1. Criminal Law--verdict--amended by court--greater offense created
It was plain error for the trial court to amend a jury verdict for misdemeanor assault on a
government official to a felony conviction for assault with a deadly weapon upon a government
official where defendant was indicted for the felony, the trial court instructed on the misdemeanor,
the verdict sheet listed the misdemeanor, the jury returned verdicts of guilty of assault on a
government official and assault with a deadly weapon, and the State moved to amend the
judgment after the jury returned the verdict. Reading the two verdicts together, the jury found all
of the elements of assault with a deadly weapon upon a government official, but a verdict can only
be attacked under the limited circumstances provided by N.C.G.S. § 15A-1240. It is plain error
for a judge to amend a verdict to create a greater offense when the jury returned a verdict of a
lessor offense.
2. Criminal Law--erroneously arrested judgment--remand--no impediment to
reinstatement
There is no legal impediment on remand to ordering entry of an arrested judgment for assault with
a deadly weapon where the court mistakenly submitted to the jury assault with a deadly weapon
and misdemeanor assault on a government official rather than the felony of assault with a deadly
weapon on a government official, increased the misdemeanor verdict to the felony and arrested
judgment on the assault with a deadly weapon, and the case was remanded on appeal. There was
no error in the verdict of guilty of assault with a deadly weapon and the trial judge arrested
judgment on that charge only after erroneously amending the verdict of guilty of assault on a
government official.
Michael F. Easley, Attorney General, by Jeffrey C. Sugg,
Associate Attorney General, for the State.
Thomas M. King for the defendant-appellant.
WYNN, Judge.
Since the resolution of the issues in this appeal turn upon
matters of law, a detailed recitation of the facts of this case is
unnecessary. Essential to understanding the outcome of this appeal
is that the defendant, Deborah Faye Brogden, a former governmentemployee, pointed and fired a gun at one of her former supervisors.
In one indictment (97 CrS 16059), the State charged Ms.
Brogden with assault with a deadly weapon with intent to kill. In
its second indictment (98 CrS 8327), the State charged her with
assault with a deadly weapon on a government official. At trial,
Ms. Brogden appeared without a lawyer.
At the close of all evidence, the trial judge instructed the
jury on the following charges: (1) assault with a deadly weapon
with intent to kill, (2) assault with a deadly weapon, and (3)
assault on a government official. The trial judge did not instruct
the jury on the charge of assault with a deadly weapon on a
government official. Indeed, the jury verdict sheet listed, inter
alia, assault on a government official; it did not include the
option guilty of assault with a deadly weapon on a government
official.
The jury returned the following verdicts:
(1) NOT GUILTY -- assault with a deadly weapon
with intent to kill
(2) GUILTY -- assault with a deadly weapon
(3) GUILTY -- assault on a government official
Upon recognizing that the jury returned a verdict on the
misdemeanor offense of assault on a government official, rather
than the felony offense of assault with a deadly weapon on a
government official, the State moved to amend the jury verdict toread: assault with a deadly weapon on a government official.
In
response, the trial judge asked the jury to clarify its verdict--
were they finding Ms. Brogden guilty of assault with a deadly
weapon on a government official? The jury responded yes. The
trial judge next asked if anyone on the jury disagreed with the
altered verdict; no one disagreed. The trial judge granted the
State's motion and amended the jury's verdict by adding the words
with a deadly weapon.
Thereafter, the trial judge arrested the judgment for the
assault with a deadly weapon charge and sentenced the defendant to
20 to 24 months of imprisonment on the amended charge of assaultwith a deadly weapon on a government official. The defendant
appealed.
[1]The sole issue on appeal is whether the trial court erred
by amending the jury verdict to enhance the defendant's conviction
to the felony of assault with a deadly weapon upon a government
official. Finding error, we remand this matter for resentencing.
Since the defendant did not object to the amendment of the
verdict at trial, under N.C.R. App. P 10(b)(2) and State v. Odom,
307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983), we review the record
for plain error only.
A trial court has wide discretion as to how a jury is charged.
See State v. Mundy, 265 N.C. 528, 529, 144 S.E.2d 572, 573 (1965).
