1. Homicide--first-degree murder--defendant as perpetrator--sufficiency of evidence
The trial court did not err in a homicide case by failing to dismiss the charge of first-
degree murder based on insufficient evidence to show that the victim's assault was committed by
defendant because taken in the light most favorable to the State: (1) it is a logical deduction that
defendant went to the victim's place of business for money, as he had many times before; (2) in
conjunction with the evidence showing motive and opportunity, a reasonable inference could be
drawn that defendant made false statements in an effort to exculpate himself; and (3) the
evidence was substantial, creating more than a suspicion as to the element that defendant was the
perpetrator of the crime.
2. Homicide--second-degree murder--lesser included offense--state of mind
The trial court did not err in a homicide case by submitting the lesser included offense of
second-degree murder as a possible jury verdict because it is not unreasonable to conclude that a
rational trier of fact could find that defendant lacked the requisite state of mind to be convicted
of first-degree murder when the evidence tends to establish that defendant had been drinking
heavily and smoking crack cocaine for several hours before committing the murder.
3. Constitutional Law--speedy trial--estoppel--burden to show State negligently or
willfully delayed
The trial court did not err in a homicide case by denying defendant's pretrial motion to
dismiss on the grounds that his right to a speedy trial was violated under the Sixth and
Fourteenth Amendments when his trial began approximately twenty-eight months after he was
indicted because: (1) defendant is estopped from requesting a speedy trial for at least twelve of
the twenty-eight months when the record reflects his continued requests for new court-appointed
counsel and his failure to accept four of the five counsel appointed to him; and (2) for the
remaining sixteen-month delay, defendant has failed to meet his burden of showing that the State
negligently or willfully delayed the trial when defendant's uncooperativeness had been a
contributing factor, and even though the most prejudicial fact in the claim was that defendant
was still in jail, none of defendant's prior four attorneys had requested bond.
4. Sentencing--mitigating factors--not found--sentence within presumptive range
The trial court did not err in a homicide case by sentencing defendant for second-degree
murder without finding mitigating factors because the trial court sentenced defendant within the
presumptive guidelines for his offense, and therefore, findings of mitigating or aggravating
factors were not required.
Attorney General Michael F. Easley, by Special Deputy Attorney
General G. Patrick Murphy, for the State.
Brenda S. McLain for defendant-appellant.
HUNTER, Judge.
Roger Dale Brooks (defendant) appeals his conviction for the
second degree murder of Lee Thornburg (Thornburg) who died of
massive head trauma on 1 October 1995. Defendant assigns error to
the trial court in its: (1) failure to dismiss the charge of first
degree murder at the close of all the evidence due to insufficient
evidence presented to show that Thornburg's assault was committed
by defendant; (2) denial of defendant's pretrial motion to dismiss
on the grounds that his right to a speedy trial was violated under
the Sixth and Fourteenth Amendments of the United States
Constitution; (3) submission of second degree murder as a possible
jury verdict due to the lack of evidence presented which negated
premeditation and deliberation; and (4) sentencing defendant
without finding mitigating factors. We find no error.
Evidence at trial tended to show that on 17 August 1995,
defendant had been drinking vodka since approximately 7:30 a.m. at
his mother's home. Later that morning, he cashed his paycheck,
purchased a 12-pack of beer and went to his friend Crawley's house
-- only minutes away from Thornburg's machine shop, in an area
which locals called uptown -- where he continued drinking beer
and wine and smoking crack cocaine throughout the day. Defendant
used the remainder of his paycheck to purchase the crack cocaine.
About 2:00 p.m., defendant left Crawley's house stating that
he had spent all his money on crack cocaine and he was going to get
more money. Defendant returned between 5:00-6:00 p.m. with blood
covering his shirt. When asked what happened, defendant said two
black men jumped him and busted his nose. After changing shirts,
defendant left again and upon returning brought with him more crackcocaine than he had purchased earlier with his paycheck.
Later that night, defendant returned home to his mother's
house wearing a different t-shirt from the one he had left home in
that morning. Defendant told his daughter's boyfriend that he had
been in a fight uptown. Somebody jumped him from behind and
he knocked [the] man down and got on top of him and beat him in
the head but the man wouldn't die. Defendant then proceeded to
put his shoes and jeans in the washer and pour bleach over them,
saying he had to wash out drops of blood. However, the next
morning, defendant told his mother it was not blood, but vomit on
his clothes; and when she pulled defendant's clothes from the
dryer, she noted that his jeans had bleach blotches on them.
On 17 August 1995 about 7:50 p.m., Thornburg was found, by his
sister and brother-in-law, unconscious with his head bludgeoned and
lying in a pool of blood in his machine shop. He died on 1 October
1995 without ever regaining consciousness. Evidence was offered by
the State, and uncontradicted by defendant, that Thornburg was
assaulted before 5:50 p.m., the time his sister went to the machine
shop to deliver dinner and was unable to get in.
