1.Sexual Offenses--conviction for offense not charged--plain error
The trial court committed plain error by instructing the jury on statutory sexual offense
instead of first-degree sexual offense as charged in the indictment for case numbers 97 CRS 6333,
6336, and 6338, because a defendant must be convicted, if convicted at all, of the particular
offense charged in the warrant or bill of indictment.
2. Sexual Offenses--instructions--age difference--lack of notice
The trial court committed plain error in case 96 CRS 5439 by instructing the jury on the
elements of statutory sexual offense under N.C.G.S. § 14-27.7A, based on lack of notice, since
the indictment did not allege that defendant was at least six years older than the minor victim,
because the age difference is one of the key differences between an indictment for statutory sexual
offense under N.C.G.S. § 14-27.7A and an indictment for forcible first-degree sexual offense
under N.C.G.S. § 14-27.4.
3. Indecent Liberties--instructions--failure to give
Although the jury had already been instructed on the other four indecent liberties charges
and the record reveals the indictment and verdict sheet were completely consistent, the trial court
committed plain error by failing to give any instructions to the jury on the necessary elements for
the indecent liberties charge in 97 CRS 6341.
4. Indictment and Information--variance--victim's name
The trial court did not err by allowing the State to change the indictment in case 98 CRS
4124 to read SB instead of SR for the victim's name, based on the evidence revealing that SB
was adopted by her grandparents after the indictment had been issued against defendant, because:
(1) the indictment and the proof were not at variance, tending to show that defendant sexually
abused SB while she was still SR; and (2) the amendment to the indictment was permissible since
it did not substantially alter the charge in the original indictment.
5. Criminal Law--joinder--sex offenses--multiple victims--improper but not prejudicial
Although the trial court erred by granting the State's motion for joinder of sexual offenses
under N.C.G.S. § 15A-926(a) because the length of time between offenses and the differing
nature of the individual acts indicated the charged acts did not constitute a single scheme or plan,
it was not prejudicial error since: (1) evidence of each of these offenses would be admissible in the
separate trials of the others under N.C.G.S. § 8C-1, Rule 404(b); and (2) there is no evidence that
the jury may have come to a different conclusion had the charges not been consolidated.
6. Sexual Offenses--motion to set aside verdict--substantial evidence
The trial court did not abuse its discretion by denying defendant's motion to set aside all
of the verdicts, including three counts of first-degree sexual offense, one count of statutory sexual
offense, and five counts of taking indecent liberties with a minor, based on the jury convicting
defendant of an indecent liberties charge in 97 CRS 6341 without having been given instructions
as to that offense, because the record contains substantial evidence upon which a jury could havefound defendant guilty.
7. Evidence--expert--cause of injury--speculative testimony
The trial court did not err by sustaining the State's objection to its own expert witness's
speculative testimony during cross-examination by defendant, concerning the cause or
circumstances of the minor victim's possible sexual abuse, because: (1) the testimony would not
have assisted the jury to understand evidence or to determine any fact in issue; and (2) an expert is
no better qualified than the jury to have an opinion where he is simply speculating as to the cause
of an injury without any medical ground upon which to base his opinion.
8. Appeal and Error--preservation of issues--failure to object
Although defendant contends the trial court erred by failing to instruct the jury concerning
which incidents involving one of the minor sex abuse victims were the basis of the charges against
defendant versus which ones were admitted under N.C.G.S. § 8C-1, Rule 404(b), defendant did
not preserve this issue because he failed to state distinctly the reasons he objected in order to
preserve that objection for appellate review as required by N.C. R. App. 10(b)(2).
Attorney General Michael F. Easley, by Assistant Attorney
General Sarah Ann Lannom, for the State.
Daniel Shatz for defendant-appellant.
HUNTER, Judge.
