1. Kidnapping--purpose of terrorizing victim--sufficiency of
evidence
The trial court did not err by denying a kidnapping
defendant's motion to dismiss for insufficient evidence where the
indictment alleged that defendant had acted for the specific
purpose of terrorizing the victim, so that the jury could convict
on that issue only, and the evidence was that defendant called
the victim twice and entered her home uninvited and unannounced
despite her threats to call the police; defendant repeatedly
punched the victim in the face, pointed a gun at her face, and
demanded the gun she kept in her house; she complied with that
demand, then fled, clad only in a tee shirt, to a neighbor's
house; defendant pursued her there and entered the house,
pointing a gun at the the homeowner, who was a total stranger,
and forcing him to lie on the floor; defendant pushed a table
against the victim, choked her, and dragged her outside;
defendant finally left after the victim implored him to do so;
and the victim suffered multiple bumps on the head, bruises on
her arms, and fractured ribs.
2. Sentencing--firearm enhancement--underlying crimes--use of
firearm not an essential element
The trial court did not err by enhancing a second-degree
kidnapping defendant's sentence based upon use of a firearm where
defendant argued that use of the gun was necessary to the
essential element of terrorizing the victim and that defendant
was contemporaneously convicted of possession of a firearm by a
convicted felon and assault by pointing a gun. Use of a firearm
is not an essential element of second-degree kidnapping,
regardless of the purpose alleged. As for the firearm-related
convictions, all of the convictions were consolidated under the
second-degree kidnapping conviction, for which defendant was
sentenced.
3. Criminal Law--motion for appropriate relief on appeal--
proper
A motion for appropriate relief was properly before the
Court of Appeals where a kidnapping defendant asserted that a
United States Supreme Court decision represented a significant
change in the law applied in his sentencing and that retroactive
application of the changed legal standard was required.
4. Sentencing--firearm enhancement--underlying facts not
alleged
A kidnapping defendant's argument that the trial court was
without jurisdiction to impose the 60-month firearm enhancement
because the facts underlying the enhancement were not alleged in
the indictment was without merit. Neither Apprendi v. New
Jersey, 147 L. Ed. 2d 435 (2000), nor any other United States
Supreme Court case, nor any binding case law from other federal
courts or North Carolina courts command such an outcome under
either the United States or the North Carolina constitutions.
5. Sentencing--firearm enhancement--statute violates due
process
A kidnapping defendant's motion for appropriate relief in
the Court of Appeals was granted insofar as it requested a
determination that the firearm sentencing enhancement is facially
unconstitutional. The statute removed from the jury the
assessment of facts that increase the prescribed range of
penalties to which the criminal defendant is exposed and is
facially unconstitutional as violative of due process. N.C.G.S.
§ 15A-1340.16A
6. Evidence--hearsay--excited utterance exception--statement by
victim to officer at scene
The trial court did not err in a kidnaping prosecution by
allowing the State on three occasions to present an alleged
hearsay statement by the victim where the statement was made by
the victim to an officer when he first arrived on the scene,
within several minutes of defendant dragging the victim from a
house. She was crying and so terrified she was having difficulty
breathing; her statement to the officer was properly admitted as
an excited utterance.
7. Evidence--victim's written statement--admitted as
corroboration--read by officer
The trial court did not err in a kidnapping prosecution by
allowing into evidence a written statement from the victim where
the statement was admitted for the limited purpose of
corroborating the victim's testimony rather than as substantive
evidence. Furthermore, it was not improper for the officer who
took the statement to read a redacted version aloud; the
declarant is not the only party entitled to read aloud a prior
consistent statement that corroborates her in-court testimony.
8. Evidence--prior bad act--extrinsic evidence
There was no reversible or plain error in a kidnapping
prosecution where the trial refused to allow defendant to
introduce evidence that the victim had previously let the air out
of the tires of defendant's vehicle. Defendant sought to elicit
this testimony on direct examination from defendant's sister and
did not question the victim concerning this incident during
cross-examination.
Attorney General Michael F. Easley, by Special Deputy Attorney
General James P. Longest, Jr., for the State.
Rudolf Maher Widenhouse & Fialko, by Christopher C. Fialko,
for the defendant-appellant.
WYNN, Judge.
Following his trial, a jury convicted the defendant of various
offenses stemming from events which occurred on 19 July 1998. He
appeals from his conviction and sentence.
In the summer of 1997, the defendant met and befriended Kris
Wall. Around November of that year, Ms. Wall separated from her
husband. The nature of the relationship between the defendant and
Ms. Wall is controverted; but, the record on appeal shows that Ms.
Wall made attempts to end their relationship sometime during the
late spring or early summer of 1998. In May 1998, Ms. Wall gave
birth to a son.
On 19 July 1998, the defendant called Ms. Wall around 5 a.m.
and again around 10:30 a.m. Shortly thereafter, the defendant
arrived at Ms. Wall's house, entering unannounced and uninvited,
and confronted her. The two argued and Ms. Wall fled from her
house, with the defendant in pursuit. Clothed only in a t-shirt,
Ms. Wall ran into the home of Michael Lawing, whose front door was
open, and the defendant followed her inside. While pointing a gun
at Mr. Lawing, the defendant ordered Mr. Lawing to lie face down onthe floor. After Mr. Lawing complied with this order, the
defendant and Ms. Wall continued to argue in Mr. Lawing's house.
The defendant then dragged Ms. Wall outside. After Ms. Wall
refused to leave with the defendant, he retrieved his keys from Ms.
Wall's house and departed. Shortly thereafter, John Ruisi, a
police officer employed with the Charlotte-Mecklenburg Police
Department, arrived and spoke with Ms. Wall. The defendant called
Ms. Wall and spoke with Officer Ruisi. Officer Ruisi later took
Ms. Wall to the hospital, where he prepared a written statement for
her which she signed. The defendant turned himself in later that
day.
In August 1998, the defendant was indicted for multiple
offenses, including assault by pointing a gun, communicating
threats, assault on a female, damage to personal property, and
possession of a firearm by a felon. In June 1999, the defendant
was indicted for second-degree kidnaping under a superceding
indictment arising out of the same events. At the close of the
State's evidence, the trial court dismissed the damage to personal
property charge but denied the defendant's motion to dismiss the
charge of second-degree kidnaping. On 22 June 1999, the jury
returned verdicts of guilty on the remaining charges and the trial
court entered judgment accordingly. After consolidating the cases
under the second-degree kidnaping charge for sentencing purposes,
the trial court enhanced the defendant's sentence for the kidnaping
conviction under the firearm enhancement statute, N.C. Gen. Stat.
§ 15A-1340.16A (Supp. 1996).
The defendant appealed, asserting as assignments of error thatthe trial court erred in: (1) denying his motion to d
ismiss the
charge of second-degree kidnaping; (2) enhancing his sentence on
the count of second-degree kidnaping under the firearm enhancement
provision found in N.C. Gen. Stat. § 15A-1340.16A; (3) allowing
into evidence alleged hearsay statements of Ms. Wall; and (4)
refusing to permit him to introduce evidence of a specific prior
bad act of Ms. Wall. The defendant has also filed a motion for
appropriate relief in light of the United States Supreme Court's
recent decisions in Apprendi v. New Jersey, 530 U.S. __, 147 L. Ed.
