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STATE OF NORTH CAROLINA v. DONALD ALEXIS BOWERS
No. COA99-61
(Filed 7 December 1999)
1. Evidence--expert testimony--special knowledge and expertise--procedures forming
basis of conclusions--not new scientific methods
The trial court did not err in a first-degree burglary case by admitting the expert
testimony of three witnesses concerning the evidence gathered from the victim's panties
because: (1) all three testified regarding their related study and experience that gave them special
knowledge and expertise to qualify them as an expert witness; (2) all three thoroughly explained
to the jury the procedures used in their analysis forming the basis of their conclusions; and (3)
none of the scientific methods employed by the three experts were new methods where the
reliability of the method was at issue.
2. Burglary and Unlawful Breaking or Entering--first-degree burglary--nighttime
element--sufficiency of evidence
Viewing the evidence in the light most favorable to the State, the trial court did not err in
a first-degree burglary case by concluding the State presented sufficient evidence of the burglary
occurring at night because: (1) the victim testified her clock displayed 6:50 a.m. when the
assailant entered her room and the room was still dark; and (2) with the proper adjustments of
the National Climate Data Center's sunrise time in light of Daylight Savings Time, sunrise
occurred at 7:33 a.m. on the day of the crime.
3. Burglary and Unlawful Breaking or Entering--first-degree burglary--instruction on
breaking or entering--not prejudicial error
The trial court did not commit prejudicial error in a first-degree burglary case by
instructing that defendant could be convicted of first-degree burglary if the jury found a
breaking or entering rather than a breaking and entering because: (1) considering the jury
charge as a whole, it was clear that the jury understood the conviction requires both a breaking
and entering; and (2) defendant has failed to show that a different result would have been
reached at trial absent this alleged error.
Appeal by defendant from judgment entered 12 March 1998 by
Judge Claude S. Sitton in Superior Court, Buncombe County. Heard
in the Court of Appeals 25 October 1999.
John T. Barrett for the defendant.
Michael F. Easley, Attorney General, by Bruce S. Ambrose,
Assistant Attorney General, for the State.
WYNN, Judge.
On 12 March 1998, a jury found Donald Alexis Bowers guilty offirst-degree burglary and statutory rape of a fourteen-year old
girl. The trial court sentenced him to a consecutive sentence of
77 to 102 months for the first-degree burglary charge and 288 to
355 months for the statutory rape charge.
The State's evidence at trial showed that on 10 October 1996,
a fourteen-year-old female, who resided with her mother in an
apartment complex, awoke at approximately 6:30 a.m. to see her
mother off for work. After her mother departed, she went back to
sleep, but was awakened at 6:50 a.m. by creaking sounds from the
stairs leading to her bedroom. Thereafter, a man entered her room,
put his hands around her throat and told her, [i]f you say another
G-- d--- word I will kill you. He then pulled her pants down, put
his penis into her vagina, ejaculated and left the apartment.
Following his departure, the female minor went to her mother's
employment and informed her of the incident. The mother called the
police who responded and took the female minor to a hospital. At
the hospital, health care providers collected a sample of her hair,
saliva, blood, swabs from her vagina and panties and the police
recovered several dark hairs on the bedroom sheets.
Initially, the female minor identified an individual other
than the defendant as her assailant, but scientific testing at the
State Bureau of Investigation laboratory eliminated that person as
a suspect.
Based on a lead, an investigating police officer interviewed
the defendant. During the interview, the defendant consented to a
request to provide samples of his hair, saliva, and blood.
Suzanne Barker, a forensic serologist at the State Bureau ofInvestigation laboratory analyzed stains found in the female
minor's panties and identified the stains as spermatozoa. Also,
Ms. Barker prepared slides of the defendant's blood samples and
transferred the slides to Michael Budzynski, a DNA analyst.
Mr. Budzynski examined the blood samples and determined that
the defendant's DNA could not be ruled out as being the same DNA
found in the victim's panties and sweat pants. According to Mr.
Budzynski, the probability of finding the same DNA profile in
another person is at least 1 in 5.5 billion.
