NO. COA98-1413
NORTH CAROLINA COURT OF APPEALS
Filed: 5 October 1999
STATE OF NORTH CAROLINA v. LARRY LEGGETT
1. Evidence--other crimes--murder--robbery with a firearm
The trial court did not err in a double murder case by allowing testimony of defendant's
other crimes of robbery with a firearm pursuant to Rule 404(b) because the evidence was
relevant for some purpose other than to show defendant's propensity to commit this type of
crime, and the trial court concluded under the Rule 403 balancing test that the evidence was
more probative than prejudicial.
2. Evidence--past recollection recorded--properly authenticated--statement within
reasonable time--accurate when given
The trial court did not err in a double murder case when it allowed the past recorded
recollection of a State's witness, defendant's cellmate, to be read to the jury because it was
properly authenticated under N.C.G.S. § 8C-1, Rule 803(5) since the witness gave the statements
within a reasonable time of having heard them and testified that they were accurate when given.
3. Constitutional Law--right to confront and cross-examine witnesses--pastrecollection
recorded--firmly rooted hearsay exception
The trial court did not violate defendant's constitutional right to confront and cross-
examine witnesses against him in a double murder case when it allowed the past recorded
recollection of a State's witness, defendant's cellmate, to be read to the jury because the
recorded recollection exception codified in Rule 803(5) is a firmly rooted hearsay exception in
North Carolina.
4. Constitutional Law--due process--alternative but not mutually inconsistent
theories--credibility
The trial court did not violate defendant's due process rights in a double murder case
when it allowed the State to argue alternative but not mutually inconsistent theories at different
trials because only the co-participants know who actually fired the fatal shots at each victim and
the State is allowed to argue the credibility of the witnesses to the different juries.
5. Criminal Law--instructions--harmless error--prompt and complete correction
The trial court's initial jury instructions in a double murder case concerning the
consideration of the testimony of a co-participant who had been convicted in a separate trialwere rendered harmless by the trial court's prompt and complete correction of the erroneous
instruction.
Appeal by defendant from judgment entered 10 April 1996 by
Judge Herbert Small in Wayne County Superior Court. Heard in the
Court of Appeals 19 August 1999.
Michael F. Easley, Attorney General, by Francis W. Crawley,
Special Deputy Attorney General, for the State.
Nora Henry Hargrove for defendant-appellant.
EDMUNDS, Judge.
This appeal arises from a double murder. On the evening of
20 January 1994, Margaret Strickland borrowed her mother's car to
visit Bobby Stroud. Two days later, the bodies of Strickland and
Stroud were found near Dudley, North Carolina. Autopsies
disclosed that Strickland had suffered blunt force injury to her
left cheek and forehead as well as three gunshot wounds, one to
the chest and two to her head and face. Stroud also suffered
from three gunshot wounds, one to the back and two to his head
and neck. The car owned by Strickland's mother was found behind
an abandoned house. Inside the trunk, police discovered
Strickland's fingerprints and palm print. In the back seat,
police found a cassette cover containing the fingerprint of Kwame
Teague. Markers from human blood found on the back seat matched
markers found in Strickland's blood.
Three individuals were indicted for the murders and weretried separately. Defendant, the last of the three, was tried
for first-degree murder and related charges at the 11 March 1996
criminal session of the Wayne County Superior Court. The State
proceeded under theories of both felony murder and premeditation
and deliberation. Defendant was convicted of first-degree
kidnapping, robbery with a dangerous weapon, and first-degree
murder under the felony murder rule. The trial court imposed a
sentence of life.
I.
[1]Defendant first argues that it was error for the trial
court to allow testimony of other crimes pursuant to Rule 404(b)
of the Rules of Evidence because, he contends, there were
insufficient similarities between the crimes to allow testimony
regarding the past crimes. We disagree.
Rule 404(b) has been held to be a rule of inclusion, unless
the only probative value of the evidence of other crimes is to
show a propensity to commit an offense of the nature of the crime
charged.
See State v. Coffey, 326 N.C. 268, 389 S.E.2d 48
(1990). The rule states:
(b)
Other crimes, wrongs, or acts. --
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,plan, knowledge, identity, or absence of
mistake, entrapment or accident.