2d 435 (2000), and Jones v. United States, 526 U.S. 227, 143 L. Ed.
2d 311 (1999). We find no error in the trial, but remand for
resentencing.
[1]First, the defendant argues that the State failed to prove
the specific intent necessary to support a conviction for second-
degree kidnaping; specifically, that he unlawfully confined,
restrained or removed Ms. Wall for the purpose of terrorizing her.
We disagree.
As kidnaping is a specific intent crime, the State bears the
burden of proving that the defendant unlawfully confined,
restrained, or removed the [victim] for one of the eight purposes
set out in the statute. State v. Moore, 315 N.C. 738, 743, 340
S.E.2d 401, 404 (1986); see N.C. Gen. Stat. § 14-39 (Supp. 1996).
The indictment in a kidnaping case must allege the purpose or
purposes upon which the State intends to rely, and the State is
restricted at trial to proving the purposes alleged in the
indictment. Moore, 315 N.C. at 743, 340 S.E.2d at 404. N.C. Gen. Stat. § 14-39 provides
in relevant part that:
(a) Any person who shall unlawfully confine,
restrain, or remove from one place to another,
any other person 16 years of age or over
without the consent of such person,
. . . shall be guilty of kidnapping if such
confinement, restraint or removal is for the
purpose of: . . .
(3) [T]errorizing the person so confined,
restrained or removed . . . ;
(b) There shall be two degrees of kidnapping
as defined by subsection (a). . . . If the
person kidnapped was released in a safe place
by the defendant and had not been seriously
injured or sexually assaulted, the offense is
kidnapping in the second degree and is
punishable as a Class E felony.
N.C. Gen. Stat. § 14-39. The superceding indictment for second-
degree kidnaping in the present case stated the following:
The jurors for the State upon their oath
present that on or about the 19th day of July,
1998, in Mecklenburg County, Eric Earl Guice
did unlawfully, wilfully and feloniously
kidnap Kris Lavanta Wall, a person who had
attained the age of sixteen (16) years, by
unlawfully confining, restraining and removing
her from one place to another, without her
consent, and for the purpose of terrorizing.
The State was therefore limited at trial to proving that the
defendant acted with the specific purpose of terrorizing Ms. Wall,
and the jury was only allowed to convict the defendant on that
theory. See Moore, 315 N.C. at 743, 340 S.E.2d at 404; see also
State v. Taylor, 304 N.C. 249, 283 S.E.2d 761 (1981), cert. denied,
463 U.S. 1213, 77 L. Ed. 2d 1398, reh'g denied, 463 U.S. 1249, 77
L. Ed. 2d 1456 (1983).
In reviewing the trial court's denial of the defendant's
motion to dismiss for insufficiency of the evidence to sustain aconviction, we must examine the evidence adduced at trial in the
light most favorable to the State to determine if there is
substantial evidence of every essential element of the crime.
State v. McKinnon, 306 N.C. 288, 298, 293 S.E.2d 118, 125 (1982).
Substantial evidence is that which a reasonable person would
consider adequate to support the conclusion that each essential
element exists. Id. In short, we must determine whether any
rational trier of fact could have found the essential elements of
the crime beyond a reasonable doubt. State v. Barnette, 304 N.C.
447, 458, 284 S.E.2d 298, 305 (1981) (citations omitted).
In determining whether there was sufficient evidence to
support the jury's conclusion that the defendant sought to
terrorize Ms. Wall, the test is not whether subjectively [Ms.
Wall] was in fact terrorized, but whether the evidence supports a
finding that the defendant's purpose was to terrorize her. Moore,
315 N.C. at 745, 340 S.E.2d at 405. Terrorizing requires more than
just putting Ms. Wall in a state of fear; it requires putting
[her] in some high degree of fear, a state of intense fright or
apprehension." Id. (citing State v. Jones, 36 N.C. App. 447, 244
S.E.2d 709 (1978)). The defendant's intent or purpose to terrorize
Ms. Wall, or the absence of such intent or purpose, may be inferred
from the circumstances surrounding the alleged crime. State v.
White, 307 N.C. 42, 48, 296 S.E.2d 267, 271 (1982).
When viewed in the light most favorable to the State, the
evidence presented at trial showed that the defendant called Ms.
Wall twice and entered her home uninvited and unannounced despiteher threats to call the police. Ms. Wall testified that the
defendant punched her repeatedly in the face and pointed a gun in
her face, and demanded that she give him the gun she kept in her
house. After she complied with this demand, Ms. Wall--clothed only
in a t-shirt--fled to Mr. Lawing's house, where she was pursued and
tracked down by the defendant. The defendant entered Mr. Lawing's
house in pursuit of Ms. Wall, pointed a gun at him-- a total
stranger-- and forced him to lie down on the floor. The defendant
struggled further with Ms. Wall, pushed a table against her, choked
her, and dragged her outside. After Ms. Wall again implored the
defendant to leave, the defendant finally departed. During the
course of the struggle with the defendant, Ms. Wall suffered
multiple bumps on her head, bruises on her arms, and fractured
ribs. We conclude that the State presented substantial evidence
from which a rational trier of fact could have found beyond a
reasonable doubt that the defendant acted with the purpose of
terrorizing Ms. Wall.
[2]The defendant next contends that the trial court erred by
enhancing his sentence for the second-degree kidnaping conviction
as a result of his use of a firearm during the crime. Upon the
jury returning guilty verdicts on all charges, the trial court held
a sentencing hearing and consolidated all charges under the second-
degree kidnaping charge for sentencing purposes. The trial court
sentenced the defendant to a minimum term of 29 months imprisonment
for the kidnaping conviction, and enhanced the sentence, citing
N.C. Gen. Stat. § 15A-1340.16A, by 60 additional months for a
minimum of 89 months imprisonment. N.C. Gen. Stat. § 15A-1340.16A provides in part that:
(a) If a person is convicted of a Class
. . . E felony and the court finds that the
person used, displayed, or threatened to use
or display a firearm at the time of the
felony, the court shall increase the minimum
term of imprisonment to which the person is
sentenced by 60 months.
Second-degree kidnaping constitutes a Class E felony. See N.C.
Gen. Stat. § 14-39. Subsection (b) of N.C. Gen. Stat. § 15A-
1340.16A provides:
Subsection (a) of this section does not apply
in any of the following circumstances:
. . .
(2) The evidence of the use, display, or
threatened use or display of a firearm is
needed to prove an element of the
underlying . . . felony.
The defendant argues that the trial court's enhancement of the
defendant's sentence for second-degree kidnaping under N.C. Gen.
Stat. § 15A-1340.16A was improper as the use of the gun by the
defendant was necessary for the State to prove the essential
element of terrorizing to support the kidnaping charge.
Alternatively, the defendant argues that the trial court improperly
enhanced the sentence on the second-degree kidnaping charge for
using a firearm when he was contemporaneously convicted on charges
of possession of a firearm by a convicted felon and assault by
pointing a gun. As to both theories, we disagree.
