SONOPRESS, INC., Petitioner, v. TOWN OF WEAVERVILLE, Respondent
1. Cities and Towns--annexation--standard of review--compliance or noncompliance
The trial court's utilization of the improper material prejudice standard of review in
considering a municipality's alleged violations of N.C.G.S. § 160A-35 in its attempt to annex
certain real property constitutes error and requires that the order affirming the ordinance be
vacated, because the proper standard for review of a municipality's fulfillment of N.C.G.S. §§
160A-35 and 160A-36 is governed by assessment of compliance or noncompliance.
2. Cities and Towns--annexation--standard of review--material prejudice
In an action involving a municipality's attempt to annex certain real property, the trial
court properly applied the material prejudice standard of review in considering the procedural
requirements of N.C.G.S. § 160A-37, including whether the notice of public hearing contained a
legible map of the area, N.C.G.S. § 160A-37(b)(2).
3. Cities and Towns--annexation--standard of review--maps incorporated in report
In an action involving a municipality's attempt to annex certain real property, the trial
court erred by applying the material prejudice standard of review regarding maps incorporated
into the service report because the trial court was required to determine whether the contents of
the report, including maps and plans for provision of services, complied or failed to comply with
N.C.G.S. § 160A-35.
4. Cities and Towns--annexation--standard of review--statement showing area annexed
meets requirements
In an action involving a municipality's attempt to annex certain real property, the trial
court erred by applying the material prejudice standard of review regarding whether the
municipality complied with N.C.G.S. § 160A-35(2) requiring that the service report contain a
statement showing that the area to be annexed meets the requirements of N.C.G.S. § 160A-36,
because the proper standard of review is governed by assessment of compliance or
noncompliance.
5. Cities and Towns--annexation--standard of review--solid waste collection--financing
of services
In an action involving a municipality's attempt to annex certain real property, the trial
court erred by applying the material prejudice standard of review regarding the questions of solid
waste collection and the financing of services, because an alleged violation of N.C.G.S. § 160A-
35 is reviewed in light of compliance or noncompliance.
6. Cities and Towns--annexation--standard of review
Since the trial court's utilization of the improper standard of review in considering a
municipality's alleged violations of N.C.G.S. § 160A-35 in its attempt to annex certain real
property constitutes error and requires that the order affirming the ordinance be vacated, on
remand the trial court shall consider petitioner's assertions of procedural violations of the
municipality contravening N.C.G.S. § 160A-37, as well as the contentions that the municipality
failed to comply with N.C.G.S. §§ 160A-35 and 160A-36.
JOHN, Judge.
Petitioner Sonopress, Inc. (Sonopress), appeals the trial
court's order affirming an annexation ordinance (the Ordinance)
adopted 18 May 1998 by respondent Town of Weaverville
(Weaverville). For reasons set forth herein, we vacate the order
and remand this matter to the trial court.
In light of our disposition, a detailed recitation of the
underlying facts is unnecessary. In brief, the Town Council of
Weaverville adopted a Resolution of Intent of Annexation (the
Resolution) on 16 March 1998. Certain real property, including
that owned by Sonopress, was thereby proposed for annexation.
The Resolution scheduled a public hearing on the proposed
annexation for 4 May 1998. A Notice of Public Hearing (the
Notice) was mailed 3 April 1998 to individual property ownersdirectly affected by the annexation, including Sonopress. The
Notice provided that the Standards of Service Report (the Report)
required by N.C.G.S. § 160A-35 (1997) would be available at theTown Clerk's office thirty (30) days prior to the 4 May 1998
hearing. In addition, the Town Clerk certified that a legible map
of the area to be annexed would likewise be available.
