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**FINAL**
NO. COA98-1302
NORTH CAROLINA COURT OF APPEALS
Filed: 16 November 1999
STATE OF NORTH CAROLINA v. BRUCE CHISHOLM
1. Appeal and Error--mootness--amended statute
An appeal from a DWI vehicle seizure statute which has been amended was not mooted
because a decision regarding the constitutionality of the statute also impacts other vehicle
owners whose cars have been seized and because the underlying premise of the statute remains
the same.
2. Motor Vehicles---DWI vehicle seizure--Fourth Amendment
The trial court had no basis for finding that the seizure of an automobile under DWI
statutes violated the Fourth Amendment where defendant was arrested for driving while
intoxicated and with a revoked license, and a magistrate found probable cause for the arrest and
probable cause for the seizure of the vehicle. The warrantless seizure of a motor vehicle does
not violate the Fourth Amendment if the officer has probable cause to believe that the vehicle is
subject to forfeiture. N.C.G.S. § 20-28.3.
3. Motor Vehicles----DWI vehicle seizure--due process
Due process was not violated when defendant's car was seized under DWI statutes; a
long line of cases holds that due process is met when a motor vehicle is seized without prior
notice or a proper hearing.
4. Motor Vehicles--DWI vehicle seizure--equal protection
Equal protection was not violated by the seizure of defendant's automobile under the
DWI statutes because the statutes in question made no classifications. Even if the "innocent
owner" exception was a classification, it was quite rational.
5. Motor Vehicles--vehicle seizure--Law of the Land Clause
The DWI seizure statutes are constitutional under Article 1, Section 19 of the North
Carolina Constitution because they have a legitimate objective (keeping impaired drivers and
their cars off the roads) and the means (seizing the cars) are directly related to the goal.
Judge JOHN voting to dismiss appeal.
Appeal by the State of North Carolina and Carteret County from
judgment entered 18 September 1998 by Judge Paul Quinn in District
Court, Carteret County. Heard in the Court of Appeals 26 August
1999.
Michael F. Easley, Attorney General, by Isaac T. Avery, III,
Special Deputy Attorney General for the State.
Hallett S. Ward, III for petitioner-appellee.
WYNN, Judge.
North Carolina allows a driver's vehicle to be seized and
forfeited if the driver violates the State's impaired driving and
license revocation laws. In this case, the district court found
that the seizure and forfeiture statutes were unconstitutional
under both the United States Constitution and the North Carolina
Constitution. We, however, uphold the constitutionality of the
seizure and forfeiture statutes; accordingly, we reverse the
decision of the district court.
I. Facts and Procedural History
On 19 April 1998, an officer charged the defendant Bruce
Chisholm with driving while impaired in violation of N.C. Gen.
Stat. § 20-138.1 (1993) and driving while his license was revoked
in violation of N.C. Gen. Stat. § 20-28 (Supp. 1997). The officer
seized and impounded the vehicle driven by Chisholm under N.C. Gen.
Stat. § 20-28.3 (Supp. 1997).
Before recent amendments, N.C. Gen. Stat. §§ 20-28.2 through
20-28.7 (Supp. 1997) (hereafter the DWI Seizure Statutes)
provided for the seizure and possible forfeiture of any vehicle
driven by a person under the influence while his license was
revoked as the result of a prior impaired driving incident. Theseized vehicle would be towed and stored until the driver's
hearing. If the district court dismissed the charges or found the
driver not guilty of impaired driving while his license was
revoked, the vehicle would be released. If the driver was found
guilty, the vehicle would be forfeited--either kept by the school
board of the county in which the vehicle was seized, or sold.
