STATE OF NORTH CAROLINA v. ALFRED WILLIAM RILEY, JR.
No. COA99-207
Judge GREENE dissenting.
Appeal by defendant from judgment entered 8 May 1998 by Judge
Henry W. Hight, Jr., in Alamance County Superior Court. Heard in
the Court of Appeals 11 January 2000.
Michael F. Easley, Attorney General, by Robert C. Montgomery,
Assistant Attorney General, for the State.
Malcolm Ray Hunter, Jr., Appellate Defender, by Benjamin
Sendor, Assistant Appellate Defender, for defendant-appellant.
EDMUNDS, Judge.
Defendant Alfred William Riley, Jr., appeals his conviction of
non-capital first-degree murder and assault with a deadly weapon
inflicting serious injury. We find no error in his trial.
Defendant's convictions stem from a 24 November 1994
altercation between two sets of brothers at the Pac Jam II
nightclub in Burlington. Jacqueline Johnson (Ms. Johnson) was at
Pac Jam II that night along with the victim, Vernodia Buck Tinnin
(Tinnin); Tinnin's brother, Anthony Pooty Hurdle (Hurdle); and
Michael Faucette (Faucette). While there, Ms. Johnson began a
conversation with defendant outside the club. Defendant told her
that he had gotten in some trouble at the nearby All for One
nightclub and that police were looking for him and his little
brother, Anthony Lafontant (Lafontant). Defendant asked Ms.
Johnson to tell the police that Lafontant was staying with her; ina subsequent conversation, he also asked her to put his gun in her
car. She refused both requests. Later in the evening, but before
the shooting that led to the instant murder charge, Ms. Johnson
noticed defendant speaking with Officer Billy White of the
Burlington Police Department.
A fight broke out between the victim's brother, Hurdle, and
defendant's brother, Lafontant, between 2:15 and 2:30 a.m. inside
Pac Jam II. When Lafontant stepped on Hurdle's shoe, Hurdle asked
Lafontant whether he was going to say excuse me. Lafontant
responded with a curse, and a shoving match ensued. Lafontant
stepped back, reached into his pocket, and began to pull out
something shiny. At that moment, Tinnin, the eventual victim,
picked up a chair and hit Lafontant on the head. Defendant drew a
semi-automatic pistol from his pants and began shooting while club
patrons ran for the exit. Faucette was hit in the thigh. As
defendant shot through the crowd at Faucette, Tinnin yelled and
moved to the pool table, crawling, or squatting and running.
Defendant stood over Tinnin and fired several shots down toward
him, then rolled the victim over with his foot and said, I got
your ass. Apparently Tinnin was not immediately incapacitated by
the shots, because he began to struggle with defendant, who held
his pistol to Tinnin's head and pulled the trigger. The weapon did
not fire, and Tinnin was taken to a hospital, where he died.
Dr. John D. Butts, Chief Medical Examiner of North Carolina,
testified that Tinnin suffered two gunshot wounds. One bullet
entered the left back, passed through the chest, and exited the
middle part of the body. The second bullet entered and exited
Tinnin's right leg. These wounds caused Tinnin's death.
Defendant was indicted for first-degree murder and assault
with a deadly weapon with intent to kill inflicting serious injury.
On 23 February 1996, he was convicted of first-degree murder and
assault with a deadly weapon inflicting serious injury. This Court
granted defendant a new trial on both charges, see State v. Riley,
128 N.C. App. 265, 495 S.E.2d 181 (1998), and upon retrial,
defendant was found guilty on 8 May 1998 of the same two charges.
Defendant was sentenced to consecutive prison terms of life without
parole for the murder and forty-two to sixty months for the
assault. Defendant appeals.
I.
