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STATE OF NORTH CAROLINA v. LAWRENCE HANTON
No. COA99-1422
(Filed 5 December 2000)
1. Criminal Law--instructions--burden of proof
The trial court did not err in a second-degree murder
prosecution in its instruction on the burden of proof where
defendant contended that the court reduced the State's burden of
proof by using the phrase if you are not satisfied as to one or
more of these things, but the court used beyond a reasonable
doubt at three pivotal points in the instruction and accurately
described the State's burden of proof.
2. Criminal Law--continuance--evidence discovered the night
before trial
The trial court did not abuse its discretion in a second-
degree murder prosecution by denying defendant's motion for a
continuance where defendant learned the night before his trial
was to begin that a witness could positively identify him as the
gunman. The trial court granted defendant's counsel additional
time to talk with defendant about the testimony, defense counsel
effectively cross-examined the witness, and defendant's attorney
had already studied the lighting of the crime scene, the weather
conditions, and the description of the gunman, and knew that the
witness could describe the shooter in detail.
3. Constitutional Law--right to remain silent--refusing to
write a statement--subsequent to oral statement
The trial court did not err in a second-degree murder
prosecution by admitting testimony that defendant refused to
write a statement after answering questions. The refusal to
reduce a voluntarily given oral statement to writing is not an
invocation of the right to remain silent.
4. Evidence--identification of defendant by officer--prior
investigation
The trial court did not err by admitting evidence concerning
a second-degree murder defendant's involvement with narcotics
where a narcotics detective testified before the jury that she
had seen defendant at an address behind the murder scene and had
found papers there bearing his name. The testimony aided the
jury in understanding the connection between a nickname and the
identity of defendant, showed a link between the address and
defendant, tended to show knowledge of a path used by the
murderer, did not prove that defendant had committed other
crimes, wrongs, or acts, and did not show that defendant had a
propensity to commit murder. Even assuming the jury drew an
inference from the fact that the detective was a narcotics
officer, any possible prejudice would be slight in light of other
strong evidence of guilt by the detective.
5. Sentencing--prior record level--out-of-state offenses--
stipulation
The trial court erred when sentencing defendant for second-
degree murder in the calculation of his prior record level. A
defendant may stipulate that out-of-state offenses are
substantially similar to corresponding North Carolina offenses,but it is not clear that this defendant was stipulating that his
out-of-state convictions were substantially similar to charges
under North Carolina law.
Appeal by defendant from judgment entered 24 March 1999 by
Judge Richard D. Boner in Cleveland County Superior Court. Heard
in the Court of Appeals 12 October 2000.
On 22 March 1999, defendant Lawrence Hanton was tried before
a Cleveland County jury for the murder of Donnell Williamson.
Evidence for the State tended to show that during the early morning
hours of 27 July 1998, defendant Hanton, also known as "Fu,"
attended a party at the home of Robert Taylor in Shelby, North
Carolina. During the party, there were several arguments, some of
which became violent. One of the arguments was between defendant
and an individual named Kareem. The two men exchanged words, but
were kept apart by Taylor and one of the party guests, Donnell
Williamson. Taylor detained defendant in the kitchen at the rear
of the house, while Williamson kept Kareem in the front area of the
house. Shortly thereafter, defendant left the party.
Williamson broke up another fight and then left the party on
foot, because he had loaned his car to another person earlier in
the evening. As Williamson was walking home in the rain, Levi
Miller, a friend of Williamson's, picked him up in Miller's
automobile. Miller parked in the lighted parking lot of a beauty
parlor where he and Williamson sat talking. A man walked out of
the adjacent woods, crossed the parking lot, and approached the
Miller automobile. Williamson asked Miller to roll down the window
on the passenger side where Williamson was seated, and Miller did
so. The man standing outside the car then said, "What's up?" and
Williamson responded that he and Miller were on their way home.
