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STATE OF NORTH CAROLINA v. JERMAINE EARL DIXON
No. COA99-721
(Filed 1 August 2000)
1. Criminal Law--motion to correct or amend judgment in trial court--record on appeal filed--no
prejudice
Although a motion to correct or amend a judgment in order to make it speak the truth is properly
made to the appellate court rather than the trial court once the record on appeal has been filed with the
appellate court, defendant was not prejudiced by the trial court's error in correcting and amending its
judgment revoking defendant's probation after the record on appeal had been filed because: (1) a panel of the
Court of Appeals subsequently granted the State's motion to amend the record; and (2) where one panel of
the Court of Appeals has decided an issue, a subsequent panel is bound by that precedent unless it has been
overturned by a higher court.
2. Evidence--hearsay--other testimony
Although defendant alleges that the trial court erred in a probation revocation hearing for an indecent
liberties case by admitting unreliable hearsay evidence of the unavailable minor victim's statements to an
officer that she was alone with defendant and that the two engaged in sexual relations on 2 January 1999 as
basis to conclude that defendant violated the conditions of his probation, defendant was not prejudiced
because the court's only finding that defendant had contact with the minor victim in violation of a condition of
his probation was based on the testimony of an officer who made first-hand observations of defendant and the
victim in a motel room on 29 December 1998, and no findings concerned the content of the victim's
statement.
3. Criminal Law--motion for continuance--absent witness
A defendant who allegedly violated a condition of probation in an indecent liberties case that he not
have contact with the minor victim was not entitled to a continuance of his probation revocation hearing to
obtain the presence of his brother, who defendant contended was the only witness who could testify whether
defendant was actually in the same motel room with the victim and whether defendant's contact with the
victim was willful, because: (1) defendant's brother was not an essential witness since the victim was also in
the motel room and could testify concerning whether her contact with defendant was willful; (2) defendant
presented no evidence as to the victim's unavailability or unwillingness to testify; (3) defendant failed to give
the trial court a detailed explanation as to why a delay to secure his brother's testimony was necessary; and
(4) an unsworn statement by defendant's attorney that the witness would testify defendant was not involved in
the crime was not detailed proof to support a finding of prejudice.
4. Probation and Parole--indecent liberties--willful violation
The trial court did not abuse its discretion by concluding that defendant willfully violated a term of his
probation that he have no contact with the minor indecent liberties victim, because: (1) the evidence indicates
that defendant had contact with the minor victim in a motel room; and (2) defendant presented no evidence
demonstrating why he was unable to comply with the condition of his probation prohibiting such contact.
Appeal by defendant from judgment entered 11 February 1999 by Judge L.
Oliver Noble in Superior Court, Mecklenburg County. Heard in the Court of
Appeals 9 May 2000.
Attorney General Michael F. Easley, by Assistant Attorney General
Daniel S. Johnson, for the State.
Assistant Public Defender Dean P. Loven for defendant-appellant.
TIMMONS-GOODSON, Judge.
Jermaine Earl Dixon (defendant) appeals from the judgment revoking
his probation and activating his twenty-one to twenty-six- months prison
sentence.
The State presented the following evidence at the revocation hearing.
On 1 September 1998, defendant pled guilty pursuant to an Alford plea to
one felony count of indecent liberties with a minor. The trial court
sentenced defendant to a suspended sentence of twenty-one to twenty-six
months in prison and imposed thirty-six months of supervised probation with
special conditions, which included in pertinent part:
19. . . . Have no contact with the victim.
Comply
with the sex offender conditions of probation. .
. .
. . . .
30.
. . . .
(b) The defendant shall not be alone with
any minor child below the age of eighteen
years of age, unless approved by his
probation officer.
(c) The defendant shall not engage in any
sexual behavior with any minor child below
the age of eighteen years of age.
