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STATE OF NORTH CAROLINA v. JAMES ALLEN SMITH
No. COA99-573
(Filed 1 August 2000)
1. Sentencing--habitual felon--habitual misdemeanor assault--substantive offense
The trial court did not err by sentencing defendant as an habitual felon under N.C.G.S. §
14-7.1 in cases 98 CRS 3061 and 3062 in which defendant was convicted of two counts of
habitual misdemeanor assault under N.C.G.S. § 14-33.2, because habitual misdemeanor assault is
a substantive offense rather than merely a status for purposes of sentence enhancement, and
therefore, can be used as one of the three felonies required to support an habitual felon
conviction.
2. Assault--habitual misdemeanor--no ex post facto violation
The trial court did not violate the prohibition against ex post facto laws by convicting
defendant of habitual misdemeanor assault under N.C.G.S. § 14-33.2 even though some of the
misdemeanors used to support the conviction occurred prior to the effective date of the statute,
because the habitual misdemeanor assault statute does not impose punishment for previous
crimes, but imposes an enhanced punishment for behavior occurring after the enactment of the
statute based on the repetitive nature of such behavior.
3. Constitutional Law--effective assistance of counsel--failure to object to alleged
improper question--evidence already adduced
Although defendant argues he received ineffective assistance of counsel based on his trial
counsel's failure to object to an allegedly improper question posed by the prosecutor during the
direct examination of the victim allowing the admission of evidence without which the State could
not have obtained the convictions for habitual misdemeanor assault, a review of the transcript
reveals that the incriminating evidence had in fact been given earlier by the witness.
4. Constitutional Law--effective assistance of counsel--failure to request jury
instruction on disorderly conduct
Defendant did not receive ineffective assistance of counsel in a habitual misdemeanor
assault case based on his trial counsel's failure to submit a written request for a jury instruction as
required by N.C.G.S. § 15A-1231 on the issue of misdemeanor disorderly conduct under
N.C.G.S. § 14-288.4, because: (1) disorderly conduct is not a lesser included offense of any
charge for which defendant was on trial; and (2) even if defense counsel submitted a written
request for the instruction, it is unlikely the request would have been granted or that a different
result would have been reached.
5. Assault--on a female--motion to dismiss
The trial court did not err by failing to grant defendant's motion to dismiss the charge of
assault on a female under N.C.G.S. § 14-33(c)(2), because the evidence viewed in the light most
favorable to the State reveals that there was substantial evidence from which a jury could
determine defendant's guilt or innocence based on the alleged victim's testimony that defendant
hit the victim across the chest.
6. Criminal Law--defendant's removal from courtroom--failure to instruct--harmless
error
Although the trial court erred by failing to instruct the jurors according to N.C.G.S. §
15A-1032(b)(2) that defendant's removal from the courtroom during trial was not to be
considered in weighing evidence or determining the issue of guilt, there was no reasonable
probability that a different result would have been reached had the required instruction been given
based on the facts that: (1) defendant's outbursts occurred after the jury had already returnedverdicts finding defendant guilty of injury
to property, communicating threats, and two counts of
assault on a female; (2) the only issue left for determination by the jury was defendant's guilt or
innocence of having attained the status of an habitual felon; and (3) the evidence with respect to
the remaining issue was clear and undisputed.
7. Appeal and Error--preservation of issues--failure to cite authority
Although defendant contends the trial court erred by refusing to instruct the jury on
disorderly conduct, this argument is deemed abandoned based on defendant's failure to cite any
reason or authority as required by N.C. R. App. P. 28(b)(5).
8. Criminal Law--defendant's argument--request to show statute to jury--incorrect
statement of law
The trial court did not abuse its discretion under N.C.G.S. § 7A-97 by refusing to allow
defendant to show the jury a copy of the habitual misdemeanor assault statute under N.C.G.S. §
14-33.2 and its effective date, in an attempt to argue that two of the offenses named in the
indictment occurred prior to the enactment of the habitual misdemeanor assault statute and could
not be considered in determining defendant's guilt, because: (1) the argument defendant wanted
to make regarding N.C.G.S. § 14-33.2 was both incorrect and unrelated to the issues before the
jury at that time; and (2) the use of offenses occurring before the effective date of N.C.G.S. § 14-
33.2 to satisfy its elements is neither improper nor unconstitutional.
