Costs--expert fees and exhibit costs--voluntary dismissal
The trial court did not abuse its discretion by awarding
costs against plaintiff for expert witness fees and trial
exhibits. N.C.G.S. § 7A-305 enumerates certain items that are
allowable as costs in a civil action and allows recovery of
witness fees; moreover, assuming that the statute does not embody
these fees, the court reviewed the itemized invoices and
exercised its discretion under N.C.G.S. § 6-20 in finding their
rates and times to be reasonable and necessary. Although trial
exhibit costs are not enumerated in N.C.G.S. § 7A-305, the trial
court rightly exercised its discretion and allowed the costs for
trial exhibits pursuant to N.C.G.S. § 6-20 because defendant did
not receive plaintiff's notice of voluntary dismissal until just
prior to trial and preparation for trial would necessarily
include having exhibits prepared and ready.
Lennard D. Tucker for plaintiff-appellant.
Wilson & Iseman, L.L.P., by Elizabeth Horton and Kevin B.
Cartledge, for defendant-appellee.
HUNTER, Judge.
Jackie E. Lewis (plaintiff) appeals from an order taxing
costs against him in the amount of $7,176.80. Plaintiff assigns as
error the trial court's granting of Dr. Janaki Ram Setty's
(defendant's) motion to tax costs with regards to expert witness
fees and trial exhibit preparation fees. Plaintiff claims that
these costs allowed by the trial court (1) were not enumerated in
N.C. Gen. Stat. § 7A-305(d), and (2) were not reasonable and
necessary. We disagree, and therefore affirm the trial court. Plaintiff, a quadriplegic, filed this action on 18 Ju
ne 1997,
alleging that defendant negligently broke his hip while
transferring him from an EKG examination table to his wheelchair.
Defendant filed a motion to dismiss on 3 July 1997. Forsyth County
Superior Court Judge W. Osmond Smith, III, granted defendant's
motion by order filed on 7 August 1997, finding plaintiff's failure
to obtain a Rule 9(j) certification (that the medical care had been
reviewed by a person reasonably expected to qualify as an expert
witness) fatal. Plaintiff appealed. On appeal, this Court
reversed the trial court and held that plaintiff's complaint
alleged ordinary negligence, not medical malpractice, and thus did
not require a Rule 9(j) certification. See Lewis v. Setty, 130
N.C. App. 606, 503 S.E.2d 673 (1998). The case was then remanded
to the trial court for further proceedings.
On remand, the case was set peremptorily as the first case for
trial for the week beginning Monday, 10 May 1999. On Friday, 7 May
1999, plaintiff filed and served via regular United States mail a
notice of voluntary dismissal without prejudice pursuant to N.C.
Gen. Stat. § 1A-1, Rule 41(a). The notice was not received by
defendant until the morning of 10 May 1999, just prior to
commencement of the trial. On 24 May 1999, defendant filed a
motion to tax costs to plaintiff in the amount of $9,423.60
pursuant to Rule 41(d) of the North Carolina Rules of CivilProcedure. The motion was heard by the Honorable W. Douglas
Albright during the 21 June 1999 session of Forsyth County Superior
Court. Judge Albright granted defendant's motion but reduced the
amount requested, taxing plaintiff costs in the amount of
$7,176.80. Judge Albright granted the motion to tax costs with
regard to (1) costs of the prior appeal, (2) deposition fees forthree depositions, (3) expert witness fees, and (4) costs of trial
exhibits. However, Judge Albright denied the motion to tax costs
with regard to (1) mediation fees, (2) an extra copy of a
deposition transcript, and (3) fees charged by two of defendant's
expert witnesses for appointments canceled in anticipation of their
trial testimony. Plaintiff appeals from this order and challenges
the trial court's awarding of the expert witness fees and costs of
trial exhibits.
Plaintiff's two assignments of error are best combined into
one for this appeal. Plaintiff assigns error to the trial court's
granting of defendant's motion to tax costs against him, claiming
that the costs of the expert witness fees and trial exhibits were
not enumerated in N.C. Gen. Stat. § 7A-305(d) and were not
reasonable and necessary. We disagree.