[1]We begin by addressing defendant's Motion for Appropriate
Relief (MAR), filed with this Court on 30 August 1999 pursuant to
N.C. Gen. Stat. § 15A-1418(a) (1999). The substance of defendant's
claim in his MAR is that use of a short form indictment pursuant
to N.C. Gen. Stat. § 15-144 (1999) to charge him with first-degree
murder was unconstitutional. The State responds that the MAR
should be denied. We agree with the State. That defendant was in
a position on a previous appeal to raise the issues in the MAR but
failed to do so is grounds for denial of the motion.
See N.C. Gen.
Stat. § 15A-1419(a)(3) and (b) (1999). As noted above, this casehas been tried, appealed, remanded, and retried. At no point in
any of these proceedings has the issue of the constitutionality of
the short form indictment been raised. Our Supreme Court has held
that the short form indictment is adequate to charge first-degree
murder.
See State v. Avery, 315 N.C. 1, 337 S.E.2d 786 (1985).
Defendant argues that, during the pendency of the instant appeal,
the issue of the indictment's constitutionality was reopened by a
recent decision of the United States Supreme Court.
See Jones v.
United States, 526 U.S. 227, 143 L. Ed. 2d 311 (1999). However,
defendant also candidly concedes in his MAR that the issue is not
new:
[T]his constitutional requirement [that all
elements be specified in the indictment]
existed at the time that Mr. Riley was
indicted in 1995.
. . . .
The current statute, N.C.G.S. Section 15-144,
which allows a first-degree murder indictment
without alleging all the essential elements,
is unconstitutional under
Jones v. United
States, and earlier decisions of the Supreme
Court . . . .
Therefore, defendant's argument is that
Jones clarified existing
law. Motions for appropriate relief generally allow defendants to
raise arguments that could not have been raised in an original
appeal, such as claims based on newly discovered evidence and
claims based on rights arising by reason of later constitutional
decisions announcing new principles or changes in the law.
State
v. Price, 331 N.C. 620, 630, 418 S.E.2d 169, 174 (1992) (citing
N.C. Gen. Stat. § 15A-1418 official commentary (1988)),
judgmentvacated on other grounds, 506 U.S. 1043, 122 L. Ed. 2d 113 (199
3).
Because defendant does not contend that
Jones enunciates a new
principle of constitutional law, and because he was in a position
to raise the issue during an earlier appeal and did not do so, we
deny his MAR.
In its response to defendant's MAR, the State contended that
by filing his MAR, defendant was circumventing the thirty-five page
limitation on brief length.
See N.C. R. App. P. 28(j). Defendant
thereupon filed a Motion To Strike And To Permit Reply, assuring
this Court that his MAR was filed in good faith upon first learning
of the
Jones decision and requesting that he be permitted to reply
to the State's response to its MAR. We are fully satisfied that
defendant's MAR was filed in good faith. Although we do not read
the paragraph in question as necessarily implying that defendant
was acting in bad faith, we nevertheless grant defendant's Motion
to Strike the pertinent paragraph of the State's response to
defendant's MAR. We deny defendant's Motion to Permit Reply.
II.
[2]We now turn to the issues presented in defendant's brief.
Defendant first contends the trial court erred by admitting
evidence that when defendant first arrived at Pac Jam II, he told
Ms. Johnson that he had gotten in some trouble earlier that
evening at All for One. Prior to admitting this testimony, the
trial court determined that the statement of defendant was relevant
and, after conducting the balancing test required by Rule 403,
concluded that the probative value of the testimony outweighed anydanger of unfair prejudice to defendant. N.C. Gen. Stat.
§ 8
C-1,
Rule 403 (1999).
Defendant contends that evidence of his comment was offered to
prove bad character. Rule 404(b), which governs the admissibility
of evidence of acts of misconduct by a defendant, reads in
pertinent part:
(b)
Other crimes, wrongs, or acts. --
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof
of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of
mistake, entrapment or accident.
N.C. Gen. Stat. § 8C-1, Rule 404(b) (1999).
Rule 404(b) is a general rule of inclusion of
relevant evidence of other crimes or wrongs
committed by a defendant and is subject to but
one exception which requires exclusion of such
evidence only if offered to show that the
defendant has the propensity or disposition to
commit an offense of the nature of the crime
charged.
