2. Workers' Compensation--competent evidence
Despite the abundance of evidence to the contrary indicating plaintiff-employee had
previously been treated for psychological concerns, there was competent evidence provided by
the testimony of a psychologist to support the Industrial Commission's determination that
plaintiff is also entitled to compensation for psychiatric problems exacerbated by her
compensable work-related neck injury. Appeal by defendants from opinion and award filed 3 June
1998 by the North Carolina Industrial Commission. Heard in the
Court of Appeals 17 May 1999.
Beaver, Holt, Richardson, Sternlicht, Burge & Glazier, P.A.,
by Vickie L. Burge, for plaintiff-appellee.
Teague, Campbell, Dennis & Gorham, L.L.P., by Karen K.
Prather, for defendant-appellants.
LEWIS, Judge.
Plaintiff claims to have injured her neck on her job for
defendant-employer on or about 16 August 1993, but did not report
any neck injury to her supervisor or the plant nurse until 1
September 1993 at the earliest. There were no witnesses to the
alleged injury. Plaintiff stated in a recorded interview that
she did not start noticing problems until "just a few days later"
than 16 August, when, in her words, "I had woke up and my neck
[was] hurting like it was stiff like I had [a] cold in my neck."
Plaintiff continued working and made no mention of any neck
problems to her doctor until 8 September 1993, according to the
medical records of Dr. Robert Fletcher. Dr. Fletcher referred
plaintiff to Dr. Inad Atassi, a neurosurgeon. After an MRI, Dr.
Atassi found a mild central disc protrusion and recommended a
conservative treatment. Plaintiff's family physician, Dr. John Blue, examined
plaintiff and could make "very little objective findings" to
support plaintiff's subjective complaints of neck pain; an MRI
showed no disc herniation. Upon Dr. Blue's referral, Dr. Michael
C. Pare examined plaintiff in November 1994 and found that "[t]he
pain in her neck ha[d] pretty much disappeared." When plaintiff
visited Dr. Emory Sadler for psychological evaluation on 6
February 1995, she was "not sure of the cause of her pain and . .
. listed weak muscles as her best guess as to what is wrong." On
that same date, she indicated in an interview with Dr. Jessie
Leak that she "realize[d] that her current state of mind is
impacting her pain complaint" and "denie[d] any type of trauma or
accident related to this pain in an interview with a physical
therapist.
It was not until 21 April 1995, over twenty months after
purportedly sustaining this injury to her neck, that plaintiff
filed a Form 18 in the Industrial Commission to officially give
notice of the accident to her employer. Deputy Commissioner
George T. Glenn II received plaintiff's testimony and other
evidence on 28 March 1996 and filed an opinion and award on 18
June 1997. In that opinion and award, the deputy commissioner
concluded that "[p]laintiff did not sustain an injury by accident
or specific traumatic incident arising out and in the course andscope of her employment with defendant-employer on August 16,
1993" and that "[p]laintiff has failed to prove by the greater
weight of the evidence that she is entitled to recover any
further workers' compensation benefits in this matter."
Plaintiff's claim was denied, and she appealed to the full
Commission.
The full Commission made in part the following findings of
fact:
4. . . . . The initial Form 19
completed by defendants indicated that
plaintiff complained only about her right
hand and arm. When plaintiff received a copy
of the Form 19, she had the nurse correct the
omission by completing another Form 19
regarding plaintiff's neck pain.
5. Defendants initially sent plaintiff
to see Dr. Robert Fletcher for her
[unrelated] hand and arm pain. Plaintiff
also informed Dr. Fletcher of her neck pain
during her first visit on 1 September 1993,
but he did not note the neck pain until her
next visit on 8 September 1993.
. . . .
17. The Full Commission accepts the
testimony of plaintiff regarding the
circumstances of her work related injury and
continued pain as credible.
The full Commission, with one commissioner dissenting, then
reversed the deputy commissioner and concluded that plaintiff was
entitled to compensation for both her neck injury and the"aggravation and exacerbation of plaintiff's [post-traumatic
stress disorder] and depression, which was a natural and
unavoidable consequence of her compensable injury . . . ."
Commissioner Sellers dissented from the full Commisison's opinion
and award, stating in part,
The undersigned is unable to find plaintiff's
testimony credible regarding the occurrence
of a compensable work-related neck injury.
There are too many inconsistencies between
plaintiff's testimony, her prior recorded
statements and medical records. The medical
evidence shows that plaintiff's neck pain had
no sudden onset, there was no objective
physical evidence for the pain, and plaintiff
delayed reporting neck problems and had no
witnesses to the alleged injury.
