1. Evidence--direct examination--leading questions
The trial court did not abuse its discretion in a first-degree kidnapping and first-degree
rape case by sustaining the State's objections to defendant's leading questions on direct
examination, in an effort to show the victim made a prior inconsistent statement about
defendant's use of a knife, because: (1) defendant did not tender the witness as a hostile witness
at trial, and a review of the record does not reveal that she was unwilling or biased against
defendant, N.C.G.S. § 8C-1, Rule 611(c); (2) defendant abandoned his argument that the witness
was called to contradict the testimony of a prior witness, since he did not make this argument at
trial, N.C. R. App. P. 28(b)(5); and (3) even if the trial court erred, there was no prejudicial error
since the witness testified her memory of her conversation with the victim was unclear.
2. Sentencing--double punishment--first-degree kidnapping--first-degree rape--
improper
Although the trial court did not err in instructing on first-degree kidnapping based on
sexual assault and on first-degree rape, defendant's sentence is vacated and remanded since he
was improperly convicted of and sentenced to double punishment for first-degree kidnapping
and first-degree rape because: (1) the verdict sheet is ambiguous as to whether the jury relied on
the theory that the victim was not released in a safe place or the theory that the victim had been
sexually assaulted to elevate the kidnapping charge to first-degree; and (2) construing the
ambiguous verdict in favor of defendant reveals the first-degree kidnapping conviction arose
from the same sexual assault which was the basis of the first-degree rape conviction.
3. Evidence--impeachment--specific instance of conduct--direct examination--
inadmissible--not probative of truthfulness
The trial court did not err in a first-degree kidnapping and first-degree rape case by
excluding evidence of the victim's theft of money and cocaine from defendant and defendant's
reaction to the alleged theft, which defendant attempted to elicit on direct examination from a
witness to impeach the credibility of the victim by inquiring into a specific instance of conduct
of the victim, because: (1) defendant's inquiry into the specific instance of conduct did not occur
on cross-examination of a witness but rather on direct examination, and therefore, the witness's
voir dire testimony was not admissible under N.C.G.S. § 8C-1, Rule 608(b); and (2) the voir dire
testimony is not probative of the victim's truthfulness or untruthfulness.
Attorney General Michael F. Easley, by Assistant Attorney
General Edwin L. Gavin, II, for the State.
Nora Henry Hargrove for defendant-appellant.
TIMMONS-GOODSON, Judge.
Kenneth Wiggins (defendant) was indicted for attempted first
degree sexual offense, first degree rape, first degree kidnapping,
and assault on a female. The court dismissed the charges of
attempted first degree sexual offense and assault on a female.
Following a jury verdict of guilty of first degree kidnapping and
first degree rape, the trial court imposed an active sentence of
230 months with the corresponding maximum of 285 months. Defendant
appeals.
The State's evidence at trial tended to show the following.
Teresa Ann Pearson (the victim) and defendant initially had a
dating relationship. After the dating relationship ended,
defendant continued to contact the victim. On 9 August 1997, the
victim alleged before a magistrate that defendant was communicating
threats to her.
On 13 August 1997 at 8:30 p.m., the victim drove her car to
Russell's Quick Mart in Wilmington, North Carolina accompanied by
two friends, Joyce Barnett and Nita McKeithan. Defendant jumped
into the backseat of the car, put a knife to the victim's throat,
and instructed her to drive. The victim drove to Rankin Street,
where defendant ordered Barnett and McKeithan to exit the car.
Barnett reported the incident to the police and advised the police
to search for defendant and the victim in Currie, North Carolina.
Defendant forced the victim to move to the passenger seat.
While brandishing the knife in his right hand, defendant drove to
his aunt's home in Currie where he occasionally lived. Defendanttold the victim she was going to die. After arriving at his aunt's
home, defendant drove the car into the woods, opened the hood and
disabled the engine.
Defendant led the victim to the house, took her to a bedroom,
and ordered her to undress. When the victim hesitated, defendant
again asked her if she wanted to die. The victim indicated that
she did not want to die and complied with the demand. Defendant
undressed and told the victim to perform fellatio on him. She
hesitated and defendant engaged in vaginal intercourse with her
while continuing to hold the knife. Defendant led the victim to
the living room and forced her to lie on the couch. He told her he
could cut her breasts off and proceeded to cut her left breast with
the knife. He also cut her left leg.