The man then stuck a gun inside the car and shot Williamson four
times. Miller quickly exited the car and ran across the parking
lot, where he remained until the gunman began walking back to thewoods. Miller then ran back to the car, where Williamson was still
seated. Williamson was gasping for breath, but was still
conscious. Miller asked him, "Do you know who done it?" to which
Williamson replied, "Fu." Miller then drove Williamson to the
hospital, where he later died from his wounds. Miller was
questioned by police officers at the hospital, and gave them a
statement. Miller stated that Williamson told him "Fu" shot him.
He also told police that the gunman was wearing a gray shirt with
writing on it and blue jeans. He said the gunman was about 5'9",
180 pounds, and had a stocky build. Miller was later asked to look
at a photo lineup and identified a photograph of "Fu," whose real
name is Lawrence Hanton, as the gunman who killed Donnell
Williamson.
Police then went to defendant's apartment, which was behind
the parking lot where Williamson was shot, and arrested defendant
for second-degree murder. After defendant was advised of his
Miranda rights, he made an oral statement to Investigator Price.
Defendant refused to sign any papers, stating that he was "no
dummy" and that he refused to be fooled by the police officer's
"little tricks." The police later searched the apartment where
defendant was living, and found a gray t-shirt and blue jeans, both
of which were slightly damp.
Defendant testified that he paged his girlfriend, Tracy Brown,
sometime after 1:00 a.m. on 27 July. He said he went to her place,
and that Torsha Surratt picked them up and took them to her
apartment, where they stayed together until Ms. Brown was drivenback to her apartment, sometime just before sunrise.
Several witnesses placed defendant at Robert Taylor's party on
27 July, while others identified defendant as "Fu" and confirmed
the clothing he was wearing at the party. Robert Taylor testified
that he was on his front porch and had a good view of the parking
lot where Miller's car was parked. Taylor stated he saw a man in
jeans and a hooded sweatshirt come up a path from the woods, stick
a gun into Miller's car, and fire four times. He stated that
Lawrence Hanton, also known as "Fu," was the gunman.
Defendant was found guilty of second-degree murder for the
shooting death of Donnell Williamson, and appealed from a judgment
of imprisonment.
Appellate Defender Malcolm Ray Hunter, Jr., by Assistant
Appellate Defender Anne M. Gomez, for defendant appellant.
Attorney General Michael F. Easley, by Special Deputy Attorney
General H. Alan Pell, for the State.
HORTON, Judge.
Defendant argues that the trial court erred by (I) giving an
incorrect instruction on the State's burden of proof; (II) denying
defendant's motion for a continuance; (III) allowing two State's
witnesses to testify about defendant's invocation of the right to
remain silent; (IV) overruling defendant's objections to highly
prejudicial evidence that he was involved in narcotics; and (V)
incorrectly determining defendant's prior record level. We
disagree with defendant's first four arguments and affirm hisconviction. However, we remand the case to the trial court for re-
sentencing at the proper record level.
I. Instructions on the State's Burden of Proof
[1]In its instructions to the jury, the trial court stated:
So I charge, ladies and gentlemen, if the
State has proved to you beyond a reasonable
doubt that the defendant, Lawrence Hanton,
intentionally and with malice killed Donnell
Allen Williamson with a deadly weapon, and
that the act of Lawrence Hanton was a
proximate cause of the death of Donnell Allen
Williamson, then it would be your duty to
return a verdict of guilty of second degree
murder.
On the other hand, if you are not
satisfied as to one or more of these things,
then it would be your duty to return a verdict
of not guilty.
Defendant correctly states that an instruction which lessens
the State's burden of proof to anything less than "beyond a
reasonable doubt" is grounds for a new trial. State v. Brady, 238
N.C. 407, 410, 78 S.E.2d 129, 131 (1953). Here, defendant focuses
on the phrase "if you are not satisfied as to one or more of these
things [the elements of second degree murder]" and argues that
this lowers the burden of proof from "beyond a reasonable doubt" to
"the satisfaction of the jury." While this phrase does not contain
the words "beyond a reasonable doubt," it cannot be read in
isolation. When reviewing a jury instruction for error, the Court
must construe it contextually. "'[I]n determining the propriety of
the trial judge's charge to the jury, the reviewing court must
consider the instructions in their entirety, and not in detached
fragments.'" State v. Hartman, 344 N.C. 445, 467, 476 S.E.2d 328,
340 (1996), cert. denied by Hartman v. North Carolina, 520 U.S.