Upon obtaining an arrest warrant for defendant on 24 August
1995, Detective Robert Hallman brought defendant back to the police
station and advised him of his rights. Detective Hallman further
advised defendant of his conversations with several people,
including statements made that defendant had been seen at Crawley's
house with blood on him; that defendant had washed his clothes that
same night when he arrived home; and, that defendant had said he
beat a man in the head and he would not die. Defendant responded
to Detective Hallman by stating, Yes, sir, I told you that. It
sounds overwhelming. Go ahead and serve the warrant. I want totalk to a lawyer.
On 31 August 1995, SBI Agent Brian Delmas, a latent
fingerprint specialist, processed the crime scene looking for
footwear impressions observed by officers during the initial crime
scene search where Thornburg was assaulted. Using amido black, a
chemical which reacts with protein and hemoglobin to stain blood
making it visible to the naked eye, Agent Delmas was able to lift,
photograph and enhance footwear impressions left at the crime
scene. These impressions were not clear enough to make an
identical match with defendant's shoes; however, they were
consistent in sole design, size, shape, and general wear as the
Rugged Outback right shoe taken from defendant at the time of his
arrest. The State presented additional evidence showing that noneof the law enforcement officers, emergency medical service
providers or Thornburg's sister and brother-in-law had on shoes
with a sole design similar to defendant's right shoe.
Additional evidence presented tended to show that Major Jerry
Hallman of the Lincolnton Police Department secured the crime scene
from the time the body was discovered on 17 August through 31
August 1995 when the footwear impressions were taken. The director
of 911 communications for Lincoln County testified that there was
only one assault reported on 17 August 1995, and that call came
from Thornburg's place of business.
Defendant was indicted on 9 October 1995 and the case went to
trial on 2 March 1998 (twenty-eight months later). Between 14
November 1995 and 11 September 1996, defendant went through four
court-appointed attorneys and yet continued to demand that the
court appoint another. Defendant requested an attorney from
outside of Lincoln or Cleveland counties suggesting, without
reason, that all attorneys in those counties would have a conflict
of interest with his case. It was defendant's fifth court-
appointed attorney (Mr. Teddy) who carried the case to trial.
[1]Defendant's first assignment of error is that his motion
to dismiss the charge of first degree murder was erroneously denied
by the trial court. We disagree.
First degree murder is the unlawful killing of a human being
with malice and with premeditation and deliberation. N.C. Gen.
Stat. § 14-17 (1994). There are several elements necessary to
establish a prima facie case. However, in the case sub judice,
because defendant argues only that the State's evidence lacked anyshowing that defendant committed the crime, that is the only
element with which this Court will concern itself.
Our Supreme Court has long held that in order to withstand a
defendant's motion to dismiss, the State must present
substantial evidence of each essential element
of the offense charged and substantial
evidence that the defendant is the
perpetrator. . . .
In ruling on the motion to dismiss, the
trial court must view all of the evidence,
whether competent or incompetent, in the light
most favorable to the State, giving the State
the benefit of every reasonable inference and
resolving any contradictions in its favor.
The trial court need not concern itself with
the weight of the evidence. In reviewing the
sufficiency of the evidence, the question for
the trial court is whether there is any
evidence tending to prove guilt or which
reasonably leads to this conclusion as a
fairly logical and legitimate deduction.
Once the court decides a reasonable inference
of defendant's guilt may be drawn from the
evidence, it is for the jurors to decide
whether the facts satisfy them beyond a
reasonable doubt that the defendant is
actually guilty.
State v. Cross, 345 N.C. 713, 716-17, 483 S.E.2d 432, 434-35 (1997)
(citations omitted).
Therefore, the ultimate question for the Court is whether a
reasonable inference of the defendant's guilt may be drawn from the
evidence presented at trial. State v. Powell, 299 N.C. 95, 99,
261 S.E.2d 114, 117 (1980). If a reasonable inference of
defendant's guilt may be inferred from the evidence, his motion to
dismiss should be denied. However if, upon consideration of all
the evidence, only a suspicion of guilt is raised, then the
evidence is insufficient, and the motion to dismiss should begranted. State v. Wilson, 345 N.C. 119, 125, 478 S.E.2d 507, 511
(1996).
It is uncontroverted that the State has indeed raised a
suspicion of defendant's guilt. In fact, several witnesses,
including defendant's own mother, questioned whether defendant had
something to do with Thornburg's murder. However, suspicion alone
is not enough. In State v. Johnson, 199 N.C. 429, 154 S.E. 730
(1930), North Carolina's then Chief Justice Stacy wrote:
It is sometimes difficult to distinguish
between evidence sufficient to carry a case to
the jury, and a mere scintilla, which only
raises a suspicion or possibility of the fact
in issue. The general rule is that, if there
be any evidence tending to prove the fact in
issue, or which reasonably conduces to its
conclusion as a fairly logical and legitimate
deduction, and not merely such as raises a
suspicion or conjecture in regard to it, the
case should be submitted to the jury.
