TINA JONES SITTON, Plaintiff, v. RHONDA GENEANE COLE, Defendant
1. Evidence--medical record--probative value outweighed by prejudice
The trial court properly exercised its discretion in an automobile accident case where
plaintiff testified that she had never experienced any problems with her thoracic spine, defendant
sought to introduce a prior medical record which referred to thoracic pain, and the court
excluded the record under Rule 403. The record was remote in time, plaintiff's physician at that
time could not specify who had made the vague notation, and the physician did not have
personal knowledge of the statement.
2. Evidence--impeachment--vehicle to introduce inadmissible record
The trial court did not err in an automobile accident case by excluding a physician's
testimony relating to an excluded medical record. The doctor testified that he had no personal
knowledge and was relying solely on the record; impeachment by prior inconsistent statement
may not be permitted where employed as a mere subterfuge to get before the jury evidence not
otherwise admissible.
Melrose, Seago & Lay, P.A., by Mark R. Melrose, for plaintiff-
appellee.
Frank J. Contrivo, P.A., by Frank J. Contrivo, for defendant-
appellant.
LEWIS, Judge.
This case arises from an automobile accident that occurred
between plaintiff and defendant on 13 June 1995 in Swain County,
North Carolina. On 16 January 1997 plaintiff filed this action
alleging defendant operated her vehicle negligently and asking to
recover compensatory damages, attorney's fees and costs. Defendant
answered denying liability and damages. The jury awarded plaintiff
damages in the amount of $8,000.
At trial plaintiff testified she suffered injury to her neck,
shoulder and thoracic spine as a result of the accident on 13 June
1995, and that prior to the accident she had never experienced any
problems with her neck, shoulder or thoracic spine. Defendant
sought to introduce a 1988 medical record of plaintiff from Swain
Medical Center, where plaintiff received prior routine medical
treatment. The trial court excluded the medical record and any
testimony relating to the excluded medical record.
[1]Defendant first argues the trial court's determination
that the probative value of plaintiff's medical record was
outweighed by its danger of prejudice under Rule 403 was error. We
note that defendant does not address Rule 403 on appeal, butinstead asserts that the medical record is admissible as a properly
authenticated business record under Rule 803(6). Qualification of
the medical record under a hearsay exception does not itself
justify admitting it into evidence, as the evidence must also be
found to be more probative than prejudicial. N.C.R. Evid. 403;
State v. Hayes, 130 N.C. App. 154, 175, 502 S.E.2d 853, 868 (1998).
Whether or not evidence should be excluded pursuant to Rule 403 is
a matter within the discretion of the trial court. Reis v. Hoots,
131 N.C. App. 721, 727, 509 S.E.2d. 198, 203 (1998). The trial
court's ruling will be reversed only upon a showing that it was
arbitrary to the extent it could not be the result of a reasoned
decision, and therefore, an abuse of discretion. Id. at 727, 509
S.E.2d at 203.
The plaintiff's medical record in this case is dated 27 June
1988, ten years before the trial. A note in the record states
plaintiff complained of "longstanding mid-thoracic pain" and
"paraspinal muscle pain." Dr. Paul Sale, plaintiff's treating
physician on 27 June 1988, testified he could not identify the
signature on plaintiff's medical record, did not know whether the
signature belonged to a physician, and did not know who wrote the
note. Dr. Sale could not determine if the note referred to an
injury, medical illness or a symptom. Furthermore, Dr. Sale had no
personal knowledge of the statement in the medical record. Because
the medical record was remote in time and Dr. Sale could not
specify who made this vague notation regarding plaintiff's
condition, its probative value was substantially outweighed by itsdanger of prejudice and the trial court properly exercised its
discretion in excluding the evidence under Rule 403.
[2]Defendant next argues the trial court erred in excluding
the oral testimony of Dr. Sale relating to the excluded medical
record. Defendant attempted to admit Dr. Sale's oral testimony to
impeach plaintiff's testimony that she had never had any prior pain
or problems with her neck, back or shoulder. It is clear, however,
that "'impeachment by prior inconsistent statement may not be
permitted where employed as a mere subterfuge to get before the
jury evidence not otherwise admissible.'" State v. Hunt 324 N.C.
343, 349, 378 S.E.2d 754, 757 (1989) (quoting United States v.
Morlang, 531 F. 2d 183, 190 (4th Cir. 1975)). Dr. Sale testified
he had no personal knowledge of plaintiff's back or muscular
problems. He was relying solely on the medical record. Since
plaintiff's medical record itself was properly excluded, admission
of such oral testimony from Dr. Sale would have served as a mere
vehicle to get before the jury evidence not otherwise admissible.
Thus, the trial court properly excluded Dr. Sale's oral testimony
regarding the medical record.
Appellant fails to offer argument in her brief supporting the
remaining assignments of error. They are deemed abandoned under
Appellate Rule 28(b)(5).
Affirmed.
Judges MARTIN and HUNTER concur.
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