Link to original WordPerfect file
How to access the above link?
**FINAL**
ROSALYN GLENN-ROBINSON, Plaintiff, v. ROBERT CHARLES ACKER; CITY
OF DURHAM, NORTH CAROLINA, Defendants
Nos. COA99-894
COA99-1116
(Filed 5 December 2000)
1. Civil Rights--section 1983 claim--off-duty officer--false
arrest--freedom to leave--issue of fact
Summary judgment should not have been granted for defendant
Acker on a 42 U.S.C. § 1983 claim for false arrest where Acker
was an off-duty police officer who became involved in a
confrontation with a school bus driver and the driver brought an
action including a section 1983 claim and state claims for
assault and battery, false imprisonment, and violation of state
constitutional rights. There were genuine issues of fact as to
whether a reasonable person would have felt free to leave and
whether plaintiff was arrested rather than merely seized.
2. Civil Rights--section 1983 claim--off-duty officer--false
arrest--probable cause--issue of fact
Summary judgment should not have been granted for defendant
Acker on a 42 U.S.C. § 1983 claim for false arrest where Acker
was an off-duty police officer who became involved in a
confrontation with a school bus driver. The existence of
probable cause was an issue of fact because Acker originally
stated that plaintiff was under arrest for violation of a city
ordinance prohibiting stopping in a street so as to impede
traffic, but officers are not empowered to arrest for
infractions. Acker later contended that he had probable cause to
arrest for the misdemeanor violation of willfully failing to
comply with a lawful order by a law enforcement officer, but the
trier of fact could reasonably infer that plaintiff did not know
that Acker was an officer; an officer may not assume that others
will know he is a police officer where he simply states as much
and flashes something, while wearing civilian clothing, working
off-duty, and acting out of control.
3. Civil Rights--section 1983 claim--off-duty officer--false
arrest--qualified immunity
Summary judgment should not have been granted for defendant
Acker on the basis of qualified immunity on a 42 U.S.C. § 1983
claim for false arrest where Acker was an off-duty police officer
who became involved in a confrontation with a school bus driver,
and plaintiff's right to be free from an unconstitutional arrest
was clearly established under plaintiff's version of the facts,
but whether the incident occurred in the manner described by
plaintiff was in dispute.
4. Civil Rights--section 1983 claim--off-duty officer--excessive force
Summary judgment should not have been granted for defendant
Acker on a 42 U.S.C. § 1983 claim for excessive force where
Acker was an off-duty police officer who became involved in a
confrontation with a school bus driver and there were genuine
issues of material fact as to whether the incident occurred in
the manner described by plaintiff and regarding the existence of
probable cause. If no probable cause existed for the arrest,
then any use of force was unlawful.
5. Assault and Battery; False Imprisonment--off-duty officer--
probable cause--issue of fact
Summary judgment should not have been granted for defendant
Acker on state claims for assault and battery and false
imprisonment where Acker was an off-duty police officer who
became involved in a confrontation with a school bus driver. The
trier of fact should decide the reasonableness of Acker's belief
that defendant had committed a criminal offense and whether he
was entitled to use any force against plaintiff. Without
probable cause, Acker loses the benefit of N.C.G.S. § 15A-401(d)
and any use of force becomes at least a technical assault and
battery.
6. Police Officers--off-duty--assault and false imprisonment--
immunity
Defendant Acker, an off-duty police officer, was not
protected by the doctrine of official immunity from state claims
of assault and false imprisonment arising from a confrontation
with a school bus driver where plaintiff forecast sufficient
evidence of malice and actions outside the scope of Acker's
official duties.
7. Civil Rights--section 1983 claim--off-duty officer--action
against city--practice and custom
The trial court properly granted defendant-city's motion for
summary judgment on 42 U.S.C. § 1983 claims arising from a
confrontation between an off-duty police officer and a school bus
driver where plaintiff provided competent evidence of only one
other incident in which no officers were disciplined for a false
arrest or the use of excessive force against a citizen. A
municipality cannot be held liable under section 1983 unless
action pursuant to official municipal policy or custom caused a
constitutional tort, and this single episode is insufficient to
constitute the widespread and permanent practice necessary to
establish municipal custom.
8. Constitutional Law--adequate state remedies
Summary judgment was properly granted for defendant-city on
state constitutional claims arising from a confrontation between
an off-duty police officer and a school bus driver where
plaintiff brought a free speech claim, but nothing indicates thatplaintiff's right to free speech was violated in any way, and
adequate state remedies existed on the other claims.
9. Costs--attorney fees--section 1983 claim
An award of costs in an action arising from a confrontation
between an off-duty police officer and a school bus driver did
not include attorney fees where the trial court did not find that
the action was frivolous, unreasonable, or brought without
foundation, as required by 42 U.S.C. § 1983, and there was no
indication that the City moved for an award of attorney fees.
10. Evidence--judicial notice--police department regulations
The trial court correctly denied plaintiff's motion for
partial summary judgment where plaintiff asked the court to take
judicial notice that officers had no authority to arrest for a
motor vehicle infraction, that defendant, an off-duty officer,
had no authority to arrest plaintiff for a motor vehicle
infraction, and that Durham Police Department rules stated that
off-duty officers in their private vehicles should not stop
motorists for traffic violations. North Carolina courts may not
take judicial notice of municipal ordinances, much less police
department regulations, and the remaining facts are best
characterized as legal conclusions, which are not a proper
subject for judicial notice. N.C.G.S. § 8C-1, Rule 201.
Appeal by plaintiff from order filed 18 March 1999, order and
judgment filed 19 April 1999, order filed 23 June 1999, and order
and judgment filed 24 June 1999 by Judge Orlando F. Hudson, Jr., in
Durham County Superior Court. Heard in the Court of Appeals 10 May
2000.
Alexander Charns and Karen Bethea-Shields for plaintiff-
appellant.
Newsom, Graham, Hedrick & Kennon, P.A., by Joel M. Craig and
Thomas H. Lee, Jr., for defendant-appellee Robert Charles
Acker.
Faison & Gillespie, by Reginald B. Gillespie, Jr. and Keith D.
Burns, and Patrick W. Baker, for defendant-appellee City of
Durham.
SMITH, Judge.
Plaintiff Rosalyn Glenn-Robinson appeals the trial court'sgrant of summary judgment in favor of defendants Robert C
harles
Acker (Acker) and the City of Durham (the City). We affirm in
part, reverse in part, and vacate in part the orders and judgments
of the trial court.
This action arises out of a 7 May 1996 incident between
plaintiff and Acker. At the time of the incident, Acker, a Durham
city police officer, was working a second job as a truck driver for
C.F. Corporation and had just made a delivery to Club Boulevard
Elementary School (the school). Plaintiff, a school bus driver,
was sitting in the driver's seat of her parked school bus in front
of the school. According to plaintiff, Acker, dressed in street
clothes, yelled at plaintiff, ordered her to move her school bus,
and flashed something at her; when plaintiff did not move the bus,
Acker boarded the [p]laintiff's school bus, told her she was under
arrest, grabbed her arm and unbuckled her seatbelt.
Plaintiff filed suit on 10 December 1997 pursuant to 42 U.S.C.
§ 1983 (1994), alleging that Acker's actions violated plaintiff's
Fourth Amendment rights and that the City, by way of its pattern,
practice, custom or usage condoned or was deliberately indifferent
to [its] officers' violations of the Fourth Amendment and
Fourteenth Amendment to the United States Constitution. In hercomplaint, plaintiff detailed ten example[s] of the pattern,
practice, custom or usage of the City that she alleges foster and
allow an atmosphere of repression and lawlessness by not punishing
police officers who assault, batter, or violate the Fourth
Amendment rights of Durham residents.