State v. Alston, 341 N.C. 198, 228-29, 461 S.E.2d 687, 703 (1995)
(citation omitted). Rule 404(b) permits the introduction of
specific 'crimes, wrongs, or acts' for a legitimate purpose other
than to prove the conduct of a person.
State v. DeLeonardo, 315
N.C. 762, 769-70, 340 S.E.2d 350, 356 (1986);
see N.C. Gen. Stat.
§ 8C-1, Rule 404(b).
Assuming that an unspecific statement by defendant that he
had gotten in some trouble constitutes testimony of another
wrong, we consider the statement in the context of other evidence
presented in the case. Defendant made the comment to Ms. Johnsonwhen he first arrived at Pac Jam II. As a result of the trouble
8;
to which defendant alluded, Officer White responded to All for One
and spoke with the manager, Billy Williams (Williams). Officer
White and Williams then proceeded to Pac Jam II, where Williams
located defendant. Officer White asked defendant for his name and
address so that Williams could obtain a warrant against defendant
if he wished. However, defendant supplied a false name. Officer
White left but returned after the shooting. Ms. Johnson approached
him and reported that the shooter was the individual he had
interviewed earlier about the incident at All for One.
Consequently, Officer White placed on his incident report the false
name defendant had supplied.
This recitation demonstrates that defendant's comment about
having gotten in trouble was not presented in a vacuum, but was
part of the narrative that justified Officer White's initial
contact with defendant, clarified Ms. Johnson's identification of
defendant after the shooting, and explained why an incorrect name
was placed on certain documentation in the case.
Evidence, not part of the crime charged but
pertaining to the chain of events explaining
the context, motive and set-up of the crime,
is properly admitted if linked in time and
circumstances with the charged crime, or [if
it] forms an integral and natural part of an
account of the crime, or is necessary to
complete the story of the crime for the jury.
State v. Agee, 326 N.C. 542, 548, 391 S.E.2d 171, 174-75 (1990)
(alteration in original) (quoting
United States v. Williford, 764
F.2d 1493, 1499 (11th Cir. 1985));
see also State v. White, 349
N.C. 535, 508 S.E.2d 253 (1998),
cert. denied, --- U.S. ---, 144 L.Ed. 2d 779 (1999). Therefore, the questioned evidence was not
offered to establish defendant's bad character. Instead, it was
presented as part of the chain of events culminating in the
shooting and subsequent investigation and was therefore admissible.
The trial court did not abuse its discretion in determining that
the probative value of the evidence outweighed any danger of unfair
prejudice. This assignment of error is overruled.
III.
[3]Defendant next argues the trial court erred by overruling
his objections to statements made by the prosecutor during closing
argument and by denying his subsequent motion for mistrial.
A. Argument Pertaining to Premeditation and Deliberation.
During closing argument, the prosecutor addressed the issues
of premeditation and deliberation. When the prosecutor discussed
the implications of evidence that defendant brought a firearm to
Pac Jam II, the following exchange took place:
[Prosecutor]: The State says yes to you,
ladies and gentlemen, and the Supreme Court
says to you -- and this is 1993 -- Evidence
that the defendant's actions before the
killing was substantial evidence supporting a
proper inference of premeditation and
deliberation. The evidence tending to show
that the defendant was carrying a gun
supported an inference --
[Defense Counsel]: Your Honor, I object
because that is not what the -- that is not
the inference of that case. I believe it's
Goley or Golden or something like that.
COURT: Overruled.
[Prosecutor]: The evidence tending to
show that the defendant was carrying a gun
supported an inference that he anticipated apossible confrontation and giving some
forethought to how he would deal with a
confrontation. If you carry a gun in your
pocket, do you ever think about what you're
going to do with it?
[Defense Counsel]: Your Honor, again, I
object. That is -- I'm familiar with that
case, and the -- the factual circumstance --
COURT: Overruled.
. . . .