Following the hearing, Weaverville amended the Report on 18
May 1998 to include a municipality map reflecting the present town
boundaries and those resultant from the proposed annexation. The
Town Council thereafter adopted the Ordinance, setting 30 June 1999
as the effective date. On 16 June 1998 and pursuant to N.C.G.S. §
160A-38 (1997), Sonopress filed a Petition for Review and Appeal
of May 18, 1998 Annexation Ordinance in Buncombe County Superior
Court. Following a 1 October 1998 review, the trial court filed a
5 October 1998 order (the Order) affirming the Ordinance.
Sonopress appeals. [1]On appeal, Sonopress contends, inter alia, that
Weaverville violated certain procedural requirements of N.C.G.S. §
160A-37 (1997), and failed to comply with G.S. § 160A-35 and
N.C.G.S. § 160A-36 (1997). We conclude the trial court's
utilization of an improper standard of review in considering
Weaverville's alleged violations of G.S. § 160A-35 requires that
the Order be vacated.
G.S. § 160A-37 provides that a notice of public hearing shall
inter alia:
(1) Fix the date, hour and place of the public
hearing. (2) Describe clearly the boundaries
of the area under consideration, and include a
legible map of the area. . . .
G.S. § 160A-37(b)(1)&(2).
Under G.S. § 160A-35, a municipality is required to prepare
plans for extension of services to the area proposed to be annexed
as well as a service report reflecting such plans. G.S. § 160A-35.
The report must include:
(1) A map . . . of the municipality and
adjacent territory to show . . . [t]he present
and proposed boundaries of the municipality. .
. .
(2) A statement showing that the area to be
annexed meets the requirements of G.S. §
160A-36.
(3) A statement setting forth the plans of themunicipality for extending to the area to be
annexed each major municipal service performed
within the municipality at the time of
annexation. Specifically, such plans shall:
a. Provide for extending police protection,
fire protection, solid waste collection and
street maintenance services to the area to be
annexed on the date of annexation on
substantially the same basis and in the same
manner as such services are provided within
the rest of the municipality prior to
annexation. . . . A contract with a private
firm to provide solid waste collection
services shall be an acceptable method of
providing solid waste collection services.
. . . .
c. Set forth the method under which the
municipality plans to finance extension of
services into the area to be annexed.
G.S. § 160A-35(1),(2)&(3).
Upon a petition challenging an ordinance, the trial court is
to consider whether:
(1) . . . the statutory procedure was not
followed or
(2) . . . the provisions of G.S. 160A-35 were
not met, or
(3) . . . the provisions of G.S. 160A-36 have
not been met.
G.S. § 160A-38(f).
Should the court determine that procedural irregularities .
. . materially prejudiced the substantive rights of any . . .
petitioner[], G.S. § 160A-38(g)(1) (emphasis added), the statutemandates remand[ing] the ordinance to the municipal govern
ing
board for further proceedings, id. Additionally, the court must:
(2) Remand the ordinance to the municipal
governing board for amendment of the
boundaries to conform to the provisions of
G.S. § 160A-36 if it finds that [such]
provisions . . . have not been met [and/or,]
(3) Remand the report to the municipal
governing board for amendment of the plans for
providing services to the end that the
provisions of G.S. § 160A-35 are satisfied.
G.S. § 160A-38(g)(2)&(3).
In the case sub judice, we note at the outset that the Order
reflects the trial court utilized a material[] prejudice standard
of review in considering Weaverville's alleged violations of G.S.
§ 160A-35. As noted above, G.S. § 160A-38(f)&(g) expressly
provides that the standard of review for procedural irregularities
in violation of G.S. § 160A-37, Procedure for Annexation,
including contents of the Notice, see G.S. § 160A-37(b), is whether
such irregularities materially prejudiced the substantive rights
of any . . . petitioner[]. G.S. § 160A-38(g)(1).
However, review of a municipality's fulfillment of the
requirements of G.S. § 160A-35 and G.S. § 160A-36 is governed, on
the other hand, by assessment of compliance or noncompliance. See
Weeks v. Town of Coats, 121 N.C. App. 471, 474, 466 S.E.2d 83, 85(1996)(petitioners must show either failure on part of municipality
to comply with statutory requirements, or that procedural
irregularities occurred which materially prejudiced rights of
petitioners), G.S. § 160A-38(f)(reviewing court to determine
whether statutory procedure was . . . followed or that provisions
of G.S. § 160A-35 or § 160A-36 have not been met), and G.S. §
160A-38(g)(1),(2)&(3)(reviewing court may order ordinance remanded
to municipality governing board (1) if procedural irregularities
materially prejudiced substantive rights of petitioners or (2)
for amendment of plans for providing services in satisfaction of
G.S. § 160A-35 or amendment of boundaries in satisfaction of G.S.
