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**FINAL**
KENNETH MAY, PAUL MARTIN, SUZANNE JOHNSON, LINDA BECK, and
JOLANDA CLAYTON, v. THE CITY OF DURHAM, ORVILLE P0WELL,
individually and in his official capacity as City Manager of the
City of Durham, and J.W. McNEIL, individually and in his capacity
as Chief of Police of the City of Durham
No. COA99-136
(Filed 15 February 2000)
1. Trials--motion for continuance--no showing of diligence or good faith effort
The trial court did not abuse its discretion in denying plaintiff Martin's motion for an
additional continuance of a summary judgment hearing, after plaintiff had already been granted
a thirty day continuance in order to obtain new counsel and to allow his new counsel time to
prepare, because plaintiff did not demonstrate diligence or a good faith effort to meet the
schedule set by the trial court. N.C.G.S. § 1A-1, Rule 40(b).
2. Civil Rights--1983 action--termination of police officer
The trial court did not err in granting summary judgment in favor of defendants on the 42
U.S.C. § 1983 retaliatory wrongful discharge claim premised upon a Durham Police Department
Internal Affairs investigation, which resulted in a recommendation for plaintiff-officer's
dismissal allegedly in retaliation for his publication of an editorial in a newspaper criticizing the
department and for his reporting sexual misconduct incidents up the chain of command, because:
(1) plaintiff does not present evidence of any official policy by the City of Durham which would
allow the inference that the City was the moving force behind the alleged constitutional violation
and as a result, the two individual defendants may not be sued in their official capacities; and (2)
the two individual defendants may not be sued in their individual capacities since defendants
presented evidence that the disciplinary action was taken for numerous reasons unrelated to the
speech at issue, was taken in a good faith belief that the actions were within the law, was
reasonable and light of the circumstances, and therefore, within their qualified immunity.
3. Emotional Distress--intentional--sufficiency of evidence
The trial court did not err in granting summary judgment in favor of defendants on the
intentional infliction of emotional distress claim because plaintiff did not present any evidence
supporting a finding that he suffered from mental distress of a nature generally recognized by
trained professionals.
Appeal by plaintiff from order entered 4 August 1998 by Judge
Henry V. Barnette in Durham County Superior Court. Heard in the
Court of Appeals 25 October 1999.
Ewing Law Center, P.C., by Carey L. Ewing, for plaintiff-
appellant Paul Martin.
The Banks Law Firm, P.A., by Sherrod Banks, Bryan E. Wardell
and Sheena J. Boyd, for defendant-appellees.
MARTIN, Judge
Plaintiff, Paul Martin, appeals from an order granting
summary judgment in favor of defendants. The record discloses that
plaintiff, a former police officer for the City of Durham, together
with other current and former employees of the Durham Police
Department, filed suit in February 1996 against the City of Durham,
its City Manager, Orville Powell, and its Chief of Police, J.W.
McNeil, alleging sexual harassment, retaliatory harassment, and
racial harassment. Plaintiffs' initial counsel, J. Anthony Penry,
was permitted to withdraw by order dated 18 December 1996, and J.
Wesley Covington entered his appearance for plaintiffs. After
extensive discovery, defendants moved for summary judgment on 30
January 1998; the motion was apparently set for hearing on 17 June
1998.
According to plaintiff Martin's affidavit, which appears in
the record, Mr. Covington recommended that plaintiffs voluntarily
dismiss their claims in order to avoid the entry of summary
judgment against them. The record shows that on 16 June 1998, all
plaintiffs except plaintiff Martin submitted to voluntary
dismissals without prejudice. On 17 June 1998, at the scheduled
summary judgment hearing, Mr. Covington moved for leave to withdraw
as counsel for plaintiff Martin, citing irreconcilable
differences. The transcript of the hearing shows that plaintiff
Martin consented to the withdrawal, but requested a continuance of
the summary judgment hearing for thirty days in order that he might
obtain new counsel and for counsel to prepare. The trial court
allowed Mr. Covington's motion for leave to withdraw, granted
plaintiff Martin's request for a thirty day continuance, and notedthat the matter was set for trial at the 3 August 1998 session and
the summary judgment motion would need to be heard at the 20 July
1998 session.
