1. Judgments--default--two-step process
A plaintiff should have filed a motion for entry of default,
which the clerk or the court should have ruled upon, before the
court ruled on plaintiff's motion for judgment by default.
Obtaining a judgment by default involves a two-step process and
the importance of following the correct procedure is emphasized.
2. Appeal and Error--adherence to Rules--pro se appellants
Although the Court of Appeals chose to consider an untimely
appeal as a petition for writ of certiorari and to grant that
petition to prevent manifest injustice, it was emphasized that
even pro se appellants must adhere strictly to the Rules of
Appellate Procedure or risk sanctions.
3. Appeal and Error--tolling time periods--authority of trial
judge
Trial judges may not toll the time periods for serving and
settling the record on appeal contained in the Rules of Appellate
Procedure; they may only grant extensions of time for good cause
shown to allow a court reporter an additional thirty days to
produce the transcript or to allow the appellant to extend once
for no more than 30 days the time permitted for service of the
proposed record on appeal. Further deviations or extensions of
time under the Rules can be granted only by the appellate
division.
4. Appeal and Error--notice of appeal--order appealed from
Although a pro se defendant giving notice of appeal referred
only to an 11 June 1999 order, it may be plainly inferred that
she intended to appeal a 21 April 1999 order and the appeal was
properly before the Court of Appeals.
5. Process and Service--conflicting evidence--determination by
fact-finder
A trial court order holding that service was properly made
on defendant was affirmed where defendant presented affidavits
that service was made at defendant's place of business by handing
the summons to her brother but an affidavit from the deputy
making the service and the return of service indicate service
upon defendant. The credibility and the weight of the evidence
were for determination by the court.
6. Pleadings--default judgment--denial of motion to dismiss--time to file answer
The trial court erred by allowing plaintiff's motion for
default judgment where nothing indicates that defendant had
notice that a hearing on that motion would be held at the same
time as the hearing on defendant's motion to dismiss.
Furthermore, defendant should have been given twenty days to
answer from the time of notice of the court's denial of her
motion to dismiss. N.C.G.S. § 1A-1, Rule 12(a)(1).
Albert L. Willis, for plaintiff-appellee.
Robbie Hunt, pro se.
SMITH, Judge.
Defendant Robbie Hunt appeals an order of the trial court
denying her motion to alter or amend judgment and ordering
defendant evicted from 402 East End Avenue (the East End house) in
Durham. We vacate in part, affirm in part, and reverse in part.
Plaintiff James W. Strauss filed suit against defendant 20
January 1999 alleging plaintiff was the lawful owner of the East
End house and that defendant claimed an adverse interest in the
property. Plaintiff asked the court to remove defendant's cloud
of . . . adverse claim from plaintiff's title and award plaintiff
$700.00 monthly from July 15, 1998 until date of judgment, plus
legal interest, as damage for loss of reasonable monthly rentals.
According to the Return of Service included in the record,
defendant was served with a copy of the summons and complaint on 4
February 1999.
Defendant did not file an answer, but rather filed a motion to
dismiss on the grounds of insufficient service of process, N.C.G.S.§ 1A-1, Rule 12(b)(5) (1999) (Rule 12), on 5 March 1999. Plaintiff
filed a response 6 April 1999 alleging service was proper and
asking the court to enter default judgment against [d]efendant for
failure . . . to file timely answer.
In an order filed 14 April 1999, the trial court found as a
fact that proper service of process was made upon defendant and
that defendant had failed to timely file answer. The court's order
stated as follows:
I. The defendant's m
otion to dismiss is denied.
II. The plaintiff's motion for default
judgment is allowed.
III. That the adverse claim of defendant . . .
is hereby removed from [p]laintiff['s] . . .
title to . . . 402 East End Avenue . . . .
IV. That the [p]laintiff is hereby awarded
judgment against defendant . . . in the amount
of $700.00 monthly from July 15, 1998 through
date of this order . . . .
An amended order was entered 21 April 1999, identical in all
respects to the 14 April 1999 order, but adding that plaintiff
should be awarded $700.00 monthly from July 15, 1998 through date
of this order, for a sum certain totaling $6304.74. (emphasis
added).
Defendant filed a Motion to Alter or Amend Judgment 30 April
1999, N.C.G.S. § 1A-1, Rule 59(e) (1999) (Rule 59), which the trialcourt denied as untimely 11 June 1999. Defendant appeals,
assigning error to the court's 21 April 1999 order finding service
proper and entering default judgment against defendant, and to the
court's 11 June 1999 order finding her motion to alter or amend
untimely.