§ 160A-36).
Pointedly absent from G.S. § 160A-38(g)(2) is any reference to
remand for non-compliance with either G.S. § 160A-35 or § 160A-36
being conditioned upon a determination of material prejudice.
When a statute dealing with a specific matter is clear and
understandable on its face, it requires no construction, Utilities
Comm. v. Electric Membership Corp., 275 N.C. 250, 260, 166 S.E.2d
663, 670 (1969)(citation omitted), and courts must give it its
plain and definite meaning, and are without power to interpolate,
or superimpose, provisions and limitations not contained therein,
State v. Camp, 286 N.C. 148, 152, 209 S.E.2d 754, 756(1974)(citation omitted); see id. at 151, 209 S.E.2d at 756
([w]here a statute is intelligible without any additional words,
no additional words may be supplied); see also Peele v. Finch, 284
N.C. 375, 382, 200 S.E.2d 635, 640 (1973)(citation omitted)
(court's duty is to apply valid statute as written). Had the
General Assembly intended a material prejudice determination to
be imposed upon the court's finding of non-compliance with G.S. §
160A-35 or § 160A-36, it would have been a simple matter [for it]
to [have] include[d] th[at] explicit phrase, In re Appeal of Bass
Income Fund, 115 N.C. App. 703, 706, 446 S.E.2d 594, 596 (1994),
within G.S. § 160A-38(g)(2); see McAninch v. Buncombe County
Schools, 347 N.C. 126, 133, 489 S.E.2d 375, 380 (1997)(after having
specifically declared method of lost income calculation
applicable to the usual situation[], General Assembly would have
been equally specific if it intended a different method in the
exceptional cases). In short, application of the material
prejudice standard of review to Weaverville's alleged violations of
G.S. § 160A-35 constituted error by the trial court.
Sonopress complained the Report failed to comply with G.S. §
160A-35 in several respects, including the absence of:
(1) adequate maps of the current and proposed
boundaries of the municipality; (2) a
statement that the area to be annexed meetsthe requirements of N.C. Gen. Stat. § 160A-36;
and, (3) a statement setting forth the
municipality's plan for the extension of
services to the area being annexed and how the
municipality intends to finance the extension
of services.
[1] Sonopress raised the issue of the illegibility of maps
both with reference to the Notice and to the Report. The trial
court resolved both complaints by concluding Sonopress was not
prejudiced in any way by the maps being illegible. Concerning the
procedural requirements of G.S. § 160A-37, including that the
Notice contain a legible map of the area, G.S. § 160A-37(b)(2),
to be annexed, the court properly applied a material prejudice
standard of review. See G.S. § 160A-38(g)(1).
[3] Regarding maps incorporated into the Report, however, the
trial court was required to determine whether the contents of the
Report, including maps and plans for provision of services,
complied or failed to comply, see G.S. § 160A-38(f)(2), with G.S.
§ 160A-35. The trial court erred in applying the material
prejudice standard of review to the adequacy of maps contained in
the Report.
[4] In addition, Sonopress raised the question of whether
Weaverville complied with G.S. § 160A-35(2) requiring that the
Report contain [a] statement showing that the area to be annexedmeets the requirements of G.S. 160A-36, dealing with the
character of areas to be annexed. The court concluded that
since said property was eligible to be annexed, Petitioner cannot
be prejudiced by this. Again, the trial court improperly applied
a material prejudice standard of review as opposed to determining
whether or not Weaverville had complied with G.S. § 160A-35(2).