1201, 137 L. Ed. 2d 708 (1997) (quoting State v. Wright, 302 N.C.122, 127, 273 S.E.2d 699, 703 (1981)). "[A] single instructio
n to
a jury may not be judged in artificial isolation, but must be
viewed in the context of the overall charge." Cupp v. Naughten,
414 U.S. 141, 146-47, 38 L. Ed. 2d 368, 373 (1973) .
A review of the entire instruction reveals that the phrase
"beyond a reasonable doubt" was used at three pivotal points in the
instruction on second-degree murder. The trial court instructed
the jury as follows:
Ladies and Gentlemen, second degree
murder is the unlawful killing of a human
being with malice. Now, I charge for you to
find the defendant, Lawrence Hanton, guilty of
second degree murder, the State of North
Carolina must prove two things beyond a
reasonable doubt:
. . . .
If the State proves beyond a reasonable
doubt that the defendant, Lawrence Hanton,
intentionally killed Donnell Allen Williamson,
with a deadly weapon or intentionally
inflicted a wound upon Donnell Allen
Williamson with a deadly weapon that
proximately caused his death, you may infer
first that the killing was unlawful, and
second that it was done with malice, but you
are not compelled to do so. . . .
. . . .
So I charge, Ladies and Gentlemen, if the
State has proved to you beyond a reasonable
doubt that the defendant, Lawrence Hanton,
intentionally and with malice killed Donnell
Allen Williamson with a deadly weapon, and
that the act of Lawrence Hanton was a
proximate cause of the death of Donnell Allen
Williamson, then it would be your duty to
return a verdict of guilty of second degree
murder.
On the other hand, if you are not
satisfied as to one or more of these things,
then it would be your duty to return a verdict
of not guilty.
(Emphasis added.) Thus, when examined in context, the trialcourt's charge was proper and correctly charged the jury that the
State was required to prove defendant's guilt "beyond a reasonable
doubt."
Our Supreme Court addressed a similar question in State v.
Coffey, 345 N.C. 389, 480 S.E.2d 664 (1997). There, the Supreme
Court stated that "'[o]nly in a "rare case" will an improper
instruction "justify reversal of a criminal conviction when no
objection has been made in the trial court."'" Id. at 396, 480
S.E.2d at 668 (citations omitted). The Coffey Court also stated
that
[a]s this Court has previously held, no
reversal will occur when the trial court's
instructions, read as a whole and considered
in context, reflect that the judge fairly
advised the jury of every element of the
offense charged and provided a correct
statement of the law. State v. Smith, 311
N.C. 287, 290, 316 S.E.2d 73, 75 (1984).
Id. We find that the trial court accurately described the State's
burden of proof in this case, and we therefore overrule this
assignment of error.
II. Defendant's Motion for a Continuance
[2]Defendant's second argument centers on the trial court's
denial of his motion for a continuance. Defendant contends that on
the night before his trial was to begin, he learned for the first
time that Robert Taylor could positively identify him as the
gunman. Defendant's attorney argued to the trial court that this
new information warranted a continuance so that he could prepare a
new strategy for his defense. Taylor had previously given a
statement to police officers which described defendant in detail,
but had not indicated that he was able to positively identify
defendant by name as the gunman. Defendant's attorney concededthat he had received Mr. Taylor's statement some time before the
trial, and had incorporated that information into his defense
strategy.
The trial court denied defendant's motion to continue, but
recessed court until 2:00 p.m. that day to allow defense counsel an
opportunity to talk with defendant about the Taylor identification.