As to the defendant's first theory, we note that the use of a
firearm is not an essential element of the crime of second-degree
kidnaping, regardless of the purpose alleged. See N.C. Gen. Stat.
§ 14-39. Therefore, the State need not have shown that thedefendant used, displayed, or threatened to use or display a
firearm to prove that he intended to terrorize Ms. Wall. As our
Supreme Court has stated, [b]ecause the use or display of a
firearm is not an essential element of second-degree kidnapping,
the trial court was not precluded from relying on evidence of
defendant's use of the firearm and enhancing defendant's term of
imprisonment pursuant to the firearm enhancement section. State
v. Ruff, 349 N.C. 213, 216-17, 505 S.E.2d 579, 581 (1998).
As for the defendant's alternative argument that his
contemporaneous convictions on firearm-related charges prevents
the use of the firearm as a sentence-enhancement factor, we again
disagree. First, we note that the defendant's convictions were
consolidated by the trial court under the second-degree kidnaping
charge, for which conviction he was sentenced. The defendant cites
State v. Lattimore, 310 N.C. 295, 311 S.E.2d 876 (1984) for the
proposition that a defendant's sentence cannot be enhanced by
factors that are based on joined offenses of which the defendant
has been contemporaneously convicted. However, as was noted in
Ruff, the Lattimore case was,
decided under the former Fair Sentencing Act,
N.C.G.S. ch. 15A, art. 81A (1988). However,
our legislature has since repealed the Fair
Sentencing Act. Act of July 24, 1993, ch.
538, sec. 14, 1993 N.C. Sess. Laws 2298, 2318.
Since defendant was found guilty and sentenced
for crimes occurring after 1 October 1994, the
Structured Sentencing Act, N.C.G.S. ch. 15A,
art. 81B (1997), provides the controlling law.
N.C.G.S. § 15A-1340.10 (1997).
Ruff, 349 N.C. at 216, 505 S.E.2d at 580. Similarly, in the
instant case the defendant was convicted and sentenced for crimesoccurring after 1 October 1994, so the Structured Sentencing Act
controls. As was noted in Ruff, N.C. Gen. Stat. § 15A-1340.16A(a)
does not apply where "[t]he evidence of the use, display, or
threatened use or display of a firearm is needed to prove an
element of the underlying . . . felony." See id. (quoting N.C.
Gen. Stat. § 15A-1340.16A(b)(2)). The underlying felony in the
instant case, as in Ruff, is second-degree kidnaping, of which the
use or display of a firearm is not an essential element. See Ruff,
349 N.C. at 216-17, 505 S.E.2d at 581. The trial court therefore
committed no error in using the firearm enhancement provision to
enhance the defendant's sentence on the charge of second-degree
kidnaping. See id.
The defendant also challenges the constitutionality of the
firearm enhancement provision in his motion for appropriate relief.
According to the defendant, the recent holdings by the United
States Supreme Court in Jones v. United States, 526 U.S. 227, 143
L. Ed. 2d 311 (1999), and Apprendi v. New Jersey, 530 U.S. __, 147
L. Ed. 2d 435 (2000), render N.C. Gen. Stat. § 15A-1340.16A
unconstitutional on its face, and additionally argues that the
statute was unconstitutionally applied to the defendant in the
instant case. In support of his argument, the defendant also cites
the Fifth, Sixth and Fourteenth Amendments to the United States
Constitution, and Article I, Sections 19 and 23 of the North
Carolina Constitution. We agree that the firearm enhancement
statute is facially unconstitutional pursuant to the Supreme
Court's holding in Apprendi, under the Fifth, Sixth and FourteenthAmendments to the United States Constitution.
[3]We first point out that the defendant's motion for
appropriate relief is properly before this Court. N.C. Gen. Stat.
§ 15A-1418(a) (1999); State v. Brock, 46 N.C. App. 120, 264 S.E.2d
390 (1980); N.C. Gen. Stat. § 15A-1415 (1999). He asserts in his
motion that the Apprendi decision is a Constitutional ruling and,
as such, represents a significant change in law that was applied
by the trial court in sentencing him, such that retroactive
application of the changed legal standard is required. N.C. Gen.
Stat. § 15A-1415(b)(7) (1999). The defendant further asserts that
he was sentenced under a statute that was in violation of the
Constitution of the United States or the Constitution of North
Carolina. N.C. Gen. Stat. § 15A-1415(b)(4) (1999). Accepting the
defendant's assertions as true, arguendo, we consider the
defendant's motion for appropriate relief. We also note that
Apprendi was decided on 26 June 2000, while this case was on direct
review; as such, Apprendi applies here. See Teague v. Lane, 489
U.S. 288, 302-03, 103 L. Ed. 2d 334, 350-51 (1989) (new rules
should always be applied retroactively to cases on direct review,
but . . . generally they should not be applied retroactively to
cases on collateral review); State v. Green, 350 N.C. 400, 405,
514 S.E.2d 724, 727 (1999).
Article I, Section 19 of the North Carolina Constitution
provides the basis for due process in North Carolina:
No person shall be taken, imprisoned, or
disseized of his freehold, liberties, or
privileges, or outlawed, or exiled, or in anymanner deprived of his life, liberty, or
property, but by the law of the land. No
person shall be denied the equal protection of
the laws; nor shall any person be subjected
to discrimination by the State because of
race, color, religion, or national origin.
N.C. Const. art I, § 19. Our courts have long held that [t]he
'law of the land' clause has the same meaning as 'due process of
law' under the Federal Constitution. Summey Outdoor Advertising,
Inc. v. County of Henderson, 96 N.C. App. 533, 541, 386 S.E.2d 439,
444, disc. review denied, 326 N.C. 486, 392 S.E.2d 101 (1989); see
also State v. Jones, 305 N.C. 520, 290 S.E.2d 675 (1982); State v.
Smith, 90 N.C. App. 161, 368 S.E.2d 33 (1988), aff'd, 323 N.C. 703,
374 S.E.2d 866, cert. denied, 490 U.S. 1100, 104 L. Ed. 2d 1007
(1989) (the term law of the land in art. I, § 19 of the North
Carolina Constitution is synonymous with due process of law as
that term is used in the Fourteenth Amendment of the United States
Constitution). Nonetheless, federal court interpretations
(including those of the United States Supreme Court) of due process
under the Fourteenth Amendment of the United States Constitution,
while highly persuasive, are not binding in construing the law of
the land clause under N.C. Const. art I, § 19. Armstrong v.
Armstrong, 85 N.C. App. 93, 97, 354 S.E.2d 350, 353 (1987), rev'd
on other grounds, 322 N.C. 396, 368 S.E.2d 595 (1988); see also
Smith, 90 N.C. App. at 163, 368 S.E.2d at 35; Bentley v. North
Carolina Ins. Guar. Ass'n, 107 N.C. App. 1, 9, 418 S.E.2d 705, 709
(1992); Lorbacher v. Housing Auth. of City of Raleigh, 127 N.C.App. 663, 674-75, 493 S.E.2d 74, 81 (1997). It is axiomatic that
our State constitutional due process requirements may be more
expansive than the minimal due process requirements of the United
States Constitution, Wake County ex rel. Carrington v. Townes, 53
N.C. App. 649, 650 n. 1, 281 S.E.2d 765, 766-67 n. 1 (1981), but
that our state due process requirements under N.C. Const. art. I,
§ 19 must equal or surpass those imposed under U.S. Const. amend.