[1]Before proceeding, we note that plaintiff should have
first filed a motion for entry of default, which the clerk, see
N.C.G.S. § 1A-1, Rule 55(a) (1999) (Rule 55), or the trial court,
see Hasty v. Carpenter, 51 N.C. App. 333, 336-37, 276 S.E.2d 513,
516-17 (1981), should have ruled on before the trial court ruled on
plaintiff's motion for judgment by default, Rule 55(b)(2) (party
entitled to a judgment by default shall apply to the judge
therefor; judge may conduct hearing to determine damages). [T]he
obtaining of a judgment by default involves a two-step process, W.
Brian Howell, Howell's Shuford North Carolina Civil Practice and
Procedure § 55-1 (5th ed. 1998), the entry of default followed by
the entry of default judgment, see Rule 55(a), (b), which does not
appear to have been followed here. As defendant has not raised
this issue in her appellate brief, and given the other errors
committed herein, we decline to discuss further this error of civil
procedure. However, we emphasize to both counsel and the trial
court the importance of following the correct procedure to obtain
a default judgment.
[2]We first address plaintiff's 15 October 1999 motion to
dismiss defendant's appeal, which motion is nearly
incomprehensible. Plaintiff is apparently arguing that the recordon appeal was not timely filed in this Court; there also appears to
be some dispute as to whether defendant timely filed notice of
appeal, since the trial court ruled her Rule 59(e) motion untimely.
See N.C.R. App. P. 3(c) (if timely Rule 59 motion is filed, time
for filing notice of appeal is tolled). While there may be some
merit in plaintiff's motion, we choose, in an exercise of our
discretionary powers and [t]o prevent manifest injustice to
defendant, N.C.R. App. P. 2, to consider defendant's appeal as a
petition for writ of certiorari to review both the 21 April and 11
June 1999 orders of the trial court, see N.C.R. App. P. 21, which
we hereby grant. However, we emphasize that even pro se appellants
must adhere strictly to the Rules of Appellate Procedure (the
Rules) or risk sanctions. N.C.R. App. P. 25(b).
[3]We are also compelled to note an error committed by Judge
Knox V. Jenkins, Jr., who ruled upon an earlier Motion to Dismiss
Appeal filed by plaintiff on 28 July 1999. In an amended order
filed 7 October 1999, Judge Jenkins found defendant had complied
with the Rules by serving the record on appeal to plaintiff within
thirty-five days, N.C.R. App. P. 11(b), and then held that
plaintiff's motion to dismiss tolled the time for plaintiff to
serve approval, objections, amendments or [an alternative] record
on appeal, see id. (appellee must serve either notices of
approval or objections, amendments, or proposed alternative records
on appeal within 21 days after service of appellant's proposed
record on appellee).
Our trial judges may not toll the time periods for serving andsettling the record on appeal contained in the Rules.
Trial judges
may only grant extensions of time for good cause shown to allow a
court reporter an additional thirty days to produce the transcript,
N.C.R. App. P. 7(b)(1), or to allow the appellant to extend once
for no more than 30 days the time permitted by Rule 11 . . . for
the service of the proposed record on appeal, N.C.R. App. P.
27(c)(1). Further deviations or extensions of time under the Rules
can only be granted by the appellate division. See N.C.R. App. P.
27(c)(2).
The time schedules set out in the [R]ules are designed to
keep the process of perfecting an appeal to the appellate division
flowing in an orderly manner. State v. Gillespie, 31 N.C. App.
520, 521, 230 S.E.2d 154, 155 (1976), disc. review denied, 291 N.C.
713, 232 S.E.2d 205 (1977). Once the defendant's notice of appeal
was filed 18 June 1999, defendant's record on appeal should have
been filed in this Court by 30 August 1999 (35 days to serve record
on plaintiff; 21 days for plaintiff to respond; after no response,
15 days to file record with Court; see N.C.R. App. P. 11(b), 12).
Instead, in large part because of the trial court's order tolling
the time period for the appellee to serve his objections to the
record, the record was not filed until 28 September 1999.
[4]We next address whether defendant's first two assignments
of error, related to the trial court's 21 April 1999 order, are
properly before this Court in that defendant's notice of appeal
references only the trial court's 11 June 1999 order. Rule 3(d)
requires that the notice of appeal shall designate the judgment ororder from which appeal is taken. N.C.R. App. P. 3(d). As w
e are
treating defendant's appeal as a petition for writ of certiorari,
however, Rule 3 is not a bar to our hearing of defendant's appeal.