Plaintiff also alleged the City violated her rights guaranteed
under Article I, §§ 14, 19, 20, 21, 35 and 36 of the North Carolina
Constitution and that Acker committed the torts of assault and
battery and false imprisonment. Plaintiff sought compensatory and
punitive damages and counsel fees. According to the original
complaint, Acker was sued only in his individual capacity.
Acker filed an answer on 10 February 1998, admitting that he
demonstrated his police badge to [p]laintiff, unbuckled her
seatbelt, touched her on the arm and told her she was under
arrest, but denying that such actions violated plaintiff's
constitutional rights and asserting the defenses of qualified
immunity and governmental immunity as bars to plaintiff's claims.
The City answered on 11 February 1998, generally denying
plaintiff's allegations and asserting the defense of governmental
immunity.
On 26 February 1999, plaintiff filed a Motion for Partial
Summary Judgment . . . and/or Request for the Court to Take
Judicial Notice, which was denied on 18 March 1999. Plaintiff
filed a motion in limine on 13 April 1999 requesting that Acker be
judicially estopped from claiming new, alternative grounds for his
seizure and arrest of [p]laintiff. The record on appeal does not
reflect that this motion was ruled on by the trial court. On 24 March 1999, Acker moved for summary judgment, which
was
granted 19 April 1999. Plaintiff timely appealed the trial court's
orders granting Acker's motion for summary judgment and denying her
partial summary judgment motion.
The City moved to supplement its answer on 26 April 1999 to
assert the defense of res judicata, in that the trial court's order
granting summary judgment in favor of Acker negate[d] essential
elements of [p]laintiff's purported claims against the City; it
moved for summary judgment on 21 May 1999. The City's motions were
granted on 21 and 24 June 1999, respectively. Plaintiff timely
appealed both rulings.
This Court, ex mero motu, consolidated plaintiff's appeals for
argument and decision. See N.C. R. App. P. 40 (actions which
involve common questions of law may be consolidated for hearing
. . . upon the initiative of th[e] court).
I. Plaintiff's claims against Acker
Plaintiff first argues the trial court erred in granting
Acker's motion for summary judgment because there were genuine
material issues of fact in dispute. A motion for summary judgment
is properly granted when
the pleadings, depositions, answers to
interrogatories, and admissions on file,
together with the affidavits, if any, show
that there is no genuine issue as to any
material fact and that any party is entitled
to a judgment as a matter of law.
N.C.G.S. § 1A-1, Rule 56(c) (1999). A defendant moving for summary
judgment bears the burden of showing either that (1) an essential
element of the plaintiff's claim is nonexistent; (2) the plaintiffis unable to produce evidence that supports an essential element of
her claim; or, (3) the plaintiff cannot overcome affirmative
defenses raised in contravention of her claims. See Lyles v. City
of Charlotte, 120 N.C. App. 96, 99, 461 S.E.2d 347, 350 (1995),
rev'd on other grounds, 344 N.C. 676, 477 S.E.2d 150 (1996). In
ruling on such motion, the trial court must view all evidence in
the light most favorable to the non-movant, taking the non-movant's
asserted facts as true, and drawing all reasonable inferences in
her favor. See Kennedy v. Guilford Tech. Community College, 115
N.C. App. 581, 583, 448 S.E.2d 280, 281 (1994).
The trial court's order granting summary judgment in favor of
Acker read in pertinent part:
[T]he Court finds and concludes that the
forecast of evidence demonstrates:
1. That [Acker] did not violate
Plaintiff's rights under the United States or
North Carolina Constitutions, for the reasons,
inter alia, that
a. [Acker] did not a
rrest or seize
Plaintiff . . . , and/or
b. Even if any such
arrest or
seizure occurred, such arrest or seizure was
reasonable and supported by probable cause,
and
c. [Acker] did not u
se excessive
force against Plaintiff;
2. That [Acker] did not commit . . .
false imprisonment, assault and/or battery
against the Plaintiff; and
3. In the alternative, that [Acker] is
entitled to judgment on all claims herein
asserted under the doctrines of qualified
immunity under federal law and governmental
officer immunity under North Carolina law.Preliminarily, we agree with plaintiff that her amended complaint
alleged no North Carolina [c]onstitutional claims against . . .
Acker in his individual capacity. Plaintiff's amended complaint
alleged only that the City, through . . . Acker in his official
capacity, violated the rights guaranteed to the plaintiff under
various sections of the North Carolina Constitution. It was thus
improper for the trial court to include a reference to plaintiff's
state constitutional claims in its order granting summary judgment
in favor of Acker.
A. Section 1983 claim - False arrest<
/i>
[1]We next address
seriatim plaintiff's federal claims of
false arrest and excessive force brought against Acker in his
individual capacity. Plaintiff alleged in her complaint that Acker
subjected [her] to excessive force, [and] arrested [her] and
threatened [her] in violation of the Fourth Amendment to the United
States Constitution, thus establishing a cause of action under
section 1983. Before proceeding, we note that although plaintiff
has filed suit pursuant to a federal statute in state court,
plaintiff's relief, if any, will be the same that she might have
in a federal court under section 1983.
Truesdale v. University of
North Carolina, 91 N.C. App. 186, 197, 371 S.E.2d 503, 510 (1988),
overruled on other grounds by Corum v. University of North
Carolina, 330 N.C. 761, 413 S.E.2d 276 (1992).
Section 1983 provides:
Every person who, under color of anystatute,[
(See footnote 1)
] ordinance, regulation, custom, or
usage, of any State . . . , subjects, or
causes to be subjected, any citizen of the
United States . . . to the deprivation of any
rights, privileges, or immunities secured by
the Constitution and laws, shall be liable to
the party injured in an action at law, suit in
equity, or other proper proceeding for
redress.
The Fourth Amendment protects individuals against
unreasonable searches and seizures. U.S. Const. amend. IV. Two
categories of police-citizen encounters implicate Fourth Amendment
protection:
investigative detentions which are Fourth
Amendment seizures of limited scope and
duration and must be supported by a reasonable
suspicion of criminal activity, and []
arrests, the most intrusive of Fourth
Amendment seizures and reasonable only if
supported by probable cause.
United States v. Bloom, 975 F.2d 1447, 1450-51 (10th Cir. 1992)
(citations omitted),
overruled in part on other grounds by United
States v. Little, 18 F.3d 1499 (10th Cir. 1994).
1. Was plaintiff seized?
Acker argues summary judgment was proper on plaintiff's false
arrest claim because no arrest or seizure actually occurred. [A]
person has been 'seized' within the meaning of the Fourth Amendment
only if, in view of all the circumstances surrounding the incident,
a reasonable person would have believed that he was not free to
leave. United States v. Mendenhall, 446 U.S. 544, 554, 64 L. Ed.2d 497, 509 (1980).
In her deposition, plaintiff described the events surrounding
the incident as follows: Plaintiff drove her bus to the school to
wait for the children to be dismissed. A tractor-trailer was
double-parked, requiring plaintiff to maneuver around it before
parking her bus. Cars also were parked along the curb where
plaintiff usually parked, causing plaintiff to stop the bus in the
travel lane of the roadway. Plaintiff testified that as she was
waiting for the children, Acker
tapped on the window, and I slid it back. And
he said, You need to move this bus. I said,
Well, as soon as these other cars move, I'll
move.
. . . .
. . . Acker said, You need to move this
bus now.
And I replied again, As soon as these
cars move. So he was getting a little out of
sorts. So I shut the window.
. . . .
. . . [Next, Acker came a]round the front
of the bus and banged on the door. And I
opened the door, and he said, I'm a police
officer. You need to move this bus now. And
he flashed a badge.
Q When you say flashed, tell me
what
you mean.
A He just got--he pulled something out
and flipped it over.
Q Were you able to tell it was a badge
of some kind?
A No. . . . [After] that point, he
just got out and just lost it.
. . . .
