Appeal by plaintiff from order entered 18 November 1998 by
Judge Ronald L. Stephens in Durham County Superior Court. Heard in
the Court of Appeals 8 December 1999.
Michaux & Michaux, P.A., by Eric C. Michaux, for plaintiff-
appellant.
Yates, McLamb & Weyher, L.L.P., by Dan J. McLamb and John W.
Minier, for defendant-appellee.
MARTIN, Judge.
On 13 April 1994, Ladislav Antilak, a former employee of
Sumitomo Electric Lightwave Corp. and Litespec, Inc., (hereinafter
collectively referred to as Sumitomo) returned to his former
workplace with a firearm, killed two Sumitomo employees, and
wounded others before ending his own life. Antilak had been
employed at Sumitomo as a fiber optic cable inspector and had
frequent difficulties with fellow employees, including Flora Jones
and Juliette Shipley. These difficulties culminated in August 1993
with Antilak's indication that he was going to resign and adecision by Craig Stoke, a Sumitomo manager, to immediately accept
the resignation.
Budd Services, Inc., (Budd) provided security services for
Sumitomo, including issuance and control of ID badges and
electronic access cards. Budd was notified that Antilak was not to
be allowed to enter the Sumitomo premises on 9 August 1993. On the
morning of 9 August, Stoke was at the gate with a Budd guard when
Antilak arrived. When Stoke told Antilak that his resignation was
effective immediately, Antilak revved his engine and drove the car
through the gate. Stoke, accompanied by sheriff's deputies,
approached Antilak, demanded that he surrender his Sumitomo ID, and
escorted Antilak out of the building.
Eight months later, on 13 April 1994, Antilak returned to the
Sumitomo facility, and, using a temporary access card, entered the
building where he had previously worked. He approached Flora Jones
from behind and shot her in the back of the head, killing her
instantly. Joan Shepherd, who was sitting across from Flora Jones,
yelled to Juliette Shipley, who was in another room, to run. Both
Joan Shepherd and Juliette Shipley ran through the building;
Shipley hid in a large machine and heard the shots, but did not
witness any of the shootings. Antilak continued through the
building, shooting into the walls and ceilings, until he
encountered Carmen Davis, whom he shot in the shoulder and back.
Mike Brown, another employee, attempted to help Ms. Davis and was
shot in the abdomen, hand, and neck. Antilak then went to the
second floor, where he shot and killed John Robblee. Antilak thenshot himself in the head and died. A working temporary access card
to the building was found on his body.
Seven plaintiffs, including Juliette Shipley, filed suit
against Sumitomo and Budd, alleging various claims arising out of
the shooting incident. All of the plaintiffs' claims against
Sumitomo were settled and dismissed with prejudice. In addition,
all plaintiffs except Juliette Shipley voluntarily dismissed their
claims against Budd. Budd's motion for summary judgment as to
Juliette Shipley's remaining claim was allowed; she appeals.
Juliette Shipley seeks damages from Budd for emotional
distress suffered by reason of Budd's negligence. Plaintiff
Shipley alleges that Budd negligently performed its contractual
duty to provide security at Sumitomo, and this negligence caused
her to suffer severe emotional distress. The issue presented by
her appeal is whether it was reasonably foreseeable that she would
suffer emotional distress as a result of Budd's negligent failure
to retrieve a temporary access card from Antilak and to otherwise
prevent his entry into the Sumitomo plant. We hold that it was not
and affirm the entry of summary judgment in favor of Budd.
Summary judgment is appropriate where the pleadings,
depositions, answers to interrogatories and admissions on file,
together with the affidavits, if any, show that there is no genuine
issue as to any material fact and that any party is entitled to a
judgment as a matter of law. N.C. R. Civ. P. 56(c). The evidence
and all reasonable inferences which can be drawn therefrom must beviewed in the light most favorable to the nonmoving party.
Norris
v. Zambito, 135 N.C. App. 288, 520 S.E.2d 113 (1999). Summary
judgment is proper 'where the evidence fails to establish
negligence on the part of defendant . . . or establishes that the
alleged negligent conduct was not the foreseeable and proximate
cause of plaintiff's injury.'
Gardner v. Gardner, 334 N.C. 662,
665, 435 S.E.2d 324, 327 (1993) (quoting
Rorrer v. Cooke, 313 N.C.
338, 355, 329 S.E.2d 355, 366 (1985)).
An action for the negligent infliction of emotional distress
may arise from a concern for one's own welfare, or concern for
another's.
Id. No physical impact or injury is necessary in order
to pursue this type of action.
Id. An action for the negligent
infliction of emotional distress has three elements: (1) defendant
engaged in negligent conduct; (2) it was reasonably foreseeable
that such conduct would cause the plaintiff severe emotional
distress; and (3) defendant's conduct, in fact, caused plaintiff
severe emotional distress.
Johnson v. Ruark Obstetrics, 327 N.C.
283, 304, 395 S.E.2d 85, 97,
reh'g denied, 327 N.C. 644, 399 S.E.2d
133 (1990). The plaintiff must show that the distress suffered was
a proximate and foreseeable result of the defendant's negligence.
