1. Evidence--impeachment--prior violent conduct--specific instance--probative of truthfulness
The trial court did not err in a first-degree murder case by denying defendant's right to cross-examine a
State's witness with regard to that witness' prior violent conduct because a specific instance of violent conduct
is not admissible for impeachment purposes unless it is probative of truthfulness.
2. Constitutional Law--right to be present at all stages--unwillingness to come into courtroom--jury
recess--not a trial proceeding
The trial court did not violate defendant's right to be present at all stages of his capital trial when it
discussed with defendant's attorney and the State, in defendant's absence, his unwillingness to come into the
courtroom because the jury was in recess at the time of the alleged violation and the conversation concerning
his presence in the courtroom was not in the nature of a trial proceeding.
3. Evidence--expert--exclusion of conversations with defendant--harmless error--substantially the
same
The trial court did not err in a first-degree murder case by refusing to allow defendant's expert to relate
the content of his conversations with defendant, after conducting a voir dire, on the grounds that the probative
value of such testimony was outweighed by its confusion because any error was harmless in light of the fact
that the information was substantially the same evidence presented to the jury through the expert's other
answers.
4. Evidence--work product--privilege waived
The trial court did not err in requiring defendant's attorney to produce to the State his notes
summarizing defendant's previous medical records, after conducting a voir dire, because even if those notes
constitute work product, the privilege was waived when defendant's attorney provided those same notes to an
expert who relied on them for his testimony.
5. Evidence--impeachment--prior conviction--more than ten years ago--credibility--more probative
than prejudicial
The trial court did not err in a first-degree murder case by allowing the State to impeach defendant with
a prior conviction for attempted robbery that occurred more than ten years ago because defendant's credibility
was central to the resolution of this case and his prior conviction was more probative than prejudicial.
N.C.G.S. § 8C-1, Rule 609(b).
Appeal by defendant from judgment filed 10 February 1997 by Judge
Judson D. DeRamus, Jr. in Guilford County Superior Court. Heard in the
Court of Appeals 18 May 1999.
Attorney General Michael F. Easley, by Assistant Attorney General Jill
Ledford Cheek, for the State.
W. David Lloyd for defendant-appellant.
GREENE, Judge.
Victor Holston (Defendant) appeals from a jury conviction of first-
degree murder.
The evidence at trial tended to show that in the months leading up to
15 May 1993 Defendant and Pierre Brown (Brown), the victim in this case,
lived together and had a drug dealing partnership. Prior to 15 May 1993,
their relationship had gone "sour." On the day in question, Brown showed
up at their house with four other friends. Defendant testified that, "he
was afraid because he knew [he] was going to die or be hurt real bad
because Brown had told him to get out of the house, and he had not moved
out." After an initial conversation, Brown and Defendant walked alone to
the street. Defendant then shot Brown five times and claims the shooting
was in self defense.
At trial, the State contended Defendant acted with premeditation and
deliberation when he shot Brown. The State called the victim's best
friend, who was present on 15 May 1993, to testify against Defendant.
Defendant, in his effort to impeach the witness on cross-examination,
attempted to present evidence that the witness had on at least one occasion
shot at other individuals in a drug turf dispute while acting as the
victim's enforcer. The State objected and the trial court sustained the
objection. One morning during the middle of trial, but before the jury had been
seated after an overnight recess, the trial judge informed Defendant's
attorney and the State that Defendant was refusing to cooperate in being
transported from the jail to the courthouse; that he had refused to get
dressed; had advised jail personnel that if he did come to court, he would
disrupt the proceedings; and that while feigning sickness, had refused to
allow nurses to examine him. The trial court advised counsel that it could
not go forward without Defendant's presence and that Defendant, while
having the ability to stand trial, did not have the inclination. The trial
court ordered the bailiffs to bring Defendant to the courtroom using as
little force as necessary. Later, Defendant entered the courtroom and the
trial resumed.
After the State rested, Defendant presented psychiatrist Dr. Billy
Royal (Dr. Royal) as an expert witness. Earlier, Dr. Royal had conducted a
series of interviews with Defendant in order to determine if he had a
mental illness. Prior to his testimony, however, the State requested the
trial court preclude Dr. Royal from relating to the jury any statements
made by Defendant to him. The trial court ruled that it would conduct a
voir dire at the conclusion of Dr. Royal's testimony and, at that time,
determine whether any of Defendant's statements to Dr. Royal would be
admissible. Until that time, Dr. Royal would be precluded from testifying
as to any statements made to him by Defendant.
Dr. Royal testified that based on several interviews with Defendant,
he diagnosed Defendant as suffering from a "paranoid personality disorder."
This illness, Dr. Royal concluded, could have prevented Defendant fromacting with premeditation and deliberation on 15 May 1993. His mental
illness, Dr. Royal opined, caused Defendant to misinterpret the acts of
others as threatening.
The trial court sustained all objections to questions soliciting
Defendant's statements to Dr. Royal made during the interviews. Dr. Royal
did explain, in general terms, that Defendant's behavior, as observed in
these interviews, was very mistrustful and uncooperative. Additionally, he
testified that the way Defendant talked about himself and the way he
perceived others was consistent with the pathology of a "paranoid
personality disorder." Dr. Royal, for example, stated Defendant was
unwilling to cooperate with Dr. Royal because he had a "fear that [his
answers would be] used against him," he "did not trust [Royal]," he "felt
that he had to be eternally vigilant in terms of surviving," and he "was
very concerned about what [Royal] was about and [Royal] had to use all
[his] skills to get him to talk."
