1. Alienation of Affections--denial of directed verdict--sufficiency of evidence
The trial court did not err by denying defendant's motion for directed verdict on the claim
for alienation of affections, because: (1) plaintiff presented evidence to show there was a marriage
with love and affection and that defendant's conduct destroyed the marriage; (2) luring by
defendant is not required to sustain this claim; (3) defendant need not be the initiator in such a
relationship, but must be only a willing participant, making occasions for a relationship to
develop; and (4) defendant's actions need not be the sole cause of the alienation as long as her
conduct was a controlling or effective cause of the alienation.
2. Alienation of Affections--affirmative defense--fraud--failure to specially plead--
waiver
Although defendant contends the trial court erred in an action for alienation of affections
by denying defendant's N.C.G.S. § 1A-1, Rule 60(b) motion for relief from judgment based on an
alleged fraud, this issue was not preserved for appeal, because: (1) fraud is an affirmative defense
that must be specially pleaded as required by N.C.G.S. § 1A-1, Rule 8(c), and failure to plead an
affirmative defense results in waiver unless the parties try the issue by express or implied consent,
N.C.G.S. § 1A-1, Rule 15(b); and (2) defendant neither pled nor tried the case on this theory, but
only made it an issue in her post-trial motion for relief from judgment.
3. Alienation of Affections--punitive damages--aggravating factors--sexual
relationship--additional circumstances
The trial court did not err in an alienation of affections case by submitting the issue of
punitive damages to the jury, because: (1) plaintiff complied with the requirement in N.C.G.S. §
1A-1, Rule 9(k) by averring both malice and willful and wanton conduct as the relevant
aggravating factors under N.C.G.S. § 1D-15, and there is no requirement that the complaint state
with particularity the circumstances underlying these factors; (2) evidence of sexual relations
will allow a plaintiff to get to the jury on the issue of punitive damages in a claim for alienation of
affections, and plaintiff presented evidence that defendant and plaintiff's husband had sex at least
two times; and (3) there was evidence of other aggravating circumstances including that after
forming a sexual relationship with plaintiff's husband, defendant accompanied plaintiff's husband
when he returned his children to the custody of plaintiff, defendant appeared unannounced at the
front door of the marital home asking plaintiff if they could be friends, and defendant arrived in
the driveway of the marital home while plaintiff's husband was visiting his children and defendant
blew her car horn for plaintiff's husband.
4. Alienation of Affections--jury instruction--punitive damages--consistent with
pattern jury instruction
Although defendant contends the trial court's jury instruction on punitive damages in an
alienation of affections case was confusing, defendant concedes it was consistent with the North
Carolina Pattern Jury Instructions, a review of the trial court's instruction reveals it was entirely
consistent with the provisions of Chapter 1D of our general statutes, and any simplified or
shortened instruction would violate the requirement that the judge instruct the jury on the law
with respect to every substantial feature of the case.
5. Alienation of Affections--punitive damages--evidence of defendant's assets before
determination of compensatory damages--failure to request bifurcated trial
The trial court did not err in an alienation of affections case by admitting evidence of
defendant's assets before the trier of fact determined that compensatory damages were warranted
when defendant did not request a bifurcated trial under N.C.G.S. § 1D-30, because: (1) evidence
of a defendant's net worth may be considered by the jury in determining the amount of a punitive
damages award, N.C.G.S. § 1D-35(i); and (2) defendant's failure to request a bifurcated trial on
the issue of punitive damages under N.C.G.S. § 1D-30 rendered this evidence admissible at any
time during plaintiff's case-in-chief.
6. Appeal and Error--preservation of issues--failure to object
Although defendant contends the trial court's instruction on future damages in an
alienation of affections case was error, this issue is waived because defendant failed to object to
this instruction at trial as required by N.C. R. App. P. 10(b)(2).
Judge WALKER dissenting.