. . . He went to screaming and hollering,
You need to move this bus. I've got freight
to unload. I'm a police officer. I can
arrest you for obstructing traffic. And at
that time he boarded the bus.
Plaintiff testified that until this point, Acker had been standing
down at the bottom of the steps. Next, Acker
boarded the bus, and he said, I can arrest you
for obstructing traffic. He said, You are
under arrest. He reached over, put his hand
on my arm and reached over and unbuckled the
seat belt.
Acker then asked plaintiff to get up, but she refused. According
to plaintiff, Acker was no more than a f[oo]t, f[oo]t and a half
away from her at this time, and she was trapped in [her seat]. He
was between [her] and the entrance to the bus.
Plaintiff testified that Acker's touching of her arm did not
hurt, did not leave any marks, and lasted just [l]ong enough to
unbuckle the seat belt. When plaintiff asked him to remove his
hand, he complied and backed off, ending the incident. When asked
if she tried to leave the bus during the incident, plaintiff
answered that she didn't move. [She] didn't even try. In a later
affidavit, plaintiff testified she was trapped behind the wheel
[and] couldn't move because [Acker] was right next to [her].
Taking the facts in the light most favorable to plaintiff, See
Kennedy, 115 N.C. App. at 583, 448 S.E.2d at 281, we find
plaintiff's evidence sufficient for the trier of fact to find that
a reasonable person would have believed that he was not free to
leave, Mendenhall, 446 U.S. at 554, 64 L. Ed. 2d at 509, thus
establishing a seizure under the Fourth Amendment, see id. It wasthus improper for the trial court to grant Acker's motion for
summary judgment on the basis that a seizure did not occur.
There is also a genuine issue of material fact as to whether
plaintiff was not merely seized, but was in fact arrested. A
seizure becomes an arrest when 'a reasonable person in the
suspect's position would have understood the situation to
constitute a restraint on freedom of movement of the degree which
the law associates with formal arrest.' United States v. Ienco,
182 F.3d 517, 523 (7th Cir. 1999) (quoting United States v.
Bengivenga, 845 F.2d 593, 596 (5th Cir. 1988)). Although our
Supreme Court has held, One is not arrested until law enforcement
officers significantly restrict his freedom of action, State v.
Simpson, 303 N.C. 439, 445, 279 S.E.2d 542, 546 (1981), the United
States Supreme Court has held, [T]he mere grasping or application
of physical force with lawful authority, whether or not it
succeed[s] in subduing the arrestee, [i]s sufficient to constitute
an arrest, California v. Hodari D., 499 U.S. 621, 624, 113 L. Ed.
2d 690, 696 (1991).
Acker admitted in his answer that he demonstrated his police
badge to [p]laintiff, unbuckled her seatbelt, touched her on the
arm and told her she was under arrest, and testified in his
deposition that after the incident, he told plaintiff's supervisor
he had placed plaintiff under arrest. Although Acker exited
plaintiff's bus and did not take her into custody, his application
of physical force, id., coupled with his proclamation that
plaintiff was under arrest and plaintiff's allegations that herexit was blocked, raise at least a genuine issue of material fact
as to whether plaintiff was arrested for purposes of the Fourth
Amendment.
2. Did Acker have probable cause to arrest plaintiff?
[2]The Fourth Amendment prohibits a police officer from
arresting a citizen except upon probable cause.
Rogers v. Powell,
120 F.3d 446, 452 (3rd Cir. 1997). Thus, if probable cause to
arrest plaintiff was not present in the case at bar, the arrest
was unlawful and violated [plaintiff's] Fourth Amendment right to
be free from unlawful seizures.
Id. at 454;
see also Burton v.
City of Durham, 118 N.C. App. 676, 682, 457 S.E.2d 329, 333 (1995)
([E]xistence of probable cause is an absolute bar to a civil
rights claim for false arrest.). According to plaintiff, Acker
informed her he was placing her under arrest for impeding or
obstructing traffic.
Section 20-90(11) of the Durham City Code provides that [n]o
person shall stop, stand or park a vehicle . . . [u]pon the travel
portion of the roadway or street such that said vehicle obstructs
or impedes the flow of vehicular traffic. Durham, N.C., Code
§ 20-90(11) (1985). A violation of a city ordinance regulating
the operation or parking of vehicles is an infraction. N.C.G.S.
§ 14-4(b) (1999).
Whether an officer is authorized to make an arrest ordinarily
depends, in the first instance, on state law.
Michigan v.
DeFillippo, 443 U.S. 31, 36, 61 L. Ed. 2d 343, 348-49 (1979). A
police officer may only arrest a person without a warrant in thisstate if that officer has probable cause to believe [that person]
has committed a
criminal offense in the officer's presence.
N.C.G.S. § 15A-401(b)(1) (1999) (emphasis added). An infraction,
however, is a noncriminal violation of law, N.C.G.S. § 14-3.1
(1999), such that officers are not empowered to arrest for its
violation.
See Robert L. Farb,
Arrest, Search and Investigation in
North Carolina 56 (2d ed. 1992);
see also United States v. Watson,
423 U.S. 411, 418, 46 L. Ed. 2d 598, 606 (1976) ([C]ases
construing the Fourth Amendment . . . reflect the ancient
common-law rule that a peace officer [i]s permitted to arrest
without a warrant for a
misdemeanor or felony committed in his
presence . . . if there [i]s reasonable ground for making the
arrest.). Thus, assuming
arguendo plaintiff did violate section
20-90, Acker could not arrest her for such an infraction.
Acker contends summary judgment was proper in that he had
probable cause to arrest plaintiff pursuant to N.C.G.S. § 20-
114.1(a) (1999), which provides [n]o person shall willfully fail
or refuse to comply with any lawful order or direction of any law-
enforcement officer . . . which order or direction [is] related to
the control of traffic. Violation of section 20-114.1(a) is a
misdemeanor,
see N.C.G.S. § 20-176(a) (1999), such that an officer
may make a warrantless arrest if the officer has probable cause to
believe the violation was committed in his presence,
see G.S.
§ 15A-401(b)(1);
see also State v. Brooks, 337 N.C. 132, 145, 446
S.E.2d 579, 588 (1994) (holding that officer may make warrantless
arrest for misdemeanor committed in his presence). Our courts have never addressed the issue herein presented --
whether a police officer who states that a person is under arrest
for one violation may later justify that arrest by reference to
another violation. However, we agree with the approach taken by
the Fifth Circuit in similar circumstances. In
Trejo v. Perez, 693
F.2d 482, 484 (5th Cir. 1982), the defendant-officer, Perez,
arrested the plaintiff, Trejo, for disorderly conduct, but later
asserted Trejo had violated the Texas Stop and Identify statute,
Tex. Penal Code Ann. § 38.02. Trejo filed suit for false arrest
under section 1983. The jury found that Perez had no probable
cause to believe Trejo had committed the offense of disorderly
conduct; Perez sought to avoid liability by claiming he had
probable cause to arrest Trejo for violation of section 38.02.
Id.
The
Trejo court held that the question to be resolved was
whether the conduct that served as the basis
for the charge for which there was no probable
cause could, in the eyes of a similarly
situated reasonable officer, also have served
as the basis for a charge for which there was
probable cause.
Id. at 486;
see also Graham v. Connor, 490 U.S. 386, 397, 104 L.
Ed. 2d 443, 456 (1989) ([T]he question is whether the officers'
actions are 'objectively reasonable' in light of the facts and
circumstances confronting them, without regard to their underlying
intent or motivation.). The court found that Trejo's use of
vulgar language in a public place gave rise to the disorderly
conduct charge and that Trejo's use of vulgar language in response
to Perez' request for identification may have permitted Trejo's
arrest under section 38.02; thus, the court concluded, the twooffenses were sufficiently related that an objective police
officer might have charged the offense of failure to identify.
Trejo, 693 F.2d at 486.