[Prosecutor]: If you carry a gun, ladies
and gentlemen, do you think about what you're
going to do with it?
The parties agree that the case to which the prosecutor
referred, and which defendant attempted to recall in his objection,
was
State v. Ginyard, 334 N.C. 155, 431 S.E.2d 11 (1993). In
Ginyard, the defendant knocked on an apartment door and asked to
speak with the victim. A fight ensued, during which the defendant
fatally stabbed the victim. Our Supreme Court stated: [T]he fact
that the defendant was carrying a knife was evidence tending to
support an inference that he had anticipated a possible
confrontation with the victim and that he had given some
forethought to how he would resolve that confrontation.
Id. at
159, 431 S.E.2d at 13. In reaching this result, the Supreme Court
relied on
State v. Fields, 315 N.C. 191, 337 S.E.2d 518 (1985). In
Fields, the defendant and his companions consumed beer and
Quaaludes, drove around Wake County in the defendant's truck, then
entered the driveway of a private residence and began rummaging
through a storage shed. When a concerned neighbor carrying a
shotgun approached the men, the defendant fatally shot him. TheSupreme Court stated: The fact that defendant was even carrying
a gun was conduct preceding [victim's] murder that evinced
defendant's anticipation of a possible confrontation and some
forethought of how he would deal with it.
Id. at 200, 337 S.E.2d
at 524.
Review of a trial court's rulings on objections to the jury
arguments of counsel is deferential. [A]rguments of counsel are
largely in the control and discretion of the trial judge who must
allow wide latitude in the argument of the law, the facts of the
case, as well as to all reasonable inferences to be drawn from the
facts.
State v. Taylor, 289 N.C. 223, 226, 221 S.E.2d 359, 362
(1976) (citations omitted).
Ordinarily we do not review the
exercise of the trial judge's discretion in controlling jury
arguments unless the impropriety of counsel's remarks is extreme
and is clearly calculated to prejudice the jury in its
deliberations.
Id. at 227, 221 S.E.2d at 362 (citations omitted).
While
Ginyard is distinguishable from the case at bar because the
victim and the defendant in
Ginyard knew each other and the
defendant set up the meeting leading to the murder, the initial
encounter between the victim and the defendant in
Fields was the
result of chance. They apparently did not know each other, nor did
the defendant plan to meet anyone. To the contrary, the defendant
took steps to ensure that the owners of the property onto which he
was intruding were absent. Nevertheless, the defendant's
preparation for a possible encounter, however unexpected, was held
to be admissible evidence of premeditation. Accordingly, it wasnot improper for the prosecutor in the case at bar to argue that
defendant's decision to carry a loaded firearm into Pac Jam II
supported an inference that defendant anticipated a possible
confrontation and gave forethought to the resolution of a possible
confrontation. This assignment of error is overruled.
B. Argument Pertaining to Defendant's Character
[4]Defendant assigns as prejudicial error another comment
made by the prosecutor during closing argument. When discussing
the difficulty of proving premeditation and deliberation with
direct evidence, the prosecutor said,
There is absolutely no way that you can crawl
inside of his head and determine what he was
believing, what he was premeditating, what he
was deliberating. . . . In fact, you don't
want to be inside of his head. If you were
inside of his head, you would see evil, you
would see hate[.]
On appeal, particular prosecutorial arguments are not viewed
in an isolated vacuum, but are considered in context based upon
the underlying facts and circumstances.
State v. Moseley, 338 N.C.
1, 50, 449 S.E.2d 412, 442 (1994) (citation omitted). '[W]hen the
prosecuting attorney does not go outside of the record and his
characterizations of the defendant are supported by evidence, the
defendant is not entitled to a new trial by reason of being
characterized in uncomplimentary terms in the argument.'
State v.
Wortham, 287 N.C. 541, 545-46, 215 S.E.2d 131, 134 (1975) (quoting
State v. Westbrook, 279 N.C. 18, 39, 181 S.E.2d 572, 584 (1971),
vacated and remanded as to death penalty only, 408 U.S. 939, 33 L.