9. Sentencing--prior record level
The trial court did not err during a sentencing proceeding by determining that defendant's
prior record level is level IV under N.C.G.S. § 15-1340.14(c)(4), because: (1) defendant was
convicted of two separate offenses of assault on a female on 16 May 1994, and one of these
convictions was used to establish defendant's guilt of habitual misdemeanor assault under
N.C.G.S. § 14-33.2 while the other was applied as a point on his prior record level; and (2) even
though there was insufficient evidence to show that defendant was on probation while he
committed the current offenses and a prior record point was erroneously assessed, the error was
harmless based on the fact that defendant already had nine prior record points.
Judge WYNN concurring.
Appeal by defendant from judgments entered 5 October 1998 by
Judge Zoro J. Guice, Jr., in Henderson County Superior Court.
Heard in the Court of Appeals 24 February 2000.
Attorney General Michael F. Easley, by Assistant Attorney
General Donald W. Laton, for the State.
Phillip T. Jackson for defendant-appellant.
MARTIN, Judge.
Defendant appeals from judgments entered upon his convictions
of two counts of habitual misdemeanor assault, and being an
habitual felon. The evidence presented at trial tended to show
that on 15 May 1998 defendant beat Karen Conard with his fists
while Conard was on the ground outside the home of her neighbor,Susan Philipsheck. Conard's daughter, Kieyoundra McDowell, was
standing behind defendant and pulling on his shirt while defendant
was beating Conard and defendant then turned and hit McDowell.
Conard sought safety in the Philipsheck's house, where she was
protected until defendant broke into the Philipsheck's home by
kicking in the front door. Law enforcement officers arrived
shortly thereafter; defendant surrendered and was arrested.
________________________________________
Defendant challenges his convictions of habitual misdemeanor
assault and being an habitual felon and the sentences imposed upon
those convictions by numerous assignments of error. We have
carefully considered his arguments and find no error.
I.
Defendant first contends the trial court erred by sentencing
him as an habitual felon under G.S. § 14-7.1 in cases 98 CRS 3061
and 3062, in which he was convicted of habitual misdemeanor
assault. Defendant argues (1) the recently enacted habitual
misdemeanor assault statute, G.S. § 14-33.2, does not constitute a
substantive offense but merely confers a status onto defendant, (2)
two of his past convictions could not be used to support the
convictions under G.S. § 14-33.2 because they occurred prior to the
enactment of that statute and to permit their use would violate the
ex post facto prohibition contained in both the United States
Constitution and the Constitution of North Carolina.
[1]Defendant first argues the habitual misdemeanor assault
statute merely confers a status upon a defendant for the purpose ofenhancing punishment and does not constitute a substantive offense.
Therefore, defendant argues, a conviction of habitual misdemeanor
assault may not be used as one of the three felonies required to
support an habitual felon conviction. A close analysis of the
precise wording of the habitual offender statutes in North Carolina
reveals the intent of the Legislature that habitual misdemeanor
assault be a substantive offense rather than merely a status forpurposes of sentence enhancement.
G.S. § 14-33.2, the habitual misdemeanor assault statute,
provides in pertinent part:
A person
commits the offense of habitual
misdemeanor assault if that person violates
any of the provisions of G.S. 14-33(c) or G.S.
14-34 and has been convicted of five or more
prior misdemeanor convictions, two of which
were assaults. A person convicted of
violating this section is guilty of a Class H
felony (emphasis added).
The language of this statute is very similar to that used in G.S.