Harrison & Poore, P.A., by Hal G. Harrison, for the plaintiff-
appellee.
Ronald W. Howell, P.A., by Ronald W. Howell, for the
defendant-appellant.
LEWIS, Judge.
Plaintiff Patricia Ward brought this action against defendant,
Kristen Beaton, seeking compensatory and punitive damages for (1)
alienation of affections, (2) criminal conversation and (3)
intentional infliction of emotional distress. At the close of
plaintiff's evidence, the court granted defendant's motion for
directed verdict as to the criminal conversation and intentional
infliction of emotional distress claims. The jury returned a
verdict in favor of plaintiff on the alienation of affections claim
and awarded plaintiff $52,000 in compensatory damages and $43,000in punitive damages. Defendant made several post-trial motions,
including a motion for judgment notwithstanding the verdict
pursuant to N.C.R. Civ. P. 50(b) and (c), a motion for new trial
pursuant to N.C.R. Civ. P. 59(a)(9) and a motion for relief from
the court's judgment pursuant to N.C.R. Civ. P. 60(b)(1), (2), (3)
and (6). The trial court denied each of these motions. Defendant
appeals from the court's final judgment and from the court's order
denying relief pursuant to Rule 60(b).
[1]Defendant has assigned as error the trial court's denial
of her motion for directed verdict on the issue of alienation of
affections. On a defendant's motion for directed verdict, the
trial court must determine whether the evidence, when considered in
the light most favorable to the plaintiff, is sufficient to take
the case to the jury. N.C.R. Civ. P. 50(a); Hutelmyer v. Cox, 133
N.C. App. 364, 369, 514 S.E.2d 554, 558 (1999), appeal dismissed,
351 N.C. 356, ___ S.E.2d ____ (2000). Where the trial court finds
there is more than a scintilla of evidence supporting each element
of the plaintiff's claim, the motion for directed verdict should be
denied. Norman Owen Trucking v. Morkoski, 131 N.C. App. 168, 172,
506 S.E.2d 267, 270 (1998).
To survive a motion for directed verdict on a claim foralienation of affections, the plaintiff must present evidenc
e to
show: (1) that there was a marriage with love and affection; (2)
that the love and affection was alienated and destroyed; and (3)
that the wrongful and malicious acts of defendant produced the loss
of love and affection. Hankins v. Hankins, 202 N.C. 358, 361, 162S.E. 766, 767 (1932). The "malicious acts" required hav
e been
defined as acts constituting "'unjustifiable conduct causing the
injury complained of.'" Chappell v. Redding, 67 N.C. App. 397,
400, 313 S.E.2d 239, 241 (quoting Heist v. Heist, 46 N.C. App. 521,
523, 265 S.E.2d 434, 436 (1980)), disc. review denied, 311 N.C.
399, 319 S.E.2d 268 (1984).
Plaintiff testified that prior to 1998, plaintiff thought she
and her husband had "the perfect marriage." (Tr. at 15.)
Plaintiff also testified Mr. Ward was a "good husband" to her and
a "good father" to his children. (Tr. at 19.) See, e.g.,
Litchfield v. Cox, 266 N.C. 622, 623, 146 S.E.2d 641, 642 (1966)
(holding plaintiff's own testimony that her marriage was a good one
sufficient to establish a marriage with love and affection).
Plaintiff's evidence also tended to show that the love and
affection that once existed between her and her husband was
alienated and destroyed by defendant's conduct. Plaintiff began to
notice a change in her husband's affections in the late spring of
1998, around the time her husband met defendant. During this time,
plaintiff's husband began to "draw away" from home and started
missing evening meals with his family. (Tr. at 20-21.) As he was
spending less time with plaintiff and his children, he began to
spend an increasing amount of time with defendant.