Ed. 2d 761 (1972)).
Our review of similar cases reveals that where a defendant did
not object to similar comments by the prosecutor in closing
argument, our Supreme Court has not readily held that the trial
court should intervene.
See State v. Flowers, 347 N.C. 1, 37-38,
489 S.E.2d 391, 412 (1997) (holding that trial court's failure to
intervene when prosecutor argued that '[t]o participate in killing
another human being in that manner . . . it's outrageous. It's
shocking. It's evil. It's vile' was not error and that [w]hen
read in context, it is clear that the prosecutor's remarks fell
well within the wide latitude afforded prosecutors during closing
arguments);
State v. Larrimore, 340 N.C. 119, 163, 456 S.E.2d 789,
812-13 (1995) (holding that prosecutor's statement that
'
[defendant] is the ultimate. He is the quintessential
evil. . . . He is
one of the most dangerous men in this State, I
submit to you' did not reach the level of gross impropriety
requiring the trial court to intervene
ex mero motu).
We reached a similar result where a defendant raised a
contemporaneous objection to a prosecutor's argument. In
State v.
Frazier, a sex abuse case, the prosecutor argued that the defendant
and another were '[j]ust as evil and just as sorry and just as
mean as two despicable people could ever be on this earth.' 121
N.C. App. 1, 16, 464 S.E.2d 490, 498 (1995) (alteration in
original),
aff'd, 344 N.C. 611, 476 S.E.2d 297 (1996). The trial
court apparently sustained defendant's objection to the argument,
but the defendant made no motion to strike. We found that theprosecutor's argument was not so prejudicial as to require a new
trial.
See id. at 16, 464 S.E.2d at 499.
In light of these cases, we believe the prosecutor's
digression, speculating on the contents of defendant's mind
immediately after stating that defendant's thoughts were
unknowable, did not exceed the bounds recognized by North Carolina
courts in closing argument. The evidence showed that defendant
went armed to a nightclub; shot Faucette, who was not involved in
the dispute that preceded the shooting; shot Tinnin in the back,
while Tinnin was either hiding or on the ground; and attempted to
shoot Tinnin in the head. Consequently, the prosecutor's
characterization of defendant as evil was not inconsistent with
the record, nor did the argument exceed the bounds permitted in
final argument. This assignment of error is overruled.
C. Argument Pertaining To Witness Tracy Morrow.
[5]Evidence was presented at trial that defendant's
automobile was discovered behind Tracy Morrow's house after the
shooting at Pac Jam II. Contending that the presence of this car
was evidence that Morrow had hidden the car for defendant while
helping him escape, the prosecutor argued: [Morrow] had already
hid the defendant's car or had it hid behind her house. I didn't
ask her where her daughter was that night, but I warned her.
Defense counsel's objection was overruled. The prosecutor
continued: She had already attempted and aided him in getting
away. Defense counsel objected again, and the trial court
instructed that the jury had the responsibility for determining thefacts of the case and that [a]ny statements made to you on behalf
of the District Attorney's office is his contention, it is not
evidence in this case, and you must not use the same as evidence.
Although defendant contends that the prosecutor's argument was
unsupported by evidence, counsel may properly argue all the facts
in evidence as well as any reasonable inferences that may be drawn
from those facts.
See State v. Monk, 286 N.C. 509, 212 S.E.2d 125
(1975). Evidence had been presented that: (1) defendant and
Morrow were good friends, and he had stayed overnight at her house;
(2) Morrow was present at Pac Jam II when defendant shot the
victim; (3) defendant's bloodstained car was found parked behind
Morrow's home hours after the murder; (4) the car in which
defendant was seen leaving a local hospital with his brother after
the murder was also found behind Morrow's home with the motor
running; (5) although Morrow said cars typically parked in the
unpaved area where defendant's car was found, she could not explain
the absence of other tire tracks there; and (6) Morrow spoke by
telephone with defendant after he was apprehended in New York and
returned to the Alamance County Jail. This evidence supported a
reasonable inference that Morrow allowed defendant to hide his car
behind her home before he left North Carolina. In addition, the
trial court properly instructed the jury to consider the
prosecutor's argument as a contention, not as evidence. This
assignment of error is overruled.