The DWI Seizure Statutes had an innocent owner defense which
allowed a non-operator owner of a seized vehicle to regain his
vehicle regardless of whether the defendant was found guilty or not
guilty. An innocent owner was an owner who either did not know
that the driver of the vehicle had his license revoked, or did know
about the revocation but did not give permission for the defendant
to use the car. An innocent owner could regain possession of his
car before the defendant's trial, but only by proving his
innocence, paying all storage and towing fees, and filing a bond
worth twice the value of the seized vehicle. If the defendant was
found not guilty, a seized vehicle would be released to its owner,
along with any fees paid for the pre-trial release of the car.
In this case, the officer seized and impounded the vehicle
driven by defendant Chisholm under the authority of N.C. Gen. Stat.
§ 20-28.3. The car, a 1990 Ford, belonged to the petitioner,
Lummie Dillard, who moved in the cause to have the car returned to
him without payment of towing and storage fees. He argued that the
DWI Seizure Statutes were unconstitutional as applied to him as
well as to lienholders and others similarly situated.
Following a hearing in the District Court of Carteret County,the trial judge agreed with Mr. Dillard and found that the DWI
Seizure Statutes were unconstitutional in violation of the Fourth,
Fifth, and Fourteenth Amendments to the United States Constitution
and Article I, Section 19 of the North Carolina Constitution.
Accordingly, the trial judge released the vehicle to Mr. Dillard.
The State appealed from that determination to this Court.
Since the filing of this appeal, the General Assembly has
amended the DWI Seizure Statutes to allow a faster and easier
return of a vehicle to a non-driver owner. For instance, the owner
does not have to prove his innocence before the car may be
returned--innocence may be determined later--and the bond filed in
lieu of the car must be equal to the value of the car, not twice
its value. However, the general nature of the statutes are
unchanged--the provisions which allow seizures and forfeitures of
vehicles for violations of the DWI Seizure Statutes are still in
place.
II. Is This Case Moot?
[1]On appeal, Mr. Dillard initially urges this Court to
dismiss the State's appeal as moot. We, however, find that this
matter is not moot.
An appeal which presents a moot question should be dismissed.
See Dickerson Carolina, Inc. v. Harrelson, 114 N.C. App. 693, 443
S.E.2d 127,
dismissal allowed and review denied, 337 N.C. 691, 448
S.E.2d 520 (1994). If the issues giving rise to the action become
moot at any time during the proceedings, the court should dismiss
the action.
See In Re Peoples, 296 N.C. 109, 250 S.E.2d 890,
cert.denied, 442 U.S. 929, 99 S.Ct. 2859, 61 L. Ed. 2d 297 (1979). An
exception exists where the question involved is a matter of public
interest.
See Matthews v. N.C. Dep't of Transp., 35 N.C. App. 768,
242 S.E.2d 653 (1978).
Since the trial court's decision regarding the
constitutionality of the DWI Seizure Statutes will also impact
other vehicle owners whose cars have been seized, a resolution of
this case may be required if only to establish the rights of non-
parties whose vehicles were seized under the statutes in question.
Moreover, regardless of whether the requisite public
interest is present, we hold that the case is not moot because a
controversy still exists. While the procedures for handling seized
vehicles have been amended, the underlying premise of the
applicable statute is still the same--namely, that a motor vehicle
used contrary to North Carolina's impaired driving and license
revocation statutes can be seized and forfeited. If the decision
of the district court is reversed, findings of fact by the trial
court on remand may still allow the vehicle to be seized and
forfeited. It will of course be up to the trial court to determine
whether Mr. Dillard qualifies as an innocent owner and whether
the statutes in question dictate the forfeiture of the car, but
since such issues of fact may be determined even after the changes
in the statutes, this case is not moot.
III. Constitutional Arguments
The State first argues that the DWI Seizure Statutes were not
unconstitutional under the Fourth, Fifth, and Fourteenth Amendmentsto the United States Constitution, and under Article I, section 19
of the North Carolina Constitution. We agree.
We note at the outset that Mr. Dillard offers very little in
the way of support for his arguments. His statements of the law
are eloquent, but very general, and they pale next to the strength
and specificity of the State's arguments. However, since we cannot
accept the State's version of the law on its face, we will address
each constitutional point in turn.