Plaintiff's husband, who at the time was working as a captain
at the Mitchell County Sheriff's Department, first met defendant in
"early 1998," when he responded to several reports of domestic
disputes at her home. (Tr. at 45-46.) In June 1998, defendantbegan inviting plaintiff's husband to her home, and did so on
numerous occasions by contacting him at work. On one occasion she
arrived at the police station asking to speak to plaintiff's
husband. The officers noticed she emanated a strong odor of
alcohol, but she refused to take an alkasensor test and insisted
that plaintiff's husband drive her home. The increasing amount of
time that defendant and plaintiff's husband were spending together
culminated in plaintiff's husband moving into defendant's home on
4 July 1998, where he stayed for about two weeks. The evidence
indicated that a sexual relationship developed between the
defendant and plaintiff's husband during this time.
We conclude this evidence was sufficient to overcome
defendant's motion for directed verdict. However, the defendant
maintains that absent any evidence that defendant "lured"
plaintiff's husband away, the evidence on the claim of alienation
of affections could not be submitted to the jury. To the contrary,
"luring" by the defendant is not required to sustain a claim for
alienation of affections. Scott v. Kiker, 59 N.C. App. 458, 464,
297 S.E.2d 142, 146 (1982). A defendant need not even be the
initiator in such a relationship, but must be only a willing
participant, making occasions for a relationship to develop.
Heist, 46 N.C. App. at 525, 265 S.E.2d at 437. In addition, the
defendant maintains the Wards' marriage was strained before
defendant entered the picture. Even so, the defendant's actions
need not be the sole cause of the alienation. As long as her
conduct was a "controlling" or "effective" cause of the alienation,plaintiff may prevail even in the face of other cont
ributing
factors. Bishop v. Glazener, 245 N.C. 592, 596, 96 S.E.2d 870, 873
(1957). We find the evidence sufficient to suggest that the
defendant was the effective cause of the alienation in this case.
[2]In support of her Rule 60(b) motion for relief from
judgment, the defendant submitted evidence of a consent order
entering a divorce from bed and board between the plaintiff and her
husband on 5 August 1998, the same day the complaint in this action
was filed. This consent order relieved Mr. Ward of payment of
alimony, post-separation support and child support. Defendant
asserts on appeal that the findings in the consent order
alleviating Mr. Ward of these responsibilities evidence a
fraudulent scheme on the part of plaintiff and her husband in
filing this claim for alienation of affections. Defendant contends
the fraud indicated by the consent order required the trial court
to direct a verdict in defendant's favor.
Fraud is an affirmative defense that must be specially
pleaded. N.C.R. Civ. P. 8(c). Failure to plead an affirmative
defense ordinarily results in waiver of the defense. Nationwide
Mut. Insur. Co. v. Edwards, 67 N.C. App. 1, 6, 312 S.E.2d 656, 660
(1984). The parties may, however, still try the issue by express
or implied consent. N.C.R. Civ. P. 15(b). Defendant neither pled
nor tried the case on this theory, but only made it an issue in her
post-trial motion for relief from judgment. Accordingly, she
cannot now present it on appeal.
[3]Defendant also contends the trial court erred insubmitting the issue of punitive damages to the jury. Defendant
first contends plaintiff's demand for punitive damages did not
comply with the requirements set forth in Rule 9(k) of the North
Carolina Rules of Civil Procedure. Rule 9(k) states, "A demand for
punitive damages shall be specifically stated, except for the
amount, and the aggravating factor that supports the award of
punitive damages shall be averred with particularity." One of the
following aggravating factors listed in N.C. Gen. Stat. § 1D-15
must be established to recover punitive damages: (1) fraud, (2)
malice or (3) willful or wanton conduct. In accordance with Rule
9(k), plaintiff's complaint averred both malice and willful and
wanton conduct as the relevant aggravating factors under G.S. 1D-
15. Absent any additional requirement in the statute that the
complaint state with particularity the circumstances underlying
these factors, we find the pleadings in compliance with Rule 9(k).