Clarence Bowen (defendant) appeals his convictions of three
counts of first degree sexual offense, and one count of statutory
sexual offense, and five counts of taking indecent liberties with
a minor child. Defendant argues that: (1) the trial court
committed plain error by instructing the jury on statutory sexual
offense instead of forcible sexual offense as charged in
indictments numbered 97 CRS 6333, 97 CRS 6336, and 97 CRS 6338; (2)
the trial court committed plain error by instructing the jury on
the elements of statutory sexual offense when the indictment on
that charge was incomplete; (3) the trial court committed plain
error by failing to instruct the jury on the elements necessary inone of the five indecent liberties charges; (4) the trial court
committed plain error by denying defendant's motion to set aside
all the verdicts when it appeared the jury was not following the
court's instructions; (5) the trial court erred in granting the
State's motion for joinder; (6) the trial court erred in sustaining
the State's objection to parts of an expert's testimony; (7) the
trial court erred in failing to instruct the jury about what
evidence was admitted only for purposes under N.C.R. Evid. 404(b);
(8) the trial court erred by instructing the jury that a sexual act
is fellatio or cunnilingus where the evidence did not support the
instructions; and (9) the trial court erred in allowing the State
to change the indictment in one of the cases. Having found merit
in several of defendant's arguments, we vacate and remand in part
and find no prejudicial error in part.
The State presented evidence at trial to show the defendant is
the natural father of victims CJ and NJ. CJ, born 28 July 1982,
testified that on 4 May 1996, defendant forced her onto a bed,
pinned her down and inserted his fingers into her vagina. She
further testified that defendant had inappropriately touched her on
a regular basis for several years. NJ testified that after she and
her cousin, Buck heard CJ screaming get off me, they knocked on
the door, asked for CJ, looked under the door, saw defendant on top
of CJ, and called Buck's mother, Mary Ann. Mary Ann corroborated
CJ, NJ, and Buck's testimonies. Furthermore, she testified that itwas she who brought the family's attention to the matter.
Victim SB (formerly, SR) born in August 1988, testified that
in the summer of 1996, defendant forcibly touched her private
parts, reaching into her shorts and inside her blouse. Just afterthe incident, SB told her cousin Buck what happened. Buck
corroborated SB's testimony.
Another victim, Tammy testified that at the time of trial
she was 19 and defendant, her uncle, was over 40. She stated that
for as far back as [she could] remember defendant had been
sexually abusing her, including: when she was too small to see
over the dashboard of a car, he made her perform oral sex on him;
when she was 6 years old, in 1984, defendant again made her perform
oral sex on him and then ejaculated on her; defendant accosted her
just outside her house in 1987 where he forcibly performed oral sex
on her; around Christmas 1989, she awoke on her grandmother's couch
to find defendant playing in [her] butt, then he stuck his
fingers into her vagina and then he masturbated. Tammy further
testified that defendant had threatened to beat her if she told
anyone, that defendant had, in fact, cut her stomach with a fishing
knife and burnt her with a cigarette. Tammy displayed scars from
these injuries to the jury.
Defendant's evidence consisted of several of his relatives
testifying that they knew nothing of the alleged abuse. His wife,
Sheila Bowen, testified that on 4 May 1996 she asked CJ if
defendant had ever touched her before and CJ said no. However, she
also stated that after 4 May 1996, CJ went to live with Mary Ann.
Defendant's brother, Glen Bowen, testified that he had not heard
about Tammy's accusations until she testified. He further stated
there had never been a cornfield (only soybeans) behind his
mother's house (which was another place Tammy testified defendanthad abused her). Bernice Bowen Simpson, defendant's sister
testified that Tammy told her she had been pressured in to signing
papers about the defendant's abuse of her. Defendant testified on
his own behalf and denied having ever abused CJ, Tammy or SB.
[1]We begin by addressing defendant's arguments regarding his
indictments. Defendant first contends that the trial court
committed plain error by instructing the jury on statutory sexual
offense instead of first degree sexual offense as charged in the
indictments for case numbers 97 CRS 6333, 6336 and 6338. In its
brief, the State concedes the trial court's error and we agree.
Therefore, we vacate the trial court's judgment regarding those
three charges.