A. The Fourth Amendment
[2]The trial court concluded that the DWI Seizure Statutes
violated the Fourth Amendment of the United States Constitution in
that the seizure of an innocent person's property is unreasonable
and bears no rational relationship to any legitimate government
purpose. We disagree.
Indeed, the Fourth Amendment does not prohibit all seizures,
only unreasonable ones.
See Harris v. United States, 331 U.S. 145,
67 S.Ct. 1098, 91 L. Ed. 1399,
reh'g denied, 331 U.S. 867, 67 S.Ct.
1527, 91 L. Ed. 1871 (1947);
State v. Flemming, 106 N.C. App. 165,
415 S.E.2d 782 (1992). The warrantless seizure of a motor vehicle
does not violate the Fourth Amendment if the officer has probable
cause to believe that the vehicle is subject to forfeiture,
see
Florida v. White, ___ U.S. ___, 119 S.Ct. 1555, 143 L. Ed. 2d 748
(1999), or that the vehicle is the instrument of a crime,
see State
v. Islieb, 319 N.C. 634, 356 S.E.2d 573 (1987).
The defendant, Bruce Chisholm, was arrested for driving while
intoxicated and while his license was revoked. The magistratefound probable cause for the arrest and probable cause for the
seizure of the vehicle the defendant drove. Since the record shows
that there was probable cause to believe that the vehicle was being
used illegally, the district court had no basis for finding that
the seizure of Mr. Dillard's automobile violated the Fourth
Amendment.
B. The Fifth and Fourteenth Amendments
[3]The trial court also concluded that the DWI Seizure
Statutes violated the Fifth and Fourteenth Amendments to the United
States Constitution. Again, we disagree.
The Fifth Amendment's Due Process Clause imposes limits on the
federal government, not the state governments.
Insurance Corp. of
Ireland, Ltd. v. Compagnie des Bauxites de Guinee, 456 U.S. 694,
713, 102 S.Ct. 2099, 2110, 72 L. Ed. 2d 492, 508 (1982).
It is the Fourteenth Amendment's Due Process Clause that
protects individuals from violations by the states,
id., so any due
process arguments must be supported by this Amendment.
However,
the trial court's finding that the DWI Seizure Statutes violated
the Fourteenth Amendment is also in error since both United States
and North Carolina precedent say otherwise.
First, the district court found that the seizure of Mr.
Dillard's vehicle violated the Due Process Clause of the Fourteenth
Amendment. However, a long line of both United States and North
Carolina cases hold that due process is met when a motor vehicle is
seized without prior notice or a proper hearing.
Although the general rule is that procedural
due process requires notice and an opportunityto be heard before there can be a denial of
any vested property right or interest, courts
have consistently upheld statutes that provide
for the immediate seizure or forfeiture of
vehicles that have been used in violation of
the law.
State v. Richardson, 23 N.C. App. 33, 37, 208 S.E.2d 274, 276,
cert. denied, 286 N.C. 213, 209 S.E.2d 317 (1974) (citing
United
States v. Mills, 440 F.2d 647 (6th Cir. 1971),
cert. denied, 404
U.S. 837, 92 S.Ct. 127, 30 L. Ed. 2d 70 (1971);
Weathersbee v.
U.S., 263 F.2d 324 (4th Cir. 1958);
Fell v. Armour, 355 F.Supp.
1319 (M.D. Tenn. 1972);
C.I.T. Corp. v. Burgess, 199 N.C. 23, 153
S.E. 634 (1930).) The seizure of Mr. Dillard's vehicle was the
result of Mr. Chisholm's violation of the DWI Seizure Statutes.
Thus, due process was not violated when his car was seized.
Moreover, although the statutes in question contained
innocent owner provisions, such defenses are not required for a
seizure statute to pass constitutional muster. In
Bennis v.
