Criminal Law--arraignment and trial--same day
The trial court erred in a prosecution for kidnapping, rape,
and statutory sex offense by proceeding to trial on the day in
which defendant was arraigned. N.C.G.S. § 15A-943 requires that
all arraignments be calendared and defendant's was not--only his
trial--but a defendant must demonstrate prejudice from failure to
follow this provision. The statute also requires a one-week
period between arraignment and trial and violation of this
protection constitutes automatic reversible error unless a
defendant has waived the protection. Although the State contends
that defendant waived the statutory protection because he did not
cite N.C.G.S. § 15A-943 in his motion for a continuance, a
defendant is not required to make an explicit § 15A-943 objection
when that defendant has made a motion for a week's continuance
based upon the same purpose for which the statute was designed--
allowing a sufficient interlude to prepare for trial.
Attorney General Michael F. Easley, by Assistant Attorney
General Elizabeth J. Weese, for the State.
Daniel Shatz for defendant-appellant.
LEWIS, Judge.
Defendant was tried at the 5 April 1999 Session of Durham
County Superior Court for first-degree kidnapping, first-degree
rape, and first-degree statutory sex offense. The jury returned a
verdict on 9 April 1999, finding him guilty of second-degree
kidnapping, attempted second-degree rape, and second-degree
statutory sex offense. Defendant now appeals.
Defendant has brought forth six arguments on appeal. However,we will only address his first argument, as we find i
t to be
dispositive. Defendant contends the trial court committed
reversible error by beginning his trial the same day on which he
was formally arraigned. We agree.
To put defendant's argument in context, we provide the
following summary of the events leading up to trial. The court
calendar, which had been prepared by the district attorney, listed
the offenses for which defendant would be tried as first-degree
kidnapping, second-degree rape, and second-degree sex offense. The
first-degree kidnapping indictment listed the intended felony as
"second degree rape and second degree sexual offense." Based upon
the calendar and the kidnapping indictment, defense counsel assumed
defendant would be tried for first-degree kidnapping, second-degree
rape, and second-degree sex offense. Defense counsel's plea
discussions and advice to her client about pleas operated under
this assumption.
Defendant's trial was calendared for 5 April 1999. After the
district attorney called the case for trial, she announced she
would be prosecuting defendant for first-degree kidnapping, first-
degree rape, and first-degree sex offense. The trial judge then
questioned the parties as to whether defendant had ever been
formally arraigned. The district attorney and the clerk of court
could find no record of either an arraignment or a waiver of
arraignment by defendant. The trial judge then formally arraigneddefendant on the charges of first-degree kidnapping, first-degree
rape, and first-degree sex offense, to which defendant pled not
guilty. In light of the revelation that defendant would now be
tried for first-degree rape and first-degree sex offense, defense
counsel moved for a continuance for one week so that she could
reinitiate plea discussions and prepare for trial on these first-
degree charges. The trial judge gave the parties a quick recess todiscuss possible pleas. The State offered a plea, and defense
counsel quickly informed defendant of that offer but did not have
an opportunity to discuss the offer thoroughly during the recess.
After reconvening, the State informed the trial judge the plea
offer expired at the end of the day because the State was ready to
proceed to trial. The trial judge then denied defendant's motion
to continue and started the trial. All of the above events,
including the commencement of defendant's trial, occurred on the
same day, 5 April 1999.
Our statutes set forth the following rules with respect to the
calendaring and timing of formal arraignments:
(a) In counties in w
hich there are regularly
scheduled 20 or more weeks of trial
sessions of superior court at which
criminal cases are heard, and in other
counties the Chief Justice designates,
the prosecutor must calendar arraignments
in the superior court on at least the
first day of every other week in which
criminal cases are heard. No cases in
which the presence of a jury is required
may be calendared for the day or portion
of a day during which arraignments are
calendared.
(b) When a defendant
pleads not guilty at an
arraignment required by subsection (a),
he may not be tried without his consent
in the week in which he is arraigned.