On 29 December 1998 at 10:00 a.m., in response to an anonymous tip,
Officer J. L. Cuddle (Cuddle) of the Charlotte Mecklenburg Police
Department knocked on the door of room 2205 of the Ramada Inn located on
Freedom Drive. The victim opened the door. Also present in room 2205 was
defendant's brother, Nate Cathcart. When Cuddle asked defendant to show
himself, defendant emerged from the bathroom area of room 2205. The victim
was fifteen years old at the time.
Cuddle left a message with defendant's probation officer, James
Donahue (Donahue), regarding a possible violation of the terms ofdefendant's probation. Donahue met with the victim who told h
im that she
had been with defendant and his brother on 29 December 1998. Based on the
29 December 1998 incident, Donahue submitted a probation violation report
dated 6 January 1999 alleging that defendant had violated special
conditions 19 and 30(b) of his probation.
Additionally, the victim stated that she had been alone with defendant
on 2 January 1999 and had engaged in sexual intercourse with him on that
occasion. Donahue submitted an addendum to violation report which was
dated 5 February 1999 pertaining to the events of 2 January 1999. In the
addendum, Donahue alleged that defendant had violated conditions 30(b) and
30(c) of his probation. Defendant presented no evidence at the revocation
hearing.
Following the presentation of evidence and the arguments of counsel,
the trial court ruled in open court as follows:
In this case, THE COURT FINDS the defendant was
convicted of indecent liberties with a child onSeptember 1, 1998; and, was sentenced
to not less than 21 nor more than 26 months.
According to the indictment in the case,
the name of the minor child was Lakera Mingo.
Most of the sentence of the defendant was
suspended and the defendant was placed on
supervised probation.
One of the conditions of his probation
was that he have no contact with the victim.
On or about December 29, 1998, the
defendant was in a motel room at the Ramada
Inn with his brother and Lakera Mingo, age 15.
And therefore, had contact with the victim.
The Court makes no other findings with
regard to the allegations of either the
probation violation or the original probation
violation report or the addendum, thereto.
And THE COURT CONCLUDES AS LAW that the
defendant has, without lawful excuse, violated
a lawful condition of his probation.
And I'm going to ORDER that his probation
be revoked.
The typed Judgment and Commitment upon Revocation of
Probation, dated 11 February 1999, contained the following
finding: 3. The condition(s) violated and the
facts of each violation are as set
forth . . . in paragraph(s) 5,6 in
the Violation Report or Notice dated
02-05-1999.
Defendant gave notice of appeal to the North Carolina Court of
Appeals in open court on 11 February 1999 and the record on appeal
was filed on 14 June 1999.
On 2 August 1999, the State filed a motion for a correction of
judgment in the Superior Court, Mecklenburg County, alleging that
the recorded judgment contained a clerical error. According to the
State, the trial court's Finding 3" in the typed judgment was
inconsistent with the ruling of the trial court in open court, in
that the typed judgment referred to the allegations of the 5
February 1999 addendum report. In contrast, in open court, the
trial court purported to validate the allegations of the 6 January
1999 report.
Defendant petitioned the North Carolina Court of Appeals for
a Writ of Prohibition to prevent the trial court from holding a
hearing on the State's motion for correction of judgment.
Defendant's petition was denied.
Following a telephone hearing involving Judge Noble, appellate
counsel for the State, defendant, and an assistant district
attorney, the trial court entered an order on the State's motion
for correction of judgment dated 4 August 1999. The order stated
in pertinent part:
2. The transcript of the probation
violation hearing establishes that the
undersigned revoked Defendant's probation in
open Court based on Defendant's contact withthe victim in December of 1998.
3. The ruling announced by the
undersigned in open Court was intended to
rule, and did rule, that Defendant committed
the violation described in item 5 of the
January 6, 1999 report.
. . . .
5. . . . Finding 3" as set forth on Side
Two of the said Judgment is erroneous and does
not accurately recite the actual ruling given
by the undersigned in open court.
. . . .
7. It is in the interest of justice that
the Judgment and Commitment Upon Revocation of
Probation be corrected as set forth herein to
accurately record the Court's ruling.