In the case
sub judice, plaintiff could not have been legally
arrested for violation of section 20-90. Acker attempted to arrest
plaintiff for that infraction based on plaintiff's parking of the
bus in the travel lane of the road. The offense for which Acker
argues he had probable cause to arrest plaintiff -- disobeying a
traffic order of a law enforcement officer,
see G.S. § 20-114.1(a)
-- was based on plaintiff's refusal to move her bus from the travel
lane. Thus, as in
Trejo, the offenses are sufficiently related so
that Acker may seek to justify his arrest of plaintiff under G.S.
§ 20-114.1(a).
(See footnote 2)
See Foster v. Metropolitan Airports Com'n, 914
F.2d 1076, 1079 (8th Cir. 1990) (holding that officer's subjective
reason for making the arrest is irrelevant to a fourth amendment
challenge to the arrest).
Acker argues that because plaintiff refused to move her bus
when he ordered her to do so, he had probable cause to arrest herfor violation of G.S. § 20-114.1(a).
Probable cause is defined as those facts and
circumstances within an officer's knowledge
and of which he had reasonably trustworthy
information which are sufficient to warrant a
prudent [person] in believing that the suspect
had committed or was committing an offense.
In examining the facts and circumstances
known to the officer[] at the time of the
arrest to determine whether summary judgment
was proper[] . . . , we must view the evidence
in the light most favorable to plaintiff.
Davis v. Town of Southern Pines, 116 N.C. App. 663, 671-72, 449
S.E.2d 240, 245 (1994) (citation omitted).
Plaintiff testified by way of affidavit that
[o]n May 7, 1996, . . . Acker was dressed in
short pants and a t-shirt. At times he
claimed he was driving a truck and had freight
to unload. Other times he claimed he was a
police officer and flashed something quickly.
He did not act like a police officer. He was
completely out of control, and very angry. I
believed at the time he was high on drugs. He
was yelling and waving his arms.
In his deposition, Acker testified he was wearing shorts, a plain
t-shirt, and boots on the date of the incident, and when he was
speaking with plaintiff at the window of her bus, he produced
[his] police ID and . . . tried to get [plaintiff's] attention that
[he] was a police officer. And [plaintiff] totally ignored [him].
Acker further testified that plaintiff continued to ignore[] him
after he boarded her bus.
Viewed in the light most favorable to plaintiff,
see Kennedy,
115 N.C. App. at 583, 448 S.E.2d at 281, the facts tend to show
that plaintiff was approached by an angry, out of control man
wearing shorts, a plain t-shirt, and boots. The man flashedsomething at her quickly; asserted he was both a truck
driver and
a police officer; boarded her bus; ordered her to move her bus;
grabbed her arm, unfastened her seatbelt, and told her she was
under arrest; then exited her bus without writing her a citation or
formally taking her into custody. At no point did plaintiff
acknowledge Acker's status as a police officer, and, according to
Acker's own testimony, plaintiff was not looking in his direction
when he attempted to show her his badge at the window of the bus.
Under these circumstances, we believe the trier of fact could
reasonably infer plaintiff did not know Acker was a law-
enforcement officer, G.S. § 20-114.1(a), and in fact may have
believed he was a civilian masquerading as an officer in an attempt
to get her to move the bus. To violate G.S. § 20-114.1(a),
plaintiff must have willfully disobeyed a lawful order
(See footnote 3)
of a
law-enforcement officer. The word willfully means something
more than an intention to commit the offense.
State v.
Stephenson, 218 N.C. 258, 264, 10 S.E.2d 819, 823 (1940). It
implies committing the offense purposely and designedly in
violation of law.
Id. Thus, to
willfully disobey an order under
G.S. § 20-114.1(a), plaintiff must have known or had reasonable
grounds to know Acker was a law enforcement officer.
See State v.
Avery, 315 N.C. 1, 30, 337 S.E.2d 786, 803 (1985) (stating that in
prosecution for assault with a firearm on a law enforcement
officer, State must prove defendant knew or had reasonable grounds
to know victim was a law enforcement officer);
State v. Rowland,54 N.C. App. 458, 462, 283 S.E.2d 543, 546 (1981) (holding tha
t in
prosecution for assault on a law enforcement officer, State must
prove defendant knew victim was a law enforcement officer).
Although an officer giving an order knows that he is in fact
an officer, to find probable cause to arrest a suspect for
violation of G.S. § 20-114.1(a), the officer must evaluate whether
the
suspect knows the person giving the order is a law enforcement
officer. Probable cause exists only if a reasonable officer could
believe plaintiff knew the officer's status as such.
See Davis,
116 N.C. App. at 671, 449 S.E.2d at 245. We are not prepared to
hold that an officer in these circumstances -- wearing civilian
clothing, working off-duty at a second job, and acting out of
control -- may assume that others will know he is a police officer
simply if he states such and flashes something at someone who is
admittedly ignor[ing] him. We also emphasize that plaintiff never
acknowledged Acker's status as a police officer by way of words or
action.
The existence or nonexistence of probable
cause is a mixed question of law and fact. If
the facts are admitted or established, it is a
question of law for the court. Conversely,
when the facts are in dispute the question of
probable cause is one of fact for the jury.
Pitts v. Pizza, Inc., 296 N.C. 81, 87, 249 S.E.2d 375, 379 (1978)
(citations omitted). As there are material facts in dispute
sub
judice, such as whether plaintiff ever saw Acker's badge and
whether Acker's demeanor at the time of the incident was out of
control and not indicative of an officer, as plaintiff testified,
or professional, as Acker testified in his deposition, we hold theexistence of probable cause is an issue for the trier of fact
. The
trial court's grant of summary judgment on this basis was thus
improper.
3. Is Acker entitled to the defense of qualified immunity?
[3]Acker also was not entitled to summary judgment on
plaintiff's federal false arrest claim on the grounds of qualified
immunity. The test of qualified immunity for
police officers sued under [section
1983] is whether [the officers'
conduct violated] clearly
established statutory or
constitutional rights of which a
reasonable person would have known.
In ruling on the defense of
qualified immunity we must: (1)
identify the specific right
allegedly violated; (2) determine
whether the right allegedly violated
was clearly established at the time
of the violation; and (3) if the
right was clearly established,
determine whether a reasonable
person in the officer's position
would have known that his actions
violated that right. The first two
determinations are questions of law
for the court and should always be
decided at the summary judgment
stage. However, the third
[determination] . . . require[s]
[the factfinder to make] factual
determinations [concerning] disputed
aspects of the officer[s'] conduct.
Davis, 116 N.C. App. at 670, 449 S.E.2d at 244. The right
allegedly violated herein was plaintiff's Fourth Amendment right
not to be arrested without probable cause,
Roberts v. Swain, 126
N.C. App. 712, 719, 487 S.E.2d 760, 765 (1997), for violation of
G.S. § 20-114.1(a). The right to be free from false arrest is
clearly established for purposes of this analysis if probablecause is lacking.
Pritchett v. Alford, 973 F.2
d 307, 314 (4th
Cir. 1992).
Before proceeding, we must distinguish our analysis on this
element of the qualified immunity test from our analysis of the
propriety of summary judgment based on the trial court's finding
that Acker had probable cause to arrest plaintiff. We first note
that if probable cause to arrest plaintiff was present as a matter
of law, summary judgment should have been entered in favor of
Acker, and the issue of whether Acker is entitled to qualified
immunity would not arise.
See Burton, 118 N.C. App. at 682, 457
S.E.2d at 333. However, summary judgment is improper if genuine
issues of material fact are present. As we discussed above,
plaintiff and Acker present such different versions of the facts
that summary judgment is inappropriate on the issue of whether
probable cause to arrest plaintiff existed. The trier of fact must
determine exactly what transpired and, based on those facts,
determine if probable cause existed.
