers did tell
defendant that it would be best if he cooperated, no promises
were made to obtain his confession. While Detective Weaver's
size was larger than that of defendant, this factor does notindicate that defendant would be threatened by Detective Weaver.
Similarly, the choice of Detective Weaver to interrogate
defendant because he was of the same sex and race as defendant
may have been manipulative, but defendant has not shown that
this fact had any bearing on inculcating hope or fear to
defendant. There was no indication that defendant was under the
influence of impairing substances or that his mental capacity was
debilitated. Therefore, based on the totality of the
circumstances, we hold that defendant's confession was voluntary
and the trial court did not commit error in admitting the
confession into evidence.
[4]Defendant also assigns error to the trial court's
overruling his objection to the prosecution labeling him a
sexual predator in closing arguments. A new trial is required
if there is a reasonable possibility that the inflammatory or
prejudicial characterization may have affected the jury's
verdict. See State v. Gardner, 316 N.C. 605, 342 S.E.2d 872
(1986).
Prejudice to the accused can occur when improper
suggestions and insinuations by the prosecutor combine with a
case that may properly be characterized as weak. Berger v.
United States, 295 U.S. 78, 89, 79 L. Ed. 1314, 1321 (1935). On
the other hand, Berger held [i]f the case against [defendant]
had been strong, or, as some courts have said, the evidence of
his guilt 'overwhelming,' a different conclusion might [have
been] reached. Id. The Court in Berger held: [W]e have not
here a case where the misconduct of the prosecuting attorney wasslight or confined to a single instance, but one where such
misconduct was pronounced and persistent, with a probable
cumulative effect upon the jury which cannot be disregarded as
inconsequential. Id. Berger has been adopted and expounded by
the North Carolina Supreme Court. See State v. Locklear, 294
N.C. 210, 241 S.E.2d 65 (1978).
In the present case, the prosecutor's use of the term
sexual predator was slight, and was confined to one paragraph
of the closing argument. Given the abundance of evidence
indicating defendant's guilt, most importantly, his confession,
we find that there is no reasonable possibility that this lone
instance of prejudicial characterization of defendant may have
affected the jury's verdict. Accordingly, we find no error.
[5]Next, defendant contends that the trial court erred by
allowing testimony by Hurrell and Detective Dowdle regarding
previous burglaries to the Hurrell home, and testimony by Hurrell
regarding her daughter's demeanor after the alleged rape.
Defendant argues that admittance of this evidence was in error,
as it was irrelevant and prejudicial.
Rule 404(b) provides:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of
mistake, entrapment or accident.
N.C. Gen. Stat. § 8C-1, Rule 404(b) (1992). This rule is a
general rule of inclusion of such evidence, subject to an
exception if its only probative value is to show that defendanthas the propensity or disposition to commit an offense of the
nature of the crime charged. State v. West, 103 N.C. App. 1, 9,
404 S.E.2d 191, 197 (1991).
Hurrell testified that defendant visited her home on several
occasions, and that he made the remark that he could possibly
retrieve items that had been stolen from her home because he knew
people who had influence in the area. Hurrell's testimony as
to her suspicion that defendant was involved in recent burglaries
at her home, and Detective Dowdle's repetition of those
statements were admissible to show proof of opportunity,
preparation, knowledge, identity, and absence of mistake,
entrapment, or accident. The testimony not only indicated that
defendant was familiar with the victim's home, but that he was
also familiar with the conduct and schedules of the victim and
her mother. The conduct of which Hurrell suspected defendant was
essentially the same as that for which he was charged: breaking
and entering with the intent to commit a crime. Furthermore, the
events were close in time. It is not clear exactly when the
burglaries happened, but it is not disputed that the Hurrells had
not lived in the house very long before the rape occurred. When
prior incidents are offered for a proper purpose, the ultimate
test of admissibility is whether they are sufficiently similar in
nature and close in time to the instant charges. West, 103 N.C.
App. 1, 404 S.E.2d 191. Detective Dowdle's repetition of
Hurrell's statements was simply by way of explaining what Hurrell
had told her the day after the crime, and the same 404(b)
exception applies. Hurrell's statements regarding her daughter'sdemeanor after the rape are directly relevant as to whether the
rape occurred, and as such, are admissible. Finally, even if any
of the statements under defendant's fourth assignment of error
were inadmissible, admitting them would have been harmless error.
Defendant correctly notes that evidentiary errors are harmless
unless defendant proves that absent the error, a different result
would have been reached. In light of the other evidence in this
case, including defendant's confession, no such finding is
available here.
[6]Defendant next contends that the trial court erred by
refusing to instruct the jury on the lesser included offense of
misdemeanor breaking or entering.