The trial court granted the State's motion for correction of
judgment, ordering that the judgment and commitment be corrected
and amended to delete the existing Finding 3" and to insert the
following new Finding 3": The condition violated and the facts
of the violation are as set forth in paragraph 5 in the Violation
Report or Notice dated January 6, 1999.
The State moved in this Court to amend the record on appeal to
add the trial court's order. Defendant filed a motion to deny the
State's motion to amend the record on appeal and in the alternative
to amend the record to include additional assignments of error.
This Court granted the State's motion to amend the record on
appeal, denied defendant's motion to prevent amendment to the
record, and granted defendant's motion to add an additional
assignment of error. Defendant's appeal is now ripe for
disposition.
________________________
The issues on appeal are whether the trial court erred by: (I)
amending and correcting its judgment and commitment upon revocation
of probation based on the State's motion for correction made after
the record on appeal was filed; (II) admitting unreliable hearsay
evidence and concluding the defendant violated his probation based
on that evidence; (III) denying defendant's continuance request;
and (IV) determining that defendant willfully violated his
probation.
(I)
[1]While defendant concedes that the 11 February 1999
recorded judgment did not reflect the judgment rendered by the
trial court in open court, defendant argues that the trial court
lacked jurisdiction to correct its judgment after defendant had
given notice of appeal and the record on appeal had been filed with
this Court. We agree.
As a general rule, the trial court is divested of jurisdiction
when a party gives notice of appeal, and pending the appeal, the
trial judge is
functus oficio.
State v. Davis, 123 N.C. App. 240,
242, 472 S.E.2d 392, 393 (1996). However, the trial court retains
jurisdiction [over] matters ancillary to the appeal, including
settling the record on appeal.
Id. (citing
inter alia N.C. Gen.
Stat. § 15A-1448(a)(3); N.C. Gen. Stat. § 1453; N.C.R. App. P. 11).
Furthermore, [i]t is universally recognized that a court of record
has the inherent power and duty to make its records speak the
truth[,] . . . to amend its records, correct the mistakes of itsclerk or other officers of the court, or to supply defects or
omissions in the record[.]
State v. Old, 271 N.C. 341, 343, 156
S.E.2d 756, 757-58 (1967) (citations omitted).
It is the duty of every court to supply the
omissions of its officers in recording its
proceedings and to see that its record truly
sets forth its action in each and every
instance; and this it must do upon the
application of any person interested, and
without regard to its effect upon the rights
of parties, or of third persons; and neither
is it open to any other tribunal to call in
question the propriety of its action or the
verity of its records, as made.
State v. Cannon, 244 N.C. 399, 403, 94 S.E.2d 339, 342 (1956)
(quoting
Walton v. Pearson, 85 N.C. 34, 48 (1881)). It follows
that corrections of the official minutes from the superior court
must be made in the superior court.
State v. Accor and State v.
Moore, 276 N.C. 567, 570, 173 S.E.2d 775, 778 (1970).
No lapse of time will divest the trial court of the power to
make its record speak the truth,
State v. Cannon, 244 N.C. at 403,
94 S.E.2d at 342, and it may amend its record for this purpose
either in or out of term,
State v. McKinnon, 35 N.C. App. 741, 743,
242 S.E.2d 545, 547 (1978). When a court amends its records to
accurately reflect the proceedings, the amended record stands as
if it had never been defective, or as if the entry had been made at
the proper time.
State v. Warren, 95 N.C. 674, 676 (1886). In
other words, the amended order is a
nunc pro tunc entry.
However, once the case has been docketed in the appellate
court, the appellate court acquires jurisdiction over the record.
Lawing v. Lawing, 81 N.C. App. 159, 171, 344 S.E.2d 100, 109(1986). As such, after the record on appeal has been filed with
the appellate court, the trial court may only amend or correct the
record upon a directive from the appellate court:
On motion of any party the appellate court may
order any portion of the record on appeal or
transcript amended to correct error shown as
to form or content. Prior to the filing of
the record on appeal in the appellate court,
such motions may be made by any party to the
trial tribunal.
