Criminal Law--guilty plea--voluntary--motion for appropriate relief denied
A motion for appropriate relief to a prior guilty plea to an impaired driving charge was
properly denied where defendant contended that he had been without counsel and was not
informed of his rights against self-incrimination, but there was competent evidence to support
the trial court's finding that defendant had not met his burden of proof. The plea will not be
disturbed if the evidence supports the trial court's finding that defendant freely, understandably,
and voluntarily pled guilty. Furthermore, this motion was made to invalidate a prior conviction
which subsequently led to a conviction for habitual impaired driving and the United States
Supreme Court has held that a presumption of regularity applies to cases where a final judgment
has been reached and that, in cases such as this where the transcript is available, this presumption
must be overcome by defendant.
Appeal by defendant from an order signed 5 June 1998 by
Judge Thomas G. Foster, Jr. and filed 25 June 1998 in Guilford
County District Court. Heard in the Court of Appeals 29 April
1999.
Attorney General Michael F. Easley, by Assistant Attorney
General Jill Ledford Cheek, for the State.
W. Steven Allen; and William G. Causey, Jr., for defendant-
appellant.
WALKER, Judge.
On 17 March 1991, defendant was charged with driving while
impaired in Guilford County. On 18 April 1991, he appeared in
district court and requested that an attorney be appointed for
him. Defendant's request was denied because it was determined
that it was unlikely that defendant would be imprisoned if
convicted of the crime. On 28 October 1991, defendant pled
guilty to driving while impaired and was given a suspended
sentence by Judge Benjamin Haines. On the judgment, Judge Hainesnoted that defendant freely, voluntarily, and understandingly
pled guilty.
On 30 April 1998, defendant filed a motion for appropriate
relief alleging that, at the time his guilty plea was accepted,
he was without counsel and that he was not informed of his rights
against self-incrimination, to a jury trial, and to confront his
accusers as required by Boykin v. Alabama, 395 U.S. 238, 23 L.
Ed. 2d 274 (1969). The trial court held an evidentiary hearing
on 22 May 1998, during which it heard evidence from the defendant
and from three attorneys who practiced in district court during
the year that defendant pled guilty. Defendant testified that he
was not informed of the Boykin rights at the time he entered his
guilty plea. On 5 June 1998, the trial court denied defendant's
motion for appropriate relief and made the following findings and
conclusions:
3. The defendant, appearing without counsel,
was convicted of driving while impaired in
the above-captioned case on October 28, 1991,
the Honorable Ben Haines, judge presiding.
4. A copy of the judgement was entered into
evidence in this matter and it showed that
Judge Haines made a finding that the
defendant appeared in open court and freely,
voluntarily and understandingly pled guilty
to the offense of driving while impaired.
5. The defendant was subsequently convicted
of habitual impaired driving, partly as a
result of the conviction in this matter.
6. The defendant now stands accused of
capital murder, partly as a result of the
conviction in this matter.
7. The defendant has filed a Motion for
Appropriate Relief, alleging that the
defendant was deprived of constitutional
rights in that the State did not inform himof the so-called Boykin rights.
8. The defendant testified that he did not
recall being informed of these rights.
Further, on cross-examination, he testified
that he did not recall what the judge said on
that day.
9. The defendant put on three members of the
defense bar who testified that they never saw
defendants being advised of the so-called
Boykin rights in district court during the
time period of the matter captioned above.
10. The burden of proof by the preponderance
of evidence is on the defendant in this
matter.
11. The defendant has not shown to the court
that any appellate courts have extended the
requirement of advising defendant's [sic] of
the so-called Boykin rights to the district
courts in misdemeanor cases.
12. The State has introduced cases which seem
to suggest that courts have specifically not
extended that requirement to the district
courts in misdemeanor cases.
13. The presiding judge in the original case
made a specific finding that the plea was
entered freely, voluntarily and
understandingly.
14. This court is not obligated, under law,
to allow the Boykin motion made by
defendant Bass.
15. Upon consideration of the information and
arguments of counsel before the court, the
motion under consideration should be denied.
Defendant contends that the trial court erred in denying his
motion for appropriate relief and argues that Boykin requires
that his conviction be vacated because there is no evidence on
the record that Judge Haines advised him of his constitutional
rights.
