1. Indictment and Information--child sexual abuse--date of
offenses--notice
Even though defendant was not served with the bills of
indictment in a first-degree sexual offense and taking indecent
liberties with a minor case and defendant also alleges the State
destroyed his alibi defense by offering evidence that the
offenses occurred on dates different from those in the arrest
warrants, defendant's due process rights were not violated
because: (1) the notice requirement of N.C.G.S. § 15A-630 is
inapplicable where a defendant is represented by counsel as
defendant was on the date of the return of the true bills of
indictment in this case; (2) defendant and his counsel waived
formal arraignment where they would have been informed of the
allegations contained in the bills of indictment; (3) courts have
adopted a policy of leniency toward any differences in the dates
alleged in the indictments and those proven during trial in cases
of sexual abuse against children; and (4) defendant did not rely
solely upon his alibi defense since he also presented evidence
contradicting the victim's account of the incidents.
2. Criminal Law--motion for a mistrial--mention of word
polygraph
The trial court did not abuse its discretion in a first-
degree sexual offense and taking indecent liberties with a minor
case by denying defendant's motion for a mistrial when a police
investigator mentioned the word polygraph during her testimony,
because: (1) while the results of a polygraph test are
inadmissible in North Carolina, not every reference to a
polygraph test necessary results in prejudicial error; (2) the
reference to the word polygraph in this case was neutral since
the investigator did not mention the results of the test nor any
information from which the jury could have inferred a result
unfavorable to defendant; and (3) any possible prejudice was
removed by the trial court's prompt and timely instruction to
disregard the comment.
3. Indictment and Information--child sexual abuse--language of
statute used--notice--double jeopardy
Although defendant contends the indictments for two counts
of first-degree sexual offense under N.C.G.S. § 14-27.4 and three
counts of taking indecent liberties with a minor under N.C.G.S. §
14-202.1 do not sufficiently identify the offenses so as to
protect him from multiple prosecutions and multiple punishments
for the same offenses, the trial court did not commit plain error
by accepting the verdicts and entering judgment upon thembecause: (1) each of the indictments used the language of the
applicable statute; and (2) an indictment which charges a
statutory offense by using the language of the statute is
sufficient both to give a defendant adequate notice of the charge
against him and to protect him from double jeopardy.
Attorney General Michael F. Easley, by Assistant Attorney
General Sarah Y. Meacham, for the State.
Allen C. Brotherton and John T. Hall for defendant-appellant.
MARTIN, Judge.
Defendant appeals from judgments entered upon his convictions
of two counts of first degree sexual offense in violation of G.S.
§ 14-27.4 and three counts of taking indecent liberties with a
minor in violation of G.S. § 14-202.1. The State offered evidence
at trial tending to show for approximately thirty days in July and
August 1995, the victim, A.J., and her family were living with her
maternal aunt in Charlotte. Her maternal uncle, defendant, and his
wife lived in the same complex. In early August 1995, A.J., along
with her brother, Tim, and her cousin, Daniel, spent the night at
defendant's home. A.J. was then nine years of age. Defendant's
wife was not at home. Tim and Daniel were apparently watching
pornographic material on television and Tim began pretending that
A.J. was performing oral sex on him. Defendant discovered the
children engaged in this behavior, questioned them, and threatened
to tell their mother. He told the children to go to bed and said
he would think about it in the morning.
Later the same night, defendant woke A.J. and told her to comeupstairs to watch television with him in his bedroom.
While they
were in bed, defendant exposed his penis and asked A.J. to suck it.
He forced her head down and put his penis in her mouth. He told
her not to tell her mother.
On a subsequent occasion when A.J. and Tim spent the night at
defendant's home, defendant woke A.J. and told her to get in the
shower. After she was in the shower, defendant came into the
bathroom, undressed, and got into the shower with her. He rubbed
soap on A.J.'s chest and on her genital area; he then had her wash
his penis. After they got out of the shower, defendant performed
cunnilingus on A.J. in the bedroom.
On another occasion while A.J. was at defendant's house,
defendant and A.J. were sitting on a couch watching television.
Defendant's wife was at home. Defendant took A.J.'s hand and
placed it inside his shorts and onto his penis. Defendant's wife
came into the room and A.J. quickly removed her hand. Defendant's
wife looked at them and told them it was time for lunch. After she
left the room, defendant locked the door, exposed his penis, pulled
A.J.'s clothing aside, and pressed his penis against A.J.'s vagina.
