Appeal by defendant from judgment entered 24 April 1998 by
Judge Sanford Steelman in Richmond County Superior Court. Heard in
the Court of Appeals 16 February 2000.
Michael F. Easley, Attorney General, by James C. Gulick,
Special Deputy Attorney General, for the State.
Malcolm Ray Hunter, Jr., Appellate Defender, for defendant-
appellant.
EDMUNDS, Judge.
Defendant Terry Franklin Lathan appeals his conviction of
second-degree murder. We find no error.
At approximately 12:15 a.m. on 13 July 1996, the Hoffman Fire
and Rescue unit received a call reporting a shooting. When
volunteers arrived at the scene, defendant was standing beside his
truck; his girlfriend, Lisa Barber, was dead inside the truck.
When asked what happened, defendant stated: I accidentally shot
her. We were messing around with guns, and she reached for the
barrel of the gun, and when she pulled it the gun went off. The
body was slumped over in the passenger side of the truck cab; it
was wrapped in a quilt and had a single gunshot wound to the left
breast area. Bruises consistent with attempted strangulation were
found on her neck although other signs of strangulation were
absent. The victim also was bruised about other parts of her body.
Defendant was indicted for first-degree murder. A jury
returned a verdict of second-degree murder, and the trial court
sentenced defendant to 141 to 179 months imprisonment.
I.
[1]Defendant contends the trial court erred by admitting
hearsay evidence. Several witnesses testified as to statements the
victim made prior to her death. After conducting a
voir dire
hearing and considering arguments of counsel, the trial court
admitted the statements pursuant to the state of mind exception to
the hearsay rule.
See N.C. Gen. Stat. § 8C-1, Rule 803(3) (1999). Defendant contends that the admission of these hearsay state
ments
violated his Confrontation Clause rights as set forth in the Sixth
and Fourteenth Amendments to the United States Constitution.
Under Rule 803(3), hearsay evidence may be admitted to show
the declarant's then existing state of mind, emotion, sensation,
or physical condition (such as intent, plan, motive, design, mental
feeling, pain, and bodily health). This exception permits the
introduction of hearsay evidence that tends to indicate the
victim's mental condition by showing the victim's fears, feelings,
impressions or experiences, so long as any prejudicial effect of
such evidence is not outweighed by its probative value under N.C.
Gen. Stat. § 8C-1, Rule 403 (1999).
State v. Walker, 332 N.C. 520,
535, 422 S.E.2d 716, 725 (1992) (citations omitted). Our Supreme
Court has stated that the underlying policy supporting Rule 803(3)is the 'fair necessity, for lack of other better evidence, for
resorting to a person's own contemporary statements of his mental
or physical condition.'
State v. Hardy, 339 N.C. 207, 229, 451
S.E.2d 600, 612 (1994) (quoting 6 John H. Wigmore,
Evidence § 1714
(James H. Chadbourn rev. 1976)).
To be admissible under Rule 803(3), the testimony also must be
relevant.
See State v. Bishop, 346 N.C. 365, 379, 488 S.E.2d 769,
776 (1997). It is well established in North Carolina that a
murder victim's statements falling within the state of mind
exception to the hearsay rule are highly relevant to show the
status of the victim's relationship to the defendant.
State v.
Scott, 343 N.C. 313, 335, 471 S.E.2d 605, 618 (1996) (citations
omitted). A victim's state of mind also is relevant if it relates
directly to circumstances giving rise to a potential confrontation
with the defendant.
State v. McLemore, 343 N.C. 240, 246, 470
S.E.2d 2, 5 (1996) (citation omitted).
However, North Carolina courts have recognized limits to the
reach of this hearsay exception. Statements merely relating
factual events do not fall within Rule 803(3) because, in contrast
to statements of mental or physical condition, factual
circumstances are provable by better evidence, such as the
testimony of those who witnessed the events.
State v. Exum, 128
N.C. App. 647, 654, 497 S.E.2d 98, 103 (1998) (citation omitted).
Defendant contends that the challenged testimony provided by the
following witnesses consists of inadmissible recitation of factby the victim, rather than expression by the victim of her state
of
mind.
Nellie Stubbs
Nellie Stubbs, the victim's mother, testified that the victim
had told her: (1) that the victim had to be home by a certain
time, and if she was late, defendant would be standing in the door
waiting on her; (2) that defendant opposed the victim's use of the
Stubbs' vehicle; (3) that defendant opposed people coming to his
house to visit the victim; and (4) that the victim had prepared to
leave defendant, but that she had stayed with him after he
apologized.