N.C.R. App. P. 10(b)(2) reads:
A party may not assign as error any portion of
the jury charge or omission therefrom unless
he objects thereto before the jury retires to
consider its verdict . . . ; provided, that
opportunity was given to the party to make the
objection out of the hearing of the jury,
and, on request of any party, out of the
presence of the jury.
(See also State v. Morgan, 315 N.C. 626, 644, 340 S.E.2d 84, 95
(1986), where our Supreme Court held that Rule 10(b)(2) operated to
preclude a defendant from assigning as error on appeal a trial
judge's failure to so instruct unless defendant preserves the error
by making a timely objection at trial.)
However, in State v. Odum, 307 N.C. 655, 300 S.E.2d 375
(1983), the court held that although Rule 10(b)(2) bars a defendant
from assigning error to an omitted jury instruction not objected to
at trial, where the omission is so fundamental that it tilted thescales and caused the jury to reach a different verdict than it
would have otherwise, that error is plain error. In reviewing
defendant's assignment of plain error, this Court must find that
. . . the claimed error is a 'fundamental
error, something so basic, so prejudicial, so
lacking in its elements that justice cannot
have been done,' or '[that the error] is grave
error which amounts to a denial of a
fundamental right of the accused' . . . or
[that] it can be fairly said 'the
instructional mistake had a probable impact on
the jury's finding that the defendant was
guilty.'
Id. at 660, 300 S.E.2d at 378 (emphasis in original) (quoting
United States v. McCaskill, 676 F.2d 995, 1002 (4th Cir. 1982)
(footnotes omitted)). Therefore,
[b]efore deciding that an error by the trial
court amounts to 'plain error,' the appellate
court must be convinced that absent the error
the jury probably would have reached a
different verdict. . . . [T]he test for
'plain error' places a much heavier burden
upon the defendant than that imposed by
N.C.G.S. § 15A-1443 . . . (defendant not
prejudiced by error resulting from his own
conduct).
Morgan, 315 N.C. at 645, 340 S.E.2d at 96 (citing State v. Walker,
316 N.C. 33, 39, 340 S.E.2d 80, 83-84 (1986)).
It is uncontradicted -- the transcript attesting to it -- that
the trial judge gave instructions to the jury on statutory sexual
offense, not first degree (forcible) sexual offense, as was charged
in the three indictments. In fact, in each of these cases, the
trial judge began by stating that defendant has been accused of a
first degree sexual offense, yet he continued by listing the
elements of statutory sexual offense. Having reviewed theindictments and the trial court's instructions to the jury, we hold
that the trial court did, in fact, commit plain error.
It has long been the law of this State
that a defendant must be convicted, if
convicted at all, of the particular offense
charged in the warrant or bill of indictment.
[H]aving brought defendant to trial, the State
was bound to prove all the material elements
of that charge . . . . The failure of the
trial court to submit the case to the jury
pursuant to the crime charged in the
indictment amounted to a dismissal of that
charge and all lesser offenses. . . .
State v. Williams, 318 N.C. 624, 628, 350 S.E.2d 353, 356 (1986)
(citations omitted). Therefore, we hold the trial judge, by his
failure to submit the proper jury instructions for the three counts
of first degree (forcible) sexual offense against defendant,
effectively dismissed those charges. Hence we must now vacate the
judgment in case numbers 97 CRS 6333, 6336 and 6338.
[2]Secondly, defendant argues the trial court committed plain
error in case number 96CRS 5439 by instructing the jury on the
elements of statutory sexual offense as denoted under N.C. Gen.
Stat. § 14-27.7A when the indictment for that charge was
incomplete, not having alleged that defendant was at least six
years older than Tammy. Under Williams, supra, we must vacate this
conviction as well.
The purpose of an indictment is to give a defendant notice of
the crime for which he is being charged; and it has long been
established that
[a]n indictment or criminal charge is
constitutionally sufficient if it apprises the
defendant of the charge against him withenough certainty to enable him to prepare his
defense and to protect him from subsequent
prosecution for the same offense. The
indictment must also enable the court to know
what judgment to pronounce in the event of
conviction.