However, when determining whether a right is clearly
established for purposes of qualified immunity, the trial court
essentially assumes the facts are as the plaintiff alleges, thus
removing any fact issue from the analysis.
See Davis, 116 N.C.
App. at 670-72, 449 S.E.2d at 244-45 (In determining whether
probable cause existed for purposes of qualified immunity analysis,
we must view the evidence in the light most favorable to
plaintiff; determination is question of law for the trial court.);
see also Kennedy, 115 N.C. App. at 583, 448 S.E.2d at 281 (holdingthat on summary judgment, must take non-movant's asserted facts as
true). On plaintiff's view of the facts, Acker did not have
probable cause to believe plaintiff knew he was a law enforcement
officer,
see Avery, 315 N.C. at 30, 337 S.E.2d at 803; thus, Acker
did not have probable cause to arrest plaintiff for violation of
G.S. § 20-114.1(a), and plaintiff's right to be free from arrest
under these facts was clearly established,
see Pritchett, 973 F.2d
at 314.
To summarize, we hold as a matter of law that plaintiff's
right to be free from an unconstitutional arrest was clearly
established under plaintiff's version of the facts.
See Davis, 116
N.C. App. at 670, 449 S.E.2d at 244 (first two prongs of qualified
immunity test are questions of law for the court). Thus, we must
next examine the third prong of the qualified immunity test to
determine whether Acker is entitled to qualified immunity.
See id.
When reviewing this third prong, we must ask whether the
conduct at issue actually occurred and if so, whether a reasonable
officer would have known that his conduct would violate that
right.
Id. at 672-73, 449 S.E.2d at 246. However, [i]f there are
genuine issues of historical fact respecting the officer's conduct
or its reasonableness under the circumstances, summary judgment is
not appropriate on this prong of the test.
Pritchett, 973 F.2d at
313. Again, as discussed above, certain facts
sub judice are in
dispute, such as whether plaintiff was given sufficient opportunity
to view Acker's badge and whether Acker's conduct towards plaintiff
was out of control or professional. The third inquiry[therefore] cannot be answered on summary judgment
; in the case at
bar.
Davis, 116 N.C. App. at 673, 449 S.E.2d at 246. Summary
judgment was thus inappropriate on the basis that Acker was
entitled to qualified immunity.
B. Section 1983 claim - Excessive force
[4]We now turn to plaintiff's federal claim of excessive
force. Acker contends, as the trial court found in its order, that
he did not use excessive force against [p]laintiff, or, in the
alternative, that the doctrine of qualified immunity bars
plaintiff's claim.
[C]laims that law enforcement officers have
used excessive force . . . in the course of an
arrest, investigatory stop, or other seizure
of a free citizen should be analyzed under the
Fourth Amendment and its reasonableness
standard . . . .
Determining whether the force used to
effect a particular seizure is reasonable
under the Fourth Amendment requires a careful
balancing of 'the nature and quality of the
intrusion on the individual's Fourth Amendment
interests' against the countervailing
governmental interests at stake.
Graham, 490 U.S. at 395-96, 104 L. Ed. 2d at 454-55 (citation
omitted) (footnote omitted). Proper application of this
reasonableness test
requires careful attention to the facts and
circumstances of each particular case,
including the severity of the crime at issue,
whether the suspect poses an immediate threat
to the safety of the officers or others, and
whether he is actively resisting arrest or
attempting to evade arrest by flight.
Id. at 396, 104 L. Ed. 2d at 455. Finally, the issue to be
determined is whether the officers' actions are
objectively reasonable in light of the facts
and circumstances confronting them, without
regard to their underlying intent or
motivation. An officer's evil intentions will
not make a Fourth Amendment violation out of
an objectively reasonable use of force . . . .
Id. at 397, 104 L. Ed. 2d at 456 (citations omitted).
In the instant case, plaintiff alleges Acker touched her on
the arm, but testified in her deposition that such touching did not
hurt, did not leave any marks, and lasted just [l]ong enough to
unbuckle the seat belt, and that Acker removed his hand when
plaintiff asked him to do so. However, plaintiff alleges in her
complaint that Acker's behavior has led [her] to have nightmares
and other anxiety.
Plaintiff asserts that she pose[d] no threat to anyone and
[wa]s not trying to flee, such that Acker should have been
prohibited from using any force, because no force [wa]s reasonable
under the totality of the circumstances. According to plaintiff,
[w]hen no use of force by an officer is required, no use of force
is permissible. Acker counters that any use of force was so
minimal as to not amount to a constitutional violation.
In the course of a lawful arrest, the application of de
minimis force, without more, will not support a claim for excessive
force in violation of the Fourth Amendment.
Nolin v. Isbell, 207
F.3d 1253, 1257 (11th Cir. 2000);
see also Carter v. Morris, 164
F.3d 215, 219 n.3 (4th Cir. 1999) (holding that arrestee's claims
that her handcuffs were too tight and that an officer pushed her
legs as she got into the police car are so insubstantial that[they] cannot as a matter of law support her claim for use of
excessive force). However, if an officer attempts an arrest
without probable cause[,] . . .
any use of force [i]s
inappropriate.
Nolin, 207 F.3d at 1258 (emphasis added);
see also
Graham, 490 U.S. at 396, 104 L. Ed. 2d at 455 (Our Fourth
Amendment jurisprudence has long recognized that
the right to make
an arrest or investigatory stop necessarily carries with it the
right to use some degree of physical coercion or threat thereof to
effect it.);
State v. Simmons, 192 N.C. 692, 695, 135 S.E. 866,
867 (1926) ([A]n officer who in attempting to make an unlawful
arrest . . . commits an assault . . . must be held responsible.);
cf. Terry v. Ohio, 392 U.S. 1, 27, 20 L. Ed. 2d 889, 909 (1968)
(Officer may conduct reasonable search for weapons . . . where he
has reason to believe that he is dealing with an armed and
dangerous individual but has no probable cause to arrest.).
Thus, the issue central to plaintiff's false arrest claim also
is determinative of her excessive force claim: if no probable
cause existed to arrest plaintiff, any use of force by Acker was
unlawful,
see Nolin, 207 F.3d at 1257; however, if probable cause
did exist, Acker was authorized to use a reasonable amount of
force to effect plaintiff's arrest,
see Graham, 490 U.S. at 396,
104 L. Ed. 2d at 455. As there are genuine issues of material fact
that must be resolved by the trier of fact regarding the existence
or non-existence of probable cause, summary judgment was
inappropriate on plaintiff's excessive force claim as well. Acker contends he is entitled to qualified immunity
as to this
claim. Although the United States Supreme Court has declined to
reach the issue of whether qualified immunity is available as a
defense to excessive force claims,
Baker v. Chaplin, 517 N.W.2d
911, 914 n.5 (Minn. 1994), this Court has analyzed section 1983
cases as if qualified immunity were available to defendants,
see
Roberts, 126 N.C. App. at 727, 487 S.E.2d at 770. We thus address
Acker's argument.
Viewing the facts in the light most favorable to plaintiff,
see Davis, 116 N.C. App. at 671-72, 449 S.E.2d at 245, Acker did
not have probable cause to arrest plaintiff. If Acker was without
probable cause to arrest plaintiff, he was not entitled to use any
force against her.
See Nolin, 207 F.3d at 1257-58. Thus,
plaintiff had a clearly established right, under the facts and
circumstances shown, not to be subjected to use of excessive
force.
Roberts, 126 N.C. App. at 727, 487 S.E.2d at 770.
We must next determine whether a reasonable person in the
officer's position would have known that his actions violated
plaintiff's right to be free from use of excessive force.
Davis,
116 N.C. App. at 670, 449 S.E.2d at 244. This determination turns
on whether the incident actually occurred in the manner described
by plaintiff and must be decided by the trier of fact as material
issues of fact are in dispute.
