1. Constitutional Law--right to conduct own defense--standby counsel--pro se defendant--first-
degree murder--defendant expressly requested
The trial court did not err in a first-degree murder case by permitting pro se defendant's standby counsel
to approach the bench while the jury was present in the courtroom and argue legal issues outside of the jury's
hearing because: (1) nothing in the record indicates that defendant was in any way prevented from conducting
his own defense as he saw fit; (2) standby counsel's participation in the trial occurred either when the jury was
absent from the courtroom or at bench conferences outside of the jury's hearing; and (3) in all instances,
defendant expressly requested the assistance of the standby counsel.
2. Homicide--first-degree murder--sufficiency of evidence--intervening factor determined by jury
The trial court did not err in denying defendant's motion to dismiss the first-degree murder charge based
on insufficiency of the evidence since none of the eyewitnesses saw him inflict the fatal wound to the victim's
heart, even though they saw him inflict other wounds to the victim, because the possibility of an intervening
factor is a matter for the determination of the jury and is irrelevant to the issue before the court on a motion to
dismiss.
3. Criminal Law--leg shackles--pro se defendant--waiver--failed to object
The trial court did not commit prejudicial error in a first-degree murder case by requiring pro se
defendant to appear before the jury in leg shackles because defendant waived this argument when he made no
objection to his having to proceed in shackles.
4. Constitutional Law--right to be present at all stages--ex parte conference--harmless error--
conference recreated--opportunity to be heard
Although the trial judge erred in a first-degree murder case by holding an ex parte conference in his
chambers with the prosecutor and defendant's standby counsel, without defendant's presence, the error was
harmless in light of the facts that: (1) the substance of the conference was recreated by the judge and there is
not reason to question the accuracy or completeness of his recitation; and (2) the trial judge gave defendant
ample opportunity to object and otherwise be heard on the issue discussed in the conference.
5. Constitutional Law--right to counsel--right to be present--first-degree murder--pro se defendant--
disruptive behavior--removal from courtroom--no jurors present
The trial court did not violate defendant's right to be present and his right to counsel in a first-degree
murder case when it momentarily removed pro se defendant from the courtroom for disruptive behavior during
a break in jury selection when no prospective jurors were present in the courtroom and the trial court was
attempting to enter findings into the record regarding various discovery issues raised by defendant because: (1)
the trial court warned defendant that he would be removed if he kept interrupting the court; (2) defendant's
standby counsel remained in the courtroom; and (3) defendant was present when the proceedings resumed and
was given an opportunity to make his objections. N.C.G.S. § 15A-1032.
Appeal by defendant from judgment entered 10 December 1997 by Judge Cy
A. Grant in Nash County Superior Court. Heard in the Court of Appeals 17
March 1999.
Attorney General Michael F. Easley, by Assistant Attorney General John
F. Maddrey, for the State.
Barnes, Braswell & Haithcock, P.A., by Glenn A. Barfield, for
defendant-appellant.
TIMMONS-GOODSON, Judge.
Defendant Jesse Lee Thomas appeals from a judgment entered upon his
conviction of first-degree murder. For the reasons hereinafter
articulated, we find that no prejudicial error occurred in the proceedings
below and uphold defendant's conviction.
Pertinent factual and procedural background is as follows: Defendant
was originally indicted for murder in the first degree of Debra Ann Proctor
on 20 February 1989. In May of 1990, defendant was tried capitally,
convicted, and sentenced to death. Defendant appealed, and the North
Carolina Supreme Court overturned the conviction and ordered a new trial.
See State v. Thomas, 331 N.C. 671, 417 S.E.2d 473 (1992). On remand, in
July of 1995, defendant was tried non-capitally, convicted of first-degree
murder, and sentenced to a mandatory term of life imprisonment. Defendant
appealed, and the Supreme Court again reversed defendant's conviction and
awarded him a new trial. See State v. Thomas, 346 N.C. 135, 484 S.E.2d 368
(1997).
On 29 May 1997, defendant appeared before Judge Frank R. Brown and
requested that he be permitted to proceed pro se and that standby counselbe appointed, pursuant to section 15A-1243 of the North Carolina General
Statutes, to assist him in his defense. The judge conducted a hearing in
accordance with section 15A-1242 of the General Statutes and entered an
order concluding that defendant freely, voluntarily, and with full
understanding of the charge against him and the potential punishment,
waived his right to be represented by counsel. Judge Brown thereupon
authorized defendant to appear and proceed pro se and appointed David C.
