ROGER TERRY CANOY, Plaintiff v. ROBERT WAYNE CANOY and wife,
DELORES J. CANOY, JAMES LESLIE CANOY and wife, NELLIE MAE CANOY,
JANIE CANOY M. SUMNER and husband, FARRELL SUMNER, WILLIAM LARRY
CANOY and wife, FAYE CANOY, BRENDA FAYE CANOY BUCKLES, HAROLD
EUGENE CANOY and wife, JUDY CANOY, GLENN KEITH CANOY and wife,
SANDRA CANOY, RICHARD EDGAR CANOY and wife, DOROTHY CANOY, and
NANCY LOU CANOY CAPPS and husband JOSEPH CAPPS, SCOTT N. DUNN,
ADMINISTRATOR OF THE ESTATE OF MYRTLE GREESON CANOY, and JOHN
DOES A through Z, THE UNBORN HEIRS OF MYRTLE GREESON CANOY,
Defendants
1. Wills--life estate--contingent remainder--per stirpes share--condition of survival
In a declaratory judgment action construing the last will and testament of plaintiff's
mother devising the subject property to plaintiff-son as a life tenant and at his death in ten equal
per stirpes shares to the testatrix's ten children, the remainder interest is contingent because the
devise requires the remaindermen to survive plaintiff-life tenant in order to acquire an interest in
the property, even though a deceased child's issue would take his or her share.
2. Wills--life estate--contingent remainder--per stirpes share--remainderman share for
life tenant
In a declaratory judgment action construing the last will and testament of plaintiff's
mother devising the subject property to plaintiff-son as a life tenant and at his death in ten equal
per stirpes shares to the testatrix's ten children, a consideration of the will in light of the
conditions and circumstances existing at the time the will was made reveals that the testatrix
provided a remainderman share for plaintiff, even though he could not survive his own death,
because plaintiff's issue, if any, would take just as the issue of any of the other nine children
who predeceased plaintiff.
Appeal by plaintiff from judgment entered 6 May 1998 by
Judge L. Todd Burke in Randolph County Superior Court. Heard in
the Court of Appeals 12 May 1999.
Moser Schmidly Mason & Roose, by Stephen S. Schmidly, for
plaintiff-appellant.
Max D. Ballinger for defendant-appellees William Larry Canoy
and wife, Faye Canoy; Harold Eugene Canoy and wife, Judy
Canoy; Glenn Keith Canoy and wife, Sandra Canoy; Richard
Edgar Canoy and wife, Dorothy Canoy; Nancy Lou Capps and
husband, Joseph Capps; and Brenda Canoy Buckles.
Robert T. Newman, Sr. Guardian Ad Litem for defendant-
appellee Unborn Heirs.
HUNTER, Judge.
[1]Roger Terry Canoy (plaintiff) instituted this
declaratory judgment action on 14 March 1996 wherein he requested
that the court construe the last will and testament of his mother
Myrtle G. Canoy (testatrix) and declare his interest in certain
real property devised to him. Item IV of the testatrix's will
provides, in pertinent part:
Subject to the life estate of Glenn Canoy in
Item III preceding[,] I will and devise all
of my farm . . . consisting of all of my real
estate in Randolph County . . . to my son,
Roger Canoy, for the term of his natural
life, and at his death, in ten (10) equal
shares to my ten children, and for any that
are deceased, to their issue, if any, per
stirpes . . . .
The trial court found that each of the testatrix's ten childrensurvived her. The trial court's conclusions relevant to this
appeal were that
[t]he class of remaindermen to take pursuant
to Item IV of the will of [testatrix] will
consist of the brothers and/or sisters of
[plaintiff] who survive upon the death of
[plaintiff] or the issue of any deceased
brother and/or sister of [plaintiff],
and that the life estate of plaintiff did not merge with any
remainder interest. While the court stated that only those
siblings which survived the plaintiff would take a remainder
share, the court did not declare the remainder to be contingent
or vested. However, the parties, in their briefs, have
addressed the order as if the court found the remainder to be
contingent.
Plaintiff and defendant guardian ad litem for the unborn
heirs of testatrix contend that the trial court erred in
determining that the remainder devised to testatrix's ten
children was contingent upon their survival of plaintiff.
These parties argue that the remainder was vested at the death
of the testatrix and therefore each child did not have to survive
plaintiff in order to inherit his or her one-tenth share of the
subject property. We disagree with this contention.
