1. Evidence--hearsay--not truth of matter asserted
The trial court did not err in a first-degree murder case by admitting the testimony of the
victim's mother concerning what her daughter told her about her problems with defendant, the
daughter's ex-boyfriend, and about her request to have someone pick her up at the bus stop,
because these statements are not hearsay since they are offered to explain why the victim's mother
asked the victim-brother to meet his sister at the bus stop that afternoon, which is a purpose other
than for proving the truth of the matter asserted.
2. Evidence--hearsay--state of mind exception--subsequent conduct
The trial court did not err in a first-degree murder case by admitting the testimony of a
detective concerning defendant's family not knowing his whereabouts because these statements
are not hearsay since they were offered to show the effect the statements had on the testifying
witness's state of mind and to explain his subsequent conduct in calling other non-family members
to help him try to locate defendant, which is a purpose other than for proving the truth of the
matter asserted.
3. Evidence--hearsay--erroneous admission--no prejudicial error
Although the trial court erred in a first-degree murder case by admitting the hearsay
testimony of the victim's wife concerning the victim telling her that defendant previously stabbed
someone seventeen times, the error was not prejudicial in light of the abundance of evidence
implicating defendant, including witnesses who actually saw defendant shoot the victim.
4. Evidence--redirect examination--permissible scope--opened the door--dispel
favorable inferences
The trial court did not err in concluding the prosecutor did not exceed the permissible
scope of redirect examination of a witness in a first-degree murder case by asking questions
concerning defendant's financial support of his child because defendant opened the door to this
evidence since: (1) the State has the right to introduce otherwise irrelevant evidence if it tends to
dispel favorable inferences arising from defendant's cross-examination of a witness; and (2)
defendant elicited testimony during cross-examination of this witness to the effect that defendant
had regular visitation with his child in an attempt to raise a favorable inference that defendant was
a good father.
5. Evidence--direct examination--leading questions--refreshing recollection or memory
The trial court did not abuse its discretion in a first-degree murder case by allowing the
prosecutor to ask a leading question during direct examination in order to elicit testimony that
defendant spat on the victim immediately after shooting him because leading questions are
permissible if the examiner seeks to aid the witness' recollection or refresh her memory when the
witness has exhausted her memory without stating the particular matter required. N.C.G.S. § 8C-
1, Rule 611(c).
6. Evidence--lay opinion--shorthand statement of fact
The trial court did not err in a first-degree murder case by allowing the testimony of an
eyewitness, stating it looked to him like defendant was trying to shoot the victim in the head,
because the statement was a permissible opinion in the form of a shorthand statement of fact.
N.C.G.S. § 8C-1, Rule 701.
7. Criminal Law--motion for appropriate relief--mistake of law--parole eligibility--no
prejudice
The trial court did not err in a first-degree murder case by denying defendant's post-trial
motion for appropriate relief based on an alleged mistake of law with respect to eligibility for
parole because there was no prejudice since defendant has not suggested the mistake of law had
any effect on his plea discussions or decision not to take a plea, and contrary to defendant's
assertions, there is no logical relation between a mistaken understanding of eligibility for parole
and the decision to argue imperfect self-defense.
8. Constitutional Law--effective assistance of counsel--misreading of statute--trial
strategy
The trial court did not err in a first-degree murder case by concluding defendant was not
denied effective assistance of counsel, based on the allegations that defense counsel mistakenly
misunderstood the applicable punishment for first-degree murder and the failure to develop a
defense of imperfect self-defense, because: (1) the fact that both the district attorney and the trial
judge also misread the statute concerning parole eligibility demonstrates that defense counsel's
errors were not constitutionally deficient; and (2) a tactical decision that is part of trial strategy is
generally not second-guessed by our courts, and the evidence reveals the victim was unarmed and
had his back turned at the time defendant shot him.
Attorney General Michael F. Easley, by Assistant Attorney
General H. Dean Bowman, for the State.
Bowen & Berry, PLLC, by Sue A. Berry, for defendant-appellant.
LEWIS, Judge.
Defendant was tried at the 2 February 1998 Session of Robeson
County Superior Court for the first-degree murder of Larry
McCormick on 1 December 1994. The jury returned a verdict of
guilty on 4 February 1998, and defendant now appeals.
