ROBERT CLARK, Plaintiff, v. VISITING HEALTH PROFESSIONALS, INC.,
and JOHN WELLS, Defendants and Third-Party Plaintiffs, v. JAMES
J. HOSKI, M.D., Third-Party Defendant
Pleadings--third-party complaint--dismissed and refiled
The trial court erred by dismissing a third-party complaint in a medical malpractice
action where the complaint was filed, voluntarily dismissed under Rule 41, refiled without leave
of the court within one year but more than 45 days after the answer was served, and dismissed
under Rule 14. Rules 14 and 41 are in conflict and the restrictive Rule 14 approach would
violate the traditional open courts policy of North Carolina.
No brief filed for plaintiff.
Womble Carlyle Sandridge & Rice, by Alan R. Gitter and Alison
R. Bost, for defendant/third-party plaintiff-appellants.
Northup & McConnell, PLLC, by Isaac N. Northup, Jr., and Anna
R. Hamrick, for third-party defendant-appellee.
EDMUNDS, Judge.
Visiting Health Professionals, Inc. (VHP) and John Wells
(Wells), defendants and third-party plaintiffs, appeal the trial
court's dismissal of their third-party complaint. We reverse.
Plaintiff Clark (Clark) filed a complaint on 18 August 1997
against VHP and Wells for medical malpractice and negligent
provision of physical therapy services. On 25 September 1997, VHP
and Wells filed an answer along with a third-party complaint
seeking contribution from Dr. James J. Hoski (Dr. Hoski),
plaintiff's treating physician. Dr. Hoski did not answer thethird-party complaint, but moved to dismiss that complaint on 16
October 1997 for failure to state a claim under N.C. Gen. Stat. §
1A-1, Rule 12(b)(6) (1990) and for failure to comply with N.C. Gen.
Stat. § 1A-1, Rule 9(j) (Supp. 1998). On 22 October 1997, VHP and
Wells gave notice of voluntary dismissal without prejudice of their
third-party complaint pursuant to N.C. Gen. Stat. § 1A-1, Rule
41(a) (1990).
On 26 June 1998, VHP and Wells refiled a third-party complaint
against Dr. Hoski; Rule 41(a) refers to such a refiling as a new
action based on the same claim. N.C. Gen. Stat. § 1A-1, Rule
41(a). The refiled complaint complied with the requirements of
N.C. Gen. Stat. § 1A-1, Rule 9(j); however, VHP and Wells refiled
without obtaining leave of court in accordance with N.C. Gen. Stat.
§ 1A-1, Rule 14 (1990). On 2 September 1998, Dr. Hoski filed his
answer to the refiled third-party complaint, then on 24 September
1998 moved to dismiss the third-party complaint for failure to
comply with Rule 14.
After hearing Dr. Hoski's motion to dismiss on 9 November
1998, the trial court granted the motion pursuant to Rule 14, on
the ground that without obtaining leave of court VHP and Wells
refiled the third-party complaint more than forty-five days after
the answer to the complaint was served. VHP and Wells, arguing
that Rule 41 permits them to refile their third-party complaint
within a year of taking a voluntary dismissal without the need for
obtaining leave of court, appeal the trial court's dismissal of
their third-party complaint. We begin our analysis with a review of the pertinent Rules of
Civil Procedure. Rule 14, dealing with third-party practice,
provides in pertinent part:
(a) When defendant may bring in third
party. -- At any time after commencement of
the action a defendant, as a third-party
plaintiff, may cause a summons and complaint
to be served upon a person not a party to the
action who is or may be liable to him for all
or part of the plaintiff's claim against him.
Leave to make the service need not be obtained
if the third-party complaint is filed not
later than 45 days after the answer to the
complaint is served. Otherwise leave must be
obtained on motion upon notice to all parties
to the action. . . . Any party may move for
severance, separate trial, or dismissal of the
third-party claim .
N.C. Gen. Stat. § 1A-1, Rule 14(a).
The purpose of Rule 14 is to promote judicial efficiency by
provid[ing] a mechanism for disposing of multiple claims arising
from a single set of facts in one action expeditiously and
economically. Wright, Miller & Kane, Federal Practice and
Procedure: Civil 2d § 1442, at 291 (1990). The rationale for
giving the trial court discretion to allow filing of the third-
party claim after forty-five days is to ensure that the claim does
not lead to delay, confusion of the issues or complication of the
trial with new issues. 1 G. Gray Wilson, North Carolina Civil
Procedure § 14-4, at 280 (2d ed. 1995) [hereinafter Wilson on Civil
Procedure] (citing O'Mara Enter. v. Mellon Bank, 101 F.R.D. 668
(W.D. Pa. 1983)).
Rule 41, dealing with the dismissal of actions, provides in
pertinent part: (a) Voluntary dismissal; effect thereof. --
(1) By Plaintiff; by Stipulation. -- Subject
to the provisions of Rule 23(c) and of
any statute of this State, an action or
any claim therein may be dismissed by the
plaintiff without order of court (i) by
filing a notice of dismissal at any time
before the plaintiff rests his case, or;
(ii) by filing a stipulation of dismissal
signed by all parties who have appeared
in the action. Unless otherwise stated
in the notice of dismissal or
stipulation, the dismissal is without
prejudice, except that a notice of
dismissal operates as an adjudication
upon the merits when filed by a plaintiff
who has once dismissed in any court of
this or any other state or of the United
States, an action based on or including
the same claim. If an action commenced
within the time prescribed therefor, or
any claim therein, is dismissed without
prejudice under this subsection, a new
action based on the same claim may be
commenced within one year after such
dismissal unless a stipulation filed
under (ii) of this subsection shall
specify a shorter time.