Id. at 431, 154 S.E. at 731 (citations omitted).
In the case at bar, the State presented evidence that
Thornburg probably knew his assailant, that Thornburg knew
defendant, that defendant had many times borrowed money from
Thornburg and pawned his mother's things to Thornburg without his
mother's permission, that Thornburg had a note on his desk stating
Brooks owed him money, that no one was with defendant around the
time Thornburg was murdered, and that a right shoe print found at
the crime scene was consistent in sole design, size, shape and
general wear as the right shoe defendant was wearing at the time of
his arrest. We find it a logical deduction that defendant again
went to Thornburg for money as he had many times before.
Further, the State presented uncontroverted evidence that on
the day of the murder defendant spent his entire paycheck on beerand crack cocaine before the time of the murder and that after the
time of the murder, defendant not only came back to Crawley's house
with more cocaine than he had purchased at the beginning but also
with his shirt covered in blood. Additionally, three witnesses
testified to different stories told them by defendant regarding the
blood on his clothes; one of which was that defendant had been in
a fight uptown and had beat a man in the head but the man
wouldn't die. In conjunction with the evidence showing motive
and opportunity, this Court holds that a reasonable inference could
be drawn that defendant made false statements in an effort to
exculpate himself. State v. Marion, 200 N.C. 715, 719, 158 S.E.
406, 407-08 (1931).
Defendant argues that because the State's expert was unable to
definitively find unique identifiable characteristics in the
print to match with defendant's shoe, the print was unreliable. He
further contends that the print along with the State's other
evidence were too tenuous and speculative to have justified
submitting the case to the jury. We disagree.
The record before this Court reveals that defendant neither
argues now nor preserved at trial the right to argue that the
submission of the shoe print to the jury was erroneous. Had this
been his contention, this Court would have been required to
determine whether the Palmer 'triple inference' test ha[d] been
met. State v. Ledford, 315 N.C. 599, 611, 340 S.E.2d 309, 317
(1986). See also State v. Palmer, 230 N.C. 205, 213, 52 S.E.2d
908, 913 (1949). Instead, this Court must determine only whether
the print along with all the other evidence combined is sufficientto support defendant's conviction. State v. Ledford, 315 N.C. 599,
340 S.E.2d 309.
Taken in the light most favorable to the State, we conclude
that the evidence set out above against defendant was substantial,
creating more than a suspicion as to the element that defendant was
the perpetrator of the crime. Thus, it was a question for the jury
to decide. State v. Marion, 200 N.C. 715, 719, 158 S.E. 406, 407-
08. Therefore, we find the trial court properly denied defendant's
motion to dismiss.
[2]Defendant's second assignment of error is that the trial
court erred in submitting murder in the second degree as a possible
jury verdict. Again, we disagree.
North Carolina law has long settled that a jury instruction of
a lesser included offense is required if the evidence would permit
the jury rationally to find defendant guilty of the lesser offense
and acquit him of the greater. State v. Gary, 348 N.C. 510, 524,
501 S.E.2d 57, 67 (1998). The test is whether there is the
presence, or absence, of any evidence in the record which might
convince a rational trier of fact to convict the defendant of a
less grievous offense. State v. Wright, 304 N.C. 349, 351, 283
S.E.2d 502, 503 (1981).
In the case at bar, the evidence tends to establish that at
the time the murder was committed, defendant had been drinking
heavily and smoking crack cocaine for several hours. It is not
unreasonable then that a rational trier of fact could find that
defendant lacked the requisite state of mind -- that is, the
necessary specific intent of premeditation and deliberation -- for
first degree murder. In State v. Mash, 323 N.C. 339, 372 S.E.2d532 (1988), the defendant there, as here, had been seen heavily
drinking for several hours before the assault. Witnesses described
him as obviously drunk or high, just as in the case at bar. There,
our Supreme Court ruled it was proper for the jury to be instructed
as follows:
[I]f upon considering the evidence with
respect to the defendant's intoxication you
have a reasonable doubt as to whether the
defendant formulated the specific intent
required for a conviction of first degree
murder, you will not return a verdict of first
degree murder. You will then consider whether
or not he would be guilty of second degree
murder.
Id. at 344, 372 S.E.2d at 535 (citation omitted). The Court went
on to explain that:
While there is some evidence to the
contrary, when viewed in the light most
favorable to defendant, the evidence of [this]
defendant's state of intoxication is enough to
require the voluntary intoxication
instruction.