N.C.R. App. P. 9(b)(5). Therefore, we hold that a motion to
correct or amend a judgment in order to make it speak the truth is
properly made to the appellate court rather than the trial court
once the record on appeal has been filed with the appellate court.
In the present case, the record on appeal was filed with this
Court on 14 June 1999. On 2 August 1999, the State filed its
motion for correction of judgment in the Superior Court. We find
the State improperly moved the trial court to correct its judgment
after the record on appeal had been filed with the appellate court.
The trial court did not therefore have the authority to correct its
judgment.
Nonetheless, we conclude that defendant was not prejudiced by
the trial court's error, because a panel of this Court subsequently
granted the State's motion to amend the record on appeal on 12
August 1999. [W]here one panel of this Court has decided an issue,
a subsequent panel is bound by that precedent . . . unless it has
been overturned by a higher court.
Heatherly v. Industrial Health
Council, 130 N.C. App. 616, 621, 504 S.E.2d 102, 106 (1998). As
such, the order of the trial court which corrected and amended its11 February 1999 judgment is properly before this panel.
Defendant's argument that this panel must rely on the 11 February
1999 judgment alone in rendering its decision must therefore fail.
(II)
[2]Defendant next argues that the trial court erred in
admitting unreliable hearsay evidence in violation of his Sixth
Amendment rights, and in concluding, based on that evidence, that
he violated the conditions of his probation. We are compelled to
disagree.
In an interview with Officer Donahue on 29 January 1999, the
victim alleged that while alone with defendant on 2 January 1999,
the two engaged in sexual relations. Although the victim was
absent from trial, Donahue testified concerning the 29 January 1999
interview. Donahue also testified that the victim prepared a
written statement containing the substance of her conversation with
him and that upon his request, the victim signed the statement.
Although the trial court noted that it had problems, in advance,
with the weight of and the reliability of the victim's statement,
the court admitted the evidence over defendant's objection.
In its oral order of 11 February 1999, the court made no
findings concerning the content of the statement. Rather the court
concluded:
One of the conditions of [defendant's]
probation was that he have no contact with the
victim.
On or about December 29, 1998, the
defendant was in a motel room at the Ramada
Inn with his brother and Lakera Mingo, age 15.
And therefore, had contact with the victim.
The Court makes no other findings with
regard to the allegations of either the
probation violation or the original probation
violation report or the addendum, thereto.
Thus, the court's only finding, that defendant had contact
with the victim, was based on the testimony of Officer Cuddle.
Furthermore, Cuddle's testimony was based on his first-hand
observations of 29 December 1998, not the victim's statement.
Because the court made no findings concerning the content of the
victim's statement, we find defendant's assignment of error
meritless.
(III)
[3]By his next assignment of error, defendant contends that
the trial court abused its discretion in denying defendant's motion
for a continuance. Defendant further contends that the court's
denial of a continuance deprived him of his due process right to
present evidence on his behalf. We disagree.
A motion for a continuance is within the sole discretion of
the trial court, and absent a gross abuse of that discretion, the
trial court's ruling is not subject to review.
State v. Walls,
342 N.C. 1, 24, 463 S.E.2d 738, 748 (1995) (citation omitted).
However, if the motion raises a constitutional issue, the court's
ruling is reviewable on appeal.
Id.
Regardless of whether the motion raises a constitutional
issue or not, a denial of a motion to continue is only grounds for
a new trial when defendant shows both that the denial was
erroneous, and that he suffered prejudice as a result of the error
. . . .
Id. (citation omitted). Furthermore, [a] motion forcontinuance must be supported by 'detailed proof' which 'fu
lly
establish[es]' the reasons for the delay.
State v. Cody, 135 N.C.