§ 20-138.5, the habitual impaired driving statute, which provides
in pertinent part:
(a) A person
commits the offense of habitual
impaired driving if he drives while impaired
as defined in G.S. 20-138.1 and has been
convicted of three or more offenses involving
impaired driving as defined in G.S.
20-4.01(24a) within seven years of the date of
this offense (emphasis added).
(b) A person convicted of violating this
section shall be punished as a Class F felon .
. . .
In contrast, G.S. § 14-7.1, the habitual felony statute, reads:
Any person who has been convicted of or
pled guilty to three felony offenses in any
federal court or state court in the United
States or combination thereof
is declared to
be an habitual felon (emphasis added).
Both the habitual misdemeanor assault statute and the habitual
impaired driving statute declare that a person commits the
offense if that person currently commits specified acts and has
been convicted of a specified number of similar offenses in the
past. The habitual felon statute, by contrast, provides only that
a person is an habitual felon if he has been convicted of threefelonies. G.S. § 14-33.2 and G.S. § 20-138.5 both describe the
habitual conduct as an offense, denoting that it is a substantive
offense, while G.S. § 14-7.1 employs the phrase declared to be
immediately before habitual felon, denoting a status, rather than
an offense. There is no reference in the habitual felon statute to
any current behavior, thus imposing a status on defendant that
would have consequences during the penalty phase of subsequent
convictions.
See generally State v. Penland, 89 N.C. App. 350, 365
S.E.2d 721 (1988).
In
State v. Priddy, 115 N.C. App. 547, 445 S.E.2d 610,
disc.
review denied, 337 N.C. 805, 449 S.E.2d 751 (1994), we relied
heavily on the Legislature's use of distinctive language in
determining that the Legislature intended the habitual impaired
driving statute to affect more than a defendant's status at a
sentencing hearing.
Because G.S. § 14-7.1 simply defines certain
persons to be habitual felons, who, as such,
are subject to greater punishment for criminal
offenses, our Supreme Court has held that
being an habitual felon is not a crime and
cannot support, standing alone, a criminal
sentence. Rather, being an habitual felon is
a status justifying an increased punishment
for the principal felony.
State v. Allen, 292
N.C. 431, 233 S.E.2d 585 (1977).
By contrast, the legislature chose the
specific language to define the crime of
habitual impaired driving as a separate felony
offense, capable of supporting a criminal
sentence. Thus, the legislature must not have
intended to make habitual impaired driving
solely a punishment enhancement status.
Id. at 549, 445 S.E.2d at 612. We find the reasoning articulated
in
Priddy equally applicable to the habitual misdemeanor assaultstatute, G.S. § 14-33.2. Thus, we hold the habitual misdemeanor
statute to be a substantive offense.
[2]Even so, defendant argues that he was improperly convicted
of habitual misdemeanor assault because some of the misdemeanors
used to support the conviction occurred prior to the effective date
of the statute. Defendant argues that to allow convictions prior
to the effective date of G.S. § 14-33.2 to satisfy elements of the
habitual misdemeanor assault charge violates the prohibition
against
ex post facto laws in both the United States Constitution,
Art. I § 10, cl. 1, and the North Carolina Constitution, Art. I §
16, by increasing the penalty for these crimes after the offenses
were committed. We disagree.
Noting the increased danger that a repeat offender poses to
society, our Supreme Court has held that the habitual felon statute
does not violate the prohibition against
ex post facto laws because
it does not punish defendant for his previous conduct, but rather
for his current conduct to a greater degree, due to his previous
similar offenses.
See State v. Todd, 313 N.C. 110, 326 S.E.2d 249
(1985). Likewise, in
State v. Mason, 126 N.C. App. 318, 488 S.E.2d
818 (1997), we determined that the violent habitual felon statute,
G.S. § 14-7.7, withstood the same constitutional scrutiny. As the
habitual misdemeanor assault statute similarly does not impose
punishment for previous crimes, but imposes an enhanced punishment
for behavior occurring after the enactment of the statute, because
of the repetitive nature of such behavior, we hold the habitual
misdemeanor assault statute does not violate the prohibition on
expost facto laws.
