1. Witnesses--child--competency to testify
The juvenile court abused its discretion by finding a four-year-old victim incompetent to
testify and by thereafter admitting hearsay statements of the victim under the residual hearsay
exception of N.C.G.S. § 8C-1, Rule 803(24), because the voir dire was insufficient to allow the
juvenile court to determine whether the victim was incapable of expressing herself concerning the
matter or incapable of understanding the duty to tell the truth.
2. Sexual Offenses--first-degree sexual offense--indecent liberties--motion to dismiss--
sufficiency of evidence
The juvenile court did not err by denying the juvenile's motions to dismiss first-degree
sexual offense and indecent liberties charges because the testimony of the minor victim's treating
physician, a protective services investigator, an investigator with child protective services, an
officer, and a detective were sufficient to withstand this motion.
3. Sexual Offenses--first-degree sexual offense--indecent liberties--burden of proof--
beyond a reasonable doubt
The juvenile court did not err in finding that the State had proven the charges of first-
degree sexual offense and indecent liberties beyond a reasonable doubt because: (1) the trial court
acted as the trier of fact in this case, empowering it to assign weight to the evidence; and (2) the
trial court's findings were supported by competent evidence, and were therefore binding on
appeal even if there is evidence to the contrary.
Judge TIMMONS-GOODSON concurring in part and dissenting in part.
Attorney General Michael F. Easley, by Assistant Attorney
General Jane Rankin Thompson, for the State.
Walker & Bullard, by Daniel S. Bullard, for respondent-
appellant.
WALKER, Judge.
The juvenile-respondent (juvenile) was adjudicated delinquentfor committing a first degree sexual offense, indecent
liberties,
and assault inflicting serious injury on a child under the age of
sixteen. After a dispositional hearing, the juvenile court ordered
the juvenile to be placed in a residential training school facility
for a period not to exceed his eighteenth birthday and to complete
the sex offender treatment program.
At the adjudicatory hearing, the State's evidence tended to
establish the following: In May 1998, D.R., age 4, moved into the
residence of Amy Cruz. Also living in the residence was Ms. Cruz's
boyfriend and her two sons, one of which is the juvenile, age 13.
Prior to May 1998, D.R. had lived in Durham County, where she was
physically abused by the husband of her biological mother. On 8
December 1998, at approximately 8:00 p.m., Ms. Cruz left her home
to pick up her son, T.J., from basketball practice and was gone
from the residence for about 30 minutes. During this time, the
juvenile was alone with D.R., and he admitted striking her with an
electrical cord.
At the outset of the hearing, the State called D.R. to
testify. After asking D.R. five questions, the juvenile judge
found that [b]ased on the observations of the demeanor of the
victim child and her answers and the lack thereof to the questions
propounded to her, the Court finds as a Matter of Law that she is
not competent to testify.
The State then called Dr. Diane Duffey, a pediatrician at
Burlington Pediatrics as an expert in the field of medicine with aspecialty in pediatrics and child abuse. Dr. Duffey testified that
she examined D.R. on 14 December 1998 and found that D.R. had
multiple bruises on her face, arms, and legs and that her eyes were
swollen shut and very bloodshot. When Dr. Duffey asked D.R. what
happened to her eyes, D.R. answered, I fell out a van. When asked
about the bruises on her legs, D.R. stated that her brother, the
juvenile, had hit her with an electrical cord when her mother, Ms.
Cruz was not at home. D.R. denied that anything had happened to
her vaginal area, but Dr. Duffey's vaginal examination of D.R.
revealed a hymen that had a notch, or a tear between 12:30 and 1
o'clock, with some thickening of the hymen between two and threeo'clock and a bluish color to her labia and a small ulceration,
indicating that she been sexually abused or had penetrating injury
to her vaginal area. Dr. Duffey further testified that when she
examined D.R. in October and November 1998, her vaginal
examinations were normal.
On cross-examination, Dr. Duffey was of the opinion that,
based on the discoloration of the bruises, the vaginal injuries and
the bruises to D.R.'s eyes did not occur more than five days before
her examination. On redirect, Dr. Duffey admitted that dating the
ages of bruises is not exact but depends on other factors such as
the overall health of the individual, the nutritional status, etc.