Law enforcement officers from the Wilmington Police and the
Pender County Sheriff's Departments arrived at the house at
approximately 11:00 p.m. Defendant saw the automobile lights in
the driveway and acknowledged that they had come for him. The
victim told defendant to calm down and that she would send them
away. She wrapped herself in a sheet and opened the door while
defendant stood behind her with the knife. Corporal Andrew Paluck
of the Pender County Sheriff's Department asked the victim to
identify herself and she did so. The victim was crying. Corporal
Paluck asked her to step outside of the house. She stepped onto
the porch and told Corporal Paluck that defendant was trying to
kill her. Corporal Paluck escorted the victim to his car and
entered the house with another officer to question defendant. Defendant denied that there existed any problem. Corporal Paluck
found a knife on a mantle just inside the door and noted that some
activity had occurred in the bed.
A hospital examination revealed that the victim suffered a
linear abrasion to her left breast, another to her left thigh, and
several more on her upper back. All of the linear abrasions were
consistent with knife wounds. The victim gave written and oral
statements consistent with the above facts recited.
Q: Did you tell me you talked to [the victim]?
[THE STATE]: Objection.
THE COURT: Sustained.
Defendant then made the following offer of proof:
Q: Miss Gibson, did you tell me last week that
you had talked to [the victim] about these
events after they allegedly occurred?
A: Yeah, yeah, yeah. She had come to my house
and we had like talked about it but, word for
word, I don't remember everything we said,
'cause I mean, it wasn't nothing that we dwell
on it. Yes, I did, yes.
Q: Did she tell you she was attacked by
[defendant]?
A: I'm not sure she did or didn't.
Q: Did you hear her say anything about a
knife?
A: They said he was crazy, something like
that.
Q: Did she say anything about him having a
knife?
A: Not to my knowledge, no.
Defendant argues that he should have been allowed to ask
leading questions of Gibson because she was a hostile witness.
However, defendant did not tender Gibson as a hostile witness attrial, and our examination of the transcript does not reveal that
she was unwilling or biased against defendant.
While defendant failed to discuss Greene in his brief, a
Greene exception to the general rule that leading questions are not
allowed on direct examination arguably applies in the present case.
Gibson was called to contradict the testimony of a prior witness.
However, defendant failed to argue the exception at trial and
failed to cite any case law in support of its application in his
brief on appeal. The argument that defendant should have been
allowed to ask leading questions on direct examination because the
witness was called to contradict the testimony of a prior witness
is therefore abandoned. N.C.R. App. P. 28(b)(5). In any event,
the exceptions listed in Greene are mere guidelines; whether to
allow leading questions is ultimately in the sound discretion of
the trial court. The trial court did not abuse its discretion
where the court sustained the timely objection of the State to a
leading question posed by counsel on direct examination of a non-
hostile witness.
Moreover, even if the trial court had erred, such error would
not have been prejudicial. On voir dire, Gibson testified that her
memory of her conversation with the victim was unclear. Gibson was
not certain whether the victim had told her that defendant attacked
the victim. Gibson further testified that to her knowledge, the
victim did not say anything about the defendant wielding a knife.
Defendant's offer of proof failed to establish conclusively that
the victim made a prior inconsistent statement. We hold that the trial court did not abuse its discretion in
sustaining the State's objections to leading questions asked by
defendant to his witness on direct examination. As such, defendant
was not deprived of his rights under the state and federal
constitutions.
[2]By his second assignment of error, defendant argues that
the trial court erred in instructing on first degree kidnapping
based on sexual assault and on first degree rape. Defendant
contends that said instruction permitted him to receive multiple
punishments for the same offense contrary to the state and federal
constitutions. While we are not convinced that the trial court
erred in its instruction to the jury, we agree that defendant was
improperly convicted of and sentenced to first degree kidnapping
and first degree rape.
Under the Double Jeopardy Clause of the United States
Constitution, a defendant may not be subjected to trial and
possible conviction more than one time for an alleged offense.