Defendant also challenges the sufficiency of the evidence to
support the award of punitive damages based on malice or willful or
wanton conduct. It is well settled that punitive damages may be
awarded in an action for alienation of affections. Heist, 46 N.C.
App. at 527, 265 S.E.2d at 438; see also N.C. Gen. Stat. § 1D-1
(1999) ("Punitive damages may be awarded, in an appropriate case .
. . , to punish a defendant for egregiously wrongful acts."). In
order for the question of punitive damages to be submitted to the
jury, however, there must be evidence of circumstances of
aggravation beyond the proof of malice necessary to satisfy the
elements of the tort to sustain a recovery of compensatory damages. Chappell v. Redding, 67 N.C. App. 397, 403, 313 S.E.2d 239, 243
(1984). Specific circumstances of aggravation include "willful,
wanton, aggravated or malicious conduct." Heist, 46 N.C. App. at
526-27, 265 S.E.2d at 438; see also N.C. Gen. Stat. § 1D-15 (1999).
Evidence of "sexual relations" will allow a plaintiff to get
to the jury on the issue of punitive damages in a claim for
alienation of affections. 1 Suzanne Reynolds, Lee's North Carolina
Family Law, § 5.48(c) (5th ed. 1993); see also Hutelmyer v. Cox,
133 N.C. App. at 371, 514 S.E.2d at 560 (finding sufficient
aggravating factors where defendant engaged in sexual relationship
with plaintiff's husband, publically displayed the affair, welcomed
him into her home numerous times and called plaintiff's home to
determine his whereabouts); Jennings v. Jessen, 103 N.C. App. 739,
744, 407 S.E.2d 264, 267 (1991) (finding sufficient aggravating
factors where defendant engaged in sexual intercourse with
plaintiff's husband, as well as "cohabited for several weeks with
[him] and was audacious enough to call plaintiff's home in an
attempt to discover [his] whereabouts"); Shaw v. Stringer, 101 N.C.
App. 513, 517, 400 S.E.2d 101, 103 (1991) (finding sufficient
aggravating factors where defendant had sexual intercourse with
plaintiff's wife, ignored plaintiff's request not to visit the
marital home and laughed when plaintiff's wife told him that
plaintiff knew of the relationship). On the other hand, plaintiffs
who have failed to prove sexual relations have lost their claims
for punitive damages. Cottle v. Johnson, 179 N.C. 426, 431, 102
S.E. 769, 771 (1920) (ordering new trial where plaintiff receivedpunitive damages for alienation of affections in case in which
plaintiff did not make out criminal conversation); Chappell, 67
N.C. App. at 403, 313 S.E.2d at 243 (ordering on remand the trial
court submit only to compensatory damages; no evidence of sexual
relations); Heist, 46 N.C. App. at 527, 265 S.E.2d at 438
(affirming trial court's refusal to enter judgment on punitive
damages; no evidence of sexual relations); 1 Suzanne Reynolds,
Lee's North Carolina Family Law, § 5.48(c) (5th ed. 1993).
We find sufficient evidence of additional circumstances of
aggravation justifying punitive damages here. The plaintiff
presented evidence that the defendant and plaintiff's husband "had
sex" at least two times. (Tr. at 55.) In addition, there was
evidence of other aggravating circumstances. Specifically, after
forming a sexual relationship with plaintiff's husband, the
defendant accompanied him when he returned his children to the
custody of the plaintiff. On a later date, the defendant appeared
unannounced at the front door of the marital home, asking plaintiff
if they could be friends. Again, about a week later, defendant
arrived in the driveway of the marital home while plaintiff's
husband was visiting his children, blowing the car horn for
plaintiff's husband. The plaintiff walked outside and recognized
the defendant, who subsequently drove away without Mr. Ward. We
find this evidence of additional circumstances of aggravation
sufficient to warrant submission of the punitive damages issue to
the jury on plaintiff's claim for alienation of affections.