Cathy Barrow, a protective services investigator with Alamance
County Department of Social Services (D.S.S.), testified that she
responded to a call from Alamance Regional Medical Center on 12
December 1998 regarding D.R.'s injuries. Ms. Barrow observed
D.R.'s injuries and spoke with a doctor and D.R. regarding her
injuries. Ms. Barrow testified that D.R. informed her that the
juvenile had hit her with a cord. Later that day, Ms. Barrow
interviewed the juvenile, who admitted hitting D.R. with a cable
wire or cord approximately five times, but denied touching D.R. in
her private parts.
Mary Lynn Needham, an investigator with child protective
services in Alamance County, testified that she scheduled the
medical examination with Dr. Duffey on 14 December 1998 and
interviewed D.R. on 15 December 1998. Also present during the 15
December 1998 interview was Janet Fuquay, who is employed by theYouth Division of the Alamance County Sheriff's Department. Both
Ms. Needham and Ms. Fuquay testified that during the 15 December
1998 interview, D.R. stated that the juvenile hit her in the face
and hurt her vagina with a white stick. D.R. was interviewed again
on 29 January 1999, after which Ms. Needham and Ms. Fuquay took her
to the bathroom. Ms. Needham and Ms. Fuquay testified that while
D.R. was in the bathroom, she removed a toilet paper spindle from
its holder and told them that the juvenile had used one of these to
hurt her vagina. On cross examination, Ms. Needham admitted that
D.R. had been the subject of another D.S.S. investigation in May
1998, based on an allegation of sexual abuse when she lived with
her biological mother in Durham County. D.R. had stated that a
man named Charles had touched her coocoo but the report was
unsubstantiated.
Danny Walker, a detective with the Alamance County Sheriff's
Department, testified that he began his investigation on 12
December 1998 and that he was present with Ms. Fuquay during the 29
January 1999 interview of D.R. Detective Walker further testified
that during this interview, D.R. stated that the juvenile hurt her
vaginal area with a stick while she was in the bathroom and that
this occurred the same day that the juvenile hit her with the cord.
Detective Walker interviewed the juvenile on 14 December 1998, and
during this interview, the juvenile admitted hitting D.R. at least
five times on her legs and buttocks with a cord while he was
babysitting her on 8 December 1998, because she would not listen to
him. The juvenile denied inserting any object into her vagina. During the adjudication hearing, the juvenile testif
ied that
he had a good relationship with D.R., but admitted hitting her legs
about five times with a cord on 8 December 1998. The juvenile
denied sexually abusing D.R. or hitting her in the face. Alicia
Cox, the youth director at Nall Memorial Baptist Church, testified
that the juvenile was an active member of the youth group at church
and had made a commitment to abstain from sex until marriage. She
further testified that the juvenile appeared to have a good
relationship with D.R. and that she trusted him with her own small
child. Sara Elizabeth Mowery, the juvenile's grandmother, also
testified that the juvenile was a good boy and had never done
anything that would cause her to believe that he might have the
propensity toward engaging in a sexual offense. Ms. Mowery further
testified that the juvenile told her the only thing that he did
was hit her with that cord.
The juvenile assigns as error the juvenile court's: (1)
finding that D.R. was incompetent to testify and thereafter
admitting the hearsay statements of D.R. under N.C. Gen. Stat. §
8C-1, Rule 803(24); (2) denying his motions to dismiss the first
degree sexual offense and indecent liberties charges since there
was insufficient evidence; and (3) finding that the State had
proven the charges of first degree sexual offense and indecent
liberties beyond a reasonable doubt.