It is generally held that the language in a
statutorily prescribed form of criminal
pleading is sufficient if the act or omission
is clearly set forth so that a person of
common understanding may know what is
intended.
State v. Coker, 312 N.C. 432, 434-35, 323 S.E.2d 343, 346 (1984)
(citations omitted).
The indictment for case number 96CRS 5439 charged defendant
with: unlawfully, willfully and feloniously engag[ing] in a sex
offense with [CJ], a child under the age of 16 years by force and
against that victim's will, (that is, first degree (forcible)
sexual offense) as denoted under N.C. Gen. Stat. § 14-27.4. (1999).
The indictment did not include, as part of its allegation, the age
difference between victim and perpetrator as required under our
statutory sexual offense statute, N.C. Gen. Stat. § 14-27.7A.
However, the trial court's instructions to the jury were as
follows:
In case number 96-CRS-5439, the defendant
. . . has been accused of sexual offense of a
person who is 13, 14 or 15 years old with the
victim [CJ] . . . . Now, I charge that for
you to find the defendant guilty of sexual
offense of a person who was 13, 14 or 15 years
old, the State must prove three things beyond
a reasonable doubt. First, that the defendant
engaged in a sexual act with a victim. . . .
Second, that at the time of the acts alleged,
the victim was a child 13, 14 or 15 years
old. And third, that at the time of the
alleged offense, the defendant was at least
six years older than the victim.
These instructions are proper for charging the jury on statutory
sexual offense under N.C. Gen. Stat. § 14-27.7A, which requires
that the perpetrator be at least six years older than the victim
but does not require that the sexual act be done forcibly against
the victim's will. Contrarily, the instructions are not proper for
charging the jury on first degree sexual offense under N.C. Gen.
Stat. § 14-27.4 which is forcible and against the victim's will.
(See State v. Johnson, 226 N.C. 266, 37 S.E.2d 678 (1946), in a
rape indictment (and jury instructions), the absence of forcibly
and against her will is fatal.)
In its brief to this Court, the State concedes that the
indictment does not allege the Defendant's age vis-a-vis the
victim's age, but argues that the lack thereof is neither error
nor prejudicial to defendant. We disagree, finding that the age
difference is one of the key differences between an indictment for
statutory sexual offense and an indictment for forcible, first
degree sexual offense. Thus the defendant lacked notice of the
charge against him. Applying Williams, supra, we again find that
by its failure to submit the proper jury instructions to the jury,
the trial court effectively dismissed this charge. Therefore, we
hold that where the jury is instructed and reaches its verdict on
the basis of the elements set out in N.C. Gen. Stat. § 14-27.7A,
but defendant was indicted and brought to trial on the basis of the
elements set out in N.C. Gen. Stat. § 14-27.4, the indictment under
which defendant was brought to trial cannot be considered valid and
any judgment made thereon, must be vacated. Williams, 318 N.C. at628, 350 S.E.2d at 356. Such a mistake is plain error. See Od
um,
307 N.C. 655, 300 S.E.2d 375 (1983).
[3]Thirdly, defendant assigns error to the trial court's
failure to instruct the jury of the necessary elements for one of
the five indecent liberties charges, specifically case number 97
CRS 6341. It is defendant's contention that by omitting the
instruction, the trial court committed plain error and therefore,
the conviction should be vacated. We again agree that Williams
controls.
The State argues that the evidence presented at trial supports
defendant's conviction of this charge. Moreover, since the jury
had already been instructed on the other four indecent liberties
charges, one of which was for the same victim (Tammy) as in this
case, the State contends the jury was fully and completely aware
of the elements of the offense . . . . The State further argues
the trial judge's omission is harmless error because the omission
was overlooked by everyone--including Defendant; that because the
defendant failed to object at trial, N.C.R. App. P. 10(b)(2)
applies and defendant has waived his right to raise the issue on
appeal. In the interest of justice, we cannot agree.