II.
[3]Next, defendant argues that he received ineffective
assistance from his counsel during trial because his counsel failed
to object to a question, elicited incriminating evidence from the
victim on cross-examination, and failed to submit a proposed jury
instruction in written form.
To establish ineffective assistance of counsel, defendant
must show that: (1) the counsel's performance fell below an
objective standard of reasonableness as defined by professional
norms and (2) the error committed was so serious that a reasonable
probability exists that the trial result would have been different
absent the error.
State v. Pretty, 134 N.C. App. 379, 387, 517
S.E.2d 677, 683,
disc. review denied, 351 N.C. 117, __ S.E.2d __
(1999). Defendant first argues his trial counsel's failure to
object to an allegedly improper question posed by the prosecutor
during the direct examination of the victim, combined with trial
counsel's cross-examination of the victim, allowed the admission of
evidence without which the State could not have obtained the
conviction. Defendant bases this argument on the assertion that
prior to the prosecutor's allegedly improper question and the
cross-examination by trial counsel, the incriminating evidence had
yet to be adduced. However, a close inspection of the trial
transcript reveals that the incriminating evidence in question had,
in fact, been given earlier by the witness in response to the
prosecutor's question: Okay, what happened then? Because thetranscript does not substantiate defendant's arguments in support
of these contentions, we reject them.
[4]Defendant further argues the result of his trial would
have been different if his trial counsel had been prepared to
submit a written request for a jury instruction on the issue of
misdemeanor disorderly conduct. Defendant asserts that, had the
requested instruction been given, the jury could have found
defendant guilty of disorderly conduct instead of one or both
counts of assault. We are not persuaded.
Defense counsel requested an instruction on the issue of
defendant's guilt or innocence of misdemeanor disorderly conduct.
The State argued in opposition that disorderly conduct was not a
lesser included offense for any charge defendant was facing.
Although the trial court stated the motion was denied unless
[defense counsel] has something prepared and written out, we
cannot assume the trial court would have granted defendant's
request had the instruction been properly presented as required by
G.S. § 15A-1231. Disorderly conduct, a violation of G.S. § 14-
288.4, is not a lesser included offense of any charge for which
defendant was on trial. Therefore, even if defense counsel had
submitted a written request for the instruction, it is unlikely
that the request would have been granted or that a different result
would have been reached. This assignment of error is overruled.
III.
[5]Defendant next assigns error to the trial court's failure
to grant his motion to dismiss the charge of assault on a femaleagainst Kieyoundra McDowell. Defendant argues there was not
substantial evidence to prove each element of the crime.
To survive a defendant's motion to dismiss a criminal charge,
the State must offer substantial evidence of every essential
element of the crime.
State v. Cross, 345 N.C. 713, 483 S.E.2d 432
(1997). Substantial evidence is relevant evidence that a
reasonable mind might accept as adequate to support a conclusion.
Id. at 717, 483 S.E.2d at 434 (citation omitted). In ruling upon
a motion to dismiss, all the evidence is considered in the light
most favorable to the State, and the motion must be denied if there
is substantial evidence of each element of the crime charged and
that defendant was the perpetrator.
See State v. Jacobs, 128 N.C.
App. 559, 495 S.E.2d 757,
disc. review denied, 348 N.C. 506, 510
S.E.2d 665 (1998)
; State v. Allen, 127 N.C. App. 182, 488 S.E.2d
294 (1997). Under G.S. § 14-33(c)(2), one commits assault on a
female if he [a]ssaults a female, he being a male person at least
18 years of age.
Ms. McDowell, who is a female, testified defendant, a male
over age 18, hit me across the chest . . . . This evidence
viewed in the light most favorable to the State presents
substantial evidence from which a jury could determine whether
defendant was guilty or not guilty of assault on a female. This
assignment of error is overruled.
IV.