During the trial, defense counsel vigorously cross-examined Robert
Taylor and pointed out several inconsistencies between his
testimony and that of Levi Miller, the other eyewitness.
Unless the trial court abuses its discretion, the denial or
grant of a motion for continuance will not be grounds for reversal
of a conviction.
State v. Trull, 349 N.C. 428, 437, 509 S.E.2d
178, 185 (1998),
cert. denied by Trull v. North Carolina, ___ U.S.
___, 145 L. Ed. 2d 80 (1999). To prevail, defendant must show that
the denial of his motion for a continuance was erroneous and that
he suffered prejudice because of it.
State v. Branch, 306 N.C.
101, 104, 291 S.E.2d 653, 656 (1982). Defendant has not been able
to do so in this case. The trial court granted defendant's counsel
additional time to talk with defendant about Taylor's testimony.
Defendant's attorney effectively cross-examined Robert Taylor in an
effort to show that Taylor did not actually see the gunman's face.
Further, defendant's attorney had already studied the lighting of
the crime scene, the weather conditions, and the description of the
gunman and knew that Taylor could describe the shooter in detail.
Here, no abuse of the trial court's discretion has been shown
by defendant, and this assignment of error is overruled.
III. Defendant's Refusal to Give a Written Statement
[3]After defendant was arrested, he was transported to the
Shelby Police Department, where he was advised of his
Mirandarights by Detective Price. Price testified that defendant appeared
to understand his rights and signed and initialed each individual
right. Defendant then talked with Detective Price and Detective
Haynes for some time, and was asked where he was at the time of the
shooting on 27 July 1998. Defendant answered questions, but
refused to write out a statement concerning his whereabouts.
Detective Haynes testified that defendant told them "that he was no
dummy and that he was not going to put anything in writing [and]
don't try to trick me into your little games."
It is true that "the State may not introduce evidence that a
defendant exercised his fifth amendment right to remain silent."
State v. Ladd, 308 N.C. 272, 283, 302 S.E.2d 164, 171 (1983).
Defendant argues that the officer's testimony was a comment on his
exercise of the right to remain silent. We disagree.
We first note that defendant did not object at trial to the
officer's testimony about his refusal to sign a written statement,
and his objection is deemed waived.
See N.C.R. App. P. 10(b)(1)
(2000). However, in the interests of justice we have carefully
reviewed this assignment of error.
The refusal to reduce a voluntarily given oral statement to
writing is not an invocation of the right to remain silent. Such
an invocation must be clear and unequivocal. Detective Price
testified that he read the
Miranda rights to defendant and that
defendant then made an oral statement. Price later asked defendant
if he would write out a statement about his whereabouts at the time
of the alleged murder, and defendant refused to do so. There was
no objection to any of Detective Price's testimony. It seems clear
that after being advised of his right to remain silent, defendant
waived that right by voluntarily speaking to the detectives aboutthe events of 27 July 1998. A defendant who waives his rights and
makes oral statements, but then refuses to make a written statement,
may not thereafter complain that the oral statement is not
admissible.
Connecticut v. Barrett, 479 U.S. 523, 525, 93 L. Ed.
2d 920, 926 (1987). This is so because "Miranda gives the defendant
a right to choose between speech and silence, and [the defendant]
chose to speak."
Id. at 529, 93 L. Ed. 2d at 928. Thus, under the
holding of
Barrett, defendant waived his right to remain silent by
giving an oral statement, and his refusal to put the statement in
writing was not an invocation of the right to remain silent.
Therefore, this assignment of error is without merit.
IV. Evidence about Narcotics
[4]Defendant contends the trial court erred by admitting
evidence which he characterized as "highly prejudicial testimony
concerning his prior involvement with narcotics." We agree with the
State that there was no reference in the evidence to any involvement
by defendant with narcotics, and overrule this assignment of error.