N.C. Gen. Stat. § 8C-1, Rule 404(b) (Supp. 1998). When a court
determines that evidence is offered pursuant to Rule 404(b), the
court first must determine whether that evidence is relevant.
See State v. Morgan, 315 N.C. 626, 637, 340 S.E.2d 84, 91 (1986).
'Relevant evidence' means evidence having any tendency to make
the existence of any fact that is of consequence to the
determination of the action more probable or less probable than
it would be without the evidence. N.C. Gen. Stat. § 8C-1, Rule
401 (1992). Even if relevant, the evidence may be excluded if
the danger of prejudice substantially outweighs its probative
value.
See N.C. Gen. Stat. § 8C-1, Rule 403 (1992). Exclusion
or admission of evidence under Rule 403 is left to the sound
discretion of the trial court.
See State v. Parker, 113 N.C.
App. 216, 225, 438 S.E.2d 745, 751 (1994). When the incidents
are offered for a proper purpose, the ultimate test of
admissibility is 'whether the incidents are sufficiently similar
and not so remote in time as to be more probative than
prejudicial under the balancing test of N.C.G.S. § 8C-1, Rule
403.'
State v. Pruitt, 94 N.C. App. 261, 266, 380 S.E.2d 383,
385 (1989) (quoting
State v. Boyd, 321 N.C. 574, 577, 364 S.E.2d
118, 119 (1988) (citation omitted)). The evidence in question related to two prior incidents.
The first occurred in January 1994, when two black men entered
the apartment of Mark Spears and Robin Barnes. Spears identified
defendant as the intruder who pointed a pistol at his (Spear's)
head and with whom he struggled before the intruders fled.
Barnes also testified that he was pretty sure defendant was the
individual wrestling with Spears. The second incident occurred
on 29 January 1994, when Robert Flores was robbed at gunpoint by
two men. Flores identified defendant as the robber who
threatened him with a handgun. After a lengthy
voir dire hearing
on the matter, the trial court concluded:
[T]he evidence . . . is competent . . . to
show that there was a plan and a scheme to
participate in the armed robbery with the
assistance of at least one additional person.
. . . .
. . . [T]he perpetrators of each armed
robbery attempted to gain an advantage by the
use of surprise or deception over the
intended victim. . . .
The perpetrator of the Spears' and
Barnes' attempted robbery pointed a gun at
the left ear of Spears. The perpetrator of
the robbery of Strickland shot her in the
head above the left ear.
The perpetrators commenced each crime
after [sic] 9 p.m. and approximately midnight
of the same day.
The use of the small caliber handgun wasused in a similar fashion during the Flores'
and Spears' incident in that the gun was
first raised before it was lowered or pointed
at anyone.
. . . .
. . . The similarities of the crimes
committed against Robert Flores, Mark Spears,
and Robert Barnes are sufficient to support
the reasonable inference that the defendant
Larry Leggett participated in each of them.
. . . The evidence of the robbery of
Flores and the attempted robbery of Spears
and Barnes is admissible for the purpose of
showing intent, preparation, plan and
identity of the defendant and its probative
value is not outweighed by the danger of
unfair prejudice, confusion of the issues,
misleading of the jury, considerations of
undue delay, waste of time or needless
presentation of cumulative evidence.
We find no abuse of discretion in the admission of this
evidence. After finding the evidence relevant for some purpose
other than to show defendant's propensity to commit this type of
crime, see Morgan, 315 N.C. at 637, 340 S.E.2d at 91, the trial
court applied the balancing test of Rule 403, see Boyd, 321 N.C.
at 577, 364 S.E.2d at 119, and concluded that the evidence was
more probative than prejudicial. Although most robberies
committed with a firearm necessarily have much in common, the
court isolated a number of pertinent factors on which to base its
decision to admit the evidence. This assignment of error is
overruled.
II.