However, the trial court must explain each essential element of the
offense charged. See State v. Gooch, 307 N.C. 253, 256, 297 S.E.2d
599, 601 (1982). Under N.C. Gen. Stat. § 14-34.2 (1993), an
essential element of the offense of assault with a deadly weapon on
a government official is the use of a firearm or other deadly
weapon to commit the assault.
In the present case, the trial court did not properly instruct
the jury on the charge of assault with a deadly weapon on a
government official; rather, the trial court instructed on the
charge of assault on a government official. After the jury
returned a verdict upon the offense of assault on a government
official, the trial court amended that verdict to enhance the
conviction to a felony. But a verdict in a criminal case can only
be reached after jury deliberations. N.C. Gen. Stat. § 15A-1236(1997). And once the verdict is returned in open court, it can
only be attacked under the limited circumstances provided by N.C.
Gen. Stat. § 15A-1240 (1997). The State's motion to amend the
verdict did not comport with any of the challenges allowable under
§ 15A-1240, and we cannot find any legal precedent supporting the
State's motion to amend a verdict rendered after deliberation.
The State points out that the record contains substantial
evidence that the defendant used a deadly weapon to commit an
assault against a government official. In fact, the jury found the
defendant guilty of assault with a deadly weapon, and therefore
must have determined that the defendant did in fact assault her
supervisor with a deadly weapon. The State argues that because the
jury found the defendant guilty of assault with a deadly weapon, it
would have found the defendant guilty of assault with a deadly
weapon on a government official, had the trial court properly
instructed the jury. The State concludes, therefore, that the
instructional error and subsequent amendment to the verdict did not
alter the jury's finding of guilt. See State v. Wallace, 104 N.C.
App. 498, 410 S.E.2d 226 (1991), review denied, 331 N.C. 290, 416
S.E.2d 398, cert. denied, 506 U.S. 915, 121 L. Ed. 2d 241 (1992).
The State's argument is persuasive but not controlling.
Indeed, reading the two guilty verdicts together, the jury did find
all of the elements of assault with a deadly weapon upon a
government official. But it is plain error for a judge to amend a
verdict to create a greater offense when the jury returned a
verdict of guilty of a lessor offense. To hold otherwise wouldeffectively allow the trial court to eviscerate the role of the
jury by changing the jury's verdict to create an offense greater
than the one found by the jury. Such an encroachment upon the
function of the jury would unfairly violate a defendant's right to
due process under the Fourteenth Amendment to the United States
Constitution and Article I, Section 19 of the North Carolina
Constitution. See State v. Tolley, 290 N.C. 349, 373, 226 S.E.2d
353, 371 (1976) (holding that due process of law requires all
courts to insure that elementary fairness toward one charged with
an offense is not infringed).
But we disagree with the defendant's contention that because
of this error all charges against her must be dismissed. The jury
properly found the defendant guilty of two charges--assault with a
deadly weapon and assault on a government official. There were no
errors in the trial itself, only after the jury returned its
verdict. Accordingly, we first vacate the judgment and remand this
case for re-sentencing on the misdemeanor charge of assault on a
government official. See Gooch, supra.
[2]Secondly, we consider whether the arrested judgment on the
charge of assault with a deadly weapon may be entered upon remand.
When the order for an arrest of judgment is based on a fatal flaw
appearing on the face of the record, such as a substantive error in
the indictment, the arrest of judgment operates to vacate the
verdict. See State v. Pakulski, 326 N.C. 434, 439, 390 S.E.2d 129,
132 (1990); State v. Davis, 123 N.C. App. 240, 244, 472 S.E.2d 392,
394 (1996). However, where the judgment was arrested because of amistake on the part of the trial judge, and there is no impediment
to the entry of a lawful judgment, an arrested judgment may be
entered upon remand. See Davis, 123 N.C. App. at 244, 472 S.E.2d
at 394.
In this case, there was no error in the verdict of guilty of
assault with a deadly weapon. Since the trial court arrested
judgment on this charge only after erroneously amending the verdict
of guilty of assault on a government official, we hold that there
is no legal impediment in ordering the entry of the arrested
judgment.
Judgment in 98 CrS 8327 vacated and remanded for re-sentencing
on the conviction of assault on a government official.
Arrested judgment in 97 CrS 16059 set aside and remanded for
sentencing on the conviction of assault with a deadly weapon.
Judges MARTIN and HUNTER concur.
*** Converted from WordPerfect ***