[6]Defendant next assigns error to the trial court's decision
to remove him from the courtroom during trial. Defendant furtherargues that the trial court erred in failing to give an appropriate
instruction warning the jury not to consider defendant's removal in
making their determination as to his guilt or innocence.
A trial judge, after warning a defendant whose conduct is
disrupting his trial, may order the defendant removed from the
trial if he continues conduct which is so disruptive that the trial
cannot proceed in an orderly manner. N.C. Gen. Stat. § 15A-
1032(a) (1999). A defendant removed from the courtroom must be
given the opportunity of learning of the trial proceedings through
his counsel at reasonable intervals as directed by the court and
must be given opportunity to return to the courtroom during the
trial upon assurance of his good behavior.
State v. Callahan, 93
N.C. App. 579, 583, 378 S.E.2d 812, 814,
disc. review denied, 325
N.C. 274, 384 S.E.2d 521 (1989).
Defendant made two outbursts during the State's presentation
of evidence regarding the charge of habitual felon. After the
first outburst, the trial court warned defendant not to speak out
of turn again. After defendant again disrupted the trial and
verbally abused persons in the courtroom, the trial court made the
appropriate findings of fact and conclusions of law and ordered
that defendant be removed from the courtroom. Defendant was
allowed to return to the courtroom for his sentencing hearing the
following Monday and his counsel was permitted to consult with him
during the portion of the trial from which defendant was excluded.
The trial court, however, failed to comply with the requirements of
G.S. § 15A-1032(b)(2) which provides: If the judge orders adefendant removed from the courtroom, he must . . . (2) [i]nstruct
the jurors that the removal is not to be considered in weighing
evidence or determining the issue of guilt. This omission was
error.
Not every error, however, warrants a new trial.
See State v.
Ginyard, 334 N.C. 155, 431 S.E.2d 11 (1993). An error is
considered harmful when there is a reasonable probability that
without the error a different result would have occurred. N.C.
Gen. Stat. § 15A-1443(a). Defendant's outbursts occurred after the
jury had already returned verdicts finding defendant guilty of
injury to real property, communicating threats, and two counts of
assault on a female. The only issue left for determination by the
jury was defendant's guilt or innocence of having attained the
status of an habitual felon. The evidence with respect to the
issue consisted of proof, through three exhibits, that defendant
had been previously convicted of second degree arson, assault with
a deadly weapon inflicting serious injury, and habitual misdemeanor
assault. The exhibits were comprised of transcripts of the pleas
and judgments as to each of the offenses. Given the clear and
undisputed nature of the evidence before the jury, it is difficult
to imagine that defendant's outburst and subsequent removal had any
effect on the determination of his guilt or innocence of being an
habitual felon. Under these narrow circumstances, we do not find
any reasonable probability that a different result would have been
reached had the required instruction been given. Accordingly, this
assignment of error is overruled.
V.
[7]Defendant's next assignment of error, directed to the
trial court's refusal to instruct the jury on disorderly conduct,
is deemed abandoned for his failure to cite any reason or authority
in support thereof. N.C.R. App. P. 28(b)(5). In any event,
disorderly conduct is not a lesser included offense of any offense
with which defendant was charged.
VI.
[8]Defendant next assigns error to the trial court's refusal
to allow him to show the jury a copy of G.S. § 14-33.2, including
its effective date. Defendant contends that he should have been
permitted to argue that because two of the offenses named in the
indictment occurred prior to the enactment of the habitual
misdemeanor assault statute, they should not have been considered
in determining the issue of defendant's guilt on this charge.
Control of jury arguments is within the trial court's
discretion,
State v. Parker, 350 N.C. 411, 516 S.E.2d 106 (1999),
cert. denied, ___ U.S. ___, 145 L.Ed.2d 681 (2000), and the
decisions of the trial court will not be disturbed 'in the absence
of [a] gross abuse of discretion.'
State v. Little, 126 N.C. App.
