Appeal by plaintiff from opinion and award entered 2 October
1998 by the North Carolina Industrial Commission. Heard in the
Court of Appeals 6 October 1999.
Frederick R. Stann for plaintiff-appellant.
Hedrick, Eatman, Gardner & Kincheloe, L.L.P., by Thomas Page,
for defendant-appellees.
McGEE, Judge.
This case arises from a workers' compensation claim for carpaltunnel syndrome caused by "repetitive motion wor
k" during plaintiff
Patricia Hardin's employment with defendant Motor Panels, Inc.
An opinion and award was entered by a deputy commissioner on
29 October 1997 denying plaintiff's claim because "[p]laintiff's
last injurious exposure to the risk of developing or augmenting
carpal tunnel syndrome occurred subsequent to her employment with
defendant-employer." Plaintiff appealed to the Full Commission.
The Commission found as a fact that plaintiff was employed by
defendant from October 1988 to April 1993. Her duties included
typing reports and correspondence, clerical support, and data
entry. She worked approximately eight to ten hours a day.
Plaintiff received positive reviews for the quality of her work
during the first three years of her employment with defendant.
However, in December 1992, she received a negative performance
appraisal. Plaintiff presented her letter of resignation to
defendant on 15 April 1993 to avoid being terminated for
deterioration in the quality of her work. The Commission found
that after her resignation, plaintiff applied for and received
unemployment benefits totaling $5,125. The Commission also noted
that to apply for unemployment compensation a person must be
capable of working.
The Commission found that plaintiff was examined by Dr. Robert
Jones on 26 April 1993 for complaints of hand and wrist numbness.
Dr. Jones diagnosed plaintiff as suffering from overuse tendinitis
of the arms. Plaintiff was seen by Dr. Stephen J. Naso, Jr. on 7
May 1993. Dr. Naso determined that plaintiff had negative Tinel's
and Phalen's signs. As a result, Dr. Naso diagnosed plaintiff ashaving tendinitis and released her with limited work restrictions.
The Commission further found that in November 1993, plaintiff
began working at Belk department store as a layaway clerk, where
she handled packages and ran a cash register. Her duties at Belk
aggravated her symptoms of pain and swelling in her hands, and she
quit that job after approximately three weeks. Plaintiff next
obtained employment as a cashier for Burger King, where she took
orders, ran a cash register, and bagged items. Her duties as a
cashier also aggravated her symptoms, and she resigned after three
months. Plaintiff next worked as a home health aide for
Communication Network Consultants and left that position due to an
aggravation of her symptoms as well. Finally, plaintiff was
employed at Petro World in September 1995 as a clerk for two weeks.
She left her job because of swelling, numbness, and pain in her
hands.
The Commission further found that plaintiff sought treatment
from Dr. Leonel P. Limonte, a neurosurgeon, on 22 August 1994. Dr.
Limonte found that plaintiff had carpal tunnel syndrome. Dr.
Limonte referred plaintiff to Dr. Emmett H. Dyer, a neurosurgeon,
in June 1995, to evaluate the possibility of surgery. On 21 June
1995, Dr. Dyer performed a bilateral median nerve release.
Plaintiff was released without restrictions in July 1995.
The Commission determined that "[p]laintiff has not proven by
a preponderance of the competent, credible evidence of record that
her job at defendant-employer caused her carpal tunnel syndrome."
Furthermore, the Commission found that "[p]laintiff's work
subsequent to her resignation from defendant-employer augmented hersymptoms of pain, swelling and numbness in her hands and led to thedevel
opment of carpal tunnel syndrome after she left her employment
as a typist."
The Commission determined that "[p]laintiff was last
injuriously exposed to carpal tunnel syndrome while working with
employers subsequent to defendant-employer." Finally, theCommission found that the "record does not support a finding that
plaintiff's employment with defendant-employer significantly
contributed to her carpal tunnel syndrome." Therefore, on 2
October 1998, the Commission upheld the opinion and award of the
deputy commissioner. Plaintiff appeals.
Our Court, when reviewing an opinion and award of the
Industrial Commission, is limited to two questions: (1) whether
there is any competent evidence in the record to support the
Commission's findings of fact; and (2) whether those findings of
fact support the Commission's conclusions of law. Locklear v.
Stedman Corp., 131 N.C. App. 389, 393, 508 S.E.2d 795, 797
(1998)(citation omitted). The findings of the Commission are
conclusive on appeal when such competent evidence exists, even if
there is plenary evidence for contrary findings. Id.
