1. Appeal and Error--appealability--revocation of pro hac vice admission of counsel--
interlocutory order--substantial right
The trial court's revocation of the pro hac vice admission of plaintiffs' counsel affects a
substantial right and is immediately appealable.
2. Attorneys--revocation of pro hac vice admission--no abuse of discretion
The trial court did not abuse its discretion in a medical negligence case by concluding that
it could summarily revoke previously granted pro hac vice admission of plaintiffs' counsel
because the express language of N.C.G.S. § 84-4.2 allows a superior court judge the authority
and discretion to summarily revoke an earlier order granting pro hac vice admission under
N.C.G.S. § 84-4.1.
3. Evidence--judicial notice--number of highly skilled plaintiffs' attorneys engaged in
the trial of medical negligence actions in our state--number of times a Florida law
firm participated in litigation in North Carolina
The trial court properly took judicial notice under N.C.G.S. § 8C-1, Rule 201(b) and (c)
of the number of highly skilled plaintiffs' attorneys engaged in the trial of medical negligence
actions in our state and of information provided by the North Carolina Bar Association about the
number of times a particular Florida law firm participated in litigation in North Carolina,
because: (1) the information about the attorneys in our state is generally known within the
jurisdiction of the trial courts of this state; (2) the information provided by the North Carolina
Bar Association is capable of accurate and ready determination by resort to sources whose
accuracy cannot reasonably be questioned; (3) plaintiffs failed to timely request an opportunity to
be heard under N.C.G.S. § 8C-1, Rule 201(e); and (4) plaintiffs had the opportunity and failed to
object at the hearing to the list of nineteen cases that the Florida law firm was involved with in
North Carolina.
4. Attorneys--revocation of pro hac vice admission--no requirement of change in
circumstances, misconduct, or other evidence to warrant revocation
The trial court did not abuse its discretion by revoking previously granted pro hac vice
admission to plaintiffs' counsel even though plaintiffs contend there was no change in
circumstances, no misconduct, and no other evidence to warrant the revocation, because: (1)
plaintiffs failed to cite North Carolina authority to show that a previously granted pro hac vice
admission can only be revoked when there is a change in circumstances, misconduct, or other
evidence to warrant the revocation, and no such standard exists in North Carolina; and (2)
N.C.G.S. § 84-4.2 grants wide discretionary authority to summarily revoke a prior pro hac vice
admission.
5. Attorneys--revocation of pro hac vice admission--trial court's misapprehension of
reciprocity statutes not prejudicial error
Although the trial court may have misapprehended North Carolina's and Florida's
reciprocity statutes and incorrectly concluded that reciprocity does not exist between the two
states, plaintiffs have not shown how this conclusion affected the ultimate result and the trial
court still properly concluded that it had discretion to make its ruling to revoke a prior pro hac
vice admission under N.C.G.S. § 84-4.2.
6. Attorneys--revocation of pro hac vice admission--misapprehension of letter or spirit
of statute not prejudicial error
Although the trial court erred in a medical negligence case by its conclusion of law that
neither the letter nor spirit of N.C.G.S. § 84-4.1(2) for pro hac vice admission had been complied
with, the misapprehensions did not alter the prior result by overcoming the discretion allotted to
the trial court under N.C.G.S. § 84-4.2 to revoke a prior hac vice admission.
7. Attorneys--revocation of pro hac vice admission--habitual practice of law
The trial court did not err in a medical negligence case by concluding that the conduct of
a Florida law firm constituted the habitual practice of law, because: (1) there is competent
evidence in the record to support the trial court's findings and conclusions based on the sixteen to
nineteen prior pro hac vice admissions of the Florida firm in North Carolina; (2) an entire law
firm can be treated as if it were a single lawyer for purposes of pro hac vice admission; (3) the
trial court did not rely on a numeric limitation on pro hac vice appearances of out-of-state
counsel as a basis for its decision; and (4) plaintiffs did not object to the evidence provided in an
article that the Florida firm solicited business in this state.
Judge WYNN dissenting.