Jim Gregory, a hair and fiber analyst with the State Bureau of
Investigation laboratory, compared the head and pubic hair samples
from the female minor, the defendant, and two other males with the
dark hairs recovered from the female minor's panties and around her
bed. Mr. Gregory concluded that the hair found in the female
minor's panties was microscopically consistent with the defendant's
hair. Mr. Gregory also concluded that the hair from the female
minor's panties was microscopically inconsistent with the hair of
the other two men sampled.
The State also tendered certified documents to the trial court
from the National Climate Data Center to show that on the date of
the crime, 10 October 1996, sunrise occurred at 6:33 a.m. This
data, however, did not reflect the Daylight Savings Time which was
in effect on the date of the crime. In this regard, the trial
court took judicial notice that Daylight Savings Time was in effect
on that particular day.
On appeal, the defendant contends that the trial court
committed reversible error in: (I) admitting certain expert witnesstestimony, (II) denying his motion to dismiss the first-degree
burglary charge, and (III) instructing the jury on the first-degree
burglary charge.
I.
[1]The defendant first asserts on appeal that the trial court
erred in admitting the expert testimony of Suzanne Barker, Jim
Gregory, and Michael Budzynski because: (1) the foundations for the
expert witnesses' testimony was insufficient and (2) the jury was
asked to sacrifice its independence and accept the experts'conclusions on faith. We disagree.
The admissibility of expert witness testimony is governed by
Rule 702 of the North Carolina Rules of Evidence.
If scientific, technical, or other specialized
knowledge will assist the trier of fact to
understand the evidence or to determine a fact
in issue, a witness qualified as an expert by
knowledge, skill, experience, training or
education, may testify thereto in the form of
an opinion.
N.C. Gen. Stat. § 8C-1, Rule 702 (1992). 'The essential question
in determining the admissibility of opinion evidence is whether the
witness, through study or experience, has acquired such skill that
he is better qualified than the jury to form an opinion on the
subject matter to which his testimony applies.'
State v.
Underwood, 134 N.C. App. 533, 541, 518 S.E.2d 231, 238 (1999)
(quoting
State v. Mitchell, 283 N.C. 462, 467, 196 S.E.2d 736, 739
(1973)). Usually, a determination of whether a witness is
qualified as an expert is exclusively within the discretion of the
trial court and will not be reversed absent a complete lack of
evidence to support its ruling.
See id.
In the instant case, all three witnesses testified regarding
their related study and experience which gave them special
knowledge and expertise to qualify them as an expert witness.
For instance, Ms. Barker testified that her professional
background as a forensic serologist included: a Bachelor of
Science degree in medical technology with a minor in biology and
chemistry; an internship in medical technology; in-house training
at the State Bureau of Investigation in forensic technology; andserving as an expert witness on three prior occasions.
Mr. Gregory testified that his professional background as a
hair and fiber expert included: a Bachelor of Science Degree in
Textile Chemistry; five years experience and training in hair and
fiber identification and comparison as a State Bureau of
Investigation agent; and serving as an expert witness on sixteen
prior occasions.
Mr. Budzynski testified that his professional background as an
expert in forensic DNA analysis included: a Bachelor of Science
degree in biochemistry and zoology; postgraduate studies in
molecular biology; attending numerous scientific meetings and
workshops of the American Academy of Forensic Scientists and
Southern Association of Forensic Science; two years in-house
training at the State Bureau of Investigation laboratory; advanced
DNA training at the Federal Bureau of Investigation laboratory in
Quantico, Virginia; performing DNA analysis in over 200 cases; and
serving as an expert in DNA analysis on approximately 35 prior
occasions.
Furthermore, contrary to the defendant's assertions, all three
expert witnesses thoroughly explained to the jury the procedures
used in their analysis forming the basis of their conclusions.
Therefore, we find the trial court's determination that these
witnesses possessed the requisite skills to testify as an expert to
be supported by the evidence in the record.
See id.
Moreover, we find meritless defendant's assertions that the
jury was asked to sacrifice its independence and accept theexperts' conclusions on faith. In arguing this point, the
defendant challenges: (1) Suzanne Barker's testimony that the
stains on the female minor's panties were spermatozoa; (2) Jim
Gregory's testimony that one of the hairs collected from the female
minor's panties was found to be microscopically consistent with
the pubic hair of [the] [defendant]; and (3) Michael Budzynski's
testimony that the DNA found in the female minor's panties and
sweat pants matched the defendant's DNA and the probability of
finding the same DNA profile in another person was at least 1 in
5.5 billion.