The State contends that the record shows the indictment and
the verdict sheet were completely consistent, thus the judge's
omitting the jury instructions was harmless error. This argument
is completely contrary to State v. Williams, 318 N.C. 624, 350
S.E.2d 353 (as discussed above), in which our Supreme Court held
that a trial judge who instructs on a different charge than the onedefendant is indicted on, has essentially dismissed the indictment.
Granted, there were no instructions given on the charge in 97 CRS
6341. However, this Court has just vacated defendant's three
convictions for first degree sexual offenses by necessarily
applying Williams, and in all three of those instances, the
defendant was indicted and found guilty for the same offense.
Thus, as the State has argued, the indictments and the verdict
sheets were completely consistent for those three charges.
Nevertheless, to follow the State's reasoning that such consistency
is all that should be necessary for us to affirm defendant's
conviction, is completely against the fairness and justice upon
which our judicial system is based. It is more than erroneous;
[it is] a basic violation of due process . . . . Williams, 318
N.C. at 629, 350 S.E.2d at 356. We therefore hold that by not
instructing the jury on case number 97 CRS 6341, the trial court
effectively dismissed the indictment of the same. Thus, we vacate
the trial court's judgment in case number 97 CRS 6341.
[4]We next address defendant's assigning error to the trial
court's allowing the State to change the indictment in case number
98CRS 4124 to read [SB] from [SR] as victim. The State
presented evidence that SB was adopted by her grandparents after
the indictment had been issued against defendant. The State
further points out to this Court that, at trial, defendant
specifically stated he had no objection to the change. However,
arguing State v. Abraham, 338 N.C. 315, 451 S.E.2d 131 (1994)
applies, defendant contends that the change in names . . .'substantially alter[ed] the charge set forth in the indictment.'
Id. at 340, 451 S.E.2d at 144 (quoting State v. Price, 310 N.C.
596, 598, 313 S.E.2d 556, 558 (1984)). We are unpersuaded by
defendant's argument.
Under N.C.R. App. P. 10(a) and (b), where defendant did not
object at trial to the State's request to change names on the
indictment, ordinarily defendant would have failed to preserve the
issue for this Court's review. Nevertheless, we recognize that our
case law precedent is clear, that [w]here an indictment charges
the defendant with a crime against someone other than the actual
victim, such a variance is fatal. State v. Abraham, 338 N.C. at
340, 451 S.E.2d at 144. However, in the case at bar, at the time
the indictment was issued, SB was SR. The evidence revealed that
it was only after the indictment -- and due to the incidents
leading up to the indictment -- that SB's grandparents adopted her,
giving her their last name, B. Further, in the case at bar, the
indictment and the proof were not at variance -- tending to show
that defendant sexually abused SB while she was still SR. Id. at
341, 451 S.E.2d at 144.
As noted earlier in this opinion, the purpose of an indictment
is to give a defendant notice of the crime for which he is being
charged. State v. Coker, 312 N.C. 432, 323 S.E.2d 343.
Additionally, North Carolina case law has long held that an
indictment may not be amended in a way which 'would substantially
alter the charge set forth in the indictment.' State v. Brinson,
337 N.C. 764, 767, 448 S.E.2d 822, 824 (1994) (quoting State v.Carrington, 35 N.C. App. 53, 58, 240 S.E.2d 475, 478, disc. review
denied, 294 N.C. 737, 244 S.E.2d 155 (1978)).
Finding that the proof was in line with the indictment, we
hold the amendment to the indictment was permissible because it
did not substantially alter the charge in the original indictment.
Id. Defendant's assignment of error is thus overruled.
[5]We next address defendant's assigning error to the trial
court's granting the State's motion for joinder. Under N.C. Gen.
Stat. § 15A-926,
Two or more offenses may be joined . . . for
trial when the offenses, whether felonies or
misdemeanors or both, are based on the same
act or transaction or on a series of acts or
transactions connected together or
constituting parts of a single scheme or
plan. . . .