[1]The juvenile first contends that the juvenile court erred
in finding D.R. incompetent to testify and thereafter admitting
hearsay statements of D.R. under the residual hearsay exception,N.C. Gen. Stat. § 8C-1, Rule 803(24). The juvenile argues that the
trial court failed to consider the six inquires as required by
State v. Smith, 315 N.C. 76, 92, 337 S.E.2d 833, 844 (1985). In
Smith, our Supreme Court held that prior to admitting or denying
proffered hearsay evidence pursuant to Rule 803(24), the trial
court must determine that: (1) proper written notice was given to
the adverse party; (2) the hearsay statement is not specifically
covered by any other hearsay exception; (3) the proffered statement
possesses circumstantial guarantees of trustworthiness; (4) the
proffered evidence is offered as evidence of a material fact; (5)
the proffered evidence is more probative on the point for which it
is offered than any other evidence which the proponent can procure
through reasonable efforts; and (6) the proffered evidence will
best serve the general purposes of the rules of evidence and the
interests of justice. Id. at 92-97, 337 S.E.2d at 844-847.
The juvenile contends that only the second and fourth elements
set forth above were satisfied and that the remaining four elements
were not met. Specifically, the juvenile argues that the fifth
element from Smith was not satisfied since the hearsay statements
of D.R. are not more probative on the issue for which they were
offered than other evidence the State could procure since D.R. was
competent to testify. According to the juvenile, the juvenile
judge improperly found that D.R. was incompetent to testify where
she had correctly answered four out of the five questions he asked.
Furthermore, the juvenile contends that D.R.'s failure to answerthe fifth question does not indicate she is incompetent to testify
since it is natural for a four-year-old to be confused when asked
how she is related to her foster mother.
The general rule is that every person is competent to be a
witness unless the trial court determines that he or she is
disqualified under the rules of evidence. State v. Spaugh, 321
N.C. 550, 364 S.E.2d 368 (1988). Rule 601(b) provides: A person
is disqualified to testify as a witness when the court determines
that he is (1) incapable of expressing himself concerning the
matter as to be understood ..., or (2) incapable of understanding
the duty of a witness to tell the truth. N.C. Gen. Stat. § 8C-1,
Rule 601(b)(Cum. Supp. 1998). There is no age below which one is
incompetent, as a matter of law, to testify. State v. Turner, 268
N.C. 225, 230, 150 S.E.2d 406, 410 (1966); See also State v. Rael,
321 N.C. 528, 364 S.E.2d 125 (1988)(holding that the trial court
properly found a four-year-old victim competent to testify). The
issue of competency of a witness rests in the sound discretion of
the trial court based upon its observation of the witness. State
v. Hicks, 319 N.C. 84, 89, 352 S.E.2d 424, 426 (1987). A decision
will not be disturbed on appeal unless there is a showing that the
trial court's ruling as to competency could not have been the
result of a reasoned decision. Id.
Here, after D.R. was called by the State to testify, the
following exchange occurred: COURT: ... Mr. Morris, you've alleged that
[D.R.] is how old, four?
MR. MORRIS (prosecutor): Four years old, Your
Honor.
COURT: And she appears to be four. Are you
calling her as a witness?
MR. MORRIS: Yes, sir, Your Honor.
COURT: Do you believe that she is contending
that she is competent to testify?
MR. MORRIS: I'm going to try to establish
that she's competent to testify; but in the
event that the Court finds that she's not, I
have filed and served a notice of my intent to
use hearsay evidence in this case on Mr.
Bullard.
COURT: Well, at one time there was a common
law presumption that anyone under the age of
six was not competent to testify. Does that
still exist?
MR. MORRIS: No, sir. I believe the latest or
one of the later cases, ..., indicates that
the law in this State is there is no age below
which a child could not be competent to
testify. It's an individual determination
based on the child and the observation the
Court makes about the child's ability to
understand the nature of the oath and be able
to communicate about the incident.
COURT: If you'll have her come up and have a
seat here. Her mother can come with her, and
I'll ask her the questions.
At that time, D.R. came forward with her foster mother and sat at
the witness stand on her foster mother's lap. The juvenile judge
then asked and D.R. answered the following questions:
COURT: [D.R.], how old are you sweetheart?
D.R.: Four.
COURT: Four. Do you go to school? And where
do you go to school?
D.R.: North Graham.
COURT: And North Graham. Is that what you
said? Are you in kindergarten? Do you know
what kindergarten is?
D.R.: Yes.
COURT: And who is that you're with? Who's
this lady?
D.R.: Margaret.
COURT: Are y'all related?
D.R.: Yes.