In North Carolina costs are taxed on the basis of statutory
authority. Estate of Smith v. Underwood, 127 N.C. App. 1, 12, 487
S.E.2d 807, 815, review denied, 347 N.C. 398, 494 S.E.2d 410
(1997). Here, plaintiff voluntarily dismissed his claim without
prejudice pursuant to N.C. Gen. Stat. § 1A-1, Rule 41(a), which
governs voluntary dismissals by plaintiffs. Costs are discussed
under subsection (d) of Rule 41, whereby it states [a] plaintiff
who dismisses an action or claim under section (a) of this rule
shall be taxed with the costs of the action unless the action was
brought in forma pauperis. The purpose of this rule 'aside from
securing the payment of costs, is to prevent vexatious suits made
possible by the ease with which a plaintiff may dismiss [hiscase].' Alsup v. Pitman, 98 N.C. App. 389, 390, 390 S.E.2d 750,
751 (1990) (quoting 5 J. Moore, J. Lucas & J. Wicker, Moore's
Federal Practice § 41.16 (2d ed. 1995)).
Costs which are to be taxed under Rule 41(d) include those
costs enumerated in N.C. Gen. Stat. § 7A-305(d). Sealey v. Grine,
115 N.C. App. 343, 347, 444 S.E.2d 632, 635 (1994). N.C. Gen.
Stat. § 7A-305(d) enumerates certain items that are allowable as
costs in a civil action. Section 305(d) does not, however,
preclude liability for other costs as provided by law. N.C. Gen.
Stat. § 7A-305(e).
In addition, costs which are not allowed as a matter of
course under G.S. § 6-18 or § 6-19 . . . may be allowed in the
discretion of the court under G.S. § 6-20 . . . . Estate of
Smith, 127 N.C. App. 1, 12, 487 S.E.2d 807, 815. Thus, costs which
are to be taxed under Rule 41(d) may also include those costs
allowable under N.C. Gen. Stat. § 6-20. See Alsup, 98 N.C. App.
389, 390, 390 S.E.2d 750, 751. N.C. Gen. Stat. § 6-20 provides
that in those civil actions not enumerated in § 6-18, 'costs may be
allowed or not, in the discretion of the court, unless otherwise
provided by law.' Id. (emphasis in original) (quoting N.C. Gen.
Stat. § 6-20). The negligence action voluntarily dismissed by
plaintiff sub judice is not one of the actions enumerated in §§ 6-
18 or 6-19, thus it falls within the scope of N.C. Gen. Stat. § 6-
20.
The trial court's discretion to tax costs pursuant to N.C.
Gen. Stat. § 6-20 is not reviewable on appeal absent an abuse ofdiscretion. Estate of Smith, 127 N.C. App. 1, 12, 487 S.E.2d 8
07,
815; Minton v. Lowe's Food Stores, 121 N.C. App. 675, 680, 468
S.E.2d 513, 516, review denied, 344 N.C. 438, 476 S.E.2d 119
(1996). While case law has found that deposition costs are
allowable under section 6-20, it has in no way precluded the trial
court from taxing other costs that may be 'reasonable and
necessary.' Minton, 121 N.C. App. 675, 680, 468 S.E.2d 513, 516
(emphasis in original).
Plaintiff claims that the following costs were improperly
taxed against him: $600.00 for review of medical records by Tri-Co
Ortho & Sports Med P.A., $1,600.00 for records reviewed by Club
Haven Family Practice, P.A., and $1,000.00 for review of records by
Lexington Orthopedic Clinic. We disagree with plaintiff's
assertion that these costs were improperly taxed. Each of the
above costs relates to defendant's expert witnesses. N.C. Gen.
Stat. § 7A-305(d)(1) allows for the recovery of [w]itness fees, as
provided by law. Assuming arguendo, that the statute does not
embody the witness fees at issue here, the trial court still
reviewed the itemized invoices from each of defendant's three
expert witnesses and exercised its discretion under N.C. Gen. Stat.
§ 6-20 finding their rates and time expended to be reasonable and
necessary. In the past, this Court has upheld awards of costs of
expert witnesses for time spent outside of trial. Campbell v. Pitt
County Memorial Hosp., 84 N.C. App. 314, 328, 352 S.E.2d 902, 910,
aff'd, 321 N.C. 260, 362 S.E.2d 273 (1987), overruled on other
grounds, Johnson v. Ruark Obstetrics, 327 N.C. 283, 395 S.E.2d 85,rehearing denied, 327 N.C. 644, 399 S.E.2d 133 (1990).