N.C. Gen. Stat. § 15A-926(a) (1999). Furthermore, this Court has
held that:
In ruling upon a motion for joinder, the
trial judge should consider whether the
accused can be fairly tried upon more than one
charge at the same trial. If such
consolidation hinders or deprives the accused
of his ability to present his defense, the
cases should not be consolidated. [On
appellate review,] [i]n determining whether
defendant has been prejudiced, the question
posed is whether the offenses are so separate
in time and place and so distinct in
circumstances as to render a consolidation
unjust and prejudicial to an accused.
However, it is well established that the
motion to join is addressed to the sound
discretion of the trial judge and his ruling
will not be disturbed absent a showing of
abuse of discretion. . . .
State v. Wilson, 57 N.C. App. 444, 448, 291 S.E.2d 830, 832-33,
disc. review denied, 306 N.C. 563, 294 S.E.2d 375 (1982) (emphasisadded) (citations omitted) (quoting State v. Clark, 301 N.C
. 176,
180, 270 S.E.2d 425, 428 (1980)).
The record reflects that at the time the State moved for
joinder, the trial judge asked defendant for his argument against
joinder. Stating only his objection to the motion, defendant
offered no argument to support his objection, nor did he suggest to
the court that joinder would prejudice him. Based on this Court's
holding in State v. Owens, 135 N.C. App. 456, 520 S.E.2d 590
(1999), we find that although joinder of defendant's remaining four
charges was error, it was not prejudicial to defendant.
In Owens, the defendant was indicted on numerous charges for
sex offenses against his live-in girlfriend's three daughters over
the course of seven years. The defendant there, as here, asserted
that the trial court erred in allowing joinder of all the offenses.
Upon appeal, Judge Robert Edmunds opined for the Court that:
Traditionally, North Carolina appellate
courts have been willing to find a
transactional connection in cases involving
sexual abuse of children. . . .
. . .
[However,] the length of time between [the
subject] offenses, along with the differing
nature of most of the individual acts,
indicates that defendant did not have a
single scheme or plan. N.C. Gen. Stat. §
15A-926(a). . . . [Therefore,] [i]n light of
(1) the extended interval of as much as
several years between some of these offenses
and (2) the lack of a consistent pattern in
defendant's molesting behavior, we hold that,
as a matter of law, all of the charged acts
did not constitute part of a single scheme or
plan. The trial court erred in joining the
cases for trial.
[Nonetheless,] [e]ven though the offenses were
improperly joined, defendant has not
articulated any resulting prejudice in his
appellate brief, nor do we perceive any. If
the offenses had not been joined, then at the
trial of any one offense, evidence of the
other molestations would have been admissible
pursuant to N.C. Gen. Stat. § 8C-1, Rule
404(b) (1992) to show intent, plan or
design. Effler, 309 N.C. at 752, 309 S.E.2d
at 209. Such a Rule 404(b) plan may be
established by a lower threshold of proof than
that needed to establish the series of acts
or transactions connected together or
constituting parts of a single scheme or
plan, which must be shown for joinder of
offenses for trial under section 15A-926(a).
The very terms used in section 15A-926(a)
requiring a single scheme or plan, are more
exacting than the term plan used in Rule
404(b). . . . [T]herefore[,] . . . a plan
(Rule 404(b)) and a single plan (15A-926(a))
are not equivalent.
[However,] [o]ur Court has been very liberal
in admitting evidence of similar sex crimes in
construing the exceptions to the general rule
[of 404(b)]. State v. Greene, 294 N.C. 418,
423, 241 S.E. 2d 662, 665 (1978). While the
admissibility of this evidence pursuant to
Rule 404(b) is not conclusive evidence of the
absence of prejudice, it is a factor that we
may consider. See Corbett, 309 N.C. at 389,
307 S.E.2d at 144. There is no evidence
defendant was hindered or deprived of his
ability to defend one or more of the charges.
Id. (citation omitted). The trial court's
error in joining the offenses for trial was
harmless. . . .
Owens, 135 N.C. App. at 458-61, 520 S.E.2d at 592-94 (emphasis
added).