262, 268, 484 S.E.2d 835, 838 (1997) (citations omitted). G.S. §
7A-97 states in pertinent part that [i]n jury trials the whole
case as well of law as of fact may be argued to the jury. The
statute is permissive in allowing the law to be argued to juries,
but presents no mandatory requirement that, upon request by
defendant, he be allowed to argue his version of the law. Thepermissive nature of G.S. § 7A-97 comports with the wide discretion
that trial courts have in controlling the arguments presented by
counsel.
See generally Parker, supra; Little, supra.
Moreover, the argument defendant wished to make regarding G.S.
§ 14-33.2 was both incorrect and unrelated to the issues before the
jury at that time.
Counsel may, in his argument to the jury,
. . ., read or state to the jury a statute or
other rule of law relevant to such case, . . .
. He may not, however, state the law
incorrectly . . . . Nor may counsel argue to
the jury that the law ought to be otherwise, .
. . and, therefore, the jury should find the
defendant not guilty of the offense charged
but should find him guilty of a lesser offense
or acquit him entirely.
State v. Britt, 285 N.C. 256, 273, 204 S.E.2d 817, 829 (1974). As
explained above, the use of offenses occurring before the effective
date of G.S. § 14-33.2 to satisfy its elements is neither improper
nor unconstitutional. Therefore, the trial court properly
exercised its discretion in thus limiting defendant's argument to
the jury and this assignment of error is overruled.
VII.
[9]Finally, defendant assigns error to the sentencing
proceeding. The trial court determined defendant's prior record
level to be level IV, based upon its finding that he had ten prior
record points. The point range for level IV is nine to fourteen
points. N.C. Gen. Stat. § 15-1340.14(c)(4). Defendant takes issue
with two of the ten points found by the trial court and contends
the trial court should have determined his prior record points to
be eight and, therefore, his prior record level to be level III. With respect to one of the prior record points, def
endant
contends a 16 May 1994 conviction of assault on a female was used
to support his convictions of habitual misdemeanor assault and
could not, therefore, also be used to establish his prior record
level.
See N.C. Gen. Stat. § 14-7.6 (conviction used to establish
status as habitual felon may not be used to determine prior record
level);
State v. Misenheimer, 123 N.C. App. 156, 472 S.E.2d 191,
disc. review denied, 344 N.C. 441, 476 S.E.2d 128 (1996). However,
a close examination of the record reveals there was evidence that
defendant was convicted of two separate offenses of assault on a
female on 16 May 1994; one of these convictions was used to
establish defendant's guilt of habitual misdemeanor assault under
G.S. § 14-33.2, and the other conviction was applied as a point on
his prior record level.
As to the other prior record point contested by defendant, he
contends there was insufficient evidence to show that he was on
probation when he committed the current offenses, and that the
prior record point assessed by reason thereof was error. Our
review of the evidence reveals no proof with respect to defendant's
probationary status at the time of the offenses in the present
cases, thus we must agree that the point was erroneously assessed.
However, because defendant was correctly found to have nine prior
record points, the erroneous finding of a tenth point based on his
probationary status was harmless and defendant was correctly
determined to have a prior record level of IV.
We have considered and find no merit in defendant's argumentthat the trial court's remarks after the verdict showed
an
incapacity to accord defendant an impartial sentencing hearing; we
find no abuse of discretion in the imposition of consecutive
sentences. Defendant's assignments of error with respect to his
sentencing proceeding are overruled.
Defendant's remaining assignments of error, which were not
argued in his brief, are deemed abandoned. N.C.R. App. P. 28(a),
28(b)(5).
No error.
Judge HUNTER concurs.
Judge WYNN concurs in a separate opinion.
NO. COA99-573
NORTH CAROLINA COURT OF APPEALS
Filed: 1 August 2000
STATE OF NORTH CAROLINA
v.
JAMES ALLEN SMITH
Henderson County
No. 98 CRS 3060
98 CRS 3061 and
98 CRS 3062
WYNN, Judge concurring.
I join in the majority opinion and concur that the habitual
misdemeanor assault statute creates a substantive felony offense.