The defendant bases his argument on
State v. Bullard, 312 N.C.
129, 322 S.E.2d 370 (1984) and
State v. Pennington, 327 N.C. 89,
393 S.E.2d 847 (1990).
In
Bullard, the Supreme Court addressed the reliability of
footprint identification and gave the legal concerns for
determining whether a proffered method of proof is sufficiently
reliable to be admissible at trial.
Bullard, 312 N.C. at 129, 322
S.E.2d at 370.
Similarly, in
Pennington, the Supreme Court examined the
reliability of a DNA profile testing, which at the time was a
relatively new scientific method of proof.
Pennington, 327 N.C. at
89, 393 S.E.2d at 847.
In the case at bar, unlike
Bullard and
Pennington, none of the
scientific methods employed by the three expert witnesses were new
methods where the reliability of the method was at issue.
Therefore, the present case is distinguishable from
Bullard and
Pennington. Hence, the defendant's reliance on those two cases is
misplaced.
II.
[2]The defendant next argues that the State failed to present
sufficient evidence for a rational jury to determine that he was
guilty beyond a reasonable doubt of first-degree burglary. In
particular, the defendant contends that there was insufficient
evidence to support a finding that the crime occurred at night.
Our Court, in testing the sufficiency of the evidence to
sustain a conviction and to withstand a motion to dismiss, must
determine whether there is substantial evidence of each essential
element of the offense and substantial evidence that the defendant
was the perpetrator of the offense.
See State v. Smith, 307 N.C.
516, 518, 299 S.E.2d 431, 434 (1983). Substantial evidence is the
amount of relevant evidence that a reasonable mind might accept as
adequate to support a conclusion.
See State v. Ledford, 315 N.C.
599, 607, 340 S.E.2d 309, 315 (1986).
The elements of the crime of burglary in the first degree
are: (1) the breaking (2) and entering (3) in the nighttime (4)
into a dwelling house or a room used as a sleeping apartment (5) of
another (6) which is actually occupied at the time of the offense
(7) with the intent to commit a felony therein.
Id. at 606, 340
S.E.2d at 314. Because the pertinent element at issue is the
nighttime element, we limit our discussion to that particular
element.
Our courts have held that to warrant a conviction for burglaryin either the first or second degree the State must show,
inter
alia, that the crime charged occurred during the nighttime.
See
State v. Cox, 281 N.C. 131, 187 S.E.2d 785 (1972). Thus, if the
State fails to present substantial evidence that the crime charged
occurred during the nighttime, a defendant is entitled to have
charges of burglary against him dismissed.
Smith, 307 N.C. at
518, 299 S.E.2d at 434.
Since there is no statutory definition of nighttime, our
courts must adhere to the common law definition of nighttime.
See Ledford, 315 N.C. at 607, 340 S.E.2d at 315. This definition
states that it is nighttime 'when it is so dark that a man's face
cannot be identified except by artificial light or moonlight.'
Smith, 307 N.C. at 519, 299 S.E.2d at 434 (quoting
State v. Lyszaj,
314 N.C. 256, 266, 333 S.E.2d 288, 295 (1985)).
In the case
sub judice, the female minor testified that just
before the assailant entered her room, her clock displayed 6:50
a.m. Even though the female minor saw the assailant, she testified
that her night light was on and yet the room was still dark.
Further, the State presented evidence of official records from
the National Climate Data Center showing that on 10 October 1996,
the day of the crime, sunrise occurred at 6:33 a.m., Eastern
Standard Time. Although on that particular day Daylight Savings
Time was in effect, the National Climate Data Center's sunrise time
did not include adjustments for Daylight Savings Time. It follows
that with the adjustments for Daylight Savings Time, sunrise
occurred at 7:33 a.m. on the day of the crime--approximately 43minutes after the defendant entered the female minor's room.
Viewing this evidence in the light most favorable to the
State, we find the evidence sufficient to establish the nighttime
element necessary to sustain a conviction of first-degree burglary.