At trial, the State's evidence tended to show that on 1
December 1994, Larry McCormick went to a bus stop to pick up hissister, Tammy McCormick ("Tammy"), from school. Tammy had recent
ly
ended her relationship with defendant and knew defendant would be
at the bus stop that afternoon to confront her. When Mr. McCormick
arrived at the bus stop, he and defendant began arguing. After the
school bus arrived, defendant pulled out a gun and shot Mr.
McCormick several times. Defendant then rode away on his bicycle.
[1]Defendant begins by arguing that the trial court
erroneously admitted several pieces of hearsay evidence. The first
evidence to which defendant objects is certain testimony by Aldrena
McCormick, the victim's mother. Specifically, Ms. McCormick
testified as follows:
Q: Now, when [defend
ant and Tammy] started
having trouble, how long was that before
Larry was killed; do you know?
A: Well, I didn't kn
ow just when they had
start having trouble, but my -- my
daughter told me sometime afterwards.
[Objection; overruled.]
Q: In your attempt t
o locate him, did you
talk to his family?
A: I did.
Q: Did they indicate
to you that they knew
where he was?
[Objection; overruled.]
Q: Tell us whether o
r not they indicated to
you that they knew where the Defendant
was?
A: They admitted the
y did not know where he
was.
(Tr. at 201-02.) Defendant again argues that this testimony as to
his family's lack of knowledge of his whereabouts constitutes
inadmissible hearsay that tended to suggest defendant had fled the
state. For the same reasons that we articulated earlier, we
disagree. This testimony was not offered to prove the truth of the
matter asserted; whether or not defendant's family actually knew
his whereabouts was immaterial. Instead, this testimony was
introduced to show the effect it had on the testifying witness'
state of mind and also helped explain his subsequent conduct in
calling other non-family members to help him try to locate
defendant. See generally State v. Irick, 291 N.C. 480, 498, 231
S.E.2d 833, 845 (1977) (allowing evidence of police dispatches in
order to explain the officers' subsequent conduct in pursuing a
suspect).
[3]Finally, defendant contests the admission of certain
testimony by Donna McCormick, the victim's wife, as to what Mr.McCormick purportedly told her before he left to pick up his sister
at the bus stop. Specifically, Ms. McCormick testified:
A: And, at that time
[immediately before he
left for the bus stop], he had an
expression on his face. He acted like he
didn't want to go.
[Objection; overruled.]
A: And then he told
his mother I'm on my --
I'm on my way. After he hung up the
phone, he was like, Renee -- he told me I
know [defendant] has stabbed --
[Objection; overruled.]
A: -- this guy seven
teen times. He told me
I don't have no weapons.
[Objection; overruled.]
A: So he got ready to walk out the door.
(Tr. at 195.) The State maintains that this testimony was
admissible under the "then existing state of mind" exception to the
hearsay rule. We disagree with the State's argument but conclude
that the error resulted in no prejudice to defendant.
Rule 803(3) allows hearsay testimony if the testimony is in
the form of a statement as to the declarant's then existing state
of mind or emotions; the rule excludes the testimony, however, if
it is purely a recitation of facts. N.C.R. Evid. 803(3). The
rationale for Rule 803(3) has been explained as follows:
"[T]here is a fair necessity, for lack of
other better evidence, for resorting to a
person's own contemporary statements of his
mental or physical condition" and that such
statements are more trustworthy than the
declarant's in-court testimony. Mere
statements of fact, however, are provable by
other means and they are not inherently
trustworthy.
State v. Hardy, 339 N.C. 207, 229, 451 S.E.2d 600, 612 (1994)
(quoting 6 John H. Wigmore, Evidence § 1714 (1976)). Statements of
emotion include, for example, "I'm frightened" or "I'm angry." Id.
Our courts have further clarified that testimony that recites both
emotions and facts falls within the scope of the 803(3) exception.
State v. Marecek, 130 N.C. App. 303, 306, 502 S.E.2d 634, 636,
disc. review denied, 349 N.C. 532, ___ S.E.2d ___ (1998). This is
because "factual circumstances surrounding [the declarant's]
statements of emotion serve only to demonstrate the basis for the
emotions." State v. Gray, 347 N.C. 143, 173, 491 S.E.2d 538, 550
(1997), cert. denied, 523 U.S. 1031, 140 L. Ed. 2d 486 (1998).