[2]Next, defendant argues that the trial court erred in
allowing the past recorded recollection of state's witness James
Davis to be read to the jury. Davis had been defendant's
cellmate at the Wayne County jail. After having a conversation
with defendant about the events of 20 January 1994, Davis
reported to the attorney representing co-defendant Lemons that
defendant had told him that defendant, Teague, and Lemons robbed
two people and that he (defendant) and Teague had each shot the
woman once. Davis provided the attorney a handwritten copy of
this statement. When the handwritten statement was presented to
the State during Lemons' sentencing, a detective interviewed
Davis and took another essentially similar statement, which Davis
signed. When called by the prosecution at defendant's trial,
Davis testified that he could no longer remember the substance of
his conversations with defendant, but that his earlier statements
to the detective and the attorney were made while he correctly
remembered defendant's comments to him and were the truth as he
knew it at the time.
Defendant argues that these statements were not properly
authenticated, did not meet the criteria for admission under G.S.
8C-1, Rule 803(5) and deprived [him] of his right of
confrontation and due process . . . . Rule 803(5) provides: A memorandum or record concerning a matter
about which a witness once had knowledge but
now has insufficient recollection to enable
him to testify fully and accurately, shown to
have been made or adopted by the witness when
the matter was fresh in his memory and to
reflect that knowledge correctly.
N.C. Gen. Stat. § 8C-1, Rule 803(5) (1992). This rule covers
precisely the situation confronted by the trial court.
After conducting a
voir dire as to the statement Davis made
to Lemons' attorney, the trial court made the following finding:
When the witness made the statement he wrote
it in his own handwriting and it was his
recollection of the matters contained in the
statement and the statement made by him was
true at the time he made it. This statement
is a record concerning a matter about which
the witness once had knowledge but is now
unable to recall what he knew and said. It
was made by the witness when the matter was
fresh in his memory and correctly reflects
the knowledge he had at the time he made the
statement. . . . [T]he Court orders that
this statement may be read into evidence by
the witness . . . .
The court made similar findings as to the statement Davis made to
the detective.
Davis' powers of recollection at defendant's trial were less
than impressive. He testified that the statement to Lemons'
attorney was in his handwriting and contained his signature, but
he could not remember writing it. However, he further testified
that, although he could not remember writing the statement, whathe wrote was true. Davis added that at the time he gave the
statement to Lemons' attorney, he was able to recall his
conversation with defendant, but that he no longer remembered
what was said. He remembered testifying at Lemons' trial, but
did not remember the substance of his testimony. He did not
remember what he told the detective, but he did recall reviewing
and correcting the statement that the detective took from him,
thereby adopting it. Davis' testimony establishes that both
statements are prior recollections recorded and satisfy the
requirements of Rule 803(5).
Prior case law confirms the admissibility of this evidence.
In
State v. Nickerson,
320 N.C. 603, 359 S.E.2d 760 (1987), a
witness stated that he could not remember the events in question.
The State then presented to the witness a writing that he had
previously signed. The witness testified that he remembered
making a statement to an officer five weeks after the shooting,
that he saw the officer write it down, that he told the truth in
his statement, and that he and the officer had signed it. The
witness then read the statement into evidence. The defendant
argued that the witness's recorded recollection should not have
been admitted into evidence because it was not shown that it was
made while the matter was fresh in the memory of the witness [and
the statement] was made approximately five weeks after theincident.
Id. at 608, 359 S.E.2d at 762. The trial took place
approximately five months after the statement was made. In
response to the defendant's argument, our Supreme Court stated:
We hold the reading of the statement was
admissible under the rule. The testimony of
[the witness] showed that he once had
knowledge about the matter but at the time of
the trial could not recall it sufficiently to
testify about it at trial. He testified
further that he told the truth to the deputy
and saw him write it down. He then signed
the statement. This satisfies the
requirement of the Rule that the statement be
adopted by the witness when the matter was
fresh in his memory and reflected his
knowledge accurately.
Id. at 607, 359 S.E.2d at 762.
By comparison, in
State v. Hollingsworth, 78 N.C. App. 578,
337 S.E.2d 674 (1985), the witness whose statement was to be
admitted testified that the information contained in the
statement was a lie. She further testified that she did not
remember and never had remembered any of the events in question.
This Court reversed the trial court's admission of her
statements, holding that [s]ince she testified that when she
wrote the letter, it did not correctly reflect her knowledge of
the events and she did not know facts that she had forgotten by
the time of the trial, the trial court should not have admitted
the letter into evidence as a recorded recollection.