Michigan, 516 U.S. 442, 116 S.Ct. 994, 134 L. Ed. 2d 68,
reh'g
denied, 517 U.S. 1163, 116 S.Ct. 1560, 134 L. Ed. 2d 661 (1996),
the United States Supreme Court held that due process does not
require an innocent owner defense. A vehicle used to facilitate
criminal activity can be seized and forfeited even if the owner is
unaware of what the car is used for. The Court also said that such
a forfeiture is not a taking requiring just compensation because it
is an exercise of the state's police powers.
Id. at 442, 116 S.Ct.
at 996, 134 L. Ed. 2d at 72.
[4]Second, the district court concluded that the DWI Seizure
Statutes denied equal protection of the law to innocent parties. However, the Equal Protection Clause of the Fourteenth Amendment
protects citizens from irrational classifications. To invoke the
protection of this Amendment, a classification must be made.
See
Phelps v. Phelps, 337 N.C. 344, 350, 446 S.E.2d 17, 20,
reh'g
denied, 337 N.C. 807, 449 S.E.2d 750 (1994).
The statutes in
question made no classifications--they applied equally to all
persons whose vehicles were used in an illegal manner.
Nonetheless, the district court found that the DWI Seizure
Statutes denie[d] equal protection of the laws to innocent
persons. However, the seizure of vehicles still applied equally
to all owners. And, while the innocent owner exception allowed
innocent owners to recover their vehicles while others could not,
that exception served only to protect those vehicle owners who were
without fault in the commission of a crime. Thus, even if the
innocent owner exception was a classification, it was most
assuredly quite rational.
C. Article I, Section 9
[5]The district court also ruled that the DWI Seizure
Statutes violated the Law of the Land Clause under North Carolina
Constitution Art. I, § 19. The Law of the Land Clause is the
equivalent of the Fourteenth Amendment's Due Process Clause.
See
State v. Collins, 169 N.C. 323, 84 S.E.2d 1049, 1050 (1915);
Buchanan v. Hight, 133 N.C. App. 299, 515 S.E.2d 225, 230 (1999).
Since the clauses are equivalent, a decision of the United States
Supreme Court interpreting the Due Process Clause is persuasive,
though not controlling, authority for interpretation of the Law ofthe Land Clause.
Evans v. Cowan, 132 N.C. App. 1, 510 S.E.2d 170,
174 (1999).
Having already determined that the DWI Seizure Statutes did
not violate the Fourteenth Amendment's Due Process Clause, there is
a presumption the Statutes did not violate the Law of the Land
Clause. Nonetheless, a statute can still be unconstitutional under
Art. I, § 19 even if it passes muster under the United States
Constitution.
See In re Meads, 349 N.C. 656, 671, 509 S.E.2d 165,
175 (1998). The constitutional inquiry under the Law of the Land
Clause is two-fold: (1) does the statute have a legitimate
objective, and (2) if so, are the means chosen to implement that
objective reasonable?
Id.
We hold that the DWI Seizure Statutes have a legitimate
objective--keeping impaired drivers and their cars off of the
roads. The means chosen to further the goals of the statutes--
seizing the cars to remove them from the roads--is directly related
to the goal of the statutes. Using the two-prong test, the DWI
Seizure Statutes are constitutional under Art. I, § 19 of the North
Carolina Constitution.
III. The State's Other Arguments
The State also argues that the district court improperly
decided this case because (1) the court lacked jurisdiction to
decide the constitutional questions, and (2) Mr. Dillard failed to
serve the State Attorney General under N.C. Gen. Stat. § 1-260
(1996), which requires that the Attorney General be served in any
matter challenging the constitutionality of a statute. Since wehave now determined that no constitutional questions remain, the
only issues for the lower court to decide are the factual issues
involved in the DWI Seizure Statutes. This being the case, the
petitioner does not need to serve the Attorney General and the
remaining issues can be decided in the district court.