Rosalie Webb
Ms. Webb worked with the victim and had known the victim most
of her adult life. Ms. Webb testified that the victim told her
that defendant was very, very jealous of the victim.
Carolyn Rainwater
Ms. Rainwater was the wife of the victim's former stepfather.
Ms. Rainwater offered testimony that three weeks prior to the
victim's death, the victim visited the witness but had to hurry
home. The victim told Ms. Rainwater that she had to be home when
defendant arrived or he'd whip her ass. The witness stated: I
could see the fear there that if she didn't go she was going to be
in trouble. Ms. Rainwater also testified that defendant was
jealous.
Ollie Green
Ms. Green was a co-worker of the victim. She testified that
one day the victim arrived at work with a mark on her face. When
she inquired as to how it happened, the victim told her that
defendant and the victim had argued and that defendant had touched
to her face a hot gun barrel.
Barbara Beachum
While school was in session, Ms. Beachum regularly babysat for
the victim's son. Shortly after she began working for the victim,
Ms. Beachum noticed bruises on the victim's face. When asked what
caused the bruising, the victim responded that she and defendant
got into it. Later, Ms. Beachum noticed that the victim had a
busted lip. The victim explained this by saying, that fool is
at it again. At some point, Ms. Beachum asked the victim why she
stayed with defendant. The victim responded: He's not like that
when he's not drinking. Additionally, Ms. Beachum testified that
during one of her last visits with the victim, the victim spoke of
leaving defendant and going to live with her brother.
Cathy Presley
Ms. Presley, another former co-worker of the victim,
testified that the victim told her that defendant did not permit
her to wear shorts to work. She also testified that although she
never saw the victim come to work in shorts, the victim
occasionally changed into shorts after she arrived at work and then
changed back into pants prior to going home. Ms. Presley testified
that the victim told her that if she left him he would kill her. Additionally, when asked about bruises and a burn mark on her
cheek, the victim told Ms. Presley that defendant caused them after
becoming jealous of a man who made a pass at the victim.
James E. Stubbs
Mr. Stubbs was the victim's stepfather. While driving the
victim to Fayetteville, he asked the victim if defendant beat her.
She responded that defendant had slapped her and that when her son
was out of school for the summer, she was going to leave defendant.
Robert Goins
Mr. Goins was the victim's supervisor at work. He testified
to his conversation with the victim about her relationship with
defendant. The victim mentioned being beaten by defendant. Mr.
Goins also testified to the victim's demeanor during the
conversation, saying that she was [v]ery quiet, to herself, and
she was more introverted.
Statements that relate factual events, where those events tend
to show the victim's state of mind at the time the statement is
made, are not excluded from the coverage of Rule 803(3) where the
facts related 'serve . . . to demonstrate the basis for the
[victim's] emotions.' Exum, 128 N.C. App. at 654, 497 S.E.2d at
103 (alterations in original) (quoting State v. Gray, 347 N.C. 143,
173, 491 S.E.2d 538, 550 (1997)). As this Court has stated:
In the first place, it is in the nature
of things that statements shedding light on
the speaker's state of mind usually allude to
acts, events, or conditions in the world, in
the sense of making some kind of direct or
indirect claim about them. . . .
In the second place, fact-laden
statements are usually deliberate expressions
of some state of mind. . . . [I]t does not
take a rocket scientist . . . to understand
that fact-laden statements are usually
purposeful expressions of some state of mind,
or to figure out that ordinary statements in
ordinary settings usually carry ordinary
meaning. In the end, most fact-laden
statements intentionally convey something
about state of mind, and if a statement
conveys the mental state that the proponent
seeks to prove, it fits the [federal rule
803(3)] exception.
Id. at 655, 497 S.E.2d at 103 (alterations in original) (quoting 4
Christopher B. Mueller & Laird C. Kirkpatrick, Federal Evidence
§ 438, at 417-18 (2d ed. 1994) (explaining the federal courts'
broad reading of federal rule 803(3))).
A review of cases indicates that North Carolina appellate
courts have recognized tacitly that statements in which a victim's
state of mind is explicated by attendant facts may be admissible
pursuant to Rule 803(3). See State v. Brown, 350 N.C. 193, 513
S.E.2d 57 (1999) (expression of concern about financial conditions
and statement that marriage was troubled held admissible); State v.