Id. at
581, 337 S.E.2d at 676-77. In the instant case, the witness gavethe statements within a reasonable time of having heard them and
testified that they were accurate when given. The judge followed
the proper procedure in allowing the statements to be read to the
jurors. There was no error in admitting this evidence.
[3]Defendant also contends that admission of these
statements deprived him of his constitutional right to confront
and cross-examine witnesses against him. However, evidence
falling within a firmly rooted hearsay exception has been held
sufficiently reliable that a defendant's constitutional right of
confrontation is not violated by its admission.
See State v.
Jackson, 348 N.C. 644, 503 S.E.2d 101 (1998).
It is a question of first impression in North Carolina
whether the recorded recollection exception codified in Rule
803(5) is firmly rooted. The exception is of great antiquity in
North Carolina,
see Kenneth S. Broun,
Brandis and Broun on North
Carolina Evidence § 224 (5th ed. 1998), and has been found by
other jurisdictions to be firmly rooted,
see Hatch v. State, 58
F.3d 1447, 1467 (10th Cir. 1995) (The exception for past
recorded recollections is clearly a firmly rooted hearsay
exception.);
United States v. Kelly, 349 F.2d 720, 770 (2d Cir.
1965) (This exception has long been favored by the federal and
practically all the state courts that have had occasion to decide
the question.);
Flynn v. State, 702 N.E.2d 741, 745 (Ind. App.1998) ([Witness's] prior recorded statement fell with [sic] a
firmly rooted hearsay exception under Evid. R. 803(5) as a prior
recorded statement.);
State v. Jenkins, 483 N.W.2d 262 (Wis.
App. 1992);
see also Fed. R. Evid. 803(5) advisory committee's
note. We are persuaded that this exception is firmly rooted in
North Carolina. Admission of this evidence did not violate
defendant's constitutional rights. This assignment of error is
overruled.
III.
[4]Defendant next contends that he is entitled to a new
trial because the State has at different trials taken
inconsistent positions regarding the testimony of two witnesses.
At the sentencing phase of the earlier capital trial of co-
defendant Lemons, witnesses for Lemons included James Davis and
Antoine Dixon, both of whom testified that defendant had stated
to them that defendant and Teague were the ones who shot the
victims. Both witnesses were cross-examined and their
credibility challenged by the State. However, these same
witnesses were presented by the State at defendant's later murder
trial. Defendant contends that because the State sought to
impeach both Davis and Dixon during the trial of Lemons, it could
not in good faith offer these same individuals later as credible
witnesses at defendant's trial. Defendant does not contend that the evidence presented
against Lemons was inconsistent with the evidence presented
against defendant. In fact, the evidence presented through these
witnesses was not mutually contradictory, nor did it change
between Lemons' trial and defendant's trial. There is no
indication that this evidence was objectively false or that any
knowing misrepresentations were made to the jury. Although
defendant's statements reported by Davis and Dixon were
inconsistent as to some details, the statements were consistent
in defendant's admission that he shot Strickland. Therefore, the
inconsistencies did not affect defendant's culpability. The case
at bar is similar to
State v. Flowers, 347 N.C. 1, 489 S.E.2d 391
(1997), where in the trial of a co-defendant, the State argued
that Flowers was only a lookout, while in Flowers' own trial, the
prosecution argued that he participated in the actual stabbing.
In finding no error, our Supreme Court noted that the State's
evidence was essentially the same in both trials and that the
State's theory was that all defendants were equally culpable.
See id. at 19, 489 S.E.2d at 401.
We are also persuaded by the court's reasoning in
Parker v.
Singletary, 974 F.2d 1562 (11th Cir. 1992), a federal habeas
corpus decision. In that case, three defendants were charged
with first-degree murder, but there was uncertainty regardingwhich of the three actually shot the victim. At the separate
trials of the defendants, the prosecution took different
positions as to who committed the killing. In responding to the
defendant's claim that he was denied his due process rights by
the prosecution's shifting theories, the court held that it was
not improper for the State to take inconsistent positions as long
as doing so did not involve the use of necessarily contradictory
evidence.
See id. at 1578. In light of the uncertainty as to
the identity of the triggerman, the court held it proper for the
prosecutor to argue alternate theories regarding the facts of the
murder.