Defendants appeal.
[1]Defendants' first argument on appeal is that the full
Commission, reviewing only a cold record, failed to demonstrate
that it gave due consideration to the general rule that the
hearing officer is the better judge of plaintiff's credibility in
this case." We agree entirely with defendants and with
Commissioner Sellers' dissent on this point, but are unable to
reverse the full Commission here under Adams v. AVX Corp., 349
N.C. 676, 509 S.E.2d 411 (1998), reh'g denied, 350 N.C. 108, ___
S.E.2d ___ (1999). This Court, in recent years, has encouraged
the full Commission to follow the common-sense approach that
prevails throughout the law and acknowledge when reversing thedeputy commissioner's credibility findings that, as between a
hearing officer who can observe the demeanor of witnesses and a
reviewing board that has only paper in front of it, the hearing
officer is in the better position to determine whether live
testimony is credible. See generally Sanders v. Broyhill
Furniture Industries, 124 N.C. App. 637, 478 S.E.2d 223 (1996),
disc. review denied, 346 N.C. 180, 486 S.E.2d 208 (1997), and its
progeny.
As noted in the citation above, our Supreme Court previously
denied discretionary review to the plaintiff in Sanders.
Nevertheless, that Court has since overruled this approach to
credibility in workers compensation actions, stating,
Whether the full Commission conducts a
hearing or reviews a cold record, N.C.G.S. §
97-85 places the ultimate fact-finding
function with the Commission--not the hearing
officer. It is the Commission that
ultimately determines credibility, whether
from a cold record or from live testimony.
Consequently, in reversing the deputy
commissioner's credibility findings, the full
Commission is not required to demonstrate, as
Sanders states, "that sufficient
consideration was paid to the fact that
credibility may be best judged by a first-
hand observer of the witness when that
observation was the only one." Sanders, 124
N.C. App. at 641, 478 S.E.2d at 226. To the
extent that Sanders is inconsistent with this
opinion, it is overruled.
Adams, 349 N.C. at 681, 509 S.E.2d at 413-14. It could be arguedthat these references to the Commission and its role in
credibility determinations are vague, since technically the
hearing officer is a member of the Commission, though not the
full Commission. This would seem a question best resolved in the
statute by the Legislature. Until then, defendants in the action
currently before us acknowledged in a letter to this Court that
Adams, filed after their brief was submitted, is adverse to their
position; we are bound by Adams.
Plaintiff was fortunate to have two members of the full
Commission lend receptive eyes to her plight in their reading of
the material before them. By piecing together enough printed
testimony to yield a result favorable to plaintiff and in spite
of the deputy commissioner's implicit determinations of
plaintiff's lack of credibility, the full Commission deemed
plaintiff's uncorroborated version of the events credible. Had
Sanders not been overruled, defendants' first argument would be a
solid one. In light of the current state of the law, we hold
that it must fail.
[2]Defendants' second argument pertains to the full
Commission's conclusion that the aggravation and exacerbation of
plaintiff's post-traumatic stress disorder ("PTSD") and
depression is compensable. Defendants claim this conclusion was
reached in error, arguing that "the record is devoid of evidenceof a causal connection between plaintiff's psychiatric problems
and her alleged work injury." Because it is not our prerogative
to weigh the evidence, see Morrison v. Burlington Industries, 304
N.C. 1, 6, 282 S.E.2d 458, 463 (1981), we must disagree.
During the live testimony before the deputy commissioner,
the following exchange took place between defense counsel and
plaintiff:
Q. Prior to the alleged neck injury, had
you ever had problems with depression before?
A. No, ma'am.
Q. Had you ever had any problems with
feeling anxious or having anxiety attacks?
A. No, ma'am, not until about the last
three -- from the time I went to Sandra
[Windham], that was when the things was
coming on, and I didn't know what it was. I
just felt like I couldn't breathe my heart
was beating so fast.
Plaintiff's medical records, however, told a different story.
Medical records from plaintiff's family doctor, Dr. Blue,
indicated that plaintiff had been treated for psychological
concerns since at least 24 May 1993, when she was diagnosed as
suffering from "anxiety/depression." She enumerated many
stressors in her life and indicated that she had "[n]oticed
crying spells for no reason for the last y[ea]r." Plaintiff was
given medication for her psychological issues, and returned for afollow-up "of her depression," according to medical records, on
15 June 1993. She recounted recent stressful events involving
her boyfriend at that visit, stated that her appetite had
decreased and that she had episodes of crying. Dr. Blue noted
plaintiff's "Anxiety/Depression, still poorly controlled."