The summary judgment hearing was rescheduled for 24 July 1998.
According to documents contained in the record, plaintiff Martin
went to Mr. Covington's office on 15 July to retrieve his file; he
learned that Mr. Covington was out of town, but he was able to
obtain copies of the depositions which had been taken in the
action, along with his personal files. Plaintiff Martin's present
counsel filed a notice of appearance on 17 July and, on 21 July,
filed a document entitled Plaintiff's Emergency Motion To
Continue, seeking an additional continuance of the hearing upon
defendants' motion for summary judgment and of the trial on grounds
that she needed additional time to obtain the pleadings and
discovery from Mr. Covington and to prepare for the hearing. The
trial court denied the motion, finding that plaintiff had requested
and consented to the earlier thirty day continuance and had failed
to establish good cause, diligence, or good faith for an
additional continuance.
The trial court then proceeded to hear defendants' motion for
summary judgment. Plaintiff offered neither argument nor
evidentiary materials in opposition to the motion and his counsel
stated: Your Honor, we're not putting on a defense at this time.
The trial court granted summary judgment in favor of defendants.
Plaintiff filed notices of appeal from the order denying his motion
for a continuance and allowing defendants' motion for summary
judgment.
______________________
At the outset, we note that our review of the record in thiscase, which exceeds three hundred and
forty pages, has been made
considerably more difficult by appellant's failure to observe the
requirements of N.C.R. App. P. 9(b)(4) to consecutively number the
pages of the record. In addition, appellant's brief violates
N.C.R. App. P. 28(b) in several respects. Appellant's eight page
Statement of the Procedural History of the Case is argumentativeand violates N.C.R. App. P. 28(b)(3), requiring [a] conci
se
statement of the procedural history of the case; the Statement of
the Facts of the Case violates N.C.R. App. P. 28(b)(4) in that it
is also argumentative and contains no statement of the facts
necessary to an understanding of the claims asserted in plaintiff's
complaint; and the arguments contained in the brief are presented
without reference to the assignments of error pertinent thereto, in
violation of N.C.R. App. P. 28(b)(5). The Rules of Appellate
Procedure are mandatory; an appellant's failure to observe the
rules frustrates the process of appellate review and subjects the
appeal to dismissal. Steingress v. Steingress, 350 N.C. 64, 511
S.E.2d 298 (1999). Nevertheless, we elect to exercise the
discretion accorded us by N.C.R. App. P. 2 to consider this appeal
on its merits despite appellant's violations of the Appellate
Rules.
I.
[1]The majority of plaintiff Martin's assignments of error
are directed to the denial of his motion to continue the 24 July
summary judgment hearing. He contends he should have been
permitted more than thirty days to obtain new counsel and to
prepare for the hearing and that the denial of his motion for an
additional continuance denied him a fair opportunity to present
his side of the case to the deciding tribunal.
Continuances are granted only for good cause shown and upon
such terms and conditions as justice may require. N.C. Gen. Stat.
§ 1A-1, Rule 40(b). Continuances are generally not favored, andthe burden of showing sufficient grounds for a continuance is upon
the party seeking it.
Bowers v. Olf, 122 N.C. App. 421, 470 S.E.2d
346 (1996). Motions to continue are addressed to the sound
discretion of the trial judge, who must determine whether the
grant or denial of a continuance will be in furtherance of
substantial justice.
Shankle v. Shankle, 289 N.C. 473, 483, 223
S.E.2d 380, 386 (1976). In making that determination, the trial
judge must consider, in addition to the grounds for the motion,
whether the moving party has acted with diligence and in good
faith, and may consider facts of record as well as facts within his
judicial knowledge.