Finally, defendant argues that the cumulative effect of the
prosecutor's arguments constituted prejudicial error. Afterreviewing the evidence and the arguments, we hold that there was no
improper prejudice to defendant from the cumulative effect of the
arguments analyzed above. This assignment of error is overruled.
III.
[6]In his last assignment of error, defendant contends the
trial court erroneously refused to give the jury his requested
additional instruction on premeditation and deliberation. The
trial court gave the following pattern instruction:
[T]he State must prove that the defendant
acted with premeditation, that is, that he
formed the intent to kill the victim over some
period of time, however short, before he
acted.
. . . [T]hat the defendant acted with
deliberation, which means that he acted while
he was in a cool state of mind.
This does not mean that there had to be a
total absence of passion or emotion. If the
intent to kill was formed with a fixed purpose
not under the influence of some suddenly
aroused violent passion, it is immaterial that
the defendant was in a state of passion or
excited when the intent was carried into
effect.
Neither premeditation nor deliberation
are usually susceptible of direct proof. They
may be proved by circumstances from which they
may be inferred, such as the lack of
provocation by the victim, the conduct of the
defendant before, during, and after the
killing, threats and declarations of the
defendant, infliction of lethal wounds after
the victim is felled, and the manner in which
or means by which the killing was done.
Defendant requested that the trial court give the following
additional instruction:
On the other hand, you may infer from the
circumstances that the defendant did notpremeditate or deliberate the killing. For
example, you may find that the defendant was
enraged, frightened, disoriented, emotionally
upset, panic-stricken or agitated when he
formed the intent to kill, if he did form this
intent. If so, you may consider this finding
in deciding whether the defendant formed the
intent to kill in a cool state of mind. If
you have a reasonable doubt that the defendant
formed the intent to kill in a cool state of
mind, the state has not proven that the
defendant premeditated or deliberated the
killing.
When a party aptly tenders a written request for a specific
instruction which is correct in itself and supported by evidence,
the failure of the court to give the instruction, at least in
substance, is error.
Faeber v. E.C.T. Corp., 16 N.C. App. 429,
430, 192 S.E.2d 1, 2 (1972) (citation omitted). Defendant properly
concedes that the pattern instruction given by the trial court has
been approved by our Supreme Court.
See State v. Leach, 340 N.C.
236, 456 S.E.2d 785 (1995). The trial court's instruction required
that in order to convict, the jury must find that any intent to
kill was formed with a fixed purpose
not under the influence of
some suddenly aroused violent passion. (Emphasis added.)
Therefore, under this instruction, the jury was required to find
that defendant premeditated and deliberated while in a cool state
of mind. Although the requested instruction provided examples that
would negate such a cool state of mind, the instruction that was
given, viewed in its entirety, encompassed the substance of
defendant's request.
See Jones v. Development Co., 16 N.C. App.
80, 191 S.E.2d 435 (1972). This assignment of error is overruled.
Defendant received a fair trial free of prejudicial error.
Defendant's Motion For Appropriate Relief is denied. Defendant's
Motion To Strike And To Permit Reply is granted in part and denied
in part.
No error.
Judge LEWIS concurs.
Judge GREENE dissents with separate opinion.
===================
GREENE, Judge, dissenting.
I disagree with the majority that defendant's motion for
appropriate relief should be denied, and, therefore, I respectfully
dissent.
Procedural Issue
North Carolina General Statute section 15A-1419 provides a
motion for appropriate relief must be denied if "[u]pon a previous
appeal the defendant was in a position to adequately raise the
ground or issue underlying the present motion but did not do so."
N.C.G.S. § 15A-1419(a)(3) (1999). The statute, however, creates an
exception to this rule when "failure to consider the defendant's
claim will result in a fundamental miscarriage of justice."