See State v. Bell, 87 N.C. App. 626, 632, 362 S.E.2d 288, 291
(1987) (stating that [i]n ruling upon a motion to dismiss in a
criminal action, the trial court is required to consider the
evidence in the light most favorable to the State, disregarding
discrepancies and contradictions, and drawing all reasonable
inferences in the State's favor).
Accordingly, the defendant's second assignment of error is
without merit.
III.
[3]Finally, the defendant contends that the trial court's
instructions on first-degree burglary--which included a statement
that the defendant could be convicted of the crime if the jury
found "a breaking or entering" rather than "a breaking and
entering"--constituted prejudicial error. We disagree.
It is well settled in this State that the court's charge must
be considered contextually as a whole, and when so considered, if
it presents the law of the case in such a manner as to leave no
reasonable cause to believe the jury was misled or misinformed,
this Court will not sustain an exception on the grounds that the
instruction might have been better.
Hanks v. Nationwide Mut. Fire
Ins. Co., 47 N.C. App. 393, 404, 267 S.E.2d 409, 415 (1980).
In the instant case, the relevant instructions given by thetrial court on first-degree burglary were:
Now in the other cases wherein the defendant
has been accused of first degree burglary,
Members of the Jury, I charge that in that
case he has been accused of first degree
burglary, which is breaking and entering the
occupied dwelling house or sleeping apartment
of another without the tenant's consent in the
nighttime with the intent to commit a felony,
that is, statutory rape of a fourteen year
old. . . .
First, that there was a breaking or an
entry by the defendant. I instruct you that
the opening of a closed door may be a
breaking. I further instruct you that the
going into a building or a dwelling may be an
entry.
Second--the second element is that the
dwelling house was broken into and entered.
Third, that the breaking and entering was
during the nighttime.
Fourth, that at the time of the breaking
and entering the dwelling house was
occupied. . . .
The fourth element is that at the time of
the breaking and entering the dwelling house
was occupied.
Fifth, that the tenant did not consent to
the breaking and entering.
And sixth, that at the time of the
breaking and entering the defendant intended
to commit statutory rape.
So Members of the Jury, in regard to this
charge, or this case, I instruct you and
charge you that if you find from the evidence
beyond a reasonable doubt that on or about the
alleged date the defendant broke and entered
the occupied dwelling house or sleeping
apartment . . . .
If you don't find the defendant guilty of
first degree burglary you must determine
whether he's guilty of felonious breaking orentering. Felonious breaking or entering
differs from burglary, first degree burglary,
in that both a breaking and entering are not
necessary. . . .
Considering the jury charge as a whole, we find that the trial
court's instructions made clear to the jury that a first-degree
burglary conviction requires both a breaking and entering.
Even assuming
arguendo that the trial court's jury
instructions constituted error, the defendant has failed to show
that had the alleged error not been committed, a different result
would have been reached at trial.
See State v. Martin, 322 N.C.
229, 238-39, 367 S.E.2d 618, 623-24 (1988) (stating that [i]n
order to show prejudicial error an appellant must show that there
is a reasonable possibility that, had the error not been committed
a different result would have been reached at trial).
In the case at bar, there was competent evidence in the record
from which the jury could have concluded that both a breaking and
entering occurred. For instance, the female minor testified that
she heard her mother lock the door when she left for work. On
cross-examination the female minor conceded that she was unsure
whether the door was actually locked, but affirmed her testimony
that she heard the door lock.
Moreover, while there was no evidence of forced entry, the
mere act of opening the apartment door constituted a breaking.
See State v. Eldridge, 83 N.C. App. 312, 314, 349 S.E.2d 881, 883
(1986) (stating that [a] breaking is defined as any act of force,
however slight, used to make an entrance through any usual or
unusual place of ingress, whether open, partly open, or closed). In light of this substantive evidence, we cannot hold that the
result would have been different had the trial court correctly
stated breaking and entering in the first part of its
instructions to the jury. Therefore, if any error resulted from
the trial court's instructions, such error constituted harmless
error.
Accordingly, the defendant's third assignment of error is
denied.
In sum, we hold that the defendant received a fair trial free
from prejudicial error.
No error.
Judges LEWIS and MARTIN concur.
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