XIV. Therefore, to comport with our state due process
requirements, a statute must, at the least, meet the due process
requirements under U.S. Const. amend. XIV. We therefore begin our
analysis with a review of Fourteenth Amendment due process
requirements.
The term due process has a dual significance, insofar as it
provides two types of protection for individuals against improper
governmental action. State v. Thompson, 349 N.C. 483, 491, 508
S.E.2d 277, 282 (1998); see also State v. Smith, 265 N.C. 173, 180,
143 S.E.2d 293, 299 (1965); In re Moore, 289 N.C. 95, 101, 221
S.E.2d 307, 311 (1976). First,
Substantive due process protection prevents
the government from engaging in conduct that
"shocks the conscience," . . . or interferes
with rights "implicit in the concept of
ordered liberty."
Thompson, 349 N.C. at 491, 508 S.E.2d at 282 (citations omitted);
see also Smith, 265 N.C. at 180, 143 S.E.2d at 299; Moore, 289 N.C.
at 101, 221 S.E.2d at 311. Second,
"Procedural due process" protection ensures
that when government action depriving a person
of life, liberty, or property survivessubstantive due process review, that action is
implemented in a fair manner.
Id. (citations omitted).
An individual's liberty interest is substantial, and due
process must be afforded when a state seeks to deprive an
individual of that liberty interest. See Townes, 53 N.C. App. at
650, 281 S.E.2d at 767. Substantive due process may be
characterized as a standard of reasonableness, and as such it is a
limitation upon the exercise of the police power. Smith, 265 N.C.
at 180, 143 S.E.2d at 299 (citations omitted). The traditional
substantive due process test has been that a statute must have a
rational relation to a valid state objective. Moore, 289 N.C. at
101, 221 S.E.2d at 311. Substantive due process, therefore,
provides a guaranty against arbitrary legislation, demanding that
the law be substantially related to the valid object sought to be
obtained. Lowe v. Tarble, 313 N.C. 460, 461, 329 S.E.2d 648, 650
(1985) (citing State v. Joyner, 286 N.C. 366, 211 S.E.2d 320
(1975)); see State v. Killian, 37 N.C. App. 234, 245 S.E.2d 812
(1978). Thus, we may not invoke Fourteenth Amendment substantive
due process to overturn N.C. Gen. Stat. § 15A-1340.16A if there is
some rational basis for the enactment of the statute. Tarble, 313
N.C. at 462, 329 S.E.2d at 650.
The defendant in this case does not contest--and indeed we
hold--that the General Assembly had a reasonable basis for enacting
N.C. Gen. Stat. § 15A-1340.16A. [T]he governmental objectives of
the statute are legitimate and permissible. The legislation is notarbitrary and is substantially related to the legislative goals.
Id.; see Apprendi, 530 U.S. at __, 147 L. Ed. 2d at 446 (The
strength of the state interests that are served by the
. . . legislation has no more bearing on this procedural question
than the strength of the interests served by other provisions of
the criminal code.).
As the substantive basis for the firearm enhancement statute
is not at issue, we consider whether the statute comports with
Fourteenth Amendment procedural due process requirements. See
Townes, 53 N.C. App. at 651, 281 S.E.2d at 767 (the touchstone of
due process is the presence of fundamental fairness in any judicial
proceeding adversely affecting the interests of an individual).
The United States Supreme Court's decisions in Jones and Apprendi
are particularly instructive in analyzing this aspect of the North
Carolina firearm enhancement statute, and we consider each decision
in detail.
At issue in Jones was the federal carjacking statute, 18
U.S.C. § 2119 (1988 ed., Supp. V), and in particular certain
provisions of the statute that established higher penalties to be
imposed when the proscribed conduct resulted in serious bodily
injury or death. The United States Supreme Court considered
whether the fact of resulting serious bodily injury or death was a
mere sentencing factor, or rather an additional element of the
offense that must be charged in the indictment, proven beyond a
reasonable doubt, and submitted to a jury for its verdict. 526
U.S. at 232, 143 L. Ed. 2d at 319 (Much turns on the determinationthat a fact is an element of an offense rather than a sentencing
consideration, given that elements must be charged in the
indictment, submitted to a jury, and proven by the Government
beyond a reasonable doubt.) In a footnote, the United States
Supreme Court stated the principle underlying its view, that the
carjacking statute, as construed by the Government, may violate the
Constitution, id. at 243, 143 L. Ed. 2d at 326, as follows:
[U]nder the Due Process Clause of the Fifth
Amendment and the notice and jury trial
guarantees of the Sixth Amendment, any fact
(other than prior conviction) that increases
the maximum penalty for a crime must be
charged in an indictment, submitted to a jury,
and proven beyond a reasonable doubt. Because
our prior cases suggest rather than establish
this principle, our concern about the
Government's reading of the statute rises only
to the level of doubt, not certainty.
Id. at 243 n. 6, 143 L. Ed. 2d at 326 n. 6. Early in its opinion,
the United States Supreme Court expressed skepticism toward the
government's reading of the statute, stating that [i]t is at best
questionable whether the specification of facts sufficient to
increase a penalty range . . . was meant to carry none of the
process safeguards that elements of an offense bring with them for
a defendant's benefit. Id. at 233, 143 L. Ed. 2d at 319-20.
However, the United States Supreme Court recognized the
possibility of two differing views of the carjacking statute: The
construction advocated by the government, urging that the fact of
serious bodily harm or death under the statute is a mere
sentencing factor, and the opposing view treating the fact of such
harm or death as an element of an offense. With these differingviews in mind, the United States Supreme Court noted the rule that
'where a statute is susceptible of two constructions, by one of
which grave and doubtful constitutional questions arise and by the
other of which such questions are avoided, our duty is to adopt the
latter.' Id. at 239, 143 L. Ed. 2d at 324 (quoting United States
ex rel. Attorney General v. Delaware & Hudson Co., 213 U.S. 366,
408, 53 L. Ed. 2d 836, 849 (1909)).
As the construction advocated by the government would open
[the statute] to constitutional doubt in light of a series of cases
over the past quarter century, dealing with due process and the
guarantee of trial by jury, id. at 240, 143 L. Ed. 2d at 324, the
United States Supreme Court instead adopted what it deemed the
fairest reading of the statute, id. at 239, 143 L. Ed. 2d at 324,
construing serious bodily harm as a distinct element of a
separate offense from the carjacking offense, which must be
charged by indictment, proven beyond a reasonable doubt, and
submitted to a jury for its verdict. Id. at 251-52, 143 L. Ed. 2d
at 331. The United States Supreme Court thereby avoided ruling on
the constitutionality of the carjacking statute, instead remanding
the case for further consistent proceedings. Id. (Any doubt on
the issue of statutory construction is hence to be resolved in
favor of avoiding [the serious constitutional] questions raised by
the government's view).