Murillo, 349 N.C. 573, 509 S.E.2d 752 (1998) (testimony regarding
voice-activated records and statements from victim indicating her
intent to end the marriage reflected her state of mind; but
testimony that bruise resulted from defendant throwing victim into
wall held inadmissible as mere recitation of fact), cert. denied,
--- U.S. ---, 145 L. Ed. 2d 87 (1999); State v. Gary, 348 N.C. 510,
501 S.E.2d 57 (1998) (statement that if victim left, defendant
would kill her was admissible to show the victim's fear at the
time of the conversation with [witness] and to demonstrate thebasis for her fear, namely, the threat to her life); Bishop, 346
N.C. 365, 488 S.E.2d 769 (statements expressing the victim's
concern about defendant's handling of her real estate transactions
and her intent to document defendant's debt, to seek repayment, and
to confront defendant about her concern that defendant had stolen
from her bore directly on the relationship between the victim and
defendant at the time of the killing and were relevant to show a
motive for the killing); State v. Lambert, 341 N.C. 36, 460 S.E.2d
123 (1995) (victim's statements that his marriage wasn't getting
along like it should and that he was leaving held admissible
statements of victim's then-existing state of mind); State v.
Marecek, 130 N.C. App. 303, 502 S.E.2d 634 (statements that
defendant was having an affair, that he didn't touch victim anymore
and they no longer had sexual relations, and that defendant had
bought a life insurance policy held inadmissible hearsay), disc.
review denied, 349 N.C. 532, 526 S.E.2d 473 (1998); State v. Hayes,
130 N.C. App. 154, 502 S.E.2d 853 (1998) (testimony regarding
defendant's threats to kill victim, defendant's statement to victim
that she would be the next Nicole Simpson, and defendant's
urinating on the kitchen floor and wiping victim's hair in the
urine shed light on her state of mind, her emotions and her
physical condition), aff'd as modified in part, disc. review
improvidently allowed in part, 350 N.C. 79, 511 S.E.2d 302 (1999).
Thus, where a statement was made in isolation, unaccompanied
by a description of emotion, courts have tended to find that
hearsay testimony relating that statement falls outside the scopeof Rule 803(3). Conversely, where the witness described the
victim's demeanor or attitude when making the statement, the courts
have tended to admit the testimony pursuant to 803(3).
Applying this principle to the case at bar, we observe that
the challenged testimony of Ms. Webb, when viewed as a whole,
described the victim's emotions by relating episodes where the
victim was crying when she called her. Therefore, this testimony
was properly admitted. Next, Ms. Rainwater's testimony also fits
the pattern recognized by our courts. She stated that the victim
appeared to be afraid when telling Ms. Rainwater that she had to be
home on time or else defendant would whip her ass. Mr. Stubbs'
testimony that the victim planned to leave defendant once her son
was out of school indicated the victim's state of mind prior to the
murder. Similarly, Mr. Goins' testimony as to the victim's
demeanor and change in personality when she discussed her recurrent
beatings by defendant fell within the ambit of Rule 803(3).
[2]By contrast, the testimony of Ms. Stubbs, Ms. Green, Ms.
Beachum, and Ms. Presley was inadmissible. Their testimony was
unaccompanied by descriptions of the victim's emotions or mental
state, but were instead only statements regarding past factual
events. However, we see no prejudice to defendant. The trial
court's failure to admit or exclude evidence will not be considered
prejudicial unless the defendant can demonstrate with a reasonable
possibility that had the error not been committed, a different
result would have been reached. State v. Allen, 127 N.C. App.
182, 186, 488 S.E.2d 294, 297 (1997). No such showing has beenmade here, nor do we perceive any likelihood that a different
verdict would have resulted had the improper testimony not been
heard by the jury. There was sufficient evidence to support
defendant's conviction without the improperly admitted statements.
Defendant's assignments of error relating to admission of hearsay
evidence are overruled.
II.
[3]Defendant also contends the trial court erred by denying
his motion made at the conclusion of the State's case and renewed
at the close of all evidence to dismiss the charge of second-degree
murder. The law governing the trial court's evaluation of a motion
to dismiss is well-defined:
The question for the court in ruling
upon defendant's motion for dismissal is
whether there is substantial evidence (1) of
each essential element of the offense charged,
or of a lesser offense included therein, and
(2) of defendant's being the perpetrator of
such offense. If substantial evidence of both
of the above has been presented at trial, the
motion is properly denied. . . . In
considering a motion to dismiss, the evidence
must be considered in the light most favorable
to the State and the State is entitled to
every reasonable intendment and every
reasonable inference to be drawn
therefrom. . . . Contradictions and
discrepancies in the evidence are strictly for
the jury to decide. . . .