At the end of cross-examination and in the absence of the jury, voir
dire was conducted with respect to specific comments Defendant had made to
Dr. Royal. Defendant's attorney summarized for the trial court what Dr.
Royal would have told the jury had he been allowed to testify. This
summary revealed that Defendant: (1) refused to answer any of Dr. Royal's
questions because Dr. Royal would be able to "see into his mind" and think
that he was crazy; (2) did not want a psychiatric defense of any kind; (3)
thought his attorneys and Dr. Royal were collaborating with the State; and
(4) covered up his true feelings about things because he did not want
people to see inside the shell of a person and was basically willing totake whatever comes in life to prevent that. Dr. Royal took the stand and
testified there were no other direct statements Defendant made to him, in
addition to those related by Defendant's attorney, which formed the basis
of his opinion.
Following voir dire, the trial court ruled "that [while] such comments
were probative of showing how Dr. Royal formed the basis of his opinions as
to those matters of mental state at the time in question . . . they would
be outweighed . . . [by] the confusion that would result from putting
[Defendant's statements] in through [Dr. Royal]." Thus, the trial court
refused to allow Defendant to present his statements to Dr. Royal into
evidence.
In addition to the above-mentioned interviews with Defendant, Dr.
Royal testified he also had relied on Defendant's attorney's oral summary
to him of another psychologist's evaluation in forming his opinion that
Defendant suffered from a paranoid personality disorder. Before Dr. Royal
took the stand, Defendant's attorney provided him with a handwritten
summary of this evaluation, which summary had been prepared by Defendant's
attorney after the attorney had reviewed Defendant's medical records,
including a report from another psychologist. After an in-camera hearing,
the trial court found as a fact that Dr. Royal had relied on these notes in
his testimony and the State was entitled, over Defendant's objections, to
be provided a copy of the notes.
After Defendant's psychiatrist testified, Defendant testified in
support of his claim of self-defense. Previously, the State gave written
notice that it intended to impeach Defendant, if Defendant took the stand,with a 1981 conviction for second-degree attempted robbery in New York.
Defendant objected and contended that he had been paroled in January of
1984 for that offense, and thus impeachment was barred under Rule 609 of
the North Carolina Rules of Evidence. After conducting a voir dire and
hearing extensive argument, as reflected in fifteen pages of the
transcript, the trial court ruled that "the credibility of the Defendant
would be central to his defense of self-defense . . . the court has weighed
the probative value with respect to credibility against any prejudicial
effect . . . and does find the evidence [of the 1981 conviction] should be
admissible under 609, in the interests of justice."
On his cross-examination, Defendant was asked about, and admitted he
pleaded guilty to, the 1981 conviction for attempted robbery in the second
degree in New York, for which he received a sentence of eighteen to fifty-
four months. He also admitted that he had again pleaded guilty in 1985 to
second-degree attempted robbery, for which he was sentenced to six years to
life, and for which he was released on parole in 1992.
III
[3]As a general proposition, an expert, who is qualified to offer his
findings and diagnosis of a defendant, also must be permitted to testify
"as to the content of the conversations with [a] defendant in order to show
the basis for his diagnosis." State v. Ward, 338 N.C. 64, 106, 449 S.E.2d
709, 732 (1994), cert. denied, 514 U.S. 1134, 131 L. Ed. 2d 1013 (1995);
see N.C.G.S. § 8C-1, Rule 803(4) (1992); cf. N.C.G.S. § 8C-1, Rule 705
(1992). "The [trial] court [, however,] should . . . exercise care in the
manner in which such testimony is elicited, so that the jury may understand
that the case history does not constitute factual evidence, unless
corroborated by other competent evidence." Ward, 338 N.C. at 106, 449
S.E.2d at 732. Furthermore, the testimony must be consistent with "the
rules of competency, relevancy and materiality," McClain v. Otis Elevator
Co., 106 N.C. App. 45, 49, 415 S.E.2d 78, 80 (1992); State v. Baldwin, 330
N.C. 446, 457, 412 S.E.2d 31, 38 (1992) (if "content of the conversations"
is not "reasonably necessary" for an explanation of the basis of theexpert's conclusions, then trial court is justified in excluding the
evidence as not relevant), and its probate value must not be outweighed by
its prejudicial value, Baldwin, 330 N.C. at 456; 412 S.E.2d at 37; N.C.G.S.
§ 8C-1, Rule 403 (1992).
In this case, the trial court refused to allow Dr. Royal, Defendant's
expert, to relate the content of his conversations with Defendant on the
grounds that the probative value of such testimony was outweighed by "the
confusion that would result from putting [Defendant's statements] in
through [Dr. Royal]." We can reverse that ruling only upon a showing that
it "was manifestly unsupported by reason and could not have been the result
of a reasoned decision." State v. Penley, 318 N.C. 30, 41, 347 S.E.2d 783,
789 (1986). Assuming, without deciding, the trial court did abuse its
discretion, any error was harmless, as substantially the same information
as that contained in the excluded testimony was presented to the jury in
answers given by Dr. Royal to other questions. See Ward, 338 N.C. at 106,
449 S.E.2d at 732. Although the admitted evidence is somewhat different
from the excluded statements of Defendant, the differences are not material
and Defendant has not met his burden of showing there is a reasonable
possibility a different result would have been reached had the excluded
evidence been admitted. See N.C.G.S. § 15A-1443(a) (1997).
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