Psychological evaluations after August of 1993 delved into
plaintiff's problems in greater detail. The evidence of record
is overwhelming that plaintiff had suffered from a variety of
unpleasant experiences in her life that led to her psychological
problems, but respecting her privacy we will not recount them
here. While most of the doctors who evaluated plaintiff agreed
that the alleged neck injury had no bearing on her psychological
disorders, Ms. Windham, a masters-level psychologist, stated at
certain points in her deposition that "the [neck] injury
exacerbated the P.T.S.D.," that "[t]he depression is related to
the work injury," and that "it appeared that the injury just
really intensified the P.T.S.D. and, in my opinion, added to her
psychological distress or pain."
Despite the abundance of evidence to the contrary, there is
competent evidence in the record, however thin, in the form of
Ms. Windham's deposition to indicate that plaintiff's neck injury
had a role in exacerbating her pre-existing PTSD and depression.
However, the full Commission's findings of fact go further: 18. Plaintiff sustained an injury by
accident in the course and scope of her
employment on 16 August 1993, as a direct
result of a specific traumatic incident of
the work assigned to her. This resulted in
an injury to her neck.
19. Plaintiff has a chronic pain
disorder as a natural and unavoidable
consequence of her neck injury.
20. Before 16 August 1993, plaintiff
had PTSD and depression, but these conditions
were not disabling.
21. As a natural and unavoidable
consequence of the pain from the neck injury,
plaintiff's pre-existing PTSD and depression
were aggravated and exacerbated.
22. Since August 1994, as a result of
the work-related injury to plaintiff's neck,
the chronic pain from that injury, and the
aggravation and exacerbation of her PTSD and
depression, plaintiff has been unable to work
and earn the wages in her former position
with defendant-employer or in any other
employment.
(emphasis added). While we recognize that "[t]he findings of
fact by the Industrial Commission are conclusive on appeal if
supported by any competent evidence," Gallimore v. Marilyn's
Shoes, 292 N.C. 399, 402, 233 S.E.2d 529, 531 (1977), the full
Commission cited and we can find no evidence in the record to
indicate that the exacerbation and aggravation of plaintiff's
psychological problems was a "natural and unavoidable
consequence" of this injury. Fortunately for plaintiff, though, it does not appear in our
law that the aggravation and exacerbation of her preexisting
condition must have been a "natural and unavoidable consequence"
of her work-related injury for her to be compensated for her
psychological problems in this case. The language employed by
the majority of the full Commission was without basis in the
record, but was not required under the very case cited to support
the relevant conclusion of law:
2. The aggravation and exacerbation of
plaintiff's PTSD and depression, which was a
natural and unavoidable consequence of her
compensable injury, is also compensable.
Morrison v. Burlington Industries, 304 N.C.
1, 282 S.E.2d 458 (1981).
(emphasis added). According to our Supreme Court in Morrison,
When a pre-existing, nondisabling, non-job-
related condition is aggravated or
accelerated by an accidental injury arising
out of and in the course of employment or by
an occupational disease so that disability
results, then the employer must compensate
the employee for the entire resulting
disability even though it would not have
disabled a normal person to that extent.
Id. at 18, 282 S.E.2d at 470. The plaintiff in Morrison suffered
from pre-existing physical infirmities and not psychiatric
problems. In a case cited by plaintiff on appeal, Hill v. Hanes
Corp., 319 N.C. 167, 353 S.E.2d 392 (1987), the plaintiff was
compensated for depression caused -- not exacerbated -- by hiswork-related injury.
If compensation is available for physical injuries caused by
an accident, physical injuries exacerbated by an accident, and
psychiatric problems caused by an accident, we know of no
compelling reason for the Commission not to award compensation
for psychiatric problems exacerbated by an accident. Even if
there is no competent evidence in the record to support the
Commission's findings and conclusions that the exacerbation here
was a "natural and unavoidable consequence" of the injury, there
was evidence in the form of Windham's testimony to establish the
exacerbation normally required to result in compensation. As
such, defendants' second argument is without merit and the
opinion and award of the full Commission is affirmed.
Plaintiff indicated in one session with Windham that she did
not want to ever return to work. As a result of Adams, she may
well find this wish granted.
Affirmed.
Chief Judge EAGLES and Judge HORTON concur in the result.
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