A.J. moved with her family to Minnesota sometime during the
last two weeks of August 1995. In May 1996, A.J. told her mother
about the events involving defendant.
Defendant testified on his own behalf and categorically denied
any improper conduct with A.J. He testified that when he camedownstairs, he observed A.J. performing oral sex on her brother.
When he separated and scolded them, A.J. said that if he told her
parents, she would tell them that he had made her perform oral sex
on him. He also testified that his wife was at home the entire
night.
Defendant's wife testified that defendant was continuously
employed during the month of August 1995, and that he always left
for work before she did and arrived home after she did. Defendant
admitted that he had ended one job on 4 August and did not start a
new job until 14 August, but offered evidence that he was never
alone with A.J. during the period of time the offenses were said to
have occurred.
On rebuttal, A.J.'s mother testified that defendant had been
unemployed during part of August and stayed at home while his wife
worked.
[1]Defendant first contends his due process rights were
violated because the warrants upon which he was arrested alleged
the offenses had occurred on 15, 16, 17, and 18 August 1995, while
the bills of indictment alleged the dates of the offenses as on or
about the month of August 1995. He contends that he was never
served with the bills of indictment and prepared his defense based
upon the dates alleged in the warrants. Though he concedes the
indictments were sufficient to charge the offenses, he argues thechange in dates prejudiced his ability to present an alibi defense.
Acknowledging that he made no objection or motion at trial relating
to the State's failure to serve him with the bills of indictment,
defendant seeks review under the plain error standard. See
N.C.R. App. P. 10(c)(4). Plain error entails an error of such
magnitude as to amount to a miscarriage of justice or which
probably resulted in the jury reaching a different verdict than it
otherwise would have reached. State v. Bagley, 321 N.C. 201, 213,
362 S.E.2d 244, 251, cert. denied, 485 U.S. 1036, 99 L.Ed.2d 912
(1988).
A valid bill of indictment is required to confer jurisdiction
upon the court to try an accused for a felony. State v. Snyder,
343 N.C. 61, 468 S.E.2d 221 (1996). G.S. § 15A-630 requires that
notice of the return of a true bill of indictment, including a copy
of the bill and notice concerning discovery limitations, be given
to a defendant unless he is then represented by counsel. The
notice requirement of G.S. § 15A-630 is not applicable where a
defendant is represented by counsel. State v. Miller, 42 N.C. App.
342, 256 S.E.2d 512 (1979). Defendant was represented by counsel
of record on the date of the return of the true bills of indictment
in this case. Moreover, defendant and his counsel waived formal
arraignment, at which they would have been informed of the
allegations contained in the bills of indictment.
An indictment is constitutionally sufficient if it apprises
the defendant of the charge against him with enough certainty to
enable him to prepare his defense and to protect him fromsubsequent prosecution for the same offense. Snyder at 65, 468
S.E.2d at 224. In cases alleging sexual abuse against children,
courts have adopted a policy of leniency toward any differences in
the dates alleged in the indictments and those proven during trial.
State v. Burton, 114 N.C. App. 610, 442 S.E.2d 384 (1994).
Defendant argues, however, that his alibi defense was directed
to the dates alleged in the warrants, that he was surprised by the
unspecific date alleged in the bills of indictment, and that
evidence the offenses occurred at times preceding the dates alleged
in the warrants destroyed his alibi defense. Relying on State v.
Whittemore, 255 N.C. 583, 122 S.E.2d 396 (1961), defendant contends
that after he had established an alibi for the dates alleged in the
warrants, the State offered rebuttal evidence that the offenses had
occurred on different dates, violating his rights to due process.
Whittemore is inapposite to this case; the rebuttal evidence
complained of by defendant showed only that defendant was
unemployed for approximately two weeks in August 1995, and that
defendant had allowed A.J. and the other children to spend the
night at his home three or four times on week nights during that
time. However, defendant presented evidence that he was never
alone with A.J. during any of the times during which the State's
evidence showed the offenses occurred. Moreover, defendant did not
rely solely upon alibi; he presented evidence through his own
testimony and the testimony of others directly contradicting A.J.'s
account of the incidents. Thus, we find no error, plain or
otherwise, with respect to defendant not having been served withthe bills of indictment or with respect to the State offering
evidence that the offenses occurred on dates different from those
alleged in the arrest warrants. This assignment of error is
overruled.
*** Converted from WordPerfect ***