Missouri v. Hunter, 459 U.S. 359, 365, 74 L. Ed. 2d 535, 542
(1983). A first degree kidnapping occurs where the person
kidnapped was not released in a safe place, was seriously injured,
or was sexually assaulted. N.C. Gen. Stat. § 14-39(b) (1993). The
North Carolina legislature did not intend that defendants be
punished for both the first degree kidnapping and the underlying
sexual assault. State. v. Freeland, 316 N.C. 13, 23, 340 S.E.2d
35, 40-41 (1986). A verdict which is ambiguous must be construed
in favor of the defendant. State v. Whittington, 318 N.C. 114, 347S.E.2d 403 (1986).
In the present case, the trial court instructed the jury that
in order to find defendant guilty of first degree kidnapping, it
had to find that the victim was not released in a safe place or
that the victim had been sexually assaulted. The jury returned a
verdict of guilty of first degree kidnapping and guilty of first
degree rape. However, the verdict sheet did not specify on which
theory the jury relied in reaching the guilty verdict on first
degree kidnapping. Thus, the verdict is ambiguous. Given that the
trial court instructed on both theories, the jury may have relied
on the sexual assault to elevate the kidnapping to the first
degree. Construing the ambiguous verdict in favor of defendant,
the first degree kidnapping conviction arose from the same sexual
assault which was the basis of the first degree rape conviction.
Having concluded that defendant was erroneously subjected to
double punishment, we vacate the sentence and remand this case to
the trial court for a new sentencing hearing. On remand, the trial
court may: (1) arrest judgment on the first degree kidnapping
conviction and resentence for second degree kidnapping and first
degree rape; or (2) arrest judgment for the first degree rape
conviction and sentence on first degree kidnapping. Id. at 124,
347 S.E.2d at 408-09; State v. Young, 319 N.C. 661, 356 S.E.2d 347
(1987).
[3]By his third assignment of error, defendant argues that
the trial court erred in excluding evidence of the victim's theft
from defendant and defendant's reaction to the alleged theft inthat the trial court deprived defendant of his right to
confrontation, right to present a defense, and right of due
process, contrary to the state and federal constitutions. We
cannot agree.
According to our Rules of Evidence, a specific instance of
conduct may be inquired into on cross-examination where it is
probative of the credibility of a witness.
Specific instances of the conduct of a
witness, for the purpose of attacking or
supporting [her] credibility . . . may not be
proved by extrinsic evidence. They may,
however, in the discretion of the court, if
probative of truthfulness or untruthfulness,
be inquired into on cross-examination of the
witness (1) concerning [her] character for
truthfulness or untruthfulness, or (2)
concerning the character for truthfulness or
untruthfulness of another witness as to which
character the witness being cross-examined has
testified.
N.C. Gen. Stat. § 8C-1, Rule 608(b) (1992).
In the present case, defendant called Carolyn Hasty to the
stand. Hasty testified without objection that she saw the victim
steal defendant's money and cocaine. When counsel for defendant
asked Hasty the date of the theft, the State objected and the trial
court sustained the objection. Counsel for defendant made an offer
of proof during which Hasty described the theft and stated that
defendant was not angry with the victim following the theft.
According to defendant, Hasty's testimony was competent evidence of
the victim's credibility in that it tended to disprove the victim's
assertion that she was afraid of defendant.
Through his direct examination of Carolyn Hasty, defendantattempted to impeach the credibility of the victim by inq
uiring
into a specific instance of conduct of the victim. Hasty had not
testified as to the truthfulness or untruthfulness of the victim
prior to defense counsel's inquiry into the specific instance of
conduct. Defense counsel's inquiry into the specific instance of
conduct did not occur on cross-examination, but rather on direct
examination. Therefore, Hasty's voir dire testimony was not
admissible under Rule 608(b).
Furthermore, we are not convinced that the voir dire testimony
is probative of the victim's truthfulness or untruthfulness. Even
if the victim stole from defendant in one instance, she may have
felt afraid of defendant in a second instance in which, according
to her testimony, defendant entered her car without her permission
while brandishing a knife. We conclude that the trial court did
not err in excluding evidence of the victim's theft from the
defendant and the defendant's reaction to the alleged theft.
For the reasons stated herein, we hold that defendant received
a fair trial, free of prejudicial error, but the sentence is
vacated and the case is remanded to the trial court for a new
sentencing hearing.
Remanded for a new sentencing hearing.
Judges MARTIN and HORTON concur.
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