In Apprendi, the United States Supreme Court considered a
challenge to New Jersey's hate-crime statute, which provided for
sentence enhancement if the trial judge found, by a preponderanceof the evidence, that the defendant acted to intimidate on the
basis of race, color, gender, handicap, religion, sexual
orientation or ethnicity. 530 U.S. at __, 147 L. Ed. 2d at 442
(citing N.J. Stat. Ann. § 2C:44-3(e) (West Supp. 2000)). At the
outset, the United States Supreme Court in Apprendi noted that
constitutional protections of surpassing importance were at stake
therein, including the Fourteenth Amendment proscription of any
deprivation of liberty without 'due process of law,' as well as
the Sixth Amendment guarantee to an accused in a criminal
prosecution of 'the right to a speedy and public trial, by an
impartial jury.' Id. at __, 147 L. Ed. 2d at 447. Taken
together, these rights indisputably entitle a criminal defendant to
'a jury determination that [he] is guilty of every element of the
crime with which he is charged, beyond a reasonable doubt.' Id.
at __, 147 L. Ed. 2d at 447 (quoting United States v. Gaudin, 515
U.S. 506, 510, 132 L. Ed. 2d 444, 449 (1995)). The question before
the United States Supreme Court was to what extent the same
procedural protections should extend to facts which, while not
formally defined by the legislature as elements of an offense,
nonetheless increase the maximum statutory penalty to which a
defendant may be subjected.
The United States Supreme Court elevated the above-quoted
language in Jones from dicta to the status of constitutional law
with respect to state prosecutions of state offenses, finding that
New Jersey's hate-crime statute violated due process. In so doing,
it held that [o]ther than the fact of a prior conviction, any factthat increases the penalty for a crime beyond the prescribed
statutory maximum must be submitted to a jury, and proved beyond a
reasonable doubt. 530 U.S. at __, 147 L. Ed. 2d at 455.
Following its discussion of the historical underpinnings of the
constitutional guarantees of due process and trial by jury, the
United States Supreme Court stated:
We should be clear that nothing in this
history suggests that it is impermissible for
judges to exercise discretion--taking into
consideration various factors relating both to
offense and offender--in imposing a judgment
within the range prescribed by statute. We
have often noted that judges in this country
have long exercised discretion of this nature
in imposing sentence within statutory limits
in the individual case.
530 U.S. at __, 147 L. Ed. 2d at 449 (emphasis added in part).
Thus, the rule set forth in Apprendi is not violated unless the
trial court, following its discretionary consideration of factors
relating to both the offense and the offender, imposes a penalty
that exceeds the maximum the defendant could receive, by statute,
for the particular underlying offense. The United States Supreme
Court stated the relevant inquiry as so: [D]oes the required
finding expose the defendant to a greater punishment than that
authorized by the jury's guilty verdict? Id. at __, 147 L. Ed. 2d
at 457.
[4]The defendant in this case first argues in his motion that
the enhancement of his sentence under the firearm enhancement
statute should be vacated, as the elements required for the
enhancement, i.e., that the defendant used, displayed, or
threatened to use or display a firearm at the time of the felony,N.C. Gen. Stat. § 15A-1340.16A, were not alleged in the second-
degree kidnaping indictment. According to the defendant, the
omission of such facts rendered the indictment deficient, and the
trial court therefore lacked the jurisdiction to impose the firearm
enhancement.
The State does not contest that these facts were not alleged
in the indictment, but argues that the Apprendi decision does not
require such facts to be alleged in the indictment in state cases.
Notably, it is the Jones decision, concerning the prosecution of a
federal crime in federal court, that includes language (quoted,
supra) requiring such facts to be charged in the indictment. 526
U.S. at 243 n. 3, 143 L. Ed. 2d at 326 n. 3. The Apprendi Court,
concerning a state prosecution of a state offense in state court,
declared only that such facts must be submitted to a jury, and
proved beyond a reasonable doubt. 530 U.S. at __, 147 L. Ed. 2d
at 455. The issue of whether the fact in question had to be
charged in the indictment was not argued to the United States
Supreme Court in Apprendi, wherein that Court stated in a footnote:
Apprendi has not here asserted a
constitutional claim based on the omission of
any reference to sentence enhancement or
racial bias in the indictment. He relies
entirely on the fact that the due process of
law that the Fourteenth Amendment requires
the States to provide to persons accused of
crimes encompasses the right to a trial by
jury, Duncan v. Louisiana, 391 U.S. 145, 88 S.
Ct. 1444, 20 L. Ed. 2d 491 (1968), and the
right to have every element of the offense
proved beyond a reasonable doubt, In re
Winship, 397 U.S. 358, 90 S. Ct. 1068, 25 L.
Ed. 2d 368 (1970). That Amendment has not,
however, been construed to include the FifthAmendment right to presentment or indictment
of a Grand Jury that was implicated in our
recent decision in Almendarez-Torres v. United
States, 523 U.S. 224, 118 S. Ct. 1219, 140 L.
Ed. 2d 350 (1998). We thus do not address the
indictment question separately today.
Id. at __ n. 3, 147 L. Ed. 2d at 447 n. 3 (emphasis added).
Thus, the Apprendi decision does not support the defendant's
assertion that [t]he Trial Court did not have jurisdiction to
impose the 60-month firearm enhancement on the grounds that the
facts underlying their imposition were not alleged in the
indictments. Indeed, we are unaware of any United States Supreme
Court case which has applied the Due Process Clause of the
Fourteenth Amendment in a manner which requires that a state
indictment for a state offense must contain each element and fact
which might increase the maximum punishment for the crime charged.
See State v. Wallace, 351 N.C. 481, 508, 528 S.E.2d 326, 343 (2000)
(upholding the constitutionality of North Carolina's short-form
indictment despite a challenge in light of Jones). We are
similarly unaware of any binding case law from any other federal
courts, or from our own state courts, commanding such an outcome
under either the United States Constitution or the North Carolina
Constitution. The defendant's argument that the trial court was
without jurisdiction to impose the 60-month firearm enhancement as
the facts underlying the enhancement were not alleged in the
indictment for second-degree kidnaping is therefore without merit.
See Wallace, 351 N.C. at 508, 528 S.E.2d at 343.
[5]The defendant next asserts that, in light of the Apprendidecision, the firearm enhancement statute is un
constitutional on
its face, and as applied to him in this case, as it permits the
trial court to make the requisite factual findings, instead of
requiring that such factual determinations be submitted to the jury
and proved beyond a reasonable doubt.