Id. at 348, 372 S.E.2d at 538. Accordingly, due to defendant's
voluntary intoxication, we find the trial court's instruction of
second degree murder was proper.
[3]Regarding defendant's assertion that he was denied his
Sixth and Fourteenth Amendment rights to a speedy trial, we find
this argument to be meritless.
The record shows that over the course of the first year,
defendant was appointed five attorneys, four of which defendant
requested be removed although the court found one not to have
received actual notice of appointment for almost two months.
Defendant's third attorney, Ms. Killian, whom he fired fourtimes, finally petitioned the court to allow her to withdraw.
Additionally, while defendant was represented by the first four
attorneys, he continued to file pro se motions with the court. Mr.
Teddy, the attorney who finally represented defendant at trial, was
defendant's fifth court-appointed attorney.
In Barker v. Wingo, 407 U.S. 514, 33 L. Ed. 2d 101 (1972), the
United States Supreme Court outlined the four factors to be
considered when a defendant claims his right to a speedy trial has
been violated: (1) length of delay; (2) reasons for delay; (3)
defendant's assertion of his right to a speedy trial; and (4) the
prejudice to defendant resulting from the delay. In considering
these factors, the court noted that they must be considered
together, and that the different factors and the reason for the
delay may be weighed differently.
In this light, defendant's own actions must be considered with
regard to the length and reason for delay. Out of the
approximately twenty-eight months it took for defendant's case to
come to trial, twelve months were spent by him firing his court-
appointed attorneys (from indictment on 9 October 1995 until Mr.
Teddy was appointed on 24 September 1996).
During that time but never after, defendant twice motioned the
court for a speedy trial; however, both were pro se motions even
though defendant had counsel. The first motion came between his
second and third firings of Ms. Killian. Defendant's second motion
was filed as part of his complaint that he was not getting
effective assistance of counsel. We therefore, find defendant's
complaint of lack of a speedy trial was fallacious because he
wanted court-appointed counsel but refused to accept any counselappointed to him at the time. Without defendant asserting his
right to proceed pro se, a claim that his right to a speedy trial
was violated is untenable. The record clearly reflects defendant's
continued requests for new court-appointed counsel. We hold that
defendant is estopped from requesting a speedy trial while not
accepting the counsel appointed to him. Therefore, that delay of
time is excludable from consideration. Id.
However, we now analyze the remaining delay period. In
determining whether defendant was prejudiced by the remaining
sixteen-month delay, the burden is placed on the defendant to show
that he was, in fact, prejudiced. Barker v. Wingo, 407 U.S. 514,
33 L. Ed. 2d 101. Where the defendant presents a prima facie case
showing the delay to be directly attributable to the State's
negligence or willfulness, the burden then shifts to the State to
show that the delay (or periods of the delay) were excludable.
State v. Pippin, 72 N.C. App. 387, 324 S.E.2d 900 (1985).
At the pre-trial hearing, Mr. Teddy asserted that the State
had not been forthcoming with his discovery requests. However, he
admitted that the blame could not solely be laid on the State, that
his client's uncooperativeness had been a contributing factor.
Further, Mr. Teddy found that the most prejudicial fact in the
speedy trial claim was that defendant was still in jail. However,
Mr. Teddy again readily admitted that none of defendant's attorneys
before him had requested bond. At that hearing, upon Mr. Teddy's
request, defendant was released on bond to await trial. We find
that defendant has failed to meet his burden of showing that the
State negligently or willfully delayed trial. Thus, the
defendant's claim is without merit. Id. [4]Defendant's final assignment of error is based on the
trial court's failure to find that certain mitigating circumstances
existed and thus should have lowered his sentence. Under N.C. Gen.
Stat. § 15A-1340.16(a), a trial court's consideration of mitigating
or aggravating circumstances in light of the presumptive sentence
is discretionary, and the offender bears the burden of proving by
a preponderance of the evidence that a mitigating factor exists.
N.C. Gen. Stat. § 15A-1340.16(a) (1997).
Our courts have long held that the trial court must consider
all mitigating and aggravating factors before imposing a sentence
other than the presumptive term. State v. Green, 101 N.C. App.
317, 322, 399 S.E.2d 376, 379 (1991) (citation omitted) (emphasis
added). Nevertheless, where the trial court imposes sentences
within the presumptive range for all offenses of which defendant
was convicted, he is not obligated to make findings regarding
aggravating and mitigating factors. State v. Rich, 132 N.C. App.
440, 452-53, 512 S.E.2d 441, 450 (1999). In the case at bar as in
Rich, the trial court sentenced defendant within the presumptive
guidelines for his offense; therefore, no findings of mitigating or
aggravating factors were required. Thus, there was no abuse of
discretion as to the trial court's sentencing of defendant.
No error.
Judges GREENE and WALKER concur.
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