In the present case, the record before us reveals that the
crimes charged against defendant occurred over a period of twelve
years, from 1984 to 1996, and involved three different victims (one
being defendant's daughter, his niece and the third unrelated). Although all of the charges alleged sexual crimes against children,
the evidence did not show that defendant went about committing them
in any special way, or place. Thus, we find that the length of
time between [the subject] offenses, along with the differing
nature of most of the individual acts, indicate that defendant did
not have a 'single scheme or plan.' Id. at 459, 520 S.E.2d at
593. Therefore, we hold that it was error for the trial court to
allow joinder. However, applying Owens, we conclude that the trial
court's error was not prejudicial, as
[e]vidence of each of these offenses would
have been admissible in the separate trials of
the others in order to prove [modus operandi
under Rule 404(b)]. . . .
[Therefore,] [it] may be considered in
determining whether the consolidation was
unjust and prejudicial to the defendant. . . .
State v. Corbett, 309 N.C. 382, 388-89, 307 S.E.2d 139, 144 (1983).
We recognize that Owens, supra, does not stand for the
proposition that cases which meet the requirements of 404(b)
evidence may be joined for trial. Instead, a motion for joinder is
controlled by the higher standard set out in N.C. Gen. Stat. §
15A-926(a). However, should the trial court allow joinder, and on
appeal that joinder be deemed error, this Court should review any
resulting prejudice with reference to Rule 404(b). Id. Defendant
argued no prejudice at trial and his argument to this Court is
based on the idea that the jury apparently lumped all of the
various charges together, to [defendant's] prejudice. However,
defendant suggests no alternate outcome where the jury would have
heard evidence of the other charges due to its being admitted under404(b), but where the charges were not joined; neither do we find
evidence in the record to show that the jury may have come to a
different conclusion had the charges not been consolidated. Thus,
we hold that joinder did not prejudice defendant and the trial
court therefore did not commit plain error by allowing joinder.
[6]We next address defendant's assigning error to the trial
court's denying his motion to set aside all the verdicts when it
was found that the jury had convicted him of case number 97 CRS
6341's indecent liberties charge without having been given
instructions as to that offense. It is defendant's position that
the jury's finding him guilty of 97 CRS 6341 is a direct result of
its complete disregard for the trial court's instructions. Thus
[t]he entire result based on the jury's disregard for the court's
instructions should be vacated, that is, all of the verdicts
handed down should be vacated. We disagree.
Defendant offers no applicable criminal case law to support
his contention. He cites Worthington v. Bynum and Cogdell v.
Bynum, 305 N.C. 478, 290 S.E.2d 599 (1982), a civil case in which
the trial court did set aside the jury's verdict on the grounds
that its damage award was excessive. In affirming the trial
judge's ruling, our Supreme Court stated:
It has been long settled in our
jurisdiction that an appellate court's review
of a trial judge's discretionary ruling either
granting or denying a motion to set aside a
verdict and order a new trial is strictly
limited to the determination of whether the
record affirmatively demonstrates a manifest
abuse of discretion by the judge. . . .
Id. at 482, 290 S.E.2d at 602 (citations omitted). In sum, it is
plain that a trial judge's discretionary order pursuant to G.S. 1A-
1, Rule 59 for or against a new trial upon any [emphasis in
original] ground may be reversed on appeal only [emphasis added] in
those exceptional cases where an abuse of discretion is clearly
shown. Id. at 484, 290 S.E.2d at 603. We find nothing in the
record at bar to clearly show an abuse of discretion on the part
of the trial judge in his ruling to deny defendant's motion to set
aside the verdicts. Our courts have long held that the trial
judge ha[s] a manifest duty to exercise such power to prevent
injustice 'when in his opinion the verdict is not supported by the
evidence or is against the weight of the evidence.' Id. at 484,
290 S.E.2d at 603 (emphasis in original) (quoting Edwards v.
Upchurch, 212 N.C. 249, 250, 193 S.E. 19, 19 (1937)). However
here, the record contains substantial evidence upon which a jury
could have found defendant guilty. Therefore, we find no error in
the trial court's denial to set aside the verdicts.