COURT: Do you know? How are you related to
her? Thank you. You may step down. She may
return to the room from which she [came].
Very well. In this case, based on my
observation of the demeanor of the child, of
her answers and lack thereof to the questions
that I propounded to her, I'm finding as a
matter of law that she is not competent to
testify.
The juvenile's attorney then asked that the record reflect that
D.R. is probably unable to answer because she is of no relation.
That was her foster mother. So I would, there would naturally, we
contend, be some confusion from a four year old about [that]. The
juvenile judge asked, Do you believe four year olds are competent?
Do you think she's, are you saying you think she's competent to
testify? The juvenile's attorney answered that he could not tell.
Based on the exchange between the juvenile court and D.R., we
conclude that the juvenile court disqualified D.R. without making
an appropriate inquiry into her competency to testify. This voir
dire was insufficient to allow the juvenile court to determine
whether D.R. was incapable of expressing herself concerning thematter or incapable of understanding the duty to tell the truth.
Therefore, we remand this case to the juvenile court for further
findings after a proper inquiry of D.R.'s competency to testify.
[2]The juvenile next contends that the juvenile court erred
in denying his motions to dismiss the first degree sexual offense
and indecent liberties charges at the end of the State's evidence
and again at the close of all of the evidence since there was
insufficient evidence. In order to withstand a motion to dismiss
the charges contained in a juvenile petition, there must be
substantial evidence of each of the material elements of the
offense charged. In re Bass, 77 N.C. App. 110, 334 S.E.2d 779
(1985). On review, the evidence must be considered in the light
most favorable to the State, and the State is entitled to every
reasonable inference of fact which may be drawn from the evidence.
Id.
Here, the juvenile court found that D.R. was incompetent to
testify and admitted her hearsay statements pursuant to N.C. Gen.
Stat. § 8C-1, Rule 803(24). The State presented the testimony of
D.R.'s treating physician, a protective services investigator with
the Alamance County D.S.S., an investigator with child protective
services in Alamance County, an officer with the Youth Division of
the Alamance County Sheriff's Department, and a detective with the
Alamance County Sheriff's Department. Viewed in the light most
favorable to the State, the State's evidence was sufficient to
withstand the juvenile's motion to dismiss. [3]The juvenile also contends that the juvenile court erred
in finding that the State had proven the charges of first degree
sexual offense and indecent liberties beyond a reasonable doubt.
N.C. Gen. Stat. § 7A-635 (1995)(repealed 1 July 1999) provides that
the allegations of a petition alleging the juvenile is delinquent
shall be proved by a reasonable doubt. When the trial court is
the trier of fact, the court is empowered to assign weight to the
evidence presented at the trial as it deems appropriate. In re
Oghenekevebe, 123 N.C. App. 434, 439, 473 S.E.2d 393, 397-398
(1996). In this situation, the trial judge acts as both judge and
jury, thus resolving any conflicts in the evidence. Id. If there
is competent evidence to support the trial court's findings of fact
and conclusions of law, the same are binding on appeal even in the
presence of evidence to the contrary. Id.
In the case at bar, the juvenile court stated that [a]fter
hearing all the evidence presented, the Court finds that the State
has met its burden of proof beyond a reasonable doubt.... A
careful review of the record reveals that the trial court's finding
was supported by competent evidence. See In re Phillips, 128 N.C.
App. 732, 497 S.E.2d 292, disc. review denied, 348 N.C. 283, 501
S.E.2d 919 (1998).
In summary, we affirm the juvenile court's finding that the
juvenile committed an assault inflicting serious injury. We remand
to the juvenile court, for a determination consistent with this
opinion, the issue of D.R.'s competency to testify. If, afterconducting an appropriate voir dire of D.R., the juvenile court
determines that D.R. is incompetent to testify, the adjudicatory
and dispositional order filed 23 March 1999 is affirmed. If,
however, after proper inquiry, the juvenile court determines that
D.R. is competent to testify, the juvenile shall be entitled to a
new adjudicatory hearing on the charges of first degree sexual
offense and indecent liberties.
Affirmed in part and remanded in part.
Judge GREENE concurs.
Judge TIMMONS-GOODSON concurs in part and dissents in part.
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