Thus, to synthesize, our courts have created a sort of trichotomy
in applying Rule 803(3). Statements that recite only emotions are
admissible under the exception; statements that recite emotions and
the facts underlying those emotions are likewise admissible; but
statements that merely recite facts do not fall within the
exception.
In this case, Ms. McCormick testified that her husband said,
"I know [defendant] has stabbed this guy seventeen times." This
testimony, no doubt, is a recitation of facts. This testimony also
ostensibly is a basis for Mr. McCormick's fear of going to meet
Tammy at the bus stop, given that he knew defendant would be there.
Significantly, however, we have no actual statement of emotion by
Mr. McCormick. All we have is Ms. McCormick's opinion testimony
that her husband acted frightened. Absent an actual statement of
emotion, any statement of fact that could purportedly serve as abasis for this emotion is outside the scope of Rule 803(3). Were
we to allow this statement of fact merely because Ms. McCormick
opined that her husband looked afraid, we would be opening the door
for the admission of any statement of fact so long as the
testifying witness could attribute some emotion or state of mind to
the declarant that could be supported by that statement of fact.
The hearsay rule would be eviscerated as a result. Compare Gray,
347 N.C. at 173, 491 S.E.2d at 550 (allowing statements of prior
abuse to explain the basis for declarant's statement that she was
afraid) with Marecek, 130 N.C. App. at 306, 502 S.E.2d at 636
(disallowing declarant's recitation of facts in the absence of an
actual statement of emotion). Accordingly, we hold that Ms.
McCormick's testimony with respect to defendant having previously
stabbed someone seventeen times was inadmissible hearsay.
Nonetheless, we conclude that the error resulted in no
prejudice to defendant. To receive a new trial, defendant must
show "a reasonable probability that, had the error in question not
been committed, a different result would have been reached at the
trial." N.C. Gen. Stat. § 15A-1443(a) (1999). There was an
abundance of testimony here that implicated defendant, many of it
by witnesses who actually saw defendant shoot Mr. McCormick. We do
not see how one isolated statement that defendant had previously
stabbed someone seventeen times was so prejudicial to defendant
that its exclusion would have probably led to a different result at
trial.
[4]In his next assignment of error, defendant argues that theprosecutor exceeded the permissible scope of examinat
ion in his re-
direct of Aldrena McCormick. Specifically, defendant objects to
the following line of questioning:
Q: Did [defendant] support [his] child?
A: He would buy him,
you know, things. He
would buy him clothes and get his haircut
and things like that. He didn't never
give -- he might have gave her some money
straight out, but, as far as I know, I --
you know --
Q: Do you know where he --
A: -- but it wasn't --
Q: Do you know where
he was working at the
time?
[Objection; overruled.]
A: As far as I know, he wasn't.
Q: During -- during
the entire time that he
was going with your daughter, was he
working then?
[Objection; overruled.]
A: As far as I know, he wasn't.
(Tr. at 58-59.) Defendant contends that any evidence with respect
to the support of his child was irrelevant. However, the State has
the right to introduce otherwise irrelevant evidence if it tends
"to dispel favorable inferences arising from defendant's cross-
examination of a witness." State v. Johnston, 344 N.C. 596, 605-
06, 476 S.E.2d 289, 294 (1996). Here, in cross-examining Ms.
McCormick, defendant elicited testimony to the effect that
defendant had regular visitation with his child. This evidence
with respect to visitation tended to create an inference favorable
to defendant, namely that he was a good father. In doing so,
defendant thereby opened the door for the State to dispel this
inference on re-direct by suggesting that, because he did notcontribute much financial support to his child, defendant was not
so good a father after all.
[5]Next, defendant argues that the prosecutor impermissibly
asked a leading question in order to elicit testimony that
defendant spat on Mr. McCormick immediately after shooting him. In
examining Gayle Mitchell, a passenger on the bus and eyewitness to
the shooting, the prosecutor asked the following questions:
Q: Okay. What, if a
nything, else did you
see [defendant] do?
A: After he shot him
, he got on his bicycle
and he rode away.
Q: Did he do anything else?
A: (Shakes head from side to side.)
Q: Did you see him spit?
[Objection; overruled.]
Q: Tell us -- tell
us whether or not you saw
him spit.
A: Yeah, I seen him spit.
Q: Who did you see spit?
A: [Defendant].
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