App. 722, 726, 522 S.E.2d 777, 780 (1999) (quoting
State v. Jones,
342 N.C. 523, 531-32, 467 S.E.2d 12, 17-18 (1996)).
Prior to the revocation hearing, defendant moved for a
continuance, arguing that his only witness, his brother Cathcart,
was not in attendance. Defendant's attorney stated that the
defense needed Cathcart pretty desperately. The attorney further
noted that defendant had spoken with Cathcart prior to the hearing
and that Cathcart informed defendant that he knew about the hearing
and was planning to attend. The attorney offered his unsigned copy
of Cathcart's subpoena to the court and requested that the court
issue a bench warrant. Following a bench conference off the
record, the trial court denied defendant's motion.
On appeal, defendant argues that Cathcart's presence at the
hearing was essential. Defendant contends that Cathcart is the
only witness who could testify to whether defendant was actually in
the same room with the victim and whether defendant's contact with
the victim was willful. Defendant further argues that he was
prejudiced by the court's denial of a continuance because it is
possible that Mr. Cathcart's testimony would have [led] the trial
court to conclude it was more likely than not that Defendant was
never in the same room as [the victim].
We find unpersuasive defendant's argument that Cathcart was an
essential witness. Another witness, the victim, was also in the
motel room and could therefore testify concerning whether hercontact with defendant was willful. Defendant presented no
evidence below as to the victim's unavailability or unwillingness
to testify.
Furthermore, we find that defendant failed to give the trial
court a detailed explanation as to why a delay to secure Cathcart's
testimony was necessary. In fact, defendant's only clarification
of record was his attorney's bare assertion that the defense needed
Cathcart pretty desperately. We further find defendant's
explanation on appeal insufficient to establish prejudice.
See
e.g.,
Cody, 135 N.C. App. at 726, 522 S.E.2d at 780 (finding that
an unsworn statement by defendant's attorney that witness would
testify defendant 'wasn't involved, basically' in crime was not
detailed proof to support finding of prejudice). Accordingly,
this assignment of error is overruled.
(IV)
[4]Finally, defendant argues that the trial court erred in
concluding that he willfully violated the terms of his probation.
With this argument we cannot agree.
[P]robation revocation hearings are not formal criminal
proceedings requiring proof beyond a reasonable doubt.
State v.
Tozzi, 84 N.C. App. 517, 521, 353 S.E.2d 250, 253 (1987). Rather,
[a]ll that is required is that the evidence be sufficient to
reasonably satisfy the judge in the exercise of his sound
discretion that the defendant has willfully violated a valid
condition of probation.
State v. White, 129 N.C. App. 52, 58, 496
S.E.2d 842, 846 (1998)(citation omitted),
aff'd in part, 350 N.C.302, 512 S.E.2d 424 (1999).
The State must prove that defendant's failure to comply was
willful or without lawful excuse.
Id. at 57, 496 S.E.2d at 846
(quoting
State v. Sellars, 61 N.C. App. 558, 560, 301 S.E.2d 105,
106 (1983)). As such, defendant's failure to comply alone is not
sufficient to support a revocation of probation.
Id. However,
defendant must
present competent evidence of his inability to
comply with the conditions of probation; and
that otherwise, evidence of defendant's
failure to comply
may justify a finding that
defendant's failure to comply was wilful or
without lawful excuse.
Tozzi, 84 N.C. App. at 521, 353 S.E.2d at 253 (emphasis added)
(citing
State v. Crouch, 74 N.C. App. 565, 567, 328 S.E.2d 833, 835
(1985)).
In the case
sub judice, the evidence indicates that defendant
had contact with the victim in a motel room. Defendant presented
no evidence demonstrating why he was unable to comply with the
condition of his probation prohibiting such contact. Accordingly,
the trial court did not abuse its discretion in finding that
defendant violated the terms of his probation and that defendant's
noncompliance was without lawful excuse.
For the reasons stated herein, we find that defendant received
a hearing free from prejudicial error. Therefore, we affirm the
corrected judgment and commitment upon revocation of probation.
Affirmed.
Judges GREENE and HORTON concur.
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