Detective Endicott, a narcotics officer with the Shelby Police
Department, testified that she worked in the Narcotics Division of
the Police Department. She further stated that on the morning of
27 July 1998, she attempted to learn from her informants who had the
nickname "Fu." As she began to testify about "a previous
investigation," defendant objected, and the trial court conducted
a voir dire in the absence of the jury. On voir dire, Detective
Endicott testified that she learned from an informant the name of
the person known as "Fu," and then went to her files of an earlier
investigation and obtained a photograph of defendant to be used in
a photographic lineup. The detective also testified on voir dire
that 308 Black Street is at the end of the path which was apparentlyused by the murderer to approach the automobile in which Donnell
Williamson, the victim, was seated, and was also the path used by
the murderer to flee the scene of the crime. When Detective
Endicott executed a search warrant in February 1998 as part of a
narcotics investigation, she found defendant and three other persons
at 308 Black Street, along with money orders with defendant's name
on them. After hearing the testimony on voir dire, the trial court
gave the following cautionary instruction to the prosecutor:
THE COURT: [S]he may testify that she
observed him on a previous occasion, whenever
it was, in the apartment. She was present in
the apartment on [sic] previous occasion. She
saw him there and that she also observed
documents in the apartment. Stay away from the
mention of search warrant.
. . . .
THE COURT: And stay away from the mention
of the investigation. I'll limit it to that.
She can testify that she was there on whatever
occasion it was, . . . observed him there . . .
saw documents with his name on it . . . , and
she's familiar with the area and familiar with
where the path starts. Do not mention the word
investigation. Do not mention the word search
warrant, drug charges, or anything like that.
The detective then testified before the jury about seeing defendant
at the 308 Black Street address and finding papers there bearing
defendant's name. Defendant argues that the testimony of Detective
Endicott was inadmissible under N.C. Rule of Evidence 404(b). That
rule states:
Evidence of other crimes, wrongs, or acts is
not admissible to prove the character of a
person in order to show that he acted in
conformity therewith. It may, however, be
admissible for other purposes, such as proof of
motive, opportunity, intent, preparation, plan,
knowledge, identity, or absence of mistake,
entrapment or accident.
N.C. Gen. Stat. § 8C-1, Rule 404(b) (1999). However, the State didnot introduce evidence of other "crimes, wrongs, or acts"
committed
by defendant. His photograph was used to prove identity, which is
permissible under Rule 404(b). Both Williamson and Levi Miller
identified the gunman as "Fu." The testimony by Detective Endicott
did not show that defendant had committed other crimes, wrongs or
acts, nor did it show that defendant had a propensity to murder.
It aided the jury in understanding the connection between the
nickname "Fu" and the identity of defendant. Further, the papers
found at 308 Black Street showed a link between defendant and that
location, that defendant either lived there or was there on a
frequent basis. Still further, the testimony tended to show that
defendant had knowledge of the path. In turn, this makes a fact of
consequence more probable, and is permissible under Rule 404(b).
The use of the evidence was in accordance with our Rules of
Evidence, and the trial court's cautionary instruction provided
adequate protection to defendant.
Defendant does not contend that the State violated the trial
court's cautionary instructions, but argues that, because Detective
Endicott was a narcotics officer, the jury could infer that
defendant was in some way connected to narcotics. Even if we assume
that the jury drew such an inference, any possible prejudice to
defendant would be slight in light of other strong evidence of
defendant's guilt. Thus, this assignment of error is also without
merit.
V. Defendant's Prior Record Level
[5]Finally, defendant assigns error to the trial court's
calculation of his prior record level; specifically, to the number
of points assigned to his out-of-state convictions. Defendant
contends that he should have been a Level IV offender, not a LevelV. For the purposes of determining prior record levels for felony
sentencing,
a conviction occurring in a jurisdiction other
than North Carolina is classified as a Class I
felony if the jurisdiction in which the offense
occurred classifies the offense as a
felony . . . . If the State proves by the
preponderance of the evidence that an offense
classified as either a misdemeanor or a felony
in the other jurisdiction is substantially
similar to an offense in North Carolina that is
classified as a Class I felony or higher, the
conviction is treated as that class of felony
for assigning prior record level points.