[4]Defendant also contends the court's jury instruction onpunitive damages was confusing, but concedes that it was
consistent
with the North Carolina Pattern Jury Instructions. Specifically,
defendant argues the proper considerations to be made by the jury
are set forth in a disorganized manner, and thus did not meet the
requirement that the judge explain the law. We have reviewed the
court's instruction on punitive damages and find it to be entirely
consistent with the provisions of Chapter 1D of our general
statutes, outlining the procedure for establishing and awarding
punitive damages. Any simplified or shortened instruction would,
in our opinion, violate the requirement that the judge instruct the
jury on the law with respect to every substantial feature of the
case. N.C.R. Civ. P. 51(a); Mosley & Mosley Builders v. Landin
Ltd., 87 N.C. App. 438, 445, 361 S.E.2d 608, 612 (1987).
[5]Defendant next contends the court erred in admitting
evidence of defendant's assets before the trier of fact determined
that compensatory damages were warranted. Defendant argues this
premature admission of evidence tainted the jury's verdict for
compensatory damages. Plaintiff, on the other hand, maintains that
defendant's failure to request a bifurcated trial on the issue of
punitive damages under N.C. Gen. Stat. § 1D-30 rendered this
evidence admissible at any time during plaintiff's case-in-chief.
We agree.
It is clear that evidence of a defendant's net worth may be
considered by the jury in determining the amount of a punitive
damages award. N.C. Gen. Stat. § 1D-35(i) (listing as a
permissible factor to be considered "[t]he defendant's ability topay punitive damages, as evidenced by its revenues or net worth"
)
N.C. Gen. Stat. § 1D-30 sets forth the procedural safeguard of
bifurcation, stating:
Upon the motion of a defendant, the issues of
liability for compensatory damages and the
amount of compensatory damages, if any, shall
be tried separately from the issues of
liability for punitive damages and the amount
of punitive damages, if any. Evidence
relating solely to punitive damages shall not
be admissible until the trier of fact has
determined that the defendant is liable for
compensatory damages and has determined the
amount of compensatory damages. The same
trier of fact that tried the issues relating
to compensatory damages shall try the issues
relating to punitive damages.
(Emphasis added.) The language of G.S. 1D-30 makes clear that the
defendant is not entitled to bifurcation until the defendant files
such a motion. See also N.C.R. Civ. P. 42(b) ("The court may in
furtherance of convenience or to avoid prejudice and shall for
considerations of venue upon timely motion order a separate trial
of any claim, crossclaim, counterclaim, or third-party claim, or of
any separate issue or of any number of claims, crossclaims,
counterclaims, third-party claims, or issues.") (Emphasis added).
Because the defendant here failed to move for a bifurcated trial
under the provisions of G.S. 1D-30, evidence regarding her net
worth was admissible at any time during plaintiff's case-in-chief.
[6]Defendant next contends the trial court's instruction on
future damages was error. The defendant admits on appeal her
failure to object to this instruction at trial. Accordingly,
defendant is prohibited from raising this issue on appeal and wewill not address it. N.C.R. App. P. 10(b)(2).
We have reviewed defendant's remaining assignment of error and
find it to be without merit.
Affirmed.
Judge HUNTER concurs
Judge WALKER dissents.
PATRICIA WARD,
Plaintiff
v
.
Mitchell County
&
nbsp; No. 98 CVS 209
KRISTEN BEATON,
Defendant
WALKER, Judge, dissenting.
I respectfully dissent from the majority opinion which affirms
the judgment of the trial court.
In this case, Michael Ward was the star witness for the
plaintiff, although he testified he had been subpoened. He was the
only witness to testify that he and defendant engaged in a sexual
relationship, that defendant showed affection toward him, that he
lived with defendant for about two weeks, that defendant received
alimony and that defendant's father set up one or two million
dollars for her. All of this testimony was denied by the
defendant.