Under N.C. Gen. Stat. § 97-57 (1991), an employer is liable to
an employee for an occupational disease if the employee
demonstrates that she (1) suffers from a compensable occupational
disease and (2) was last injuriously exposed to the hazards of such
disease while employed by defendant. Rutledge v. Tultex Corp., 308
N.C. 85, 89, 301 S.E.2d 359, 362-63 (1983). An occupational
disease does not become compensable unless it causes incapacity for
work. Caulder v. Waverly Mills, 314 N.C. 70, 75, 331 S.E.2d 646,
649 (1985).
The employee seeking workers' compensation benefits bears the
burden of proving every element of compensability. Gibbs v.
Leggett and Platt, Inc., 112 N.C. App. 103, 107, 434 S.E.2d 653,656 (1993)(citation omitted). The degree of proof required of a
claimant under the Act is the "greater weight" or "preponderance"
of the evidence. Phillips v. U.S. Air, Inc., 120 N.C. App. 538,
541-42, 463 S.E.2d 259, 261 (1995), aff'd, 343 N.C. 302, 469 S.E.2d
552 (1996).
I.
[1]/A HREF>Plaintiff argues that the Commission erred in failing to
find that employment with defendant caused her carpal tunnel
syndrome. We disagree.
To establish a right to workers' compensation benefits for an
occupational disease under N.C. Gen. Stat. § 97-53(13)(1991), the
employee must show: (1) the disease is characteristic of
individuals engaged in the particular trade or occupation in which
the claimant is engaged; (2) the disease is not an ordinary disease
of life to which the public generally is equally exposed with those
engaged in that particular trade or occupation; and (3) there is a
causal relationship between the disease and the claimant's
employment.
Rutledge, 308 N.C. at 93, 301 S.E.2d at 365 (citations
omitted). The third element of the test is satisfied if the
employment "significantly contributed to, or was a significant
causal factor in, the disease's development."
Id. at 101, 301
S.E.2d at 369-70. For the employment to constitute a "significant
contributing" factor, the employee must show that without it the
occupational disease "would not have developed to such an extent
that it caused the physical disability which resulted in claimant's
incapacity for work."
Baker v. City of Sanford, 120 N.C. App. 783,788, 463 S.E.2d 559, 563 (1995)(citation omitted),
disc.
review
denied, 342 N.C. 651, 467 S.E.2d 703 (1996).
Plaintiff was unable to prove that her employment with
defendant was a significant contributing cause of her carpal tunnel
syndrome. While her treating doctors did state that typing is a
known cause for carpal tunnel syndrome, competent evidence shows
that her job was not a significant contributing factor in
plaintiff's case.
Plaintiff's diagnosing physician/neurosurgeon was unable to
connect plaintiff's carpal tunnel syndrome to her employment with
defendant. During direct and cross-examination, Dr. Dyer could not
say that plaintiff's former employment with defendant was a
significant contributing factor in the development of her carpal
tunnel syndrome. Dr. Dyer responded to plaintiff's counsel in the
following manner:
Q. Do you feel comfortable in finding
that her work as a typist, as I've defined it
to be, in my words, a significant contributing
factor, according to my definition?
MR. PAGE: Objection.
THE WITNESS: My opinion would be
that it was a contributing factor, and the
degree of contribution that her work made I'm
not able to say.
Although it is not necessary for doctors to use the exact
wording of "significantly contribut[ing]," there must be some
indication of the degree of contribution such as "more likely than
not" to meet the
Rutledge test.
Locklear, 131 N.C. App. at 394,
508 S.E.2d at 798. Here, Dr. Dyer opined only that plaintiff'swork as a typist was a "contributing factor" but was unable to
specify a degree of contribution.
Plaintiff relies in part on Dr. Naso's testimony that her
employment with defendant was a significant contributing factor in
the development of her tendinitis. However, Dr. Naso did not
testify that her employment was a significant contributing factor
to her carpal tunnel syndrome. While Dr. Naso did testify that
tendinitis could develop into carpal tunnel syndrome, he also
testified that when he examined plaintiff in May 1993, her
tendinitis was resolving. Dr. Naso never testified that
plaintiff's carpal tunnel syndrome was related to her job with
defendant or to the tendinitis. Absent mere conjecture, plaintiff
failed to produce any evidence by Dr. Naso relating plaintiff's
symptoms at the time he examined her to carpal tunnel syndrome.