The defendant contends in his motion that, in determining the
maximum penalty authorized by statute, one must consider the
particular defendant's prior record level, as well as the existence
or absence of aggravating or mitigating factors, as found by the
trial court. Given the defendant's prior record level in the
instant case of Level II and the absence of any finding of
aggravating or mitigating factors, the defendant was subject to the
presumptive range of minimum durations of punishment (23-29 months)
for the offense of second-degree kidnaping, a Class E felony. See
N.C. Gen. Stat. § 15A-1340.17 (Supp. 1996); N.C. Gen. Stat. § 14-
39. The trial court imposed a minimum sentence of 29 months, which
corresponds to a maximum term of imprisonment of 44 months. See
N.C. Gen. Stat. § 15A-1340.17(e). The trial court then imposed the
firearm enhancement, increasing the defendant's minimum term of
imprisonment by 60 months to 89 months, which corresponds to a
maximum term of imprisonment of 116 months. See N.C. Gen. Stat. §
15A-1340.16A(a); N.C. Gen. Stat. § 15A-1340.17(e). The defendant
contends that his resulting sentence of 89 to 116 months was
unconstitutional, as it far exceeded the prescribed statutory
maximum for second-degree kidnaping, which, according to the
defendant, was only 44 months. The State counters that the prescribed statutory maximum for
an offense is the ultimate maximum possible provided by statute,
such that the defendant's prior record level, and the absence or
existence of aggravating or mitigating factors, is irrelevant in
determining the maximum statutory punishment, and we need only look
at the maximum punishment possible for the class of felony for
which the defendant was convicted. Thus, by virtue of a jury's
guilty verdict for a particular class of felony, the defendant
would be subjected to the maximum punishment theoretically
available to an offender committing that class of felony, assuming
the highest prior record level (Level VI) and a finding of
aggravating circumstances.
(See footnote 1)
Regardless of the manner in which the prescribed statutory
maximum punishment is calculated, the State acknowledges that thefirearm enhancement provision is unconstitutional as it was applied
to the defendant in the instant case. Even assuming the State's
asserted calculation of the prescribed statutory maximum
punishment is correct, N.C. Gen. Stat. § 15A-1340.17(c) provides
that for a defendant with prior record Level VI, and upon a finding
of aggravating factors, the range of minimum durations of
imprisonment for a Class E felony is 59-74 months. A minimum
sentence of 74 months imprisonment (the absolute uppermost minimum
term for a Class E felony) would correspond to a maximum term of 98
months. N.C. Gen. Stat. § 15A-1340.17(e). While the defendant
contends the prescribed statutory maximum in this instance is 44
months, the State would apparently argue that the maximum penalty
is 98 months. As the imposed sentence of 89 months minimum and 116
months maximum exceeded even the absolute uppermost statutory
minimum of 74 months and maximum of 98 months, as calculated, the
State concedes that the 60-month firearm enhancement was
unconstitutionally applied in this instance. We agree.
Nonetheless, the State argues that the defendant has failed to
establish that the statute is facially unconstitutional. Our
Supreme Court has recently considered the requisite burden of proof
in establishing the facial unconstitutionality of a statute,
stating:
A facial challenge to a legislative [a]ct is,
of course, the most difficult challenge to
mount successfully. United States v.
Salerno, 481 U.S. 739, 745, 107 S. Ct. 2095,
2100, 95 L. Ed.2d 697, 707 (1987). The
presumption is that any act passed by the
legislature is constitutional, and the court
will not strike it down if [it] can be upheld
on any reasonable ground. Ramsey v. N.C.Veterans Comm'n, 261 N.C. 645, 647, 135 S.E.2d
659, 661 (1964). An individual challenging
the facial constitutionality of a legislative
act "must establish that no set of
circumstances exists under which the [a]ct
would be valid. Salerno, 481 U.S. at 745,
107 S. Ct. at 2100, 95 L. Ed.2d at 707. The
fact that a statute might operate
unconstitutionally under some conceivable set
of circumstances is insufficient to render it
wholly invalid. Id.
Thompson, 349 N.C. at 491, 508 S.E.2d at 281-82. According to the
State, Thompson states the inquiry as whether there exists any
circumstances under which the firearm enhancement statute could be
valid. As the defendant has failed to establish that there exist
no circumstances under which the firearm enhancement could be
constitutionally applied, the State contends that the firearm
enhancement statute therefore is not facially unconstitutional as
the defendant argues. See id.
Even assuming the defendant's more conservative method of
calculating the prescribed statutory maximum punishment by
considering the defendant's prior record level, the State argues
that there are instances in which the 60-month firearm enhancement
will not necessarily result in the imposition of a sentence
exceeding the statutory maximum. For example, a prior record
Level II defendant convicted of a Class C felony may be subjected
to a minimum term of 60 months (the lowermost term in the mitigated
range) up to a minimum term of 125 months (the uppermost term in
the aggravated range). If a defendant were sentenced in the
mitigated range to a minimum of 60 months, even the imposition of
the 60-month firearm enhancement would not exceed the uppermoststatutory minimum in the aggravated range of 125 months. Again
this ignores, in calculating the prescribed statutory maximum, any
determination by the trial court of the absence or existence of
mitigating or aggravating circumstances, such that the prescribed
statutory maximum in every instance would be calculated based upon
the highest statutory minimum in the aggravated range for a given
class of felony and a given prior record level. The defendant
argues that it is improper to ignore the trial court's finding of
aggravating or mitigating circumstances in this manner.
While we perceive inequity in attributing theoretical
characteristics to a defendant in this manner in order to determine
the prescribed statutory maximum punishment available for an
offense, we need not decide this question to resolve the issue
currently before us, i.e., whether the firearm enhancement statute
can be applied in a manner that would not offend the United States
Supreme Court's decision in Apprendi.
In United States v. Salerno, 481 U.S. 739, 95 L. Ed. 2d 697
(1987)--relied upon by our Supreme Court in Thompson--the United
States Supreme Court upheld the federal Bail Reform Act against a
facial constitutionality challenge on the basis of substantive and
procedural due process. As to the procedural due process
challenge, the United States Supreme Court analyzed whether the
procedures of the Bail Reform Act were sufficient to permit,
pursuant thereto, the pretrial detention of some persons charged
with crimes. Salerno, 481 U.S. at 751, 95 L. Ed. 2d at 711.
The United States Supreme Court noted that the Bail Reform Actlimited the possibility of pretrial detention
to only the most
serious crimes, id. at 747, 95 L. Ed. 2d at 709, and concluded that
the pretrial detention contemplated by the Bail Reform Act is
regulatory in nature, and does not constitute punishment before
trial in violation of the Due Process Clause. Id. at 748, 95 L.
Ed. 2d at 709. The United States Supreme Court declined to
intimate [a] view as to the point at which detention in a
particular case might become excessively prolonged, and therefore
punitive, in relation to Congress' regulatory goal. Id. at 747
note 4, 95 L. Ed. 2d at 709 n. 4. In rejecting the facial
constitutionality challenge, the United States Supreme Court relied
upon the legitimate and compelling regulatory purpose of the Act,
as well as its finding that there were extensive procedural
safeguards to protect the rights of pretrial detainees under the
Act. Id. at 752, 95 L. Ed. 2d at 711-12.
In Thompson, our Supreme Court addressed the constitutionality
of N.C. Gen. Stat. § 15A-534.1, authorizing the temporary pretrial
detention, in limited circumstances, of certain persons charged
with certain crimes of domestic violence. N.C. Gen. Stat. § 15A-
534.1 (Supp. 1996). As in Salerno, the statute in Thompson
involved a discretionary imposition of pretrial detention for a
limited time (a maximum of 48 hours without a determination being
made by a judge or magistrate), with attendant procedural
safeguards for the protection of the detainees' rights. The
pretrial detention statute survived the facial constitutional
challenge on the basis that the application of the proceduralsafeguards built into the statute served to protect the rights of
defendants detained thereunder. While certain defendants
(including Thompson) may, despite those safeguards, have their due
process rights unconstitutionally denied as a result of an improper
application of the statute, the General Assembly, in enacting the
statute, included such safeguards to make such unconstitutional
applications an anomaly, rather than the norm.