N.C.G.S. § 15A-1419(b)(2).
In this case, defendant contends his indictment for first-
degree murder violated his Sixth Amendment right to notice and
right to due process under the United States Constitution.
Assuming defendant's contention has merit, his conviction is based
on an invalid indictment, and the trial court was without
jurisdiction to enter judgment against him.
See State v. Smith,263 N.C. 788, 789, 140 S.E.2d 404, 405 (1965) ("valid bi
ll of
indictment is an essential of jurisdiction"). Accordingly, failure
to consider defendant's claim would result in a "fundamental
miscarriage of justice," and, therefore, I would reach the merits
of defendant's motion for appropriate relief.
See N.C.G.S. § 5A-
1412 (1999) (denial of motion for appropriate relief pursuant to
N.C. Gen. Stat. § 15A-1419 is procedural and not determinative of
the merits of a party's claim).
Even assuming defendant is not entitled to bring his motion
for appropriate relief pursuant to N.C. Gen. Stat. § 15A-
1419(b)(2), defendant's motion alleges, pursuant to N.C. Gen. Stat.
§ 15A-1415(b)(2), that the trial court did not have subject matter
jurisdiction over the charge of first-degree murder on the ground
the indictment for first-degree murder was invalid as
unconstitutional.
See Smith, 263 N.C. at 789, 140 S.E.2d at 405.
Because a defense based on lack of jurisdiction of the trial court
over the subject matter of an action "cannot be waived and may be
asserted at any time,"
In re Green, 67 N.C. App. 501, 504, 313
S.E.2d 193, 195 (1984), I would reach the merits of defendant's
motion for appropriate relief.
Substantive Issue
Defendant argues in his motion for appropriate relief, in
pertinent part, that N.C. Gen. Stat. § 15-144, which creates a
"short-form" murder indictment,
(See footnote 1)
violates his Sixth Amendment rightto notice and right to due process under the United States
Constitution.
(See footnote 2)
I agree.
A defendant's right to notice under the Sixth Amendment and
right to due process require an indictment to charge each element
of an offense.
Jones v. United States, --- U.S. ---, 143 L. Ed. 2d
311, 319, 326 n.6 (1999) (holding that when a "fact is an element
of an offense rather than a sentencing consideration," it must be
"charged in an indictment, submitted to a jury, and proven by the
Government beyond a reasonable doubt");
Hamling v. United States,
418 U.S. 87, 117, 41 L. Ed. 2d 590, 620 (1974) (indictment must
contain elements of offense charged).
Premeditation and deliberation are elements of first-degree
murder in North Carolina.
State v. Hamby and State v. Chandler,
276 N.C. 674, 678, 174 S.E.2d 385, 387 (1970),
death sentencevacated, 408 U.S. 937, 33 L. Ed. 2d 754 (1972). North Carolina
General Statute section 15-144, which states the requirements for
a valid indictment for first-degree murder, does not, however,
require the indictment to include the elements of premeditation and
deliberation. N.C.G.S. § 15-144 (1999). Section 15-144,
therefore, does not comply with the requirements of due process and
the right to notice under the Sixth Amendment of the United States
Constitution; consequently, the statute is unconstitutional.
See
Faretta v. California, 422 U.S. 806, 818, 45 L. Ed. 2d 562, 572
(1975) (Sixth Amendment right to notice incorporated as applicable
to states through Fourteenth Amendment). In this case, defendant
was convicted of first-degree murder based on an indictment issued
pursuant to section 15-144, and the indictment did not contain the
elements of premeditation and deliberation. I, therefore, would
arrest judgment entered against defendant for the charge of first-
degree murder.
See State v. Simpson, 302 N.C. 613, 617, 276 S.E.2d
361, 364 (1981) (arresting judgment is appropriate remedy for
judgment based on invalid indictment, and arrested judgment does
not bar State from bringing valid indictment).
Footnote: 1