Braswell to act as standby counsel.
On 31 July 1997, Judge G.K. Butterfield conducted a hearing to
entertain certain pretrial motions. The first of such motions was a motion
by defendant to define the role of standby counsel. At the hearing,
defendant and the State both took the position that the standby counsel
could conduct any portion of the trial upon defendant's request, without
such actions disqualifying defendant from further representing himself.
Judge Butterfield did not issue a ruling on the motion at the pre-trial
hearing, and, thus, the issue was again raised when the case came on for
trial at the 1 December 1997 criminal session of Nash County Superior Court
before Judge Cy A. Grant. Following lengthy arguments by the parties
regarding their interpretations of the proper role of standby counsel, the
court ruled as follows:
[I]n this particular case I'm going to take the
position, Mr. Thomas and Mr. Braswell, that standby
counsel will not be allowed to make any -- not be
allowed to make any statements -- in front of the jury
such as opening. . . . That as far as standby counsel
is concerned, that the standby counsel will not make
any statement in front of the jury. That is, standby
counsel will not make a closing statement; standby
counsel will not argue any objections or motions in
front of the jury; standby counsel will not conductjury voir dire. As I stated, standby counsel will not
make any statement in front of the jury.
All right, now, as it pertains to non-jury
matters, for example, outside the presence of the jury
at the request of Mr. Thomas if he sees fit, standby
counsel may be allowed at Mr. Thomas' request to stand
and argue questions of law with regard to, for example,
positions on motions. . . .
So anything outside the presence of the jury, for
example, Mr. Thomas, if a legal issue arises and you
feel more confident having Mr. -- wait a minute --
having Mr. Braswell stand on your behalf if you see
fit, you may ask him to do it in your behalf if you so
desire. I'm not going to ask him to do it for you.
That's going to be my position.
Defendant objected to the ruling, arguing that, at his request, the standby
counsel should be permitted to address the jury or the court in the
presence of the jury. The court noted the objection, and the case
proceeded to jury selection.
During a recess in jury selection, the trial judge held an ex parte
conference with the prosecutor and the standby counsel, outside of
defendant's presence. The judge indicated for the record that the
conference was held for the purpose of discussing the possibility of
removing the shackles from defendant's legs. The judge further noted that
in his opinion, defendant did not present any flight risk. Upon learning
of the conference, however, defendant vigorously objected, asserting that
it was improper for the court to hold such a conference in his absence.
The court responded, stating, in light of the fact that you object to
those types of conversations, we'll keep the shackles on your feet.
Defendant's legs remained in shackles until the evening recess of 4
December 1997, when the court ordered the restraints removed.
After opening statements by the parties, the State presented thefollowing evidence: On the morning of 13 July 1978, defendant and a group
of people were seated on the porch of a house located on South Church
Street in Rocky Mount, North Carolina. Defendant's car was parked on the
street in front of the house. Alphonso Taylor, one of the individuals
gathered at the house, testified that he saw the victim, Debra Ann Proctor,
walk by the house in the direction of Proctor's Grocery Store, which was
situated on the corner of South Church and Home Streets. As the victim
passed the house, Taylor observed defendant rise from the porch, go to the
trunk of his car, withdraw a long-bladed knife, slide the knife under his
shirt, and walk toward the grocery store. Intending to purchase
cigarettes, Taylor and several other men proceeded to the store with
defendant. Taylor stated that after the victim entered the store,
defendant waited on the side of the building. When the victim exited the
store, defendant grabbed her from behind, stabbed her in the arm, yanked
her head back by her hair, and pulled the knife around her throat.
Taylor explained that he did not see whether defendant inflicted any
additional wounds to the victim, because when he realized defendant was
going to kill her, he turned his head.
Blondie Hinton, who was nine months pregnant, also witnessed the
stabbing while heading toward the store entrance. Hinton testified that
she saw defendant walk down Church Street and duck behind a dumpster next
to the grocery store. When the victim exited the store, defendant, making
no attempt to conceal his identity, grabbed the victim by her hair, pulled
her head back, and slit her throat with a knife that was approximately
twelve inches long. Defendant then walked passed Hinton, threatened toget her if she told anyone what she saw, and walked up Church Street.