See Ice v. Ice, 136 N.C. App. 787, 790, 525 S.E.2d 843, 846 (2000)
(granting appellant's petition for certiorari and considering
arguments relating to judgment not properly referenced in notice of
appeal).
Notice of appeal from denial of a motion to [alter or amend]
a judgment which does not also specifically appeal the underlying
judgment does not properly present the underlying judgment for our
review. Von Ramm v. Von Ramm, 99 N.C. App. 153, 156, 392 S.E.2d
422, 424 (1990). Further, the requirements of Rule 3(d) are
jurisdictional, such that violation of the Rule should result in
dismissal of the appeal. See id.
However,
we may liberally construe a notice of appeal
in one of two ways to determine whether it
provides jurisdiction . . . . First, "a
mistake in designating the judgment, or in
designating the part appealed from if only a
part is designated, should not result in loss
of the appeal as long as the intent to appeal
from a specific judgment can be fairly
inferred from the notice and the appellee is
not misled by the mistake." Second, if a
party technically fails to comply with
procedural requirements in filing papers with
the court, the court may determine that the
party complied with the rule if the party
accomplishes the functional equivalent of
the requirement.
Id. at 156-57, 392 S.E.2d at 424 (citations omitted); see also
Smith v. Insurance Co., 43 N.C. App. 269, 274, 258 S.E.2d 864, 867
(1979) (notice of appeal sufficient if content of the notice . .. is likely to put an opposing party on guard the issue will be
raised). Although defendant referred only to the 11 June 1999
order in her notice of appeal, we conclude the notice fairly
inferred her intent to appeal from the 21 April 1999 order, and did
not mislead plaintiff.
The 11 June 1999 order referenced in the notice of appeal is
the order which denied defendant's motion to alter or amend the 21
April 1999 order. Defendant's motion was based on the same grounds
as the two disputed assignments of error -- that the court's 21
April 1999 order was in error. It can thus be plainly inferred
that defendant intended to appeal the 21 April 1999 order. As
plaintiff also knew the substance of defendant's motion to alter or
amend, we conclude plaintiff was not misled by this pro se
appellant's failure to cite the 21 April 1999 order in her notice
of appeal. Thus, the appeal is properly before us.
[5]Defendant first assigns error to the court's finding and
conclusion in the 21 April 1999 order that service of process was
proper, arguing that a copy of the summons and complaint was not
delivered personally to her or left at her dwelling house or usual
place of abode with some person of suitable age and discretion then
residing therein as required by N.C.G.S. § 1A-1, Rule 4(j)(1)
(1999) (Rule 4(j)). In affidavits filed with her Rule 12(b)(5)
motion to dismiss, defendant and her brother, Bruce Bridges
(Bridges), both testified that service was made at defendant's
place of business by handing the summons and complaint to Bridges,
not defendant. However, in his response to defendant's motion, plaintiff
filed the affidavit of Deputy Sheriff R. Terrell, who testified he
made personal service of the [s]ummons and [c]omplaint in this
action upon an adult female who identified herself as the
[d]efendant. Also included in the record on appeal is the Return
of Service signed by R. Terrell, which states service was made
[b]y delivering to the defendant . . . a copy of the summons and
complaint. Such service complies with Rule 4(j). We emphasize
that a second affidavit from R. Terrell, filed with defendant's
motion to alter or amend judgment, was not before the trial court
at the time of its initial 14 April 1999 order or its 21 April 1999
amended order. We thus may not consider it when passing upon the
court's 21 April 1999 order.
When the officer's return of the summons shows legal service,
a presumption of valid service of process is created. However,
this presumption is rebuttable. Greenup v. Register, 104 N.C.
App. 618, 620, 410 S.E.2d 398, 400 (1991) (citation omitted).
Defendant attempted to rebut this presumption by presenting her
affidavit and that of Bridges. As the evidence presented by the
parties was contradictory, [t]he credibility of the witnesses and
the weight of the evidence were for determination by the court
below in discharging its duty to find the facts. Harrington v.
Rice, 245 N.C. 640, 643, 97 S.E.2d 239, 241 (1957). We thus will
not disturb the court's findings, and affirm that part of the
court's order holding service was properly made on defendant. Id.
at 644, 97 S.E.2d at 242. [6]However, we reverse and vacate the remainder of the
court's order. The court, after a hearing, concluded service was
proper, allowed plaintiff's motion for default judgment, and
awarded judgment in the amount of $6,304.74 in favor of plaintiff.