Id. The trial court's decision whether to
grant or deny a motion to continue may be reversed only for a
manifest abuse of discretion.
Caswell Realty Associates I, L.P. v.
Andrews Co., Inc., 128 N.C. App. 716, 496 S.E.2d 607 (1998). An
abuse of discretion occurs where the ruling of the trial court
could not have been the result of a reasoned decision.
Alford v.
Davis, 131 N.C. App. 214, 505 S.E.2d 917 (1998).
In the present case, plaintiff consented to Mr. Covington's
withdrawal as counsel and requested a thirty day continuance in
order to obtain new counsel and allow his new counsel time to
prepare. The trial judge granted his request, making it clear,
however, that the summary judgment motion hearing would be set at
the 20 July 1998 session so that it could be heard before the
scheduled trial date, 3 August 1998. Notwithstanding, plaintiff
did not contact Mr. Covington's office or attempt to obtain his
file until 15 July 1998, and his new counsel did not file notice ofher appearance until 17 July 1998, the thirtieth day after the
court's order continuing the hearing. Plaintiff acknowledges that
he received copies of the depositions taken in the action, as well
as his personal files, from Mr. Covington's office on 15 July, but
contends he was unable to obtain copies of other discovery
documents or the pleadings from Mr. Covington so that his new
counsel could prepare. Even so, there is no indication in the
record that plaintiff or his counsel sought to obtain copies of the
pleadings from the trial court's files, or copies of discovery
materials from opposing counsel, during the seven day period from
counsel's notice of appearance until the summary judgment hearing
on 24 July. From the record, the only action apparently taken by
plaintiff and his counsel during that seven day period was the
preparation of the motion to continue and supporting documents.
Indeed, there is nothing in the record before us which would
indicate that the continuance from 17 June until 24 July, requested
by plaintiff and granted by the trial court, was inadequate had
plaintiff taken timely action.
Under these circumstances, we must agree with the trial judge
that plaintiff demonstrated neither diligence nor a good faith
effort to meet the schedule set by the trial court more than a
month earlier. Accordingly, we cannot say the trial court's
finding that plaintiff failed to establish grounds for an
additional continuance could not have been the result of a reasoned
decision or that the court's denial of the motion to continue was
an abuse of discretion.
II.
Plaintiff also appeals from, and assigns error to, the order
granting summary judgment in favor of defendants. Plaintiff's
brief, however, contains no argument pointing to the existence of
genuine issues of material fact with respect to plaintiff's
substantive claims and, at oral argument, his counsel asserted only
procedural arguments as grounds for reversal. See N.C.R. App. P.
28(a) (explaining that questions raised by assignments of error but
not presented or discussed in appellant's brief are deemed
abandoned). Nevertheless, plaintiff asserts that, notwithstanding
his failure to file materials or argue in opposition to defendants'
summary judgment motion, genuine issues of material fact were
raised by the pleadings and other materials in the record before
the trial court. Thus, we again exercise our discretion under
N.C.R. App. P. 2 to review the propriety of the summary judgment
dismissing plaintiff's substantive claims.
Summary judgment is proper where the pleadings, depositions,
answers to interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue as to
any material fact and that any party is entitled to a judgment as
a matter of law. N.C. Gen. Stat. § 1A-1, Rule 56(c). It is the
movant's burden to establish the lack of a triable issue of fact.
Pembee Mfg. Corp. v. Cape Fear Constr. Co. Inc., 313 N.C. 488, 329
S.E.2d 350 (1985). The movant may do so by (1) proving that an
essential element of the opposing party's claim is nonexistent, or
(2) showing through discovery that the opposing party has failed toproduce evidence to support an essential element of his or her
claim. Lowe v. Bradford, 305 N.C. 366, 369, 289 S.E.2d 363, 366
(1982) (citing Moore v. Fieldcrest Mills, Inc., 296 N.C., 467, 251
S.E.2d 419 (1979)). If the movant meets this burden, the nonmovant
must take affirmative steps to set forth specific facts showing
the existence of a genuine issue of material fact. N.C. Gen. Stat.