See id. at 672-73, 449 S.E.2d at
246. Summary judgment was thus inappropriate.
See id. at 673, 449
S.E.2d at 246.
C. State tort claims
[5]We next address plaintiff's state tort claims, which were
brought against Acker in his individual capacity. Plaintiff has
not brought suit against the City for these claims. The evidence
before the trial court on Acker's motion for summary judgment
established a
prima facie claim of both assault and battery and
false imprisonment. As previously discussed, plaintiff presented
evidence Acker arrested her without probable cause, thus committing
a false arrest. A false arrest is an arrest without legal
authority and is one means of committing a false imprisonment.
Marlowe v. Piner, 119 N.C. App. 125, 129, 458 S.E.2d 220, 223
(1995). As the existence or nonexistence of probable cause is for
the jury to determine[,] . . . [Acker] was not entitled to summary
judgment.
Id.
An assault is an offer to show violence to another without
striking him, and a battery is the carrying of the threat into
effect by the infliction of a blow.
Dickens v. Puryear, 302 N.C.
437, 444, 276 S.E.2d 325, 330 (1981). A battery is made out when
the . . . plaintiff is offensively touched against h[er] will.
Ormond v. Crampton, 16 N.C. App. 88, 94, 191 S.E.2d 405, 410
(1972). Acker admitted in his answer that he touched plaintiff's
arm, and plaintiff has presented evidence such contact was against
her will.
However,
[p]ursuant to the common law of North
Carolina, an assault [and battery] by a law
enforcement officer upon a citizen can providethe basis for a civil action for damages
against the officer only if a plaintiff can
show that the officer used force against
plaintiff which was excessive under the given
circumstances.
Fowler v. Valencourt, 108 N.C. App. 106, 114, 423 S.E.2d 785, 790
(1992),
rev'd in part on other grounds, 334 N.C. 345, 435 S.E.2d
530 (1993). G.S. § 15A-401(d) governs the use of force by law
enforcement officers and provides in pertinent part:
a law-enforcement officer is justified in
using force upon another person when and to
the extent that he reasonably believes it
necessary:
a. To prevent the escape from custody
or to effect an arrest of a person
who he
reasonably believes has committed a criminal
offense, unless he knows that the arrest is
unauthorized . . . .
(Emphasis added.) The statute in effect proscribes the use of
force by a law-enforcement officer if the officer either knows
that the arrest is unauthorized or does not have a reasonable
belief that the suspect has committed a criminal offense.
Id.;
see also Simmons, 192 N.C. at 695, 135 S.E. at 867 ([A]n officer
who in attempting to make an unlawful arrest . . . commits an
assault . . . must be held responsible.); Farb,
Arrest, Search and
Investigation at 45 (If officers are making an unlawful arrest,
their use of force . . . is also unlawful and may constitute an
assault.).
Again, given that the trier of fact must determine the
reasonableness of Acker's belief that plaintiff had committed a
criminal offense, we hold that the trier of fact should decidewhether Acker was entitled to use any force at all against
plaintiff. If Acker did not have probable cause to arrest
plaintiff, Acker loses the benefit of G.S. § 15A-401(d), and any
use of force becomes at least a technical assault and battery
against plaintiff.
[6]In sum, the trial court improperly granted Acker's motion
for summary judgment on the grounds that Acker did not commit the
common law torts of false imprisonment, assault and/or battery.
However, Acker asserts he is protected by the doctrine of official
immunity and that summary judgment was appropriate on that ground.
To maintain a suit against a public official
in his/her individual capacity, the plaintiff
must make a
prima facie showing that the
official's actions (under color of authority)
are sufficient to pierce the cloak of official
immunity. Actions that are malicious, corrupt
or outside of the scope of official duties
will pierce the cloak of official immunity,
thus holding the official liable for his acts
like any private individual.
Moore v. Evans, 124 N.C. App. 35, 42, 476 S.E.2d 415, 421 (1996)
(citation omitted).
In her complaint, plaintiff alleged Acker committed the tort
of assault and battery by deliberately, willfully, maliciously and
in bad faith grabb[ing] plaintiff without her consent, and
committed the tort of false imprisonment by deliberately,
willfully, maliciously and in bad faith restraining plaintiff
against her will. Based on our previous discussion of the facts,
plaintiff has forecast sufficient evidence that Acker acted
maliciously, thus requiring reversal of the trial court's grant of
summary judgment in Acker's favor on these claims.
See Roberts,126 N.C. App. at 718, 487 S.E.2d at 764.
Plaintiff also has forecast evidence from which it could be
found that Acker acted outside the scope of his official duties.
All parties agree Acker was off-duty and working a second job as a
truck driver at the time of the incident. Further, plaintiff
presented evidence that the Rules & Regulations of the Durham
Police Department provide in section 2.25 that [o]ff-duty officers
in their personal vehicles shall not stop or attempt to stop
motorists for traffic violations or other minor offenses. Acker
was off-duty and driving a tractor-trailer at the time of the
incident at issue, and his order to move the bus appears to have
been given so that he could more easily move his tractor-trailer,
not to further a purpose of the police department. Thus, plaintiff
presented evidence from which it could be found that Acker was
acting outside the scope of his duties with the police department
at the time of the incident.
(See footnote 4)
Finally, plaintiff states in her brief that Acker's conduct
may also support a claim for intentional infliction of emotionaldistress. However, plaintiff did not allege in either her
original or amended complaint that Acker had committed such tort;
she may therefore not pursue this claim.
D. Award of Costs
Finally, plaintiff assigns error to that portion of the trial
court's 19 April 1999 order taxing costs to plaintiff. Given our
disposition herein reinstating plaintiff's claims against Acker,
the trial court's award of costs was premature and is therefore
vacated.
II. Plaintiff's claims against the City
[7]We now turn to plaintiff's claims against the City. In
her complaint, plaintiff alleged the City by way of its pattern,
practice, custom or usage condoned or was deliberately indifferent
to officers' violations of the Fourth Amendment and Fourteenth
Amendment and that the City violated the rights guaranteed to the
plaintiff under the N.C. Constitution, Art. I, [§§] 14, 19, 20, 21,
35 and 36. The trial court granted summary judgment in favor of
the City on both claims. While the City's motion for summary
judgment was based on the defense of
res judicata, a defense
rendered inapposite in light of our disposition with regard to
plaintiff's claims against Acker, we note that [i]f the granting
of summary judgment can be sustained on any grounds, it should be
affirmed on appeal.
Shore v. Brown, 324 N.C. 427, 428, 378 S.E.2d
778, 779 (1989).
A. Section 1983 claims
Preliminarily, we note a municipal entity has no claim to
immunity in a section 1983 suit. Moore v. City of Creedmoor, 345
N.C. 356, 366, 481 S.E.2d 14, 21 (1997). Further, while a
municipality cannot be held liable under section 1983 unless
action pursuant to official municipal policy [or custom] caused a
constitutional tort, Burton, 118 N.C. App. at 685, 457 S.E.2d at
334, summary judgment was not proper for the City on the basis that
no constitutional violation occurred as we have reinstated
plaintiff's claims against Acker. Thus,
[a]ssuming arguendo [plaintiff] suffered a
deprivation of her federal rights, it is by
now well settled that a municipality is only
liable under section 1983 if it causes such a
deprivation through an official policy or
custom. Municipal policy may be found in
written ordinances and regulations, in certain
affirmative decisions of individual
policymaking officials, or in certain
omissions on the part of policymaking
officials that manifest deliberate
indifference to the rights of citizens.
Outside of such formal decisionmaking
channels, a municipal custom may arise if a
practice is so persistent and widespread and
so permanent and well settled as to constitute
a 'custom or usage' with the force of law.
Carter, 164 F.3d at 218 (citations omitted). The municipality must
have had, at the time of the incident, actual or constructive
knowledge that the practice had become customary. See Spell v.
