Indecent Liberties--children's statute--intent--sufficiency of evidence
The trial court erred in the prosecution of a nine-year-old for taking indecent liberties
against a three-year-old under N.C.G.S. § 14-202.2 by denying defendant's motion to dismiss
where the State's evidence was insufficient to support a finding of purpose. Although intent
may be inferred from the act itself under the adult statute, sexual ambitions must not be assigned
to a child's actions without some evidence of the child's maturity, intent, experience, or other
factor indicating his purpose in acting. Although the record includes scant evidence of
respondent's purpose, there was testimony that respondent was mimicking behavior he had seen
by others and there is no evidence indicating that he acted for the purpose of arousing or
gratifying sexual desires.
Appeal by respondent from order entered 12 March 1998 by
Judge Russell G. Sherrill, III, in Wake County District Court,
Juvenile Session. Heard in the Court of Appeals 21 April 1999.
Attorney General Michael F. Easley, by Assistant Attorney
General Sarah Y. Meacham, for the State.
James R. Ansley for Respondent-appellant.
LEWIS, Judge.
Respondent was charged on 31 December 1997 in a juvenile
petition with violation of N.C. Gen. Stat. § 14-202.2 (Cum. Supp.
1998). The petition alleged that "on or about the 17th day of
August 1997, the child unlawfully and willfully did commit a lewd
and lascivious act upon the body of [the victim] . . . for the
purpose of arousing and gratifying sexual desire." At the timeof the offense, respondent was nine years of age and the victim
was three. The petition alleged that by virtue of this crime,
respondent was a delinquent child as defined by N.C. Gen. Stat. §
7A-517(12) (Cum. Supp. 1998).
The matter was heard on 12 March 1998, and respondent pled
"not responsible." No record was made of the proceedings, but
the summary of evidence as provided in the record indicates that
the victim's mother, a neighbor, and a Cary police officer
testified for the State. Quotes are from the evidence as
summarized and agreed to by the parties. The State's evidence
indicated that on 17 August 1997, the victim's family watched a
NASCAR race on television at the home of respondent's neighbors.
The victim's mother testified that the children played outside
for several hours, and after returning home the victim told her
"something funny happened today." The mother further testified
that her son told her that respondent told him to pull his pants
down and sucked his "pee-pee." The victim's mother testified she
called a friend, B., to discuss what her son had told her. B.
was a neighbor of respondent who had ongoing problems with
respondent's family. B. told the victim's mother to ask the
child specifically "if (respondent) touched his pee-pee." B.
then confronted respondent and respondent's father. B. testified
that respondent denied and then admitted the act, saying he hadseen other boys in the neighborhood "do this type of thing."
Respondent's father contacted the Cary Police Department.
Officer Guthrie of the Cary Police Department testified that
respondent was quiet and shy, and that respondent stated that he
"sucked" the younger boy's penis. He further testified that
respondent said he had seen other children doing it" in the
woods. Officer Guthrie asked respondent how many times "this"
had happened before, and respondent answered "two times,"
including the alleged incident. When Officer Guthrie asked the
victim if respondent sucked his "pee pee," the victim pointed to
his pants. The victim told Officer Guthrie that "this" had never
happened before.
Respondent presented evidence. Respondent's father
testified that respondent never said he "sucked the boy's penis."
Another neighbor testified that respondent had not previously
behaved in a manner to indicate "this type of action." Detective
Tingen of the Cary Police Department investigated the incident.
He testified that respondent made no admissions to him during the
course of interviews conducted both with and without respondent's
father present.
At the close of the State's evidence and again at the close
of all evidence, respondent moved to dismiss for the State's
failure to prove all elements of the charge in the petition. Specifically, respondent asserted that the State had produced no
evidence that the act was "for the purpose of arousing or
gratifying sexual desire." Both motions were denied. The trial
court found the following facts, in their entirety:
Respondent contested the allegation. From
evidence presented, the Court found beyond a
reasonable doubt that respondent committed
the act alleged.