A vested remainder is one which is limited to a certain
person upon the happening of a certain event, Norman A. Wiggins& Richard L. Braun, Wills and Administration of Estates in North
Carolina § 280 (2d ed. 1993), such as the natural expiration of
the prior estate. The person entitled to a vested remainder has
an immediate fixed right of future enjoyment, that is, an estate
in praesenti, though it is only to take effect in possession . .
. at a future period, and such an estate may be transferred,
aliened and charged . . . . Richardson v. Richardson, 152 N.C.
705, 707, 68 S.E. 217, 218 (1910). There are three types of
vested remainders: indefeasibly vested remainders, remainders
vested subject to partial defeasance (subject to open) and
remainders subject to complete defeasance (subject to a condition
subsequent). McMillan v. Davis, 81 N.C. App. 433, 344 S.E.2d 595
(Eagles J., concurring), disc. review denied, 318 N.C. 416, 349
S.E.2d 597 (1986). A remainder interest is not vested, but is
contingent, when it is 'either subject to a condition precedent
(in addition to the natural expiration of prior estates), or
owned by unascertainable persons, or both.' Hollowell v.
Hollowell, 333 N.C. 706, 715, 430 S.E.2d 235, 242 (1993) (citing
Thomas F. Bergin & Paul G. Haskell, Preface to Estates in Land
and Future Interests at 73 (2d ed. 1984)). Therefore, a person
who holds a contingent remainder has no immediate fixed right of
future enjoyment because whether or not his remainder will vest,
or what portion he is to take, is unknown at the time of thedevise.
Our Supreme Court has stated:
It is the general rule that remainders
vest at the death of the testator, unless
some later time for the vesting is clearly
expressed in the will, or is necessarily
implied therefrom . . . . And it is a
prevailing rule of construction with us that
adverbs of time, and adverbial clauses
designating time, do not create a contingency
but merely indicate the time when enjoyment
of the estate shall begin.
Pridgen v. Tyson, 234 N.C. 199, 201, 66 S.E.2d 682, 684 (1951)
(citations omitted). The paramount aim in the interpretation of
a will is to ascertain if possible the intent of the testator.
Entwistle v. Covington, 250 N.C. 315, 318, 108 S.E.2d 603, 606
(1959). The intent of the testatrix is to be determined from
consideration of the entire document, and must be given effect
unless it is contrary to some rule of law or is in conflict with
public policy. Id. The law favors the construction which gives
the devisee a vested interest at the earliest possible moment
that the testatrix's language will permit, and
[a]s an incident of this rule, courts prefer
to construe doubtful conditions as subsequent
rather than precedent because such
construction gives the devisee a vested
estate subject to be divested instead of
deferring the vesting.
Elmore v. Austin, 232 N.C. 13, 19, 59 S.E.2d 205, 210 (1950).
The devise at issue in the present case appears to be aclass gift, which is created when the donor intends to benefit
a group or a class of persons, as distinguished from specific
individuals. Mason v. Stanimer, 102 N.C. App. 673, 676, 403
S.E.2d 605, 607 (1991). When a future interest is devised to a
class with no contingency other than the natural termination of
any preceding interest and some members of the class are alive at
the testatrix's death, then the gift is vested in those members
alive at the testatrix's death subject to open for after-born
members of the class. Parker v. Parker, 252 N.C. 399, 113 S.E.2d
899 (1960). Likewise, if the limitation of a remainder refers to
a class, but specifically describes the persons who are to take
as surely as though they were named, and there is no intention
that they shall take only in case they survive the ending of the
particular estate preceding, the remainder vests in them
immediately upon being created. Roberts v. Bank, 271 N.C. 292,
156 S.E.2d 229 (1967). If, however, the [devise] means that a
child had to survive the life tenant in order to acquire an
interest in the property, [the child's] interest was contingent.
Id. at 295, 156 S.E.2d at 231. The testatrix in the present
case devised the subject property at [plaintiff's] death, in ten
(10) equal shares to my ten children, and for any that are
deceased, to their issue, per stirpes. While she did not
specifically name each child in the devise in question, thedevise indicates that she is referring to ten individuals, rather
than a class, who will each take a one-tenth share of the
property if they are alive at the death of the plaintiff life
tenant. If the testatrix had not intended the devise to be to
specific individuals who would inherit their share only upon
surviving the plaintiff, testatrix would not have divided the
remainder into shares and included the alternate devise to each
child's issue in case the subject child did not survive
plaintiff. The testatrix's words implied that at the plaintiff's
death, if a child was not surviving, the child's share was
devised to his or her issue.