White and Crumpler, by Dudley A. Witt, for plaintiff-
appellants.
Womble Carlyle Sandridge & Rice, PLLC, by Burley B. Mitchell,
Jr., Mark A. Davis and Charles L. Becker, for defendant-
appellees Beaufort County Hospital Association, Inc., d/b/a
Beaufort County Hospital; Nina H. Ward, M.D.; Beaufort
Emergency Medical Associates, P.A.; and Elisabeth Cook, M.D.
Patterson, Dilthey, Clay & Bryson, L.L.P., by Robert M. Clay
and Charles George, for defendant-appellees Family Medical
Care, Inc., George Klein, M.D. and Dannie Jonas, P.A.
HUNTER, Judge.
Terry P. Smith, individually and as administrator of the
Estate of Mary G. Smith, and Marissa Tierra Smith (collectively,
plaintiffs) appeal from a court order revoking and abrogating the
original order granting pro hac vice admission to Bruce M.
Wilkinson and Gloretta H. Hall (collectively, plaintiffs'
counsel).
In the assignments of error in their brief, plaintiffs claim
the trial court (1) erred in concluding that it could summarily
revoke previously granted pro hac vice admissions on the grounds
that said conclusion is contrary to existing law and an abuse of
discretion, (2) abused its discretion by revoking the pro hac vice
admission previously granted to plaintiffs' counsel when there was
no change in circumstances, no misconduct, and no other evidence to
warrant the revocation, (3) erred in entering its conclusion of law
where it concluded that reciprocity of admission does not exist
between Florida and North Carolina because Florida's pro hac vice
requirements differ from North Carolina's on the grounds that said
conclusion is contrary to existing law, (4) erred in its conclusion
of law that neither the letter nor the spirit of N.C. Gen. Stat. §
84-4.1(2) had been complied with as said conclusion of law is based
upon improper findings of fact and is contrary to existing law,
and (5) erred in concluding that the conduct of the law firm Gary,
Williams, Parenti, Finney, Lewis, McManus, Watson & Sperando
(hereinafter, the Gary Law Firm) constituted the habitual
practice of law as said conclusion was based upon improper findings
of fact and is contrary to existing law. After a careful review ofthe records and briefs, we find plaintiffs' arguments to be without
merit, and we hereby affirm the trial court.
In May 1997, after having several headaches, Mary G. Smith,
plaintiff Terry P. Smith's wife, made a series of trips to the
hospital and her personal doctor's office. Beaufort County
Hospital Association, Inc., Nina H. Ward, M.D., Beaufort Emergency
Medical Associates, P.A., Family Medical Care, Inc., George Klein,
M.D., Elisabeth Cook, M.D., and Dannie Jonas, P.A. (collectively,
defendants), all health care providers, each had a role in the
care of Mrs. Smith, and each allegedly failed to diagnose her
ailment. Subsequently, Mrs. Smith died on 14 June 1997. As a
result, plaintiffs brought forth a medical negligence suit against
defendants.
Prior to instituting the action, plaintiff Terry P. Smith
approached attorney Mark V. L. Gray in regards to the suit. Having
no experience in trying medical negligence cases, Mr. Gray
solicited the assistance of at least two Greensboro, North Carolina
attorneys; both of which declined to assist. Mr. Gray then sought
the assistance of the Gary Law Firm, which is based in Stuart,
Florida. Plaintiffs' counsel are members of that firm, and are not
licensed to practice law in North Carolina. In fact, the Gary Law
Firm does not have any attorney admitted to practice law in our
state. Plaintiffs' counsel agreed to aid plaintiffs in their case,
and they subsequently assisted Mr. Gray in complying with some
preliminary matters involved in filing the complaint.
On 3 May 1999, Mr. Gray initiated the suit on plaintiffs'
behalf, and on the same date, he filed motions to have plaintiffs'counsel admitted pro hac vice pursuant to N.C. Gen. Stat. § 8
4-4.1.
The motions were heard ex parte before the Honorable Richard B.