Nothing in the record on appeal indicates defendant had notice that
a hearing on plaintiff's Motion for Default Judgment would be
held at the same time as the hearing on defendant's motion to
dismiss. As defendant made an appearance in the action by filing
her motion to dismiss, defendant was entitled to written notice of
the application for judgment at least three days prior to the
hearing on such application. Rule 55(b)(2); see also Stanaland v.
Stanaland, 89 N.C. App. 111, 115, 365 S.E.2d 170, 172 (1988)
(movant must provide three days' [written] notice of the default
hearing).
Further, although Rule 12(a)(1) prescribes that [a] defendant
shall serve his answer within 30 days after service of the summons
and complaint upon him,
[s]ervice of a motion permitted under [Rule
12] alters th[at] period[] of time as follows,
unless a different time is fixed by order of
the court:
a. The responsive pleading shall be served
within 20 days after notice of the court's
action in ruling on the motion or postponing
its disposition until the trial on the merits
. . . .
Rule 12(a)(1). A motion to dismiss made under Rule 12(b)(5) thus
tolls the time period, allowing a defendant twenty days, unless a
different time is fixed by . . . the court . . . after notice of
the court's action in ruling on the motion to serve his answer. Id.
In the instant case, the court denied defendant's motion to
dismiss and purported to enter default judgment against defendant
on the same date and in the same order. This was improper. Under
Rule 12(a)(1), defendant should have been given twenty days to
answer from the time of notice of the court's denial of her motion
to dismiss. Moseley v. Trust Co., 19 N.C. App. 137, 141, 198
S.E.2d 36, 39, cert. denied, 284 N.C. 121, 199 S.E.2d 659 (1973).
'Although the motions provided for by Rule 12(b) . . . are not
pleadings . . . , Rule 12(a) provides that the service of such a
motion results in a postponement of the time for serving an answer,
and, consequently, no default results pending disposition of these
motions.' Id. (citing 6 J. Moore's, Federal Practice § 55.02[3]
(2nd ed. 1948)).
Plaintiff argues the trial court's order simply fixed [']a
different time[,' Rule 12(a)(1),] and disallowed additional time
for filing answer. We cannot agree. We first note the court's
order did not state it was fixing a different time in which
defendant could file her answer. The trial court simply stated
defendant has failed to timely file answer . . . within the time
allowed by law and is subject to judgment by default. Though
termed a finding of fact, this statement is actually a conclusion
of law, fully reviewable on appeal, Bowles Distributing Co. v.
Pabst Brewing Co., 69 N.C. App. 341, 344, 317 S.E.2d 684, 686
(1984), which we hold is incorrect as a matter of law. Defendant
was not required to file answer until twenty days after notice ofthe court's order was given; it was thus impossible for her to be
in default on the day the court's order was entered.
Second, our discussion above demonstrates that even if the
court had been attempting to do what plaintiff suggests, such
attempt would be contrary to Rule 12. The court must give the
party filing a Rule 12(b) motion additional time to file answer
after notice is given of the court's disposition of the motion. We
thus reverse that portion of the trial court's 21 April 1999 order
granting plaintiff's Motion for Default Judgment and vacate the
remainder of the order awarding judgment to plaintiff in the amount
of $6,304.74.
Given our disposition herein, we also vacate the trial court's
11 June 1999 order. It is thus unnecessary to pass on defendant's
third assignment of error related to that order. Defendant's
fourth and fifth assignments of error, which are not discussed in
her brief, are deemed abandoned. N.C.R. App. P. 28(b)(5)
(assignments of error not set out in brief are taken as abandoned).
In sum, we deny plaintiff's 15 October 1999 motion to dismiss
defendant's appeal; vacate the trial court's 11 June 1999 order
denying defendant's motion to alter or amend; affirm that portion
of the 21 April 1999 order finding service was proper, reverse that
portion granting plaintiff's motion for default, and vacate the
remainder of that order; and order the trial court on remand to,
upon proper notice to both parties, give defendant twenty days to
file answer to plaintiff's complaint.
Motion to dismiss appeal denied. 21 April 1999 order vacated
in part, affirmed in part, and reversed and remanded in part. 11
June 1999 order vacated.
Judges GREENE and EDMUNDS concur.
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