McDaniel, 824 F.2d 1380, 1391 (4th Cir. 1987).
Where a plaintiff claims the municipality has caused an
employee to inflict an injury, rigorous standards of culpability
and causation must be applied to ensure that the municipality is
not held liable solely for the actions of its employee. Board ofComm'rs of Bryan City v. Brown, 520 U.S. 397, 405, 137 L. Ed.
2d
626, 640 (1997); see also Spell, 824 F.2d at 1388 (plaintiff must
prove an affirmative link between the custom and the violation).
Further, a plaintiff cannot rely upon scattershot accusations of
unrelated constitutional violations to prove either that a
municipality was indifferent to the risk of her specific injury or
that it was the moving force behind her deprivation. Carter, 164
F.3d at 218; see also Canton v. Harris, 489 U.S. 378, 391, 103 L.
Ed. 2d 412, 428 (1989) ([T]he identified deficiency . . . must be
closely related to the ultimate injury.).
Plaintiff alleges,
there is a well-known, well-tolerated pattern,
practice, custom or usage of [the City] . . .
to foster and allow an atmosphere of
repression and lawlessness by not punishing
police officers who assault, batter, or
violate the Fourth Amendment rights of Durham
residents, or use unlawful process against
citizens, including but not limited to falsely
charging citizens with a crime after an
officer uses excessive force or is angered by
a citizen's exercise of their rights.
In her complaint, plaintiff cited ten incidents that were
example[s] of the . . . custom. However, two of these incidents
involved illegal searches, not false arrests or uses of excessive
force, and as such are insufficiently related to plaintiff's claims
to be relevant. See Carter, 164 F.3d at 219 (refusing to consider
past incidents of alleged excessive force when plaintiff's claims
were for false arrest and unreasonable search and seizure). A
third example alleges only that a woman was charged with resisting
an officer after the officer became angered by the woman. Whileplaintiff states the charges against the woman were dismissed,
plaintiff does not allege that the woman's right to be free from
false arrest was violated. Thus, this incident is also irrelevant.
See id.
Plaintiff's remaining examples are as follows: (1) in 1994,
an officer fractured Kimberly Porter's finger, then falsely charged
her with trespass after the officer became angered by her; the
officer was not punished; (2) in a 1994 incident between Margaret
Dukes (Dukes), Reta Scarlett (Scarlett), and an officer, the City
admitted Dukes' Fourth Amendment rights had been violated by an
unlawful arrest, paid a very large monetary settlement to Dukes,
but stated in a press release it was not admitting wrongdoing by
anyone and did not discipline anyone involved in the incident;
(3) in 1993, a woman was falsely charged with resisting an officer
after the officer became angered by the woman; (4) in 1993,
excessive force was used against Glennis E. Jones II after an
unlawful traffic stop by an officer; the officer was not
disciplined; (5) in the mid-1980's, excessive force was used
against a suspect who pos[ed] no threat; the officer is now in
the training division of the police department; (6) in 1978, a man
was falsely charged with various traffic and criminal offenses and
was beaten by the arresting officer; this officer has been
promoted; and (7) City records indicate that there have been at
least twenty (20) instances in which the Police Department has
sustained complaints for assault and/or violations of department
regulations regarding the use of force, but no officers have been
terminated or referred for criminal prosecution. The City in its answer admitted that the confrontations noted
in examples one through six occurred, but denied that any of the
arrests were unlawful or that excessive force was used and
specifically denied the existence of a pattern, practice, custom
or usage of assault and use of excessive force by its officers.
Plaintiff submitted no further evidence to the trial court
regarding examples one, three, four, five, and six. Further,
although plaintiff's complaint was verified, plaintiff testified in
a later deposition she had no personal knowledge other than what
[she] may have been told by [her] attorneys of the incidents.
Even if we were to consider plaintiff's complaint to be an
affidavit, it is the long-standing rule of this Court that
affidavits must be made on the affiant's personal knowledge.
Singleton v. Stewart, 280 N.C. 460, 467, 186 S.E.2d 400, 405
(1972). Thus, any portion of plaintiff's affidavit not based on
personal knowledge could not have been properly considered by the
trial judge on summary judgment. Id.
In the instant case, plaintiff may not rest upon the mere
allegations . . . of [her] pleading, but . . . must set forth
specific facts showing that there is a genuine issue for trial.
G.S. § 1A-1, Rule 56(e). As plaintiff has provided no evidence
beyond mere allegations, id., indicating the circumstances
surrounding the incidents, we are unable even to infer that a false
arrest or use of excessive force occurred therein. We thus decline
to consider these incidents in our review of the propriety of the
trial court's summary judgment order. See Briley v. Farabow, 348N.C. 537, 544, 501 S.E.2d 649, 654 (1998) (holding that
unsupported, conclusory allegations are simply insufficient to
create the existence of a genuine issue of material fact where the
moving party has offered a proper evidentiary showing).
We now turn to plaintiff's remaining examples. As to example
seven, plaintiff submitted a document entitled Sustained IA Cases
With Disciplinary Action Taken. This document indicates that
several complaints of assault and excessive force have been made
against Durham police officers; however, the document also
indicates that in each case, the officer involved was either given
a written or verbal reprimand, suspended, or ordered to undergo
counseling. Therefore, this evidence does not support a
conclusion that the City is deliberately indifferent to or condones
improper behavior on the part of its officers. In fact, it shows
just the opposite. Carter, 164 F.3d at 220 (holding that
municipality did not condone conduct where officer accused of false
arrest was suspended by department).
As to example two regarding Dukes and Scarlett, plaintiff
submitted the City's answers to interrogatories, in which the City
admitted (1) the stop and search of Dukes and Scarlett was
unauthorized, (2) the force used therein was unauthorized and
therefore excessive, and (3) no officer was disciplined for that
incident. Plaintiff also submitted a 26 August 1997 letter from
City Manager P. Lamont Ewell (Ewell) apologizing to Dukes for the
unauthorized stop and search and use of excessive force.
Finally, plaintiff submitted an 18 July 1995 letter from
former police chief Jackie W. McNeil (McNeil), not specificallyrelated to any of plaintiff's ten examples, in which McNeil
admitted he knew of citizen complaints that officers had
physical[ly] abus[ed] citizens. The letter provided no details
of any of the incidents nor did it indicate how many incidents had
occurred.
Municipal fault for allowing . . . a developed
custom or usage to continue requires
(1) actual or constructive knowledge of its
existence by responsible policymakers, and
(2) their failure, as a matter of specific
intent or deliberate indifference, thereafter
to correct or stop the practices.
Spell, 824 F.2d at 1391. Assuming arguendo the letters from McNeil
and Ewell indicate active or constructive knowledge of a custom of
false arrests or use of excessive force by Durham police officers,
plaintiff presented insufficient evidence that the City failed to
correct or stop the practices due to its deliberate indifference to
citizens' rights. See id.
Plaintiff has provided competent evidence of only one incident
(the Dukes/Scarlett incident), other than the one between herself
and Acker, in which no officers were disciplined for a false arrest
or use of excessive force against a citizen. This single episode
is insufficient to constitute the 'widespread and permanent'
practice necessary to establish municipal custom. Carter, 164
F.3d at 220 (quoting Greensboro Prof. Fire Fighters Ass'n v.
Greensboro, 64 F.3d 962, 967 (4th Cir. 1995)). The trial court
therefore properly granted the City's motion for summary judgment
as to plaintiff's section 1983 claims.
B. State constitutional claims
[8]We also affirm the trial court's grant of summary judgment
as to plaintiff's North Carolina constitutional claims. First,
plaintiff alleges in her brief that she has raised a free speech
claim against the City. However, nothing in the record indicates
that plaintiff's right to free speech was violated in any way, and
plaintiff does not allege, either in her complaint or in her brief
to this Court, that any action by Acker or the City has restricted
her speech or deterred her from speaking on any subject. The court
was correct to dismiss this claim.