In contrast to the statutes at issue in Salerno and Thompson,
the North Carolina firearm enhancement statute offers no such
procedural safeguards, but instead removes from the jury the
determination of facts that, if found, automatically deprive
defendants of their liberty for a period of 60 months above and
beyond that which the trial court could otherwise impose based upon
the jury's guilty verdict on the underlying felony. The statute
thus deprives defendants of their liberty while categorically
denying them the attendant historical procedural safeguards: The
right to have facts subjecting them to an increased penalty
submitted to an impartial jury, and proved beyond a reasonable
doubt.
The Bail Reform Act in Salerno presented federal prosecutors
with a framework within which to seek pretrial detention in limited
circumstances (yielding to trial courts the discretion to impose
such detention), and established numerous procedural safeguards for
the protection of the rights of persons so detained. The question
of the constitutionality of the Act therefore became a matter of
degree in its application, rather than constitutionality on itsface. We find the facts of Salerno and its consideration of the
federal Bail Reform Act to be inapposite to our present
consideration of our state firearm enhancement statute. Likewise,
insofar as Thompson, 349 N.C. 483, 508 S.E.2d 277, relies upon
Salerno, we find Thompson to be inapposite, as it, too, dealt with
a regulatory scheme rather than a punitive measure, and afforded
discretion to trial judges, together with safeguards for
defendants. It is precisely the lack of such discretion and
procedural safeguards in the firearm enhancement statute which the
defendant here contests.
Without endorsing the State's preferred method of calculating
the prescribed statutory maximum, we recognize the view that
there may be circumstances (albeit rare) wherein the 60-month
enhancement may be applied without exceeding the prescribed
statutory maximum punishment. Nonetheless, the United States
Supreme Court's decision in Apprendi commands that we find the
firearm enhancement statute unconstitutional. The Apprendi Court
expressly endorsed:
the statement of the rule set forth in the
concurring opinions in [Jones]: [I]t is
unconstitutional for a legislature to remove
from the jury the assessment of facts that
increase the prescribed range of penalties to
which a criminal defendant is exposed. It is
equally clear that such facts must be
established by proof beyond a reasonable
doubt. 526 U.S. at 252-53, 119 S. Ct. [at
1228-29, 143 L. Ed. 2d at 332] (opinion of
Stevens, J.); see also id., at 253, 119 S. Ct.
[at 1229, 143 L. Ed. 2d at 332] (opinion of
Scalia, J.).
Apprendi, 530 U.S. at __, 147 L. Ed. 2d at 455. The North Carolina firearm enhancement statute mandates that the court shall
increase
the minimum term of imprisonment to which the [defendant] is
sentenced by 60 months if the court finds that the [defendant]
used, displayed, or threatened to use or display a firearm at the
time of the felony, thereby explicitly removing from the jury the
requisite factual determination. N.C. Gen. Stat. § 15A-
1340.16A(a). Here, as in Apprendi, the statute in question removes
any judicial discretion and requires an automatic enhancement of
the sentence if the trial court makes a certain factual
determination. See N.J. Stat. Ann. § 2C:44-3 (West Supp. 2000)
(requiring the trial court to sentence the defendant to an
extended term if it finds, by a preponderance of the evidence,
that the defendant acted with a purpose to intimidate an
individual or group of individuals because of race, color, gender,
handicap, religion, sexual orientation or ethnicity). Such a
scheme directly contravenes the rule established in Apprendi.
Contrary to the State's assertions, the United States Supreme
Court's holding in McMillan v. Pennsylvania, 477 U.S. 79, 91 L. Ed.
2d 67 (1986), does not lend support to its argument. In McMillan,
the United States Supreme Court considered a challenge to
Pennsylvania's Mandatory Minimum Sentencing Act, 42 Pa. Cons. Stat.
§ 9712 (1982), which subjected defendants convicted of certain
felonies to a mandatory minimum sentence of five years'
imprisonment if the sentencing judge found, by a preponderance of
the evidence, that the defendant "visibly possessed a firearm"
during the commission of the underlying felony. A separatesentencing statute mandated that the court shall impose a minimum
sentence of confinement which shall not exceed one-half of the
maximum sentence imposed. 42 Pa. Cons. Stat. § 9756(b) (1982).
Construing § 9712 and § 9756(b) together, the shortest maximum
term permissible under the Mandatory Minimum Sentencing Act would
be 10 years. The enumerated felonies listed in the Act consisted
of felonies of the first degree, carrying a maximum penalty of 20
years' imprisonment, and of the second degree, carrying a maximum
penalty of 10 years' imprisonment. McMillan, 477 U.S. at 87, 91 L.
Ed. 2d at 77; see 42 Pa. Cons. Stat. §§ 9712, 9756(b). The statute
thus operated to divest the judge of discretion to impose any
sentence of less than five years for the underlying felony, but
did not authorize a sentence in excess of that otherwise allowed
for that offense. Id. at 81-82, 91 L. Ed. 2d at 73.
That is, the Act ups the ante for defendants, id. at 88, 91
L. Ed. 2d at 77, by increasing the minimum sentence to 5 years, and
incidentally (pursuant to § 9756(b)) placing a lower limit of 10
years on the maximum term. Given that the maximum term of
imprisonment (ignoring the 5-year minimum imposed by the Act) for
the commission of the underlying felonies carries a maximum term of
at least 10 years (and up to 20 years), the Act itself, when
enforced according to its terms, does not expose defendants to
greater or additional punishment. The same cannot be said of the
North Carolina firearm enhancement statute, which, as demonstrated
in the present case, expose[s] the defendant to a greater
punishment than that authorized by the jury's guilty verdict. Apprendi, 530 U.S. at __, 147 L. Ed. 2d at 457.
As we find that the firearm enhancement statute at issue here,
when enforced according to its terms, remove[s] from the jury the
assessment of facts that increase the prescribed range of penalties
to which [the] criminal defendant is exposed, id. at __, 147 L.
Ed. 2d at 455, we must, pursuant to Apprendi, declare the statute
facially unconstitutional as violative of due process. See id. at
__, 147 L. Ed. 2d at 459 (finding that the procedures in New
Jersey's challenged hate-crime statute represent an unacceptable
departure from the jury tradition that is an indispensable part of
our criminal justice system.) See also U.S. Const. amend. V, VI,
XIV. As a result, the defendant's as applied constitutionality
argument is moot; similarly, we need not consider the defendant's
arguments under the North Carolina Constitution. The defendant's
motion for appropriate relief is therefore (1) denied in part
insofar as it requests the right to a full briefing on all issues
raised therein, and (2) granted in part insofar as it requests a
determination that N.C. Gen. Stat. § 15A-1340.16A is facially
unconstitutional, and requests that the defendant's 60-month
firearm sentence enhancement be vacated. See N.C. Gen. Stat. §
15A-1415(b)(7).