We have
also previously held that a trial court did not exceed its
discretionary authority in assessing expert witness fees for the
testimony of three physicians, even though they all were used to
prove identical facts in issue. Brown v. Flowe, 128 N.C. App. 668,
496 S.E.2d 830, rev'd on other grounds, 349 N.C. 520, 507 S.E.2d
894 (1998). Therefore, the trial court here did not abuse its
discretion in taxing the expert witness fees to plaintiff pursuant
to N.C. Gen. Stat. § 6-20.
Plaintiff also claims that $2,796.70 for trial exhibit
preparation by Art for Medicine was improperly taxed. Plaintiff
rightly argues that trial exhibit costs are not enumerated in N.C.
Gen. Stat. § 7A-305(d), however plaintiff wrongfully assumes that
the trial court does not have the discretion under N.C. Gen. Stat.
§ 6-20 to award those costs where it finds them to be reasonable
and necessary. It is true that in Sealey v. Grine, this Court
stated that the costs to be taxed under Rule 41(d) means the costs
recoverable in civil actions as delineated in N.C. Gen. Stat. § 7A-
305(d) (1989). Sealey v. Grine, 115 N.C. App. 343, 347, 444 S.E.2d
632, 635. We did not, however, have to analyze Sealey under § 6-20
as that plaintiff did not assign error to the trial court's
finding of fact that 'the costs enumerated and set forth . . . are
reasonable and necessary' . . . . Id. In Sealey, plaintiff's
failure to assign error to the trial court's finding the costs to
be necessary and reasonable, obviated our need to analyze the trial
court's rationale under N.C. Gen. Stat. § 6-20. Based on theplaintiff's argument, this Court was left to only determine
whether the costs awarded in [the] case [were] either 'deposition
expenses' or specifically authorized by statute. Id. While we
did hold that costs include deposition costs, we also modified the
amount of costs taxed against plaintiff, striking certain expenses
for copies of x-ray films and records. Id. at 348, 444 S.E.2d at
635. Our decision was based on the fact that these expenses did
not relate to the depositions and were not enumerated in N.C. Gen.
Stat. § 7A-305(d). Id.
Finally, the plaintiffs in Estate of Smith v. Underwood, a
professional negligence and breach of fiduciary duty case, assigned
error to the partial denial of their motion for costs. 127 N.C.
App. 1, 12, 487 S.E.2d 807, 814. Upon plaintiff's petition for
costs, including expert witness fees, discovery, subpoena charges,
transcript costs, postage charges, and costs of reproducing
documents for use as trial exhibits for a total of $36,176.78, the
trial court awarded costs in the amount of $14,234.38. Id.
Plaintiffs contended that the trial court abused its discretion in
not allowing the full amount of their costs. Id. We held,
[s]ince the enumerated costs sought by plaintiffs are not
expressly provided for by law, it was within the discretion of the
trial court whether to award them. Id. at 13, 487 S.E.2d at 815.
We found no abuse of discretion. Id.
As evoked supra, an order taxing costs as reasonable and
necessary pursuant to N.C. Gen. Stat. § 6-20 is reviewable only for
abuse of discretion. See Estate of Smith, 127 N.C. App. 1, 12, 487S.E.2d 807, 815; see also Minton, 121 N.C. App. 675, 680,
468
S.E.2d 513, 516. At bar, the trial court found the costs of the
trial exhibits to be reasonable and necessary. The trial court
took into account factors such as: this case being set for trial
on Monday, 10 May 1999; plaintiff filing his notice of voluntary
dismissal without prejudice on Friday, 7 May 1999, only 3 days
prior to trial; plaintiffs serving the notice via regular United
States mail; and defendant not receiving the notice until just
prior to trial on 10 May 1999, leaving defendant no choice but to
be prepared for trial. Under these circumstances, preparation for
trial would necessarily include having the trial exhibits prepared
and ready. Therefore, the trial court rightly exercised its
discretion and allowed the costs for the trial exhibits finding
them reasonable and necessary pursuant to N.C. Gen. Stat. § 6-20.
Thus we hold the trial court did not abuse its discretion in
awarding costs against plaintiff for expert witness fees and trial
exhibits pursuant to N.C. Gen. Stat. § 6-20. We therefore affirm
the ruling of the trial court.
Affirmed.
Judges LEWIS and WALKER concur.
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