This conclusion is based upon similarities between the habitual
misdemeanor assault statute and the habitual impaired driving
statute, and upon this court's holding in State v. Priddy that the
habitual impaired driving statute creates a substantive felony
offense as opposed to a status offense. State v. Priddy, 115 N.C.
App. 547, 445 S.E.2d 610, disc. review denied, 337 N.C. 805, 449
S.E.2d 751 (1994).
The habitual misdemeanor assault statute and the habitual
impaired driving statute are unusual in nature in that they both
purport to create a substantive recidivist felony out of conduct
which would otherwise constitute a misdemeanor. For that reason,
I find it prudent to take the analysis a step further to address
whether a conviction under N.C. Gen. Stat. § 14-33.2 (1996) for
habitual misdemeanor assault will properly serve to support an
ancillary indictment under the Habitual Felons Act, N.C. Gen. Stat.§§ 14-7.1 et seq. (1993), to adjudge the defendant an h
abitual
felon. As to the habitual impaired driving statute, this court has
previously addressed this question in State v. Baldwin, 117 N.C.
App. 713, 453 S.E.2d 193, cert. denied, 341 N.C. 653, 462 S.E.2d
518 (1995), in which we held that a conviction for [habitual
impaired driving] may serve as the basis for enhancement to
habitual felon status. Id. at 716, 453 S.E.2d at 194. Analogizing
the habitual misdemeanor assault statute and the habitual impaired
driving statute again allows a similar conclusion that a conviction
under N.C.G.S. § 14-33.2 will indeed support an ancillary
indictment under the Habitual Felons Act to adjudge the defendant
an habitual felon.
However, neither this court nor our Supreme Court has directly
addressed the constitutionality of either the habitual misdemeanor
assault statute or the habitual impaired driving statute. In
concluding that the habitual misdemeanor assault statute survives
constitutional scrutiny, the majority relies upon our Supreme
Court's determination of the constitutionality of the Habitual
Felons Act in State v. Todd, 313 N.C. 110, 326 S.E.2d 249 (1985).
While I believe that this analysis and outcome is proper given the
current state of our case law, I am concerned that we may be, in a
sense, comparing apples and oranges.
In Todd, our Supreme Court held that the Habitual Felons Act
comports with constitutional guarantees of due process and equal
protection. 313 N.C. at 117, 362 S.E.2d at 253 (citing Rummell v.
Estelle, 445 U.S. 263, 63 L. Ed. 2d 382 (1980); Spencer v. Texas,385 U.S. 554, 17 L. Ed. 2d 606 (1967)). In addition, the United
States Supreme Court has long upheld such statutes in the face of
challenges that they violate constitutional prohibitions against
double jeopardy and ex post facto laws, reasoning that the
defendant is being prosecuted for the present crime charged (rather
than being punished again for the prior crimes), and that the
punishment upon conviction for the present crime may be enhanced
based on the previous convictions. See, e.g., Gryger v. Burke, 334
U.S. 728, 92 L. Ed. 1683 (1948).
Our reliance on such logic to establish the constitutionality
of the habitual misdemeanor assault statute is troublesome given
our efforts in the majority opinion to establish the following
important distinction: That the Habitual Felons Act creates a
status offense (which will not independently support a criminal
sentence) and the habitual misdemeanor assault statute creates a
substantive offense (which will). With respect to the Habitual
Felons Act, the defendant's prior convictions must be proven by the
state in the sentencing phase, but arguably are not true elements
of the offense (given that they are relevant only to the sentencing
for the underlying principal felony). With respect to the habitual
misdemeanor assault statute, however, the defendant's prior
convictions are, by statute, essential elements of the substantive
offense, which offense will independently support a criminal
sentence. The question arises whether the habitual misdemeanor
assault statute, which is dependent on elements consisting of prior
convictions, is constitutional given this distinction. The samequestion may be asked of the habitual impaired driving statute.
Since our Supreme Court has never directly addressed this issue,
perhaps this case will present an opportunity for it to do so.
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