2. Wills--caveat--undue influence
The trial court did not err in a caveat proceeding by not instructing the jury that the
propounder bore the burden of proving that he had not exercised undue influence over the
testator in the execution of her will where, as a matter of law, a fiduciary relationship did not
exist between testator and propounder at the time testator executed her will.
3. Evidence--hearsay--harmless error
The admission of hearsay testimony in a caveat proceeding was harmless error where the
propounder testified that hospital personnel had told him that one of the caveators had removed
testator's power of attorney from the hospital without consent. The evidence merely indicated
that the caveator was concerned about the medical care choices being made by propounder and
caveators have not show that a different result would have occurred had the evidence been
excluded.
Appeal by Caveators from judgment and order of Probate in
Solemn Form dated 15 June 1998 by Judge Forrest Donald Bridges in
Madison County Superior Court. Heard in the Court of Appeals 17
August 1999.
Harrell & Leake, by Larry Leake, for caveator-appellants.
Long, Parker & Warren, P.A., by Robert B. Long, Jr. and
Philip S. Anderson, for propounder-appellee.
GREENE, Judge.
Robert Donald Banks (Banks), Heather Banks, and Tysa Banks
(collectively Caveators) appeal from a judgment by jury finding
the paper writing dated 3 November 1986 and submitted to the
Madison County Superior Court for probate by Marvin Ball
(Propounder) to be the Last Will and Testament of Maggie Freeman
Ferguson (Testator).
Testator died on 23 March 1996. Following Testator's death,
Propounder submitted a document dated 3 November 1986, entitled
the Last Will and Testament of Testator, for probate. On 28 May
1996 Caveators filed a caveat contending the paper writing dated
3 November 1986 was not the Last Will and Testament of Testator.
The caveat further alleged if Testator did sign the paper writing
her signature was obtained by undue influence. Caveators then
filed and the trial court granted a motion to amend the 28 May1996 caveat to further contend that a paper writing dated 10
February 1996 was the Last Will and Testament of Testator.
Propounder presented evidence that on 2 November 1986
Testator telephoned Propounder and asked him to meet her the
following day at Ponder's Auto Supply (Ponder's), a business
where Testator had purchased vehicles in the past. She stated
she had some papers she wanted notarized and Propounder met her
at Ponder's the following day. Testator told Conley Goforth
(Goforth), a notary at Ponder's, she had some papers she wanted
notarized, and Testator removed a will and power of attorney from
her pocketbook. Three individuals witnessed Testator's signature
on the will, and Goforth notarized the power of attorney and the
will. Testator then returned the executed documents to her
pocketbook, and she did not give a copy of the documents to any
of the parties present.
Propounder testified that around June 1988 Testator brought
a will and power of attorney to his home. The will was in a
sealed envelope, and Testator instructed Propounder to deliver it
to Larry Leake (Leake), Testator's attorney, in the event of her
death. She also instructed Propounder not to use the power of
attorney, appointing him as her attorney-in-fact, unless she
became sick. The will remained in a sealed envelope until
Propounder delivered it to Leake following Testator's death. Thewill and power of attorney were dated 3 November 1986.
Caveators presented evidence that Testator did not disclose
who had prepared the will and power of attorney she signed on 3
November 1986 and did not disclose when the documents were
prepared.
Testator was admitted to St. Joseph's Hospital (Hospital) on
19 March 1996 and Propounder informed Hospital that he held a
power of attorney for Testator. He delivered a copy of the power
of attorney to Hospital and was later asked for a second copy.
Propounder testified, over the objection of Caveators, that
Hospital personnel told him Banks had removed Hospital's copy of
the power of attorney from Hospital without consent. Hospital
informed Testator she would require surgery to survive; however,
she would not consent to surgery. When Testator became
unresponsive Propounder, acting as her attorney-in-fact, also
would not consent to surgery, and Testator died at Hospital on 23
March 1996.
At the close of the trial, Caveators requested and the trial
court refused to give the following jury instruction:
Where there is a fiduciary relationship
between the testator and a beneficiary, and
the holding of a power of attorney creates
such a fiduciary relationship, the law
presumes fraud or undue influence unless that
presumption is rebutted. The burden of proof
is upon [Propounder] to rebut suchpresumption.
The trial court also refused to submit an issue to the jury as to
whether a fiduciary relationship existed between Testator and
Propounder when the will was executed. In rejecting this
request, the trial court acknowledged that its ruling "amounts to
a granting of the motion for a directed verdict on this point."
The jury found the paper writing dated 3 November 1986 and
submitted to probate by Propounder was the Last Will and
Testament of Testator, and was not obtained by undue influence.
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