Plaintiff argues that Dr. Limonte's testimony provides
competent, credible evidence of medical causation. Assuming,
arguendo, plaintiff's argument is correct, this Court has stated
that "the opinion of the Industrial Commission . . . is conclusive
on this Court if it is supported by
any competent evidence . . .
and can only be set aside if there is a complete lack of competent
evidence."
Sidney v. Raleigh Paving & Patching, 109 N.C. App. 254,
256, 426 S.E.2d 424, 426 (1993) (citations omitted) (emphasis
added). The testimony of both Dr. Dyer and Dr. Naso supports the
Commission's findings and conclusions and satisfies this Court's
standard of review.
The competent, credible, medical evidence of record in thismatter fails to establish a causal relationship between
plaintiff's
employment with defendant and her carpal tunnel syndrome. Neither
Dr. Dyer nor Dr. Naso testified that plaintiff's job with defendant
was a significant contributing factor to the development of her
later diagnosed carpal tunnel syndrome. As a result, plaintiff
failed to meet all of the requirements of compensable occupational
disease, as set forth in the
Rutledge case. Competent evidence
does exist to support the Commission's findings of fact and those
findings support its conclusion of law in denying plaintiff
benefits. Accordingly, we affirm the decision of the Commission.
II.
[2]Plaintiff argues that the Commission erred by applying
"the wrong standard in its determination of causation by implicitly
requiring that the plaintiff's employment be the sole cause of her
occupational disease." We disagree. The Commission found that
"[t]he majority of the competent, credible evidence of record does
not support a finding that plaintiff's employment with defendant-
employer
significantly contributed to her carpal tunnel syndrome."
(Emphasis added). The standard employed by the Commission met the
third element of the
Rutledge test requiring a determination that
the employment "
significantly contributed to, or was a significant
causal factor in, the disease's development."
Rutledge, 308 N.C.
at 101, 301 S.E.2d at 369-70 (emphasis added). Therefore, we find
no error.
III.
[3]Plaintiff further argues that the Commission erred in itsfailure to
consider evidence which showed that plainti
ff was
diagnosed with an occupational disease prior to her leaving
defendant's employment. We disagree.
Plaintiff bears the burden of proving by the preponderance of
the competent, credible evidence that her disability is causally
related to her employment with defendant.
Phillips, 120 N.C. App.
at 541-42, 463 S.E.2d at 261. The Commission must weigh this
evidence and make specific findings of fact. Our Court may not
disturb these findings if there is competent evidence to support
them, even if there is contrary evidence.
Hedrick v. PPG
Industries, 126 N.C. App. 354, 357, 484 S.E.2d 853, 856,
disc.
review denied, 346 N.C. 546, 488 S.E.2d 801 (1997). Plaintiff
failed to prove by the preponderance of the competent, credible
evidence that she was diagnosed with an occupational disease prior
to her resignation, which would have demonstrated a causal
connection between her disability and employment.
In fact, plaintiff never mentioned to defendant any problems
with her hands until after she left her position with defendant.
Plaintiff claims that she was discharged from her employment with
defendant after she was diagnosed with an occupational disease.
However, she did not notify defendant of any problems with her
hands until she suspected that she would be discharged. She
claimed stress, pressure in the office, and an overwhelming
workload caused her poor performance, but never mentioned any
problem with her hands. It was due to her continuing poor
performance that the decision was made on the morning of 14 April1993 to terminate her employment. The testimony of Wanda Neal,
Human Resource Manager for defendant, under questioning by
defendant's counsel shows that during the meeting of April 15
plaintiff did not indicate that her problems at work were related
to her hands:
Q: Were any specifics discussed in that
meeting regarding any deficiencies in her
work?
A. The accuracy of her work was in question,
as far as her typing. She had to redo
over and over again because of mistakes
that were made in typing, and that was
the main problem was the accuracy of it.
Q. During this meeting, did she indicate to
you that the reason she was having
problems was because of pain in her
hands?
A. No, sir.
Plaintiff also claims that Dr. Wilson diagnosed her with an
occupational disease prior to her discharge. However, Dr. Wilson's
records only show a notation that he suspected the
overuse/repetitive motion injury was connected to her employment.
For there to be a causal connection between the disease and
claimant's employment, the employment must significantly contribute
to or be a significant causal factor in the development of the
disease.
Rutledge, 308 N.C. at 101, 301 S.E.2d at 369-70. Beyond
this one notation, there is no evidence that Dr. Wilson found her
employment to be a significant contributing factor to her injury.
The suspicion of a doctor is insufficient proof of causation.