Based on these findings of fact, the trial court concluded as a
matter of law, "said juvenile [was] within [the court's] juvenile
jurisdiction as Delinqnent [sic]."
Respondent argues three assignments of error. He alleges
that the trial court erred in denying his motion to dismiss,
first at the close of the State's evidence and second at the
close of all evidence. Finally, he alleges that the trial court
erred in its conclusion of law that the juvenile was responsible,
because each element was not proved beyond a reasonable doubt.
The assignments of error have a common basis, that the State has
failed to show the act was committed for the purpose of arousing
or gratifying respondent's sexual desire.
This is the first time the Indecent liberties between
children statute (hereinafter "Children's statute") has reached
our Court. The statute provides:
(a) A person who is under the age of 16 years is guilty
of taking indecent liberties with children if theperson either:
(1) Willfully takes or attempts to take any
immoral, improper, or indecent liberties with any child
of either sex who is at least three years younger than
the defendant for the purpose of arousing or gratifying
sexual desire; or
(2) Willfully commits or attempts to commit any
lewd or lascivious act upon or with the body or any
part or member of the body of any child of either sex
who is at least three years younger than the defendant
for the purpose of arousing or gratifying sexual
desire.
(b) A violation of this section is punishable as a
Class 1 misdemeanor.
N.C. Gen. Stat. § 14-202.2 (Cum. Supp. 1998). The adult version
of this crime, N.C. Gen. Stat. § 14-202.1 (1993) (hereinafter
"Adult statute"), applies to individuals over age 16 and at least
five years older than the child victim. The Children's statute
act requirements in sections (1) and (2) are identical to
provisions of the Adult statute, except the Children's statute
denotes an additional requirement that a lewd or lascivious act
under (a)(2), like an immoral, improper, or indecent liberty
under (a)(1), also be for the purpose of sexual arousal or
gratification. Language requiring such purpose is present in the
Adult statute under only (a)(1). Therefore, the essential
elements of indecent liberties between children under G.S. 14-
202.2(a)(2) are: (1) a perpetrator under age 16; (2) who
willfully commits or attempts a lewd or lascivious act upon thebody of a child; (3) where the child is at least three years
younger than the perpetrator; (4) for the purpose of arousing or
gratifying sexual desire. Cf. State v. Rhodes, 321 N.C. 102,
104, 361 S.E.2d 578, 580 (1987) (listing essential elements for
adult indecent liberties conviction).
In a juvenile hearing, the evidence presented is evaluated
using the same standards as in an adult criminal proceeding. See
In re Cousin, 93 N.C. App. 224, 225, 377 S.E.2d 275, 276 (1989).
In reviewing a motion to dismiss, the evidence is viewed in the
light most favorable to the State. See In re Stowe, 118 N.C.
App. 662, 664, 456 S.E.2d 336, 337 (1995). If a rational trier
of fact could find every element of the crime beyond a reasonable
doubt from the evidence presented, a motion to dismiss is
properly denied in juvenile court just as in adult criminal
proceedings. See id. at 664, 456 S.E.2d at 337-38. However, as
in adult proceedings, if the evidence does not support each
element of the crime, the charge must be dismissed. See In re
Alexander, 8 N.C. App. 517, 520, 174 S.E.2d 664, 666 (1970)
(holding nonsuit "no less required in a case in which a juvenile
is involved" than it would be in a case against an adult when
evidence is insufficient).
Although not present in the summary, both parties agree that
respondent was nine years old and the victim was three years oldat the time of the incident. While there is sufficient, though
hearsay, evidence to support that the act in fact occurred, there
is no evidence indicating that respondent acted for the purpose
of arousing or gratifying his sexual desires. The State asserts
that although no direct evidence of respondent's purpose of
arousal or sexual gratification was presented, such intent should
be inferred from the very act itself, as has been done in certain
of our cases interpreting the Adult statute. See e.g., Rhodes,
321 N.C. at 105, 361 S.E.2d at 580 (allowing defendant's act of
intercourse to support inference of purpose to arouse or
gratify); State v. Connell, 127 N.C. App. 685, 690, 493 S.E.2d
292, 295 (1997) (allowing evidence of defendant touching victim's
genitals and defendant's later exculpatory statements to support
inference that he intended to satisfy his sexual desires), disc.
review denied, 347 N.C. 579, 502 S.E.2d 602 (1998); State v.