Sorrells v. M.Y.B. Hospitality Ventures of Asheville, 334 N.C. 669,
672, 435 S.E.2d 320, 322 (1993) (quoting
Ruark, 327 N.C. at 304,
395 S.E.2d at 97). In
Ruark and in
Gardner, the Supreme Court
discussed factors to be considered in measuring foreseeability
where emotional distress is alleged as a result of one's concern
for another's welfare. However, [t]he factors set out in
Gardnerlogically apply only when a plaintiff brings a negligent infl
iction
of emotional distress claim based on concern for the welfare of
another.
Chapman v. Byrd, 124 N.C. App. 13, 21, 475 S.E.2d 734,
740 (1996),
disc. review denied, 345 N.C. 751, 485 S.E.2d 50
(1997). Thus, these factors are of little assistance in a case
such as this one where plaintiff alleges severe emotional distress,
not as a result of her concern for others, but as a result of her
concern for her own welfare. In her complaint, plaintiff Shipley
alleges that [a]s a direct and proximate result of the negligence
by Budd Services, Inc., resulting in the shootings by Ladislav
Antalik and
his attempt to kill Juliette Shipley, Ms. Shipley
suffered severe emotional distress (emphasis supplied). The
complaint does not allege that Shipley suffered severe emotional
distress as a result of her concern for others, but for her own
welfare as a result of Antilak's attempt on her life.
Thus, the inquiry in the present case must focus on whether
Shipley's emotional distress was a foreseeable and proximate result
of Budd's negligence. Though the following cases involve damages
incurred because of one's concern over another's welfare, the
holdings in each case, in whole or in part, are based on the
presence or absence of proximate cause and are helpful to our
analysis.
In
Sorrells v. M.Y.B. Hospitality Ventures of Asheville, 334
N.C. 669, 435 S.E.2d 320 (1993), the parents of a son who died in
a car accident sued a bartender who negligently served alcohol to
their son for the negligent infliction of emotional distress. TheCourt considered whether the emotional distress suffered was a
proximate and foreseeable result of the bartender's act of
negligently serving their son alcohol. The Court found that the
possibility (1) the defendant's negligence in serving alcohol to
Travis (2) would combine with Travis' driving while intoxicated (3)
to result in a fatal accident (4) which would in turn cause Travis'
parents (if he had any) not only to become distraught, but also to
suffer 'severe emotional distress,' . . . was a possibility too
remote to permit a finding that it was reasonably foreseeable.
Id. at 674, 435 S.E.2d at 323
. We read
Sorrells as holding that
while it might be foreseeable that (1) negligently serving alcohol
to an intoxicated person would cause that person to suffer harm
should they attempt to drive, (2) that a drunk driver would get in
an accident, and (3) that a parent of one in such an accident would
suffer emotional distress, the initial and final events in this
instance are not so proximately related that the result could have
been foreseeable to the bartender.
In
Gardner v. Gardner, 334 N.C. 662, 435 S.E.2d 324 (1993),
the plaintiff mother sued the defendant father for damages for
emotional distress arising out of the death of their child due to
defendant father's negligent operation of a motor vehicle. The
plaintiff mother had rushed to the hospital after the accident only
to witness a failed attempt to resuscitate the child. The Court
held the emotional distress suffered by the mother after witnessing
the failed resuscitation attempt was simply too remote from the
negligent act itself to hold defendant liable for suchconsequences.
Id. at 668, 435 S.E.2d at 328.
Similarly, in this case we hold that the emotional distress
suffered by Shipley was not a reasonably foreseeable consequence of
any negligent conduct on Budd's part. Viewed in the light most
favorable to plaintiff Shipley as the non-moving party, the evidence
shows that Budd provided the temporary access card to Antilak, and
negligently failed to retrieve this card from Antilak after his
employment at Sumitomo terminated, allowing Antilak to gain entry
to the factory where he killed two people and injured several
others. The evidence permits a reasonable inference that plaintiff
Shipley was at least one of Antilak's targets. Though she did not
witness the shootings, she was in close proximity, and heard the
shots. She suffered severe emotional distress as a result of the
shootings.
These facts are sufficient to support a finding that Budd
engaged in negligent conduct, and that plaintiff Shipley suffered
severe emotional distress. However, these facts do not support an
inference that Shipley's emotional distress was a reasonably
foreseeable result of Budd's negligent acts; Budd's negligence in
failing to retrieve the access card and Shipley's emotional distress
are simply too attenuated to support a finding of reasonable
foreseeability. There is no evidence that Budd was told, or had any
specific notice of the relationship between Shipley and Antilak
which would support an inference that Budd could have taken actions
to prevent this specific injury to Shipley. The possibility that
(1) defendant's negligence in failing to retrieve the temporaryaccess card (2) would combine with Antilak's rage against his former
employer (3) to result in a workplace shooting (4) which would cause
Shipley to suffer emotional distress, was, like the situation in
Sorrells, too remote to permit a finding that it was reasonably
foreseeable.
Sorrells at 674, 435 S.E.2d at 323. Therefore, an
essential element of plaintiff's claim is non-existent and summary
judgment in favor of Budd must be affirmed.
Affirmed.
Judges LEWIS and WYNN concur.
*** Converted from WordPerfect ***