§ 1A-1, Rule 56(e); Id. at 371, 289 S.E.2d 367. In other words,
once the movant has established the absence of a genuine issue of
material fact, [t]he non-moving party may not rest upon the mere
allegations of his pleadings. Id. at 370, 289 S.E.2d at 366. We
must therefore analyze each claim to determine whether (a)
defendants established the absence of any genuine issue of material
fact with respect thereto, and (b) plaintiff responded by
affirmatively pointing to those facts which show the existence of
a triable issue.
In the present case, plaintiff claimed (1) he was disciplined
in retaliation for criticisms lodged against the police department
in violation of his free speech rights as granted by the United
States Constitution, actionable through 42 U.S.C. § 1983, and (2)
the retaliatory disciplinary action amounted to an intentional
infliction of emotional distress. Because the record reveals that
defendants successfully showed the absence of any triable issue of
fact as to each claim, and that plaintiff failed to make any
affirmative showing that genuine issues of material fact exist, we
affirm the order of summary judgment.
A.
[2]Plaintiff's § 1983 claim is premised upon a Durham Police
Department Internal Affairs investigation which resulted in a
recommendation for plaintiff's dismissal allegedly in retaliation
for plaintiff's publication of an editorial in the 14 July 1996
edition of the Durham Herald-Sun which criticized the Department,
and for having reported [] sexual misconduct incidents up the
chain of command and [] having attempted to protect the officers
working under his command from McNeil's retaliatory actions. To
prevail on a 42 U.S.C. § 1983 claim for retaliation by wrongful
discharge or demotion in violation of First Amendment rights, a
public employee must show that the speech which resulted in the
retaliation was protected speech and "that such protected speech or
activity was the 'motivating' or 'but for' cause for his discharge
or demotion."
Warren v. New Hanover County Bd. of Educ., 104 N.C.
App. 522, 410 S.E.2d 232 (1991) (quoting
Jurgensen v. Fairfax
County, 745 F.2d 868, 877-78 (4th Cir. 1984)). To show that the
speech complained of was protected, the employee must show that (1)
the public employee was speaking on a matter of public concern; and
(2) the public employee's first amendment interest outweighed the
employer's interest in running an efficient public service.
Lenzer
v. Flaherty, 106 N.C. App. 496, 418 S.E.2d 276,
disc. review
denied, 332 N.C. 345, 421 S.E.2d 348 (1992).
Moreover, to make out a claim against a municipality directly,
a plaintiff must do more than establish liability through
respondeat superior, but must show that the official policy of
the municipal entity is the moving force of the constitutionalviolation.
Moore v. City of Creedmoor, 345 N.C. 356, 366,
481
S.E.2d 14, 21 (1997) (quoting
Polk County v. Dodson, 454 U.S. 312,
326, 70 L.Ed.2d 509, 521 (1981)). Where municipal employees are
sued in their official capacities, the claim is against the office
the employee holds rather than the particular individual who
occupies the office.
Kentucky v. Graham, 473 U.S. 159, 87 L.Ed.2d
114 (1985). Therefore, in a suit where the plaintiff asserts a
claim against a government entity, a suit against those individuals
working in their official capacity for this government entity is
redundant.
Moore, at 367, 481 S.E.2d 21.
Finally, in a case such as this, where officials of the
municipality are sued for actions carried out in their individual
capacity and those officials have asserted a qualified immunity
defense, the plaintiff must present facts sufficient to overcome
this qualified immunity. A government official has qualified
immunity in the performance of discretionary functions to the
extent that such conduct does not violate 'clearly established
statutory or constitutional rights of which a reasonable person
would have known.'