. . . .
(c) Dismissal of counterclaim; crossclaim, or
third-party claim. -- The provisions of this
rule apply to the dismissal of any
counterclaim, crossclaim, or third-party
claim.
N.C. Gen. Stat. § 1A-1, Rule 41(a)(1), (c).
Rule 41 gives a litigant one year to refile a claim that he or
she has voluntarily dismissed. See Georgia-Pacific Corp. v.
Bondurant, 81 N.C. App. 362, 344 S.E.2d 302 (1986); Whitehurst v.
Transportation Co., 19 N.C. App. 352, 198 S.E.2d 741 (1973). Rule
41 is also interpreted as a savings provision because it allows a
third-party plaintiff (among others) to dismiss an action thatoriginally was filed within the statute of limitations and then
refile the action after the statute of limitations ordinarily would
have expired. See N.C. Gen. Stat. § 1A-1, Rule 41 official
commentary; Bockweg v. Anderson, 328 N.C. 436, 402 S.E.2d 627
(1991). Because the statute of limitations has not been pled in
the case at bar as an affirmative defense, see N.C. Gen. Stat. §
1A-1, Rule 8(c) (1999), we assume that VHP and Wells refiled their
third-party complaint within the limitations period. Therefore,
cases recently decided by this Court that interpret Rules 41 and
9(j) in the context of the running of the statute of limitations
are not applicable. See Brisson v. Santoriello, 134 N.C. App. 65,
516 S.E.2d 911 (1999); Robinson v. Entwistle, 132 N.C. App. 519,
512 S.E.2d 438 (1999).
In the case at bar, Rules 14 and 41 conflict. VHP and Wells
argue they invoked their absolute right under Rule 41 to re-file
their third-party complaint . . . . They contend that because no
leave of court was required for the original filing and because
their third-party complaint was refiled within one year of a
voluntary dismissal, leave of court was not necessary for the
refiling. Dr. Hoski responds that, pursuant to Rule 14, a third-
party complaint that has been voluntarily dismissed may be refiled
only with leave of court once forty-five days have elapsed from the
filing of the answer to the original complaint.
We turn to pertinent principles of statutory and rule
interpretation. Although a specific statute controls over a
general statute if the two cannot be reconciled, see Krauss v.Wayne County DSS, 347 N.C. 371, 493 S.E.2d 428 (1997), it appears
to us that Rule 14, addressing third-party practice, and Rule 41,
applicable to all third-party claims, are equally specific.
Therefore, the Rules of Civil Procedure must be interpreted as a
whole. See Lemons v. Old Hickory Council, 322 N.C. 271, 367 S.E.2d
655 (1988). A similar rule applies when several statutes must be
interpreted together. It is well established that when there are
two acts of the legislature applicable to the same subject, their
provisions are to be reconciled if this can be done by fair and
reasonable intendment, but to the extent that they are necessarily
repugnant, the one last enacted shall prevail. Nytco Leasing v.
Southeastern Motels, 40 N.C. App. 120, 125-26, 252 S.E.2d 826, 830
(1979) (citing Highway Commission v. Hemphill, 269 N.C. 535, 153
S.E.2d 22 (1967)). These principles and a review of the policies
behind Rules 14 and 41 lead us to conclude that VHP and Wells
properly refiled their complaint and were not required to seek
leave of court. As noted above, the savings provision of Rule 41
has been interpreted broadly by our courts. Were we to adopt the
restrictive approach advocated by Dr. Hoski, our courts would be
closed to a party that properly filed a third-party complaint
within the time limits set out in Rule 14, then properly entered a
voluntary dismissal of the third-party complaint, as permitted by
Rule 41, then sought to refile more than forty-five days after a
responsive pleading had been filed but within a year of dismissal,
if the court declined to grant leave. We believe such a result is
contrary to the traditional policy of open courts in NorthCarolina. See N.C. Const. art. I, § 18. Therefore, we hold that
a third-party plaintiff who originally files a third-party
complaint within the time limits set out in Rule 14 and
subsequently enters a voluntary dismissal may, within one year,
refile the complaint or an amended complaint without leave of
court.
We are aware that this holding means that the trial courts'
ability to control the filing of third-party complaints is
correspondingly diminished. However, the case at bar illustrates
that refiling a complaint need not be burdensome. Third-party
plaintiffs refiled their third-party complaint while the original
action remained pending. It was still possible, if the original
action went to trial, for the third-party complaint to have been
heard contemporaneously. In more problematic instances, judges may
exercise their discretionary authority under Rules 14(a) and 42(b)
to grant motions for severance and separate trials, see N.C. Gen.
Stat. § 1A-1, Rule 14(a), Rule 42(b) (1999), to avoid delay,
confusion of the issues or complication of the trial with new
issues. Wilson on Civil Procedure § 14-4, at 280. This case is
reversed and remanded to the trial court for actions consistent
with this opinion.
Reversed and remanded.
Judges MCGEE and HORTON concur.
*** Converted from WordPerfect ***