At the close of plaintiff's evidence, defendant moved for a
directed verdict on the claims of alienation of affections and
criminal conversation. The trial court allowed the motion as to
the claim for criminal conversation stating that the plaintiff
failed to produce legal and sufficient evidence the defendant
committed the specific act of sexual intercourse required to show
the existence of that tort. Defendant's motion pursuant to Rule 60(b)(1)(2)(3) and (6)
sets forth the following in part:
(1) On 23 July 1998, plaintiff filed an action against her
husband, Michael Ward, alleging an adulterous relationship by Mr.
Ward and that he abandoned plaintiff and the children (Ward v.
Ward, 98 CVD 201).
(2) On 6 August 1998, plaintiff filed a consent order in
which she waived alimony and post-separation support and Mr. Ward
was ordered to pay child support.
(3) Immediately thereafter, on 6 August 1998, plaintiff filed
this action (98 CVS 209).
(4) Following the consent order, Michael Ward did not pay
specified child support; however, plaintiff filed an affidavit
excusing and explaining Mr. Ward's failure to pay.
(5) Following the trial on 10 and 11 March 1999, defendant in
this case discovered in the Ward v. Ward file plaintiff's statement
releasing Michael Ward from paying $900.00 and a letter dated 26
March 1999 from plaintiff's counsel stating that plaintiff and
Michael Ward had reconciled and plaintiff requested that her
husband's child support obligation be terminated.
Defendant argues that under Rule 60(b)(6), the judgment should
be set aside because (1) extraordinary circumstances exist, and (2)
justice demands that relief be granted. In support of her
argument, defendant points to the sequence of events beginning with
the filing of the action in Ward v. Ward on 23 July 1998 and ending
with the reconciliation on 26 March 1999, which raises a questionof whether plaintiff and Mr. Ward connived or colluded
148; in
pursuing these claims against defendant. I agree the highly
unusual events in this case demand that a new trial be ordered on
plaintiff's claim of alienation of affections and her entitlement,
if any, to compensatory damages.
After careful review, I conclude the evidence does not support
an issue of punitive damages. In a similar case, this Court has
held:
It is incumbent on the plaintiff to show
circumstances of aggravation in addition to
the malice implied by law from the conduct of
defendant in causing the separation of
plaintiff and her husband which was necessary
to sustain a recovery of compensatory damages.
Cottle v. Johnson, 179 N.C. 426, 102 S.E. 769
(1920). In the present case, the wrongful
conduct of defendant in permitting plaintiff's
husband to visit her at her residence with
knowledge of the marital discord which these
visitations produced and over plaintiff's
protests was sufficient to establish the tort.
However, we are of the opinion that plaintiff
has not shown such circumstances of
aggravation in addition to the above conduct
of defendant to justify the submission of the
punitive damage issue to the jury.
Heist v. Heist, 46 N.C. App. 521, 527, 265 S.E.2d 434, 438 (1980).
In a later case, this Court further stated that punitive
damages may be awarded where the defendant's conduct was willful,
aggravated, malicious or of a wanton character. See Chappell v.
Redding, 67 N.C. App. 397, 403, 313 S.E.2d 239, 243 (1984). There
must be some circumstances of aggravation in addition to the malice
implied by law from the conduct of a defendant in alienating the
affection between the spouses, which is necessary to sustain
compensatory damages. Id. Here, it is apparent that the jury was
influenced by the prejudicial evidence from the Register of Deeds
and Mr. Ward concerning the wealth of the defendant.
There is no evidence of aggravated conduct on the part of the
defendant. The only aggravated conduct in this case was on the
part of Mr. Ward when he admitted to having consumed alcoholic
beverages before and during his visits at defendant's residence in
July of 1998.
In sum, for the reasons stated, the judgment should be vacated
and a new trial ordered on the plaintiff's claim of alienation of
affections and her entitlement, if any, to compensatory damages.
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