Statute of Limitations--voluntary dismissal--action against wrong party--new
summons but complaint not amended--statute of limitations not tolled
The trial court properly dismissed a claim arising from an automobile accident as
barred by the statute of limitations where plaintiff filed the claim against Mr. Davidson
prior to the expiration of the statute of limitations, being unaware of Davidson's demise;
plaintiff issued a summons against the personal representative of his estate when she was
advised of his death, but never amended her complaint to allege a cause of action against
the personal representative; plaintiff voluntarily dismissed her claim after the statute of
limitations had run; and she refiled it within a year. A properly directed summons does
not allow a cause of action to survive if the complaint was defective, no amendment of
the complaint was ever requested, and the defect was never cured.
Appeal by plaintiffs from order entered 12 June 1998 by
Judge Lester P. Martin, Jr., in Alexander County Superior
Court. Heard in the Court of Appeals 17 May 1999.
Joel C. Harbinson for plaintiff appellants.
W. Brian Howell, P.A., by W. Brian Howell; and Avery,
Crosswhite, Crosswhite & Chamberlain, by William E.
Crosswhite, for defendant appellee.
HORTON, Judge.
On 7 May 1993, Sheila P. Sweet (plaintiff) and Harvey
Wenton Davidson (Mr. Davidson) were involved in an
automobile accident. Mr. Davidson died on 22 June 1993 of
causes unrelated to the accident. On 6 May 1996, plaintiff
brought an action for damages based on her personal injuries
from the automobile accident. The 1996 action [Sweet I] was
filed in Alexander County Superior Court, numbered 96-CVS-
160, and styled Sheila P. Sweet, Plaintiff, vs. HarveyWenton Davidson, Defendant. A summons was issued on 6 May
1996 and directed to Harvey Wenton Davidson, Rt. 2, Box
159, Statesville, NC 28677. The summons was forwarded to
the Sheriff of Iredell County, but returned with the
notation that the address given was on Sloan Road in
Alexander County.
An alias and pluries summons was issued on 5 August
1996, directed to Harvey Wenton Davidson, Rt. 7, Box 19,
Taylorsville, NC 28681. The summons was received by the
Sheriff of Alexander County on 5 August 1996 and returned
unserved on 6 August 1996 by the Sheriff with the notation
that Mr. Davidson was deceased. An alias and pluries summons
was again issued on 24 October 1996, directed to Mr.
Davidson at Route 7, Box 19, Taylorsville, NC 28681. That
third summons does not show receipt by the Sheriff, nor is
there any return by the Sheriff. On 4 December 1996, Rena
Boggs, the Executrix of Mr. Davidson's Estate (defendant)
moved to dismiss the action on the grounds that it was
barred by the statute of limitations, that the named
defendant was deceased and not the real party in interest,
that a claim upon which relief could be based was not
stated, and for insufficiency of process.
Yet another alias and pluries summons was issued by
plaintiff on 23 December 1996, directed to: Ms. Rena Boggs
Executrix of the Estate of and the Estate of Harvey Wenton
Davidson, Route 15, Box 70, Statesville, NC 28677. The
summons was received by the Sheriff of Iredell County on 7January 1997 and served on William Boggs - Son on 8
January 1997. On 1 February 1997, the law firm representing
plaintiff dissolved, and plaintiff decided to hire present
counsel to represent her. Her present counsel then filed a
voluntary dismissal without prejudice on 4 November 1997.
On 16 February 1998, plaintiff and her husband, Randy
L. Sweet, instituted this action for damages based on her
personal injuries and for loss of consortium as a result of
those injuries. Defendant was served with process and moved
to dismiss because it appeared on the face of the complaint
that plaintiffs' claims were barred by the statute of
limitations. The trial court dismissed the complaint, and
plaintiffs appealed.
Plaintiff's cause of action for personal injuries
against Mr. Davidson survived his death. N.C. Gen. Stat. §
28A-18-1(a) (1984) provides that
(a) Upon the death of any person,
all demands whatsoever, and rights to
prosecute or defend any action or
special proceeding, existing in favor of
or against such person . . . shall
survive to and against the personal
representative or collector of his
estate.
Here, the claim against Mr. Davidson was filed prior to
the expiration of the three-year statute of limitations
applicable to actions for personal injuries arising from an
automobile accident. Apparently, plaintiff was not aware
that Mr. Davidson was deceased when the action was
instituted. When plaintiff was advised of Mr. Davidson's
demise, she issued a summons against the personalrepresentative of his estate, and the summons was served on23 December 1996. However, plaintiff never amended her
complaint to
allege a cause of action against the personal representative as
defendant. On 1 February 1997, after the statute of limitations had
run on plaintiff's claim, plaintiff voluntarily dismissed her claim
and then refiled it within a year.
The issue in this case is whether plaintiff's issuance of a
summons directed to the proper defendant without amending the
complaint would make the executrix of Mr. Davidson's estate a party,and validate plaintiff's cause of action. We hold that a
properly directed summons does not allow a cause of action to
survive if the complaint was defective, no amendment of the
complaint was ever requested, and the defect was never cured.
Rule 41(a) of the North Carolina Rules of Civil Procedure
provides that, when a claim is voluntarily dismissed without
prejudice by a plaintiff, the plaintiff may reinstitute the claim
within one year. N.C. Gen. Stat. § 1A-1, Rule 41(a) (1990). The
second claim will relate back and avoid the bar of the statute of
limitations. Georgia-Pacific Corp. v. Bondurant, 81 N.C. App.
362, 365, 344 S.E.2d 302, 304 (1986). However, the first claim
must have been valid in order to toll the statute of limitations.
Estrada v. Burnham, 316 N.C. 318, 323, 341 S.E.2d 538, 542
(1986). Indeed, our case law indicates that a
voluntarily[]dismissed suit which is based on defective service
does not toll the statute of limitations. Johnson v. City of
Raleigh, 98 N.C. App. 147, 148, 389 S.E.2d 849, 850, disc. review
denied, 327 N.C. 140, 394 S.E.2d 176 (1990). This same principle
has applied to voluntarily dismissed suits which were based on
defective complaints. '[I]n order for a timely filed complaint
to toll the statute of limitations and provide the basis for a
one-year 'extension' by way of a Rule 41(a)(1) voluntary
dismissal without prejudice, the complaint must conform in all
respects to the rules of pleading . . . .' Robinson v.
Entwistle, 132 N.C. App. 519, 512 S.E.2d 438, 441 (1999) (quotingEstrada, 316 N.C. at 323, 341 S.E.2d at 542). In this case,
there was no attempt made to amend the complaint; therefore,
plaintiff's action never stated a valid claim against the
executrix of Mr. Davidson's estate, and the statute of
limitations ran before a proper claim was instituted. As a
result, Rule 41(a)(1) cannot be used to revive the action. The
order of the trial court is affirmed.
Affirmed.
Chief Judge EAGLES and Judge LEWIS concur.
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