[7]Defendant next assigns error to the trial court's
sustaining the State's objection to the speculative testimony of
its own witness, Dr. Ammar, during cross-examination by the
defendant. We find no error.
The State introduced Dr. Ammar to the court as an
obstetrician/gynecologist in private practice who regularly
examined children for possible sexual abuse. Defendant did not
object to the court's receiving Dr. Ammar as such. On voir dire,
Dr. Ammar testified that he had examined CJ and found that herhymen was not intact, thus, he was certain penetration happened
one way or another. However, due to the lack of bruising or
lacerations found on CJ, Dr. Ammar stated that he was unable to say
for certain that CJ had been sexually abused. Instead, Dr. Ammar
opined that it was possible that CJ had been sexually abused.
The State objected to Dr. Ammar's testimony as to any issue about
which he was uncertain and the trial court ruled that Dr. Ammar
could only testify as to that which he was certain. Defendant
objected to the trial court's refusal to allow the jury to hear
that Dr. Ammar was uncertain as to whether CJ had been sexually
abused.
In State v. Clark, 324 N.C. 146, 377 S.E.2d 54 (1989), our
Supreme Court held that the trial court properly excluded expert
testimony which would not have assisted the jury to understand
evidence or to determine any fact in issue. Furthermore, this
Court has held that where an expert is simply speculating as to the
cause of an injury -- having no medical ground upon which to base
his opinion -- he is no better qualified than the jury to have an
opinion. Thus, exclusion of that portion of his testimony is
proper. State v. Marshall, 92 N.C. App. 398, 374 S.E.2d 874
(1988), cert. denied, 328 N.C. 273, 400 S.E.2d 459 (1991).
Therefore, we hold that since Dr. Ammar could not, with relative
certainty, state the cause or circumstances of CJ's penetration,
the trial court properly excluded his speculative testimony.
[8]Finally, we do not reach defendant's assigning error to
the trial court's failure to instruct the jury as to which of theincidents involving Tammy were the basis of the charges against
defendant and which were admitted under N.C.R. Evidence 404(b),
because it was improperly preserved. Regarding jury instructions,
N.C.R. App. P. 10(b)(2) specifically requires a defendant to
stat[e] distinctly that to which he objects and the grounds of his
objection in order to preserve that objection for appellate
review. The trial court followed the model jury instructions for
404(b) evidence, and gave each party the opportunity to be heard
accordingly. However, the record is devoid of any evidence of
defendant's reasoning for objecting to the 404(b) instructions,
revealing only defendant's argument that [t]he acts are not
similar. I heard nothing between the two ladies' testimony that
sounded like similar acts, and they were far removed in time. And
the defendant objects to consolidating the cases for trial and
allowing the similar acts instruction to be given. Thus, it is
clear from the record that although defendant categorized his
objection as that against the 404(b) evidence, in fact defendant's
objection was clearly against joinder. Therefore, defendant has
failed to preserve his right to argue this issue on appeal, and we
decline to address it under this standard. State v. Morgan, 315
N.C. 626, 340 S.E.2d 84. See also State v. Eason, 328 N.C. 409,
402 S.E.2d 809 (1991). Furthermore, our review of the record finds
no error in the trial court's jury instruction regarding the 404(b)
evidence -- plain or otherwise.
Defendant's judgments in case numbers: 96CRS 5439, 97 CRS
6333, 6341, 6336 and 6338 are vacated. In defendant's remainingjudgments, case numbers: 96CRS 5440, 97 CRS 6344, 6346 and 98CRS
4124, we find no prejudicial error. However, we remand case
numbers: 96CRS 5440, 97 CRS 6344 and 97 CRS 6346 for resentencing
due to those sentences being combined with judgments now vacated.
The judgment in case number 98CRS 4124 stands. Thus the trial
court's judgment is
Vacated and remanded in part, no prejudicial error in part.
Judges WYNN and MARTIN concur.
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