IV. Conclusion
For the reasons given above, the district court incorrectly
declared N.C. Gen. Stat. §§ 20-28.2 through 20-28.7 (Supp. 1997)
unconstitutional. The decision of the district court is reversed
and remanded to determine the fate of Mr. Dillard's vehicle under
the current version of the statutes.
(See footnote 1)
Reversed and remanded.
Judge EDMUNDS concurs.
Judge John dissents in a separate opinion.
==========================
JOHN, Judge, voting to dismiss appeal in separate opinion.
Because I believe the issues raised by the instant appeal are
moot, I neither concur in nor dissent from the majority opinion,
but vote to dismiss the appeal.
Our Supreme Court has observed,
[a] case is moot when a determination is
sought on a matter which, when rendered,
cannot have any practical effect on the
existing controversy.
Roberts v. Madison County Realtors Assn., 344 N.C. 394, 398-99, 474
S.E.2d. 783, 787 (1996) (citation omitted).
Further,
[w]henever during the course of litigation it
develops that the relief sought has been
granted or that the questions originally in
controversy between the parties are no longer
at issue, the case should be dismissed, for
courts will not entertain an action merely to
determine abstract propositions of law. . . .
If the issues before the court become moot at
any time during the course of the proceedings,
the usual response is to dismiss the action.
Simeon v. Hardin, 339 N.C. 358, 370, 451 S.E.2d 858, 866 (1994)
(citations omitted). This is true even if, as here, the action is
brought as a declaratory judgment action.
Pearson v. Martin, 319
N.C. 449, 451, 355 S.E.2d 496, 498 (1987).
Petitioner originally challenged seizure of his vehicle under
N.C.G.S §§ 20-28.2 - 28.7 (Supp. 1997). As the majority
acknowledges, those statutes were amended by 1998 N.C. Sess. Laws
ch. 182, sec. 2-8, which amendments became effective 15 October
1998 and 1 December 1998, nearly one year ago, and are now codified
at N.C.G.S. §§ 20-28.2 - 28.9 (Supp. 1998). The amendments
pertain,
inter alia, to procedures for determination (1) of
qualification as an innocent owner, G.S. § 20-28.2(a1)(2), (e); (2)
of when a seized vehicle may be released before trial, G.S. § 20-
28.3(e1); (3) of when a seized vehicle may be released without a
hearing,
id.;
and, (4) of when a defendant convicted of impaired
driving must reimburse an innocent owner for costs associated with
seizure of his vehicle, G.S. § 20-28.3(
l). I believe the constitutional issues
sub judice have been
rendered moot by the foregoing comprehensive amendments. As
petitioner properly observes,
[w]hile the underlying premise of the [DWI
Seizure Statutes] as revised may be the same,
with the opportunity now for a pre-trial
determination of innocent ownership and the
permanent return of the seized motor vehicle,
the possibility of reimbursement for the cost
of towing and storage fees and expedited DWI
trials involving motor vehicles subject to
forfeiture, the framework within which a
constitutional analysis of the [DWI Seizure
Statutes] as revised should take place has
dramatically changed.
Determination regarding the constitutionality of superseded
statutes is an action merely to determine abstract propositions of
law and should be dismissed.
Simeon, 339 N.C. at 370, 451 S.E.2d
at 866. Because of the substantial changes effected by 1998 N.C.
Sess. Laws ch. 182, sec. 2-8, the issue of the constitutionality of
the DWI Seizure Statutes at the time petitioner's vehicle was
seized has been rendered moot. Accordingly, I vote to dismiss the
State's appeal.
Footnote: 1 Since the trial court awarded possession of the vehicle
to Mr. Dillard and the State did not obtain a stay of that order
pending this appeal, it may well be that any attempt to obtain
the vehicle will be futile. Nonetheless, we answer only the
question before us--the constitutionality of the DWI Seizure
Statutes--and not the issue of how the State may now enforce
those statutes as to the vehicle delivered under court order to
Mr. Dillard over a year ago.
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