When accepting a plea of guilty, a trial court must makesure [that the defendant] has a full understanding of what the
plea connotes and of its consequence. State v. Dammons, 128
N.C. App. 16, 22, 493 S.E.2d 480, 484 (1997)(quoting Boykin, 395
U.S. at 244, 23 L. Ed. 2d at 280). The record must show that the
plea was voluntary and that it was intelligently and
understandingly given. Id. However, if evidence supports a
finding of the trial court that the defendant freely,
understandingly, and voluntarily pled guilty, the plea will not
be disturbed. State v. Ellis, 13 N.C. App. 163, 165, 185 S.E.2d
40, 42 (1971).
When reviewing a motion for appropriate relief, the trial
court's findings are binding on appeal if they are supported by
competent evidence and may not be disturbed unless there is a
manifest abuse of discretion. State v. Wilkins, 131 N.C. App.
220, 506 S.E.2d 274 (1998). A defendant bears the burden of
proof in the trial court to show by the preponderance of evidence
every fact in support of his motion for appropriate relief.
State v. Adcock, 310 N.C. 1, 37, 310 S.E.2d 587, 608 (1984).
In this case, defendant testified that he could not recall
being informed on 28 October 1991 of his Boykin rights and that
he was unfamiliar with the procedures in criminal court.
However, he also testified that he was unable to remember
anything that the judge had told him on that date. He did admit
to being a little familiar with the system as he had been in
court on previous charges. Three attorneys from the Guilford
County bar testified that they did not recall Judge Haines
informing defendants, who offered guilty pleas in district court,of their Boykin rights during 1991, the year when defendant
offered his guilty plea. However, none of the attorneys
testified that they were present in court when the defendant pled
guilty. Judge Haines, in the original judgment, noted that
defendant freely, voluntarily, and understandingly pled guilty
to driving while impaired. From the evidence in the record, we
conclude that there was competent evidence to support the trial
court's finding that defendant had not met his burden of proof
with respect to his motion for appropriate relief.
Furthermore, although defendant's motion for appropriate
relief was properly taken as a direct attack on the validity of
his guilty plea, we note that this motion was made for the
purpose of invalidating a prior conviction which subsequently led
to a conviction for habitual impaired driving. This direct
attack is similar in nature to collateral attacks which this
Court has addressed before. See, e.g., State v. Creason, 123
N.C. App. 495, 473 S.E.2d 771 (1996), affirmed, 346 N.C. 165, 484
S.E.2d 525 (1997); State v. Stafford, 114 N.C. App. 101, 440
S.E.2d 846, disc. review denied, 336 N.C. 614, 447 S.E.2d 410
(1994); State v. Noles, 12 N.C. App. 676, 184 S.E.2d 409 (1971).
In each of these cases, the defendant asserted a Boykin claim
that his guilty plea was not voluntary in an attempt to avoid
either a recidivist conviction or a recidivist punishment
enhancement. The United States Supreme Court recently addressed
such a collateral attack to avoid a recidivist enhancement in
Parke v. Raley, 506 U.S. 20, 121 L. Ed. 2d 391 (1992), rehearing
denied, 506 U.S. 1087, 122 L. Ed. 2d 372 (1993). The Court heldthat the presumption of regularity--a presumption that the acts
of a court were properly done absent evidence to the contrary--
applies to cases wherein a final judgment has been reached, and,
that in cases where no transcript is available, this presumption
must be overcome by the defendant. Id. at 29, 121 L. Ed. 2d at
404.
While presented in the context of a direct attack, the
similarity between this case and the prior cases is noted. A
transcript is not available in this case and the only evidence
presented to the trial court is based on the recollection of the
defendant and the habit evidence presented by attorneys
practicing at the time. Meanwhile, the trial court has before it
a finding made by Judge Haines that the defendant's plea was made
voluntarily. The presumption of regularity applies here as well.
Defendant cites State v. Ratliff, 14 N.C. App. 275, 188
S.E.2d 14 (1972) in support of his argument; however, it is
distinguishable. In Ratliff, this Court vacated defendant's
guilty plea based on a silent record which contained no
indication that defendant's plea was made voluntarily. Id. In
this case, the record is not silent as Judge Haines made a
finding that the defendant's plea was voluntary.
For the reasons stated herein, the order of the trial court
is Affirmed.
Judges WYNN and HUNTER concur.
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