Allsbrook in Beaufort County Superior Court. On that very day,
Judge Allsbrook entered an order allowing the motions for pro hac
vice admission of plaintiffs' counsel, however defendants were
never served with the motions or orders. Shortly thereafter,
plaintiffs' counsel filed a notice of appearance with the superior
court on 14 June 1999. Then on 16 July and 6 August 1999,
defendants filed motions to strike, rescind and reconsider, and
vacate Judge Allsbrook's order of 3 May 1999.
A hearing was held before the Honorable William C. Griffin,
Jr., in Beaufort County Superior Court on 11 August 1999. At that
hearing, defendants, arguing to have plaintiffs' counsel's pro hac
vice status revoked, contended that the Gary Law Firm habitually
practices law in North Carolina, and that plaintiffs violated North
Carolina Rule of Civil Procedure 5(a) by failing to serve the pro
hac vice motions on defendants and by seeking an ex parte order.
To support their claims, defendants proffered a list that
suggested various members of the Gary Law Firm had been admitted
pro hac vice in the courts of North Carolina approximately nineteen
times, an article that reported that a member of the Gary Law Firm
distributed promotional materials to undertakers in our state, and
a Lee County court order involving attorneys from the Gary Law
Firm. Plaintiffs did not object or take exception to any of the
submitted evidence. On 13 September 1999, Judge Griffin entered anorder revoking and abrogating Judge Allsbrook's earlier order.
Thereafter, plaintiffs filed their notice of appeal.
[1]In a preliminary matter to this appeal, plaintiffs contend
that the trial court's revocation of plaintiffs' counsel's pro hac
vice admission affects a substantial right and is immediately
appealable. On this contention, we agree.
In the past, we have held that once [an] attorney was
admitted under [§ 84-4.1], [a] plaintiff acquired a substantial
right to the continuation of representation by that attorney
. . . . Goldston v. American Motors Corp., 326 N.C. 723, 727, 392
S.E.2d 735, 737 (1990). Furthermore, an order removing said
counsel affects a substantial right of the plaintiff and is
immediately appealable. Id.
We acknowledge defendants' argument in their briefs that
plaintiffs' counsel had never been properly admitted pro hac vice
under § 84-4.1. However defendants' claims that plaintiffs
violated N.C.R. Civ. P. 5(a) by failing to serve the motions on
defendants and by seeking an ex parte order are not properly before
this Court. Defendants did not set forth their arguments as
assignments or cross-assignments of error in the record on appeal,
nor have they made a motion with this Court in that same vein.
[T]he scope of review on appeal is limited to those issues
presented by assignment of error in the record on appeal. Koufman
v. Koufman, 330 N.C. 93, 98, 408 S.E.2d 729, 731 (1991); N.C.R.
App. P. 10(a). These issues raised in defendants' briefs were not
preserved for appeal, and therefore, we dismiss them. Accordingly,we find that plaintiffs' counsel was properly admitted pro hac vice
i>
for purposes of this appeal, and consequently, Judge Griffin's
order removing counsel affected a substantial right of plaintiffs
and is immediately appealable.
N.C. Gen. Stat. § 84-4.1 (1999), the statute that governs the
limited practice of out-of-state attorneys in North Carolina,
states in pertinent part:
Any attorney domiciled in another state,
and regularly admitted to practice in the
courts of record of that state and in good
standing therein, having been retained as
attorney for a party to any civil or criminal
legal proceeding pending in the General Court
of Justice of North Carolina . . . may, on
motion, be admitted to practice in that forum
for the sole purpose of appearing for a client
in the litigation. The motion required under
this section shall contain or be accompanied
by:
. . .
(2) A statement, signed by the client
. . . declaring that the client has
retained the attorney to represent
the client in the proceeding.
. . .
(4) A statement that the state in which
the attorney is regularly admitted
to practice grants like privileges
to members of the Bar of North
Carolina in good standing.
. . .
Compliance with the foregoing
requirements does not deprive the court of the
discretionary power to allow or reject the
application.