N.C. Gen. Stat. § 15A-943 (1999). We take judicial notice that
Durham County is a county that regularly schedules twenty or more
weeks of criminal sessions a year, thereby making this statute
applicable. State v. Shook, 293 N.C. 315, 316, 237 S.E.2d 843, 845
(1977).
The statute sets forth two simple rules. First, allarraignments must be calendared. N.C. Gen. Stat. § 15A-94
3(a).
The State unquestionably violated this requirement; defendant's
arraignment was never calendared -- only his trial. However,
failure to follow this requirement is not necessarily reversible
error; a defendant still must demonstrate prejudice. State v.
Richardson, 308 N.C. 470, 483, 302 S.E.2d 799, 807 (1983). The
second statutory requirement is that there must be a one-week
period between a defendant's arraignment and his trial. N.C. Gen.
Stat. § 15A-943(b). Unless a defendant has waived the statutory
protection, violation of this requirement constitutes automatic
reversible error; no prejudice need be shown. Shook, 293 N.C. at
319-20, 237 S.E.2d at 847. Again, there is no question that this
requirement was violated here; defendant's trial began on the same
day he was arraigned. The State, however, contends defendant
waived the statutory protection because he never explicitly cited
section 15A-943 in his motion for a continuance. The few cases
applying this statute illustrate that such explicit citation is not
necessarily required.
In State v. Shook, our Supreme Court granted the defendant a
new trial based upon his trial's having commenced on the same day
he was arraigned. Id. at 320, 237 S.E.2d at 847. In analyzing the
statute, the Court never even states whether the defendant
explicitly cited section 15A-943, let alone that such explicit
citation is affirmatively required in all instances. Likewise, in
State v. McCabe, this Court granted the defendant a new trial on
exactly the same grounds. 80 N.C. App. 556, 557-58, 342 S.E.2d580, 581 (1986). No mention was made then of whether the defendant
ever explicitly cited section 15A-943. The only case in which we
have found a defendant to have waived the statutory protection was
when defendant's only objection to the timing of the trial was
based upon his not being able to summon an essential defense
witness. State v. Davis, 38 N.C. App. 672, 675-76, 248 S.E.2d 883,
886 (1978). Based upon these cases, we believe the proper focus is
not upon whether a defendant explicitly cites section 15A-943 but
upon whether his need for a continuance is based upon the same
purposes for which the statute was enacted.
To that effect, the purpose of section 15A-943(b) is to allow
both sides a sufficient interlude in order to prepare for trial.
Shook, 293 N.C. at 318, 237 S.E.2d at 846. Our Supreme Court has
explained:
[B]efore arraignment neither the state nor
defendant may know whether the case need
proceed to trial. The state may not know
since no formal entry of plea has been made.
Defendant himself may not know since prior to
arraignment he may have been considering
entering a guilty plea to the charge or
pursuant to some plea negotiation which has
taken place between him and the state. The
week's interim . . . thereby helps to avoid
preparation which may well be not only
extensive but also unnecessary.
Id. The precise concerns of the statute were at play here.
Following the revelation that defendant would be in fact tried for
first-degree rape and first-degree sex offense, defense counsel
immediately moved for a week's continuance so she could both
prepare for trial and resume plea discussions. Defense counsel
admitted the brief recess did not provide her with sufficient timeto fully discuss the State's latest plea offer with defendant. The
statutory one-week requirement would have given her and defendant
the time to do so. Thus, when a defendant, as here, has made a
motion for a week's continuance based upon the same purposes for
which the statute was designed, making an explicit "section 15A-
943" objection would be redundant and is not required to invoke the
statutory protections. We hold defendant did not waive section
15A-943's one-week requirement between arraignment and trial. As
a result, the court committed reversible error in proceeding to
trial on the same day in which defendant was arraigned.
New trial.
Judges WYNN and HUNTER concur.
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