It is not error for the judge to refuse to instruct on the
lesser offense when the State's evidence is clear and positive
with respect to each element of the offense charged and there is
no evidence showing the commission of a lesser included offense.
State v. Williams, 314 N.C. 337, 351, 333 S.E.2d 708, 718 (1985).
When there was evidence of defendant's intent to commit a felony,
and there was no evidence that defendant broke and entered for
some other reason, the trial court is correct to refuse to submit
the misdemeanor breaking and entering charge to the jury. State
v. Patton, 80 N.C. App. 302, 341 S.E.2d 744 (1986). In the
present case, the State's evidence clearly satisfied each of the
elements of first-degree burglary and first-degree statutory rape
as set out in N.C. Gen. Stat. § 14-51 (1993) and N.C. Gen. Stat.
§ 14-27.7A(a) (Supp. 1998), respectively. At the same time,
there was no evidence showing the commission of a lesser includedoffense. Defendant argues that there was evidence of a lesser
included offense because defendant's intent was simply to have
consensual sex with the victim's mother. However, there was no
testimony or other evidence that defendant and Hurrell had a
positive relationship, let alone a consensual, sexual one. To
the contrary, Hurrell testified that defendant made her
uncomfortable. Because no substantial evidence of misdemeanor
breaking or entering was presented, we find no error.
[7]In his sixth assignment of error, defendant contends
that the prosecution failed to disclose potentially exculpatory
evidence in violation of the mandate of Brady v. Maryland, 373
U.S. 83, 10 L. Ed. 2d 215 (1963). Brady stands for the
proposition that a defendant's due process rights are violated
when the prosecution fails to disclose evidence which may favor
defendant, either by tending to show his innocence, or by tending
to show mitigating factors that would ameliorate his punishment.
Id. However, failure to give evidence to the defense violates
defendant's right to due process only if the evidence was
material to the outcome of the trial. United States v. Bagley,
473 U.S. 667, 87 L. Ed. 2d 481 (1985). Evidence is material
only if there is a reasonable probability that, had the evidence
been disclosed to the defense, the result of the proceeding would
have been different. Id. at 682, 87 L. Ed. 2d at 494.
In the present case, neither hair samples taken from the
crime scene nor photographs of the victim's bathroom window were
turned over to defendant by the prosecution. The district
attorney did not have DNA analysis performed on the hair samples. Therefore, their inculpatory or exculpatory nature is unknown.
The existence of the hairs, alone, does not directly bear on the
question of innocence for assuming arguendo that the hair samples
came from an individual other than defendant, so this fact merely
provides some support for the theoretical possibility that
another individual was in the victim's room and was the
perpetrator of the crime. While it is the better practice for
the prosecution to disclose potentially exculpatory evidence, we
find that the hair samples in this case do not rise to the level
of materiality defined in United States v. Bagley, especially in
light of defendant's confession and overwhelming evidence
establishing his guilt. Likewise, the photographs show that the
perpetrator's point of entry possibly was the bathroom window,
which contradicts defendant's confession wherein he stated he
entered the dwelling through the front door. While these
photographs may have been exculpatory, the record reveals that
this specific information regarding the bathroom window was in
evidence through testimony and was therefore available for the
jury's consideration. Based on the foregoing, we find that the
photographs also do not meet the test of materiality, as
defendant has not shown that their disclosure to him would result
in a reasonable probability that the outcome of the trial would
have been different. As with the hair samples, defendant's
confession and overwhelming evidence against him vastly diminish
the effect, if any, of these photographs. Therefore, we find no
error.
[8]Finally, defendant contends that the court abused itsdiscretion in sentencing defendant within the statutory
presumptive range, given that evidence of several mitigating, but
no aggravating, factors were presented to the court.
Defendant's sentences were in the presumptive range
prescribed by the Structured Sentencing Act, which states, in
part:
The court shall make findings of the
aggravating and mitigating factors present in
the offense only if, in its discretion, it
departs from the presumptive range of
sentences . . . .
N.C. Gen. Stat. § 15A-1340.16(c) (1997). This Court has held
that the plain language of the Structured Sentencing Act shows
that the legislature intended the trial court to take into
account factors in aggravation and mitigation only when deviating
from the presumptive range in sentencing. State v. Caldwell,
125 N.C. App. 161, 162, 479 S.E.2d 282, 283 (1997) (emphasis in
original). Therefore, a trial court is not required to justify a
decision to sentence a defendant within the presumptive range by
making findings of aggravation and mitigation. Because the trial
court in the case sub judice sentenced defendant within the
presumptive range, we find no abuse of discretion.
No error.
Judges MARTIN and TIMMONS-GOODSON concur.
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