Hinton said that she did not see defendant inflict any other stab wounds to
the victim and that, immediately after the stabbing occurred, she went into
labor.
The State also presented the testimony of the medical examiner, Dr.
Dawson E. Scarborough, who performed the autopsy on the victim's body. Dr.
Scarborough testified that the victim died from a stab wound to the heart.
Dr. Scarborough further stated that the victim suffered a total of eleven
stab wounds and that the laceration to her neck was not fatal.
Defendant offered no evidence in his defense. At the close of all the
evidence, defendant, through his standby counsel, moved to dismiss the
charge based on insufficiency of the evidence. The trial court denied the
motion, and the jury returned a verdict finding defendant guilty of murder
in the first degree. The trial court sentenced defendant to a term of life
imprisonment. Defendant appeals.
THE COURT: All right.
MR. THOMAS: . . . I object to His Honor calling my standby
counsel from the table into chambers, calling the district
attorney from his table into chambers and discussing myself and
my proceedings.
THE COURT: Certainly. And I'll tell you what we discussed.
MR. THOMAS: I object.
THE COURT: That's fine. I understand. Overruled.
MR. THOMAS: Your Honor, I was supposed to have been there. You
are supposed to have called me in those proceedings.
THE COURT: Certainly. Certainly. Right.
MR. THOMAS: My name is not supposed to be mentioned, you're not
to hold no proceedings out of my presence. I object to being
excluded from those proceedings.
THE COURT: Your objection is on the record.
MR. THOMAS: I object to being excluded from those proceedings.
THE COURT: I understand.
MR. THOMAS: I was supposed to been with those proceedings.
THE COURT: How many times do you need to say it?
MR. THOMAS: Thank you, sir.
THE COURT: [Recreates the discussion for the record.] [A]nd the
agreement that we came to was we thought it would be okay, that
you wouldn't present a problem as a run risk. But in light of
the fact that you object to those types of conversations, we'll
keep the shackles on your feet. . . .
MR. THOMAS: I object to those proceedings, Your Honor.
THE COURT: Fine.
MR. THOMAS: And I wanted to discuss it with you. It was
unconstitutional for you to discuss those issues with my standby
counsel. Those are what I wanted to discuss with you, those
procedures, those issues, about me being in shackles.
Thank you very much for another new trial. Thank
you very much for another new trial.
From this transcript of the dialog between defendant and the trial judge,
it is clear that defendant objected to the conference being held in his
absence. It is likewise clear that defendant made no objection to his
having to proceed in shackles. Therefore, any error as to the shackling
has been waived.
Even had this issue been properly preserved, we are convinced that no
prejudice to defendant has occurred. As shown above, the State offered
overwhelming evidence of malice, premeditation, and deliberation to supportthe first-degree murder conviction. Based on the record, we conclude that
the jury would not likely have reached a different verdict if defendant had
not been made to appear before the jury in shackles. Since new trials are
warranted only where an error was prejudicial, State v. Wright, 82 N.C.
App. 450, 346 S.E.2d 510 (1986), and since it is apparent from the record
that any error the court may have committed regarding the shackles was
harmless beyond a reasonable doubt, N.C. Gen. Stat. § 15A-1443(b)(1997),
this assignment of error is overruled.
[4]Defendant next assigns error to the ex parte conference between
the trial judge, the prosecutor, and defendant's standby counsel.
Specifically, defendant argues that this conference violated his right to
be present at all stages of the trial and his right to counsel. Though the
trial court's action was error, we hold that the error was harmless beyond
a reasonable doubt.
Article I, section 23 of the North Carolina Constitution guarantees a
criminal defendant the right to be present at every stage of his trial.
State v. Brogden, 329 N.C. 534, 541, 407 S.E.2d 158, 163 (1991). The same
right is afforded to a defendant by the Sixth Amendment to the United
States Constitution. State v. Payne, 320 N.C. 138, 357 S.E.2d 612 (1987).
This right to be present extends to all times during the trial when
anything is said or done which materially affects defendant as to the
charge against him. State v. Chapman, 342 N.C. 330, 337-38, 464 S.E.2d
661, 665 (1995). However, under section 15A-1443(b) of our General
Statutes, constitutional error is subject to a harmless error analysis.