Jones, 89 N.C. App. 584, 598, 367 S.E.2d 139, 147 (1988) (holding
that evidence that defendant took victim to an isolated room and
touched her genitals was sufficient to infer he acted for the
purpose of arousing or gratifying his sexual desires). We agree
that intent is seldom provable through direct evidence. See
State v. Creech, 128 N.C. App. 592, 598, 495 S.E.2d 752, 756,
disc. review denied, 348 N.C. 285, 501 S.E.2d 921 (1998).
However, we do not believe that intent to arouse or gratifysexual desires may be inferred in children under the same
standard used to infer sexual purpose to adults.
The trial summary provided in the record includes scant
evidence of respondent's purpose in performing fellatio. There
was testimony that respondent was mimicking behavior he had seen
by others in the woods. The State urges that Officer Guthrie's
testimony that respondent told him this act had occurred twice
indicates the nine year old had a purpose to arouse or gratify
his sexual desires. We do not know whether, when, or with whom
the first act took place. The State's conclusory argument
ignores that both alleged incidents may have been without the
purpose to arouse or gratify. If such were the case, there is no
evidence of an essential element of the crime.
Furthermore, we are persuaded by the plain language of the
statute that the purpose to arouse or gratify sexual desires
should not be inferred from the act alone between children. The
legislature could have merely lowered the age requirements in the
Adult statute if it intended the two classes of indecent
liberties perpetrators, children and adults, to receive equal
consideration. Instead, an entirely new statute was enacted, and
the clause "for the purpose of arousing or gratifying sexual
desire" was added in (a)(2) in the Children's statute where it
does not appear in the Adult statute. We believe that thisaddition indicates a legislative recognition that a lewd act by
adult standards may be innocent between children, and unless
there is a showing of the child's sexual intent in committing
such an act, it is not a crime under G.S. 14-202.2.
We note that civil courts also treat adults and children
differently when applying presumptions. Our courts presume that
a child of respondent's age is incapable of negligence. Bell v.
Page, 271 N.C. 396, 400, 156 S.E.2d 711, 715 (1967) (holding that
there is a rebuttable presumption that a person between ages
seven and fourteen is incapable of contributory negligence). The
child's discretion, maturity, knowledge, and experience interact
in rebutting the presumption. See Hoots v. Beeson, 272 N.C. 644,
649, 159 S.E.2d 16, 20 (1968). It would be incongruous to
presume that because of his age respondent is incapable of
negligence in his actions, and yet presume that in spite of his
age respondent had or sought to arouse sexual desires by his
actions. We will not put words in the Legislative mouth by
saying a presumption exists here. That branch can speak for
itself.
Accordingly, we hold that without some evidence of the
child's maturity, intent, experience, or other factor indicating
his purpose in acting, sexual ambitions must not be assigned to a
child's actions. Adults can and should be presumed to know thenature and consequences of their acts; this is not always the
case with children. The common law recognizes this in its age
distinctions for negligence liability, and the General Assembly
recognized this when it insisted that sexual purpose be shown
under both sections of the Children's statute.
We are not asked to and do not hold that a nine year old is
incapable of acting for the purpose of arousing or gratifying his
sexual desires. We have no evidence on this question. We do not
believe, however, that the State may rest on an allegation of the
act alone between, for example, a four year old and a one year
old, to infer sexual purpose. We hold that the element "for the
purpose of arousing or gratifying sexual desire" may not be
inferred solely from the act itself under G.S. 14-202.2. The
evidence presented by the State in respondent's case was
insufficient to support a finding of the element of purpose. The
motions to dismiss should have been granted at the conclusion of
the State's case or after all the evidence. We need not reach
respondent's third assignment of error.
Reversed and remanded for entry of order of dismissal.
Judges TIMMONS-GOODSON and HORTON concur.
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