Lenzer, 106 N.C. App. at 508, 418 S.E.2d at 284
(quoting
Corum v. University of North Carolina, 330 N.C. 761, 413
S.E.2d 276 (1992)) (quoting
Harlow v. Fitzgerald, 457 U.S. 800, 73
L.Ed.2d 396 (1982)). As stated in
Morrison-Tiffin v. Hampton, 117
N.C. App. 494, 501 451 S.E.2d 650, 655-56,
disc. review denied, 339
N.C. 739, 454 S.E.2d 654 (1995), where the defendant's subjective
intent is an element of the plaintiff's claim and the defendant has
moved for summary judgment based on a showing of the objectivereasonableness of his actions, the plaintiff may avoid summary
judgment only by pointing to specific evidence that the officials'
actions were improperly motivated.
Id. (quoting
Pueblo
Neighborhood Health Centers., Inc., v. Losavio, 847 F.2d 642, 649
(10th Cir. 1988)). Mere conclusory assertions of discriminatory
intent embodied in affidavits or deposition testimony are not
sufficient to avert summary judgment.
Id.
Plaintiff's § 1983 claim against the City of Durham fails on
its face. Plaintiff presents no evidence of any official policy on
the part of the City of Durham which would allow the inference that
the City of Durham was the moving force behind the alleged
constitutional violation. As a result, McNeil and Powell may not
be sued in their official capacities.
In addition, the claims against Powell and McNeil in their
individual capacities must also fail. Defendants presented
voluminous evidence that the disciplinary action against plaintiff
was taken for numerous reasons unrelated to the speech at issue.
It was therefore incumbent upon plaintiff to forecast firm evidence
establishing a causal relationship between the speech and the
retaliation. The causation requirement is rigorous; it is not
enough that the protected expression played a role or was a
motivating factor in the retaliation; claimant must show that 'but
for' the protected expression the employer would not have taken the
alleged retaliatory action.
Huang v. Board of Governors, 902 F.2d
1134, 1140 (4th Cir. 1990). Plaintiff offered no response to the
showing made by defendants; the award of summary judgment againstplaintiff on this claim may therefore be sustained on this ground
alone.
In addition, plaintiff presented no evidence to rebut the
showing by both defendants McNeil and Powell that the disciplinary
actions against him were taken in a good faith belief that the
actions were within the law, were reasonable in light of the
circumstances, and, therefore, were within their qualified
immunity. Summary judgment was also proper on this ground alone.
B.
[3]Defendants also met their burden to show the absence of
any genuine issue of material fact which would support a claim of
intentional infliction of emotional distress. A claim for
intentional infliction of emotional distress requires the existence
of three elements: (1) extreme and outrageous conduct; (2) which
is intended to cause and does cause (3) severe emotional distress
to another.
Dobson v. Harris, 134 N.C. App. 573, 521 S.E.2d 710
(1999). To show severe emotional distress, a claimant must do more
than simply state that he has suffered severe emotional distress;
there must be evidence that he suffered from an emotional or
mental disorder, such as, for example, neurosis, psychosis, chronic
depression, phobia, or any other type of severe and disabling
emotional or mental condition which may be generally recognized and
diagnosed by professionals trained to do so."
Id. at 579, 521
S.E.2d at 715 (quoting
McAllister v. Ha, 347 N.C. 638, 645, 496
S.E.2d 577, 583 (1998)). Here, plaintiff presented no evidence to
support a finding that he suffered from mental distress of a naturegenerally recognized by trained professionals. Our Supreme Court
has held summary judgment to be appropriate in such a case,
Waddle
v. Sparks, 331 N.C. 73, 414 S.E.2d 22 (1992); summary judgment was
also proper as to this claim.
Plaintiff's sole remaining claim was for damages resulting
from the alleged violation of his constitutional rights. Without
the existence of a viable § 1983 claim, there can be no claim for
damages.
We have carefully considered the remaining arguments contained
in plaintiff-appellant's brief and find no basis upon which to
disturb the orders from which plaintiff appeals. The trial court's
order granting summary judgment in favor of defendants is, in all
respects, affirmed.
Affirmed.
Judges LEWIS and WYNN concur.
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