Phillips, 120 N.C. App. at 542, 463 S.E.2d at 262 (evidence is
insufficient if it is mere conjecture, surmise, or speculation). Based on Neal's testimony and
Phillips, the
Commission did not
err in finding that plaintiff was not diagnosed with an
occupational disease before her resignation from employment with
defendant.
IV.
[4]Plaintiff argues that the Commission erred in concluding
that plaintiff was last injuriously exposed to the risk of
developing carpal tunnel syndrome subsequent to her employment with
defendant. We disagree.
Assuming a causal link is established between plaintiff's
carpal tunnel syndrome and her employment, plaintiff must still
prove the last injurious exposure to the hazards of the disease
occurred during the course of employment with defendant.
Rutledge,
308 N.C. at 89, 301 S.E.2d at 363. Our Supreme Court has
interpreted N.C. Gen. Stat. § 97-57 as a recognition by the General
Assembly that "occupational diseases often develop slowly over long
periods of time after exposures to offending substances at
successive places of employment," and therefore, we "take the
breakdown practically where it occurs - with the last injurious
exposure."
Id. (citation omitted). Only the employer in whose
employment claimant was last injuriously exposed to the hazards of
the disease is liable for any disability resulting from the
occupational disease.
Jones v. Beaunit Corp., 72 N.C. App. 351,
353, 324 S.E.2d 624, 625 (1985).
The statutory term "last injuriously exposed" has been defined
as "an exposure which proximately augment[s] the disease
to anyextent, however slight."
Rutledge, 308 N.C. at 89,
301 S.E.2d at
362 (emphasis added). Exposure to substances which can cause an
occupational disease can be so slight quantitatively that it could
not in itself have produced the disease.
Caulder, 314 N.C. at 70,
331 S.E.2d at 646.
In
Caulder, our Supreme Court awarded an employee full
compensation for total disability when he was exposed to dust which
worsened the obstructive lung disease he had already contracted.
Id. The Court found that the dust, despite not being known to
cause obstructive lung disease, is a substance to which workers in
factories have greater exposure than does the public generally, and
that this exposure contributed to his lung condition, at least to
a slight degree.
Id. The
Caulder Court required only the minimal
showing that there was more exposure to dust in the workplace than
in the public generally, and that such exposure aggravated a pre-
existing condition to any degree, however slight.
Id.
As defendant argues, like the claimant in
Caulder, plaintiff
suffered injurious exposure while employed in positions subsequent
to her employment with defendant. After her resignation from
defendant, plaintiff held a variety of other jobs. She was
employed at Belk in its layaway department. She next worked for
three months as a cashier for Burger King. Afterward, she worked
as a home health aide for Communication Network Consultants.
Finally, she worked as a clerk at Petro World. Plaintiff worked
with her hands in all these jobs, running a cash register, bagging
and handling merchandise. Plaintiff admitted under questioning bythe deputy commissioner that carpal tunnel syndrome symptoms were
aggravated, however slight, by her subsequent jobs:
Q. You testified that you had the same
symptoms in 1993 that you've had in 1995
and that you have today; is that not
correct?
A. Yes. I didn't go to them looking for
medicals until '95.
Q. Why did you go in '95?
A. Because the problem had gotten to the
point that I couldn't use my hands any
more for much of anything.
Q. You testified it's remained constant;
haven't you?
A. That is correct. But there was -- I
mean, you know, over the three years,
yeah. There was some increase in pain,
some increase overall that length of
time. You know, it had to get a little
bit worse.
Furthermore, the medical evidence in the record shows an
objective change in plaintiff's symptoms after working at
subsequent jobs. Plaintiff testified that she did not seek medical
treatment for her symptoms between May 1993 and August 1994. Dr.
Naso testified that when he examined plaintiff in May 1993, she had
negative Tinel's and Phalen's signs. However, when she was
examined by Dr. Limonte in August 1994, fifteen months after her
resignation from defendant and after her jobs as a clerk at Belk,
a cashier at Burger King, a home health aide for Communication
Network Consultants, and a clerk at Petro World, she had positive
bilateral Tinel's and Phalen's signs.
Consequently, the Commission did not err in finding plaintiffwas last injuriously exposed to carpal tunnel syndrome
while
working with her subsequent employers. The evidence in this case
support the findings of the Commission.
See Agee v. Thomasville
Furniture Products, 119 N.C. App. 77, 82, 457 S.E.2d 886, 889,
(1995),
aff'd, 342 N.C. 641, 466 S.E.2d 277 (1996).
Affirmed.
Judges LEWIS and JOHN concur.
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