[5] Sonopress further argued that the Report failed to comply
with G.S. § 160A-35(3) regarding provisions for extension of
services and the financing thereof. Sonopress asserted
deficiencies in the Report addressing the proposed provision of
police services, solid waste collection, and road maintenance
service, as well as the financing of extension of services.
Careful reading of the trial court's order reveals no mention
of proposed police service or road maintenance, although the court
ultimately concluded [Sonopress] was not prejudiced by any . . .
omissions found in the notice or report. Concerning solid waste
collection, the trial court found that the Report inaccurately
stated Weaverville provides no solid waste collection to private
industry (such as Petitioner), but concluded Sonopress had not
been prejudiced by this incorrect statement in the [R]eport. As
to the financing of extension of services, the trial court found as
fact that the Report contained no specific statement on how each service
would be financed, [but that] . . . the
[Report] as a whole shows that there are
sufficient funds to finance the extension of
services from the anticipated revenues
resulting from the annexation.
The court thereupon concluded Sonopress had not [been] prejudiced
by failure of the Report to specify a method of payment for
extension of services into the annexed area.
Once again, an alleged violation of G.S. § 160A-35 may not be
reviewed on the basis of whether the purported error resulted in
material prejudice, but rather in the light of compliance or lack
thereof with the statutory requirements of G.S. § 160A-35. See
G.S. § 160A-38(g)(3). At a minimum, therefore, the trial court
again improperly applied a material prejudice standard of review to
the questions of solid waste collection and the financing of
services.
[6] Having held that the trial court applied an improper
standard of review to several matters raised by Sonopress, we next
consider the latter's remedy on appeal. In another context, we
recently noted that [i]n order for this Court to properly conduct
its review, the trial court must first have properly reviewed the
case. Jordan v. Civil Service Board for the City of Charlotte,
137 N.C. App., 575, 578, 528 S.E.2d 927, 930 (2000). We have alsoheld that
while the court's order in effect set out the
applicable standards of review, it failed to
delineate [the proper standard for review of
the issues at bar].
In re Appeal of Willis, 129 N.C. App. 499, 503, 500 S.E.2d 723, 726
(1998).
In the case sub judice, the Order in effect set out [one of]
the applicable standards of review, id., i.e., material prejudice
as applied to procedural irregularities under G.S. § 160A-37.
However, the Order failed to delineate, id., the proper issues to
which that standard applied, and indeed misapplied the standard in
reference to alleged violations of G.S. § 160A-35. The trial court
thus having failed to review the case properly, we are unable to
conduct our review, see Jordan, 137 N.C. App. at 578, 528 S.E.2d at
930. As a consequence, the Order must be vacated and this matter
remanded to the trial court for entry of a new order in accordance
with our opinion herein. Willis, 129 N.C. App. at 503, 500 S.E.2d
at 727.
On remand, the trial court shall consider the assertions of
Sonopress of procedural violations by Weaverville contravening G.S.
§ 160A-37 as well as the contentions that Weaverville failed to
comply with G.S. § 160A-35 and § 160A-36. In the former instance,should the court determine procedural irregularities occurred,
it
shall resolve whether such irregularities . . . materially
prejudiced the substantive rights, G.S. § 160A-38(g)(1), of
Sonopress. In such event, the ordinance is to be remanded to the
Weaverville Town Council for further proceedings, id. If the
court determines the provisions of G.S. § 160A-35 or § 160A-36 have
not been met, G.S. § 160A-38(f)(2)&(3), it shall remand the
ordinance to the Weaverville Town Council for appropriate
amendment, see G.S. § 160A-38(g)(2)&(3). Finally, should the trial
court reject assertions by Sonopress that requirements of either
G.S. § 160A-35 or G.S. § 160A-36, or both, have not [been] met,
G.S. §§ 160A-35 & 36, and determine either that no procedural
violations of G.S. § 160A-37 took place or that those which may
have occurred did not materially prejudice substantive rights of
Sonopress, the court shall affirm adoption of the Ordinance by the
Weaverville Town Council.
Vacated and remanded.
Judges LEWIS and MCGEE concur.
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