See id.
In the case at bar, the evidence was essentially the same in
both cases, and the State, contending that both Lemons and
defendant were guilty, proceeded against each co-defendant under
theories of premeditation and deliberation and of felony murder.
See State v. Lemons, 348 N.C. 335, 501 S.E.2d 309 (1998),
cert.
granted, judgment vacated, --- U.S. ---, 144 L. Ed. 2d 768
(1999)
. Because only the co-defendants know who actually fired
the fatal shots at each victim, it was appropriate for the State
to argue alternative but not mutually inconsistent theories at
different trials. It was also appropriate for the State to argue
credibility of the witnesses to the different juries.
See State
v. Solomon, 340 N.C. 212, 456 S.E.2d 778 (1995). We find noviolation of defendant's due process rights. This assignment of
error is overruled.
IV.
[5]Finally, defendant contends the trial court erred in
instructing the jury on considering the testimony of Kwame
Teague. The State called Teague as a witness after he had been
convicted in a separate trial. When Teague testified that
defendant was not present at the shootings, the State asked to
treat him as a hostile witness, then introduced his prior
statements to impeach his credibility. The trial judge
instructed the jury on the use of prior inconsistent statements
and added:
You will recall that Kwame Teague made
statements before this trial to officers and
I instruct you that those statements he made
before the trial is [sic] not substantive
evidence you may consider in determining the
defendant's guilt or innocence during the
trial. But you may consider those earlier
statements in determining whether or not you
will believe his testimony during this trial.
That testimony was received for that limited
purpose. There may be other witnesses [to
which] the instruction I have previously
given to you [applies] as to whether or not
their earlier statements were consistent with
or conflicted with their testimony during the
trial but I specifically wanted to mention
the testimony of Kwame Teague to remind you
to scrutinize his testimony carefully.
Defendant made timely objection to this instruction out of thepresence of the jury. After hearing defendant's objection, the
trial court re-instructed the jury as follows:
[I]t has been brought to my attention that I
may have made some mistakes in my
instructions to you and, in fact, in some
cases did and I am going to try to correct
those now. I mentioned the scrutinizing of
the testimony of Kwame Teague. By that term
I meant that you should be very careful in
considering his testimony in that you may
consider his testimony during the trial which
was given under oath in determining the guilt
or innocence of the defendant but the
statements he made before the trial to
officers or other persons are not substantive
evidence that you may consider in determining
the guilt or innocence of the defendant but
are statements you may consider only in
determining whether or not you will believe
the other testimony given by Kwame Teague
during the course of the trial. Those
statements that he made to people outside the
courtroom was [sic] offered solely for the
purpose of enabling you to consider them in
determining his credibility.
Defendant focuses on the original instruction given prior to
his objection and argues that it was error for the court to make
this spontaneous comment, impermissibly suggesting an opinion to
the jury to be careful of the witness who was most helpful to the
defense, Kwame Teague. However, [a] trial court's instructions
must be read contextually as a whole, and isolated erroneous
portions will not be considered prejudicial error on appeal when
the instruction read as a whole is correct.
State v. Bennett,
65 N.C. App. 394, 397, 308 S.E.2d 879, 881 (1983) (citationsomitted). It appears from the court's supplementary instructions
that the trial judge recognized the possible ambiguity or error
in his initial instruction about Teague and took steps to correct
any misunderstanding the jury might harbor. The subsequent
instruction clarified for the jury that it should not equate
statements made by Teague under oath, which could be considered
in determining defendant's guilt or innocence, with his earlier
contradictory statements made out of court, which were not
substantive evidence and could be considered only in determining
Teague's credibility. This instruction was an accurate statement
of the law, and any error in the initial instruction was rendered
harmless by the prompt and complete correction of the erroneous
instruction.
State v. Jennings, 333 N.C. 579, 613, 430 S.E.2d
188, 205 (1993). This assignment of error is overruled.
In closing, we note the trial court's request to the
Attorney General to advise us that the Court of Appeals has made
too much erroneous and bad law because of their meddling in
things that are of no concern and unimportant. We will do our
best.
No error.
Judges LEWIS and JOHN concur.
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