State v. Colbert, 311 N.C. 283, 286, 316 S.E.2d 79, 81 (1984). Adefendant's conviction will not be reversed on appeal where the State shows
that the error was harmless beyond a reasonable doubt. Brogden, 329 N.C.
534, 407 S.E.2d 158.
Assuming arguendo that the conversation at issue constituted a stage
in the proceeding as that term has been construed in our jurisprudence
regarding a defendant's right to be present, we hold that the error in
excluding defendant was harmless beyond a reasonable doubt. Here, the
transcript of the record reveals that the substance of the conference was
recreated by the judge, and we have no reason to question the accuracy or
completeness of the judge's recitation. Furthermore, the trial judge gave
defendant ample opportunity to object and otherwise be heard on the issue
discussed in the conference. Given these circumstances, we cannot conclude
that a different verdict would likely have been reached had defendant been
present at the conference; therefore, this argument fails.
As to defendant's contention that his absence from the conference
infringed upon his Sixth Amendment right to counsel, we acknowledge that
the right to counsel is one of the most closely guarded of all trial
rights and that it extends to all stages of the proceeding. Colbert, 311
N.C. at 285, 316 S.E.2d at 80. However, for the reasons discussed in the
preceding paragraph, we hold that any error pertaining to defendant's right
to counsel was harmless beyond a reasonable doubt. Defendant's assignment
of error is denied.
[5]With his next assignment of error, defendant challenges his
momentary removal from the courtroom for disruptive behavior as violative
of his right to be present and his right to counsel. From our review ofthe record, we find no error in the court's decision.
Section 15A-1032 of the General Statutes, which governs the removal of
a disruptive defendant, provides as follows:
(a) A trial judge, after warning a defendant whose
conduct is disrupting his trial, may order the
defendant removed from the trial if he continues
conduct which is so disruptive that the trial cannot
proceed in an orderly manner. When practicable, the
judge's warning and order for removal must be issued
out of the presence of the jury.
(b) If the judge orders a defendant removed from
the courtroom, he must:
(1) Enter in the record the reasons for his
action; and
(2) Instruct the jurors that the removal is
not to be considered in weighing evidence or
determining the issue of guilt.
A defendant removed from the courtroom must be given
the opportunity of learning of the trial proceedings
through his counsel at reasonable intervals as directed
by the court and must be given opportunity to return to
the courtroom during the trial upon assurance of his
good behavior.
N.C. Gen. Stat. § 15A-1032 (1997).
During a break in jury selection, when no prospective jurors were
present in the courtroom, the judge attempted to enter findings into the
record regarding various discovery issues raised by defendant. In the
course of the court's dictation, however, defendant relentlessly
interrupted, and the court noted its frustration.
THE COURT: Let the record reflect that the court is
attempting to make some findings or make an observation
for the record and the defendant continually interrupts
the court, and I think this is to your prejudice and I
would make sure this is a part of the file so that the
Supreme Court can review this, that as the court is
attempting to make a comment into the court (sic) with
regard to discovery, the defendant continually stands
up and interrupts the court.
When defendant continued to interrupt, the court warned him that if hepersisted, he would be removed.
THE COURT: If the defendant makes another comment while
I am trying to rule or make an observation, I'm going
to ask that the defendant be removed from the
courtroom, and I will have to make my observation or
make my statement into the record outside of the
presence of the defendant simply because I'm trying to
make this and he continues to interrupt me.
Defendant again interrupted the court and was removed.
THE COURT: All right. Let the record reflect that the
defendant was removed from the courtroom because as I
warned him, he continually interrupted me as I was
trying to speak into the record.
Also let the record reflect that standby counsel
is present in the courtroom as well as the prosecutor.
The court then entered his findings into the record and declared a recess
until the afternoon. Defendant was present when the proceedings resumed
and was given an opportunity to make his objections. In light of these
facts, we are satisfied that the court complied with the requirements of
section 15A-1032, and we hold that the court's decision to remove defendant
from the courtroom was without error.
In sum, after careful consideration of the entire record, we conclude
that defendant has been afforded a fair trial, free from prejudicial error.
No error.
Judges MARTIN and HUNTER concur.
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