The devise in the present case is very similar to the one at
issue in Brown v. Guthery, 190 N.C. 822, 130 S.E. 836 (1925),
wherein the testator stated:
I give and bequeath unto my beloved wife,
Katie B. Toms, the following property, to be
held by her during the term of her natural
life, and upon her death to revert to my son,
Charles French Toms, if he be alive, or to
his heirs, if he be dead, viz.: The house
and lot where I now live in Hendersonville,
North Carolina, on the west side of Main
street.
Id. at 823, 130 S.E. at 837. The Court held that the remainder
to Charles French Toms was contingent, for
[D]uring the life of the widow the estate in
remainder is not invariably fixed inCharles French Toms, with the right of
enjoyment only postponed until the falling in
of the life estate. He takes no estate under
the will until the happening of the event
provided therein for the vesting of such
estate, to wit, his survival of the life
tenant.
Id. at 825, 130 S.E. at 838. Similarly, in the present case, if
a child is deceased at the death of plaintiff life tenant, the
testatrix devises the child's share to his or her issue. This
clearly indicates that a child takes no estate unless he or she
lives past the death of plaintiff life tenant. Thus, a child's
survival is a condition precedent to the vesting of the
remainder. Conditions of survival are not implied unless it is
clear that the testator so intended. Roberts, 271 N.C. at 296,
156 S.E.2d at 232. It is clear that the testatrix intended a
condition of survival in the present case. Therefore, each
child's remainder is contingent.
Assuming arguendo that each child's remainder is vested at
the time of the devise, we note that if a vested remainder is
subject to a condition subsequent and that condition is not met,
the remainder becomes completely defeated. McMillan, 81 N.C.
App. 433, 344 S.E.2d 595 (Eagles, J., concurring). Upon that
instance, the property remaining, both real and personal,
revert[s] to the estate of the testatrix by operation of law.
Id. at 437, 344 S.E.2d at 597. Any alternative devise of theproperty by the testatrix will take effect. The devise in
question clearly implies that a condition subsequent to vesting
must be met in order for each child to come into possession of
his or her share -- he or she must survive the life tenant.
Accordingly, the remainder here is a vested remainder subject to
complete defeasance instead of an indefeasibly vested remainder.
The result under such scenario is that a remainderman would
actually take possession of his or her one-tenth share only if he
or she met the condition of surviving the plaintiff.
[2]Due to our holding that the remainder to each child is
contingent, we need not reach plaintiff's additional contention
that his life estate merged with an indefeasibly vested
remainder, creating a fee simple absolute. We note that the
testatrix provided a remainderman share for plaintiff, even
though she certainly knew that plaintiff could not survive his
own death. While this devise appears confusing upon first
glance, it reveals a specific plan that plaintiff's issue, if
any, would take just as the issue of any of the other nine
children who predeceased the plaintiff. It does not indicate
that the testatrix intended the plaintiff's remainder to be
indefeasibly vested. The devise illustrates that it was the
intent of the testatrix that upon the death of her youngest
child, the property at issue was to pass to her survivingchildren and the issue of predeceased children. In order to
ascertain the intent of the testatrix, the will is to be
considered in the light of the conditions and circumstances
existing at the time the will was made. Trust Co. v. Wolfe, 243
N.C. 469, 473, 91 S.E.2d 246, 250 (1956) (emphasis in original).
Because plaintiff was the youngest child and a life estate
preceded plaintiff's life estate, the testatrix must have known
at the time the will was made that it was very possible that none
of her children would survive plaintiff. The testatrix, in
making this particular devise, formulated a plan for ensuring
that the subject property remain within her family after the
death of her youngest child while being divided equally into one-
tenth shares, one for each child, or alternatively, the child's
issue. The per stirpes designation by the testatrix ensured
that each child's one-tenth share would go to his or her issue if
he were deceased, and the size of the share would not be affected
by the issue of the other children, further indication that the
devise was one to individuals. Per stirpes distribution denotes
the division of an estate by representation, a class taking the
share to which the deceased whom they represent would have been
entitled had he been living. Trust Co. v. Bryant, 258 N.C. 482,
485, 128 S.E.2d 758, 761 (1963). Additionally, a review of the
entire document reveals that in numerous instances, the testatrixmade devises to her children, but provided that if they were
deceased, the property was to pass to their issue, per stirpes.
Because the testatrix included the identical provision in her
will numerous times, it is unlikely that she did not intend for
each child's remainder to be contingent on his or her survival of
plaintiff. Nothing in the will before us indicates a contrary
intent, and to hold otherwise would go against the cardinal rule
of will construction. Therefore, the order of the trial court is
Affirmed.
Judges JOHN and TIMMONS-GOODSON concur.
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