As to plaintiff's remaining state constitutional claims, we
are guided by the principle that a direct cause of action under
the State Constitution is permitted only 'in the absence of an
adequate state remedy.'
Davis, 116 N.C. App. at 675, 449 S.E.2d
at 247 (quoting
Corum, 330 N.C. at 782, 413 S.E.2d at 289). The
judiciary must bow to established claims and remedies where these
provide an alternative to the extraordinary exercise of its
inherent constitutional power.
Corum, 330 N.C. at 784, 413 S.E.2d
at 291.
As we have reversed the trial court's grant of summary
judgment on plaintiff's state tort law claims against Acker, there
is an adequate state remedy for plaintiff's alleged injury
resulting from Acker's conduct.
See Davis, 116 N.C. App. at 675,
449 S.E.2d at 248 (holding that common law false imprisonment claim
adequately protects constitutional right not to be unlawfully
imprisoned and deprived of liberty). Plaintiff concedes as much
in her brief, noting that only if this Court should find plaintiffhas no common law cause of action against . . . Acker in his
individual capacity should her claims arising under Article I,
§§ 19-21, 35, and 36, stand. The trial court thus properly entered
summary judgment in favor of the City on each of plaintiff's state
constitutional claims.
C. Award of costs
[9]Plaintiff also assigns error to the trial court's award of
costs to the City. The court's order granting summary judgment
simply states [t]he costs of this action shall be taxed against
[p]laintiff. Plaintiff does not argue it was error to tax costs
to her, but rather argues it was error for the trial court not to
include language in the order making it clear that costs did not
include attorney's fees.
The award of attorney's fees in a section 1983 action is
governed by 42 U.S.C. § 1988 (1994), which states the court, in
its discretion, may allow the prevailing party . . . a reasonable
attorney's fee
as part of the costs. (emphasis added). Plaintiff
apparently is concerned attorney's fees will be assessed herein as
part of the costs awarded by the court.
Plaintiff correctly notes that attorney's fees may be awarded
under section 1988 to a prevailing defendant only upon a
finding
that the plaintiff's action was frivolous, unreasonable, or without
foundation, even though not brought in subjective bad faith.
Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 421, 54 L. Ed. 2d648, 657 (1978) (emphasis added). As the trial court made no such
finding, no attorney's fees may be awarded to the City on the basis
of this order.
See Hughes v. Rowe, 449 U.S. 5, 15, 66 L. Ed. 2d
163, 173 (1980).
In addition, the record shows no indication that the City has
moved for an award of attorney's fees. In fact, in its brief, the
City states it has no objection to modifying the order and
judgment to make plain that as used therein the word 'costs' does
not include attorneys' fees, so long as such alteration does not
foreclose its ability to later seek an award of attorney's fees.
Thus, we hold that the order at issue awards only costs, not
attorney's fees, to the City.
III. Plaintiff's motion for partial summary judgment
[10]Finally, plaintiff assigns error to the trial court's
denial of her motion for partial summary judgment and/or request
for the trial court to take judicial notice. Plaintiff moved for
partial summary judgment on the issue of whether plaintiff was
seized by Acker. However, as we have discussed previously, summary
judgment was not appropriate on this issue as there are genuine
issues of material fact to be resolved,
i.e., whether a reasonable
person could believe she was not free to leave the school bus
during the incident between Acker and plaintiff.
See Mendenhall,
446 U.S. at 554, 64 L. Ed. 2d at 509.
Plaintiff asked the trial court to take judicial notice of the
following:
2. That on or about May 7, 1996, Durham
Police officers had no authority under statelaw to arrest a person for a motor vehicle
infraction.
3. That . . . Acker, an off-duty Durham
Police Corporal, had no authority to arrest
[p]laintiff . . . for a motor vehicle
infraction.
4. Since approximately 1986, law enforcement
officers in North Carolina have had no
authority to arrest a person for a motor
vehicle infraction.
5. Durham Police Department rules and
regulations in effect during 1996 state:
2.25 Traffic Stops in Personal Vehicles
Off-duty officers in their personal vehicles
shall not stop or attempt to stop motorists
for traffic violations or other minor
offenses.
Judicial notice of adjudicative facts is governed by N.C.G.S.
§ 8C-1, Rule 201 (1999). Adjudicative facts are the facts of the
particular case, including who did what, where, when, how, and
with what motive or intent, and must be distinguished from
legislative facts, defined as those which have relevance to legal
reasoning.
Id., commentary.
Facts two through four are not adjudicative facts, but are
more akin to legislative facts. While our courts do take judicial
notice of state laws,
see, e.g., Wikel v. Commissioners, 120 N.C.
451, 452, 27 S.E. 117, 117 (1897) (court takes judicial notice
. . . of . . . a public act), plaintiff did not ask the court to
take judicial notice of any specific general statute.
Cf. G.S.
§ 8C-1, Rule 201(d) (Court shall take judicial notice of
adjudicative fact only if supplied with necessary information.).
Rather, facts two through four are best characterized as legalconclusions, which are not a proper subject for judicial notice.<
br>
Fact five simply recites a purported regulation of the Durham
Police Department. However, our courts may not take judicial
notice of municipal ordinances, see
Fulghum v. Selma, 238 N.C. 100,
105, 76 S.E.2d 368, 371 (1953), much less police department
regulations. The court thus properly denied plaintiff's motion.
To summarize, the court's order granting summary judgment in
favor of Acker is reversed, and the court's orders denying
plaintiff's motion for partial summary judgment and granting
summary judgment in favor of the City are affirmed. We vacate the
award of costs to Acker as premature and hold that the award of
costs to the City does not include an award of attorney's fees.
Affirmed in part, reversed in part, and vacated in part.
Judges WYNN and MARTIN concur.
Footnote: 1 <
sup>Neither Acker nor the City has argued to this Court that
Acker was not acting under color of law at the time of the
incident, as required to impose liability pursuant to section 1983.
Thus, we do not address the issue.
Footnote: 2 Plaintiff filed a motion
in limine with the trial court
requesting that Acker be judicially estopped from claiming [G.S.
§ 20-114.1(a) as a] new, alternative ground for his seizure and
arrest of [p]laintiff. Plaintiff alleges that Acker did not seek
to justify his conduct pursuant to G.S. § 20-114.1(a) until 1999,
approximately three years after the incident in question.
See G.S.
§ 15A-401(c)(2) (an officer, [u]pon making an arrest, . . . must
. . . [a]s promptly as is reasonable under the circumstances,
inform the arrested person of the cause of the arrest). However,
the record on appeal indicates this motion was not ruled on by the
trial court, and we therefore may not review the merits of the
motion.
See N.C. R. App. P. 10(b)(1) (to preserve question for
appellate review, party must obtain a ruling upon [its] . . .
motion).
Footnote: 3 &
nbsp;
We assume without deciding that Acker's order was lawful.
Footnote: 4 We fe
el compelled to note that if Acker was acting outside
the scope of his authority,
i.e., acting not as a police officer
but as a private citizen, he also
may not have been acting under
color of law, as required to sustain a section 1983 claim.
See
Stengel v. Belcher, 522 F.2d 438, 441 (6th Cir. 1975) (Acts of
police officers in the ambit of their personal, private pursuits
fall outside of section 1983.);
see also Revene v. Charles County
Com'rs, 882 F.2d 870, 872 (4th Cir. 1989) ([T]he lack of the
outward indicia suggestive of state authority--such as being on
duty, wearing a uniform, or driving a patrol car--are not alone
determinative of whether a police officer is acting under color of
state law[; r]ather, the nature of the act performed is
controlling.). As this issue was not raised by the parties,
however, we decline to address it further.
*** Converted from WordPerfect ***