State v. Huggins, 71 N.C. App. 63, 66, 321 S.E.2d 584, 586-87
(1984) (alterations in original) (quoting State v. Lowery, 309 N.C.
763, 766, 309 S.E.2d 232, 235-36 (1983) (internal citations
omitted)), quoted in State v. Childers, 131 N.C. App. 465, 471, 508
S.E.2d 323, 328 (1998). 'Substantial evidence' is relevantevidence that a reasonable mind might accept as sufficient to
support a conclusion. Gary, 348 N.C. at 522, 501 S.E.2d at 66
(citation omitted).
Second-degree murder is defined under N.C. Gen. Stat. § 14-17
(1999) as the 'unlawful killing of a human being with malice, but
without premeditation and deliberation.' State v. Mapp, 45 N.C.
App. 574, 579, 264 S.E.2d 348, 353 (1980) (quoting State v.
Duboise, 279 N.C. 73, 81, 181 S.E.2d 393, 398 (1971) (citation
omitted)). [M]alice necessary to establish second-degree murder
may be inferred from conduct evincing 'recklessness of
consequences' or 'a mind regardless of social duty and
deliberately bent on mischief,' such as manifests a total
disregard for human life. State v. Rich, 132 N.C. App. 440, 452,
512 S.E.2d 441, 450 (1999) (quoting State v. Wilkerson, 295 N.C.
559, 578-79, 247 S.E.2d 905, 916 (1978) (quoting State v. Wrenn,
279 N.C. 676, 687, 185 S.E.2d 129, 135 (1971) (Sharp, J.,
dissenting))), aff'd, 351 N.C. 386, 527 S.E.2d 299 (2000). While
intent to kill is not an essential element, see State v. Lang, 309
N.C. 512, 308 S.E.2d 317 (1983), the crime cannot exist without
some intentional act in the chain of causation leading to death,
see Wilkerson, 295 N.C. at 580, 247 S.E.2d at 917.
There was ample evidence that defendant and the victim were
embroiled in a tempestuous relationship. Mr. Jessie Locklear
testified for the State that defendant described the shooting to
him. According to Mr. Locklear, defendant and the victim had words
the night of the shooting, and she tried to leave him. Defendantfollowed her with a high-powered rifle and fired a shot at her legs
to frighten her. They returned to the house and continued arguing.
Defendant then pointed the rifle at the victim or in her direction
and fired. He realized she was hit, but added that he had not
intended to kill her. This evidence was sufficient to establish
that by shooting at the victim or in her direction, defendant
intentionally committed an inherently dangerous act that
proximately caused the victim's death in a reckless and wanton
manner manifesting a mind utterly without regard for human life.
See State v. Snyder, 311 N.C. 391, 317 S.E.2d 394 (1984). The
trial court properly denied defendant's motion to dismiss.
[4]Defendant also contends his motion to dismiss should have
been granted because the trial court's second-degree murder
instruction required the jury to find that defendant intentionally
killed the victim. This argument fails because the court's
decision to deny defendant's motion to dismiss preceded the final
instructions to the jury; therefore, the instructions are
irrelevant to the earlier motion to dismiss. Moreover, we perceive
no error in the instructions. The record reveals that the able
trial judge instructed the jury in accordance with the pattern
instruction for second-degree murder. In accordance with the
pattern, the judge advised the jury in pertinent part:
Second [d]egree [m]urder differs from first
degree murder in that neither specific intent
to kill, premeditation, nor deliberation are
necessary elements. In order for you to find
the defendant guilty of second degree murder
the State must proof [sic] beyond a reasonable
doubt that the defendant unlawfully,intentionally, and with malice killed the
victim.
As noted in footnote nine to the pattern instruction, the intent
to which this charge refers is the intent to do the act that
results in the death. N.C.P.I., Crim. 206.13, fn. 9; see State v.
Ray, 299 N.C. 151, 158, 261 S.E.2d 789, 794 (1980). The
instruction was therefore correct. This assignment of error is
overruled.
No error.
Judges LEWIS and JOHN concur.
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