N.C. Gen. Stat. § 15A-1340.14(e) (1999). Defendant contends the
State did not meet its burden, and that the trial court erred by
assigning the convictions a total of eighteen points, rather than
the maximum of twelve points they would be assigned if they were all
classified as Class I felonies. Defendant correctly points out that
the State presented no formal evidence on the matter, except the
prosecutor's statement to the trial court and his presentation of
a work sheet and a computer printout. The record shows the
following exchange between defense counsel, the prosecutor, and the
trial court:
[THE PROSECUTOR]: [T]he State would like
to present a work sheet on Mr. Hanton. If I
may approach, Your Honor.
THE COURT: All right.
[THE PROSECUTOR]: Mr. Hanton, by the
State's reckoning, has 18 prior points, making
him a Level 5.
. . . .
THE COURT: Mr. Farfour, with the
exception of the kidnapping charge, is there
any disagreement about the other convictions on
there?
[THE DEFENSE ATTORNEY]: No, Your Honor.
THE COURT: All right.
[THE PROSECUTOR]: If I may approach, Your
Honor, with that and the computer documentation
supporting the charges.
N.C. Gen. Stat. § 15A-1340.14(a) provides that the prior record
level of a felony offender is determined by calculating the sum of
points assigned to each of the offender's prior convictions which
the court finds to have been proven. There is no distinction
between in-state and out-of-state convictions in N.C. Gen. Stat.
§ 15A-1340.14(a), nor does the section preclude the court from
accepting stipulations by the attorneys.
The State characterizes this as an issue of first impression
in a non-plea bargain case. In an appeal following a judgment
entered based upon a "plea bargain," we have stated that if a
defendant "essentially stipulate[s] to matters that moot the issues
he could have raised under [N.C. Gen. Stat. § 15A-1444] subsection
(a2), his appeal should be dismissed."
State v. Hamby, 129 N.C.
App. 366, 369, 499 S.E.2d 195, 196 (1998). We see no reason to
treat cases in which a defendant is sentenced following a conviction
by a jury differently from sentences entered as the result of a
"plea bargain."
N.C. Gen. Stat. § 15A-1340.14(f) allows proof of
prior
convictions to be made by stipulation of the parties or any other
method the court finds to be reliable. The State asserts that in
the colloquy between the prosecutor, trial court, and defense
counsel, defendant stipulated to the State's proposed
classifications and point total, and stipulated that the offenses
were substantially similar to the respective North Carolina
offenses. While we agree that a defendant might stipulate that out-
of-state offenses are substantially similar to corresponding North
Carolina felony offenses, we do not agree that defendant did sohere.
It appears that defendant denied that he had been convicted of
a New York kidnapping charge which appeared on the State's record
level work sheet. The prosecutor then removed the kidnapping charge
from the work sheet. When the trial court asked defendant's counsel
whether "with the exception of the kidnapping charge, is there any
disagreement with the other convictions on there?", counsel answered
"No." That statement might reasonably be construed as an admission
by defendant that he had been convicted of the other charges
appearing on the prosecutor's work sheet, but it is not clear that
defendant was stipulating that the out-of-state convictions were
substantially similar to felony charges under North Carolina law
which are classified as Class I felonies or higher. As it appears
likely, however, that the State relied on the statement of
defendant's counsel in failing to offer evidence about the nature
of defendant's out-of-state convictions, the matter must be remanded
to the trial court for resentencing. In the interests of justice,
both the State and defendant may offer additional evidence at the
resentencing hearing. Unless the State proves by a preponderance
of the evidence that the out-of-state felony convictions are
substantially similar to North Carolina offenses that are classified
as Class I felonies or higher, the trial court must classify the
out-of-state convictions as Class I felonies for sentencing
purposes.
In summary, it appears there is no error in defendant's
conviction, but the case must be remanded to the Superior Court of
Cleveland County for resentencing.
No error and remanded for resentencing.
Judges WALKER and McGEE concur.
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