[6]In the defendant's third assignment of error, he argues
that the trial court erred on three separate occasions in allowing
the State to present alleged hearsay statements made by Ms. Wall.
First, the defendant contends that the trial court erred in
allowing Officer Ruisi to testify concerning oral statements madeto him by Ms. Wall after he first found her in Mr. Lawing's back
yard. Second, the defendant contends the trial court erred in
allowing into evidence Ms. Wall's written statement which was taken
by Officer Ruisi approximately two hours and forty-five minutes
after the argument with the defendant. Third, the defendant argues
that the trial court erred in allowing Officer Ruisi to read Ms.
Wall's written statement aloud to the jury. We find no error.
Hearsay is defined as "a statement, other than one made by the
declarant while testifying at the trial or hearing, offered in
evidence to prove the truth of the matter asserted." N.C.R. Evid.
801(c) (1992). Statements which constitute hearsay are
"inadmissible except as provided by statute or the rules of
evidence." State v. Rogers, 109 N.C. App. 491, 498, 428 S.E.2d
220, 224, disc. review denied, 334 N.C. 625, 435 S.E.2d 348 (1993),
cert. denied, 511 U.S. 1008, 128 L. Ed. 2d 54, reh'g denied, 511
U.S. 1102, 128 L. Ed. 2d 495 (1994); see also N.C.R. Evid. 802
(1992).
An exception to the general rule of inadmissibility of hearsay
is acknowledged for excited utterances. [T]estimony of a witness
as to a statement made by a declarant relating to a startling event
and made while the declarant was under the stress of that event is
not excludable under the hearsay rule. State v. Sneed, 327 N.C.
266, 272, 393 S.E.2d 531, 534 (1990); see also State v. Littlejohn,
340 N.C. 750, 459 S.E.2d 629 (1995); N.C.R. Evid. 803(2) (1992).
Rule 803(2) provides that [a] statement relating to a startling
event or condition made while the declarant was under the stress ofexcitement caused by the event or condition should not be excluded
by the hearsay rule, even though the declarant is available to
testify. N.C.R. Evid. 803(2). The rationale underlying the
admissibility of an excited utterance is its inherent
trustworthiness. State v. Winguard, 317 N.C. 590, 598, 346 S.E.2d
638, 644 (1986). In order for a statement to fall within the
parameters of the excited utterance exception of Rule 803(2),
'there must be (1) a sufficiently startling experience suspending
reflective thought and (2) a spontaneous reaction, not one
resulting from reflection or fabrication.' State v. Pickens, 346
N.C. 628, 644, 488 S.E.2d 162, 171 (1997) (quoting State v. Smith,
315 N.C. 76, 86, 337 S.E.2d 833, 841 (1985)).
The evidence presented at trial showed that Ms. Wall made an
oral statement to Officer Ruisi when he first arrived at Mr.
Lawing's house and found her in Mr. Lawing's back yard. This oral
statement was made to Officer Ruisi within several minutes of the
defendant dragging Ms. Wall out of Mr. Lawing's house. Officer
Ruisi testified that Ms. Wall was crying when he first found her
and was so terrified she was having difficulty breathing. The
trial court permitted Officer Ruisi to testify as to Ms. Wall's
oral statement to him on the basis that her statement constituted
an excited utterance under Rule 803(2). Based on the circumstances
surrounding the statement, we find no error in the trial court's
determination that this oral statement was an excited utterance,
and its admission via Officer Ruisi's testimony was not improper.
[7]The defendant's argument that Ms. Wall's written statementwas inadmissible hearsay is likewise without merit.
The trial
court admitted the written statement not as substantive evidence,
but for the limited purpose of corroborative evidence only, which
does not constitute hearsay. See State v. Ford, 136 N.C. App. 634,
640 n. 2, 525 S.E.2d 218, __ n. 2 (2000); State v. Marine, 135 N.C.
App. 279, 287, 520 S.E.2d 65, 69 (1999). Our courts have long held
that a witness's prior consistent statements may be admissible to
corroborate the witness's in-court testimony. See State v. Gell,
351 N.C. 192, 524 S.E.2d 332 (2000); State v. Coffey, 345 N.C. 389,
480 S.E.2d 664 (1997). In order to be admissible as corroborative
evidence, the prior statement of the witness need not merely
relate to specific facts brought out in the witness's testimony at
trial, so long as the prior statement in fact tends to add weight
or credibility to such testimony." State v. Ramey, 318 N.C. 457,
469, 349 S.E.2d 566, 573 (1986). Nonetheless, while [t]he trial
court has wide latitude in deciding when a prior consistent
statement can be admitted for corroborative, nonhearsay purposes,
State v. Call, 349 N.C. 382, 410, 508 S.E.2d 496, 513 (1998)
(citing State v. Levan, 326 N.C. 155, 388 S.E.2d 429 (1990)), the
State may not introduce as corroborative evidence prior statements
of a witness that directly contradict the witness's trial
testimony. See Gell, 351 N.C. at 204, 524 S.E.2d at 340.
We find that the written statement given by Ms. Wall to
Officer Ruisi at the hospital was a prior consistent statement that
the trial court properly admitted for the limited purpose of
corroborating Ms. Wall's in-court testimony. While Ms. Wall'swritten statement was not identical to her in-court testimony, it
nonetheless was generally consistent with and tended to add weight
or credibility to her sworn testimony. See Ramey, 318 N.C. at 468,
349 S.E.2d at 573; see also State v. Locklear, 320 N.C. 754, 762,
360 S.E.2d 682, 686 (1987). Furthermore, the trial court allowed
defense counsel to redact certain portions of the statement, and
instructed the jury to consider the statement for corroborative
purposes only. We further conclude that it was not improper for
the trial court to permit Officer Ruisi to read aloud the written
statement (with appropriate portions redacted as requested by
defense counsel) to the jury. We are aware of no authority holding
that the declarant is the only party entitled to read aloud a prior
consistent statement that corroborates their in-court testimony,
and we decline to so hold. The defendant's third assignment of
error is therefore overruled.
[8]The defendant's final assignment of error asserts that the
trial court erred in preventing the defendant from introducing
evidence of a prior bad act performed by Ms. Wall. In an effort to
impeach Ms. Wall's credibility, the defendant sought to introduce
extrinsic evidence showing that in February 1998, Ms. Wall let the
air out of the tires of the defendant's vehicle. The defendant
sought to elicit testimony to this effect on direct examination
from the sister of the defendant, who was testifying as a defense
witness. At no time did the defendant question Ms. Wall concerning
this incident on cross-examination. The trial court held a voir
dire hearing and declined to admit this evidence. We note thatN.C.R. Evid. 608(b) prohibits such use of evidence of specific
instances of conduct. See N.C.R. Evid. 608(b) (1992). We conclude
that the trial court did not commit reversible or plain error by
excluding this evidence.
Based upon our finding that the firearm enhancement statute,
N.C. Gen. Stat. § 15A-1340.16A, is unconstitutional pursuant to the
United States Supreme Court's decision in Apprendi, we vacate the
defendant's sentence and remand in part to the trial court for
resentencing.
No error in part, vacated and remanded in part for
resentencing.
Judges LEWIS and HUNTER concur.
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