The purpose of § 84-4.1 is to afford [North Carolina] courts a
means to control out-of-state counsel and to assure compliance withthe duties and responsibilities of attorneys practicing in this
State. N.C.N.B. v. Virginia Carolina Builders, 57 N.C. App. 628,
631, 292 S.E.2d 135, 137 (1982), rev'd on other grounds, 307 N.C.
563, 299 S.E.2d 629 (1983). '. . . The statute forbids the courts
from allowing non-resident counsel . . . from practicing habitually
in our courts, and they cannot acquire the right to do so.' State
v. Hunter, 290 N.C. 556, 568, 227 S.E.2d 535, 543 (1976) (quoting
Manning v. R.R., 122 N.C. 824, 828, 28 S.E. 963, 964 (1898)).
Admission of counsel in North Carolina pro hac vice is not a
right but a discretionary privilege. Leonard v. Johns-Manville
Sales Corp., 57 N.C. App. 553, 555, 291 S.E.2d 828, 829 (1982).
'It is permissive and subject to the sound discretion of the
Court.' Id. (quoting Hunter, 290 N.C. at 568, 227 S.E.2d at 542).
[2]Having determined the nature and purpose of § 84-4.1, we
proceed with our analysis of plaintiffs' specific assignments of
error. We first address plaintiffs' assignment claiming that the
trial court wrongfully revoked the pro hac vice admission of
plaintiffs' counsel by improperly concluding that it could
summarily revoke Judge Allsbrook's earlier order allowing the
admission. Plaintiffs argue that this conclusion is contrary to
existing law, as well as an abuse of discretion. We disagree with
plaintiffs' contentions, and thus overrule this assignment of
error.
Two primary arguments are incorporated in this assignment of
error: (1) that the trial court's conclusion that it couldsummarily revoke plaintiffs' counsel's pro hac vice admission was
contrary to existing law, and (2) that this conclusion was an abuse
of discretion. Again, we disagree.
First, we recognize that, ordinarily one judge may not
modify, overrule, or change the judgment of another Superior Court
judge previously made in the same action. Calloway v. Motor Co.,
281 N.C. 496, 501, 189 S.E.2d 484, 488 (1972). However, under the
circumstances of § 84-4.1, as we have here, our Legislature has
spoken directly on point.
Specifically, N.C. Gen. Stat. § 84-4.2 (1999) states,
[p]ermission granted under G.S. 84-4.1 may be summarily revoked by
the General Court of Justice . . . on its own motion and in its
discretion. The General Court of Justice constitutes a unified
judicial system for purposes of jurisdiction, operation and
administration, and consists of an appellate division, a superior
court division, and a district court division. N.C. Gen. Stat. §
7A-4 (1999).
In enacting § 84-4.2, our Legislature envisioned and addressed
the revocability of previously granted pro hac vice admissions. In
fact, the express language of N.C. Gen. Stat. § 84-4.2 allows a
superior court judge the authority and discretion to summarily
revoke an earlier order granting pro hac vice admission pursuant to
§ 84-4.1. Judges Allsbrook and Griffin are both judges of the
General Court of Justice (superior court division), and therefore,
through the authority granted by § 84-4.2, Judge Griffin had the
discretion conferred by our Legislature to summarily revoke JudgeAllsbrook's earlier pro hac vice admission of plaintiffs' counsel.<
br>
Plaintiffs' assignment of error also encompasses the argument
that Judge Griffin's order summarily revoking the pro hac vice
admission of plaintiffs' counsel was an abuse of discretion.
It is well settled that [a]ppellate review of matters left to
the discretion of the trial court is limited to a determination of
whether there was a clear abuse of discretion. Riviere v.
Riviere, 134 N.C. App. 302, 306, 517 S.E.2d 673, 676 (1999); see
also White v. White, 312 N.C. 770, 777, 324 S.E.2d 829, 833 (1985).
Furthermore, [a] trial court may be reversed for abuse of
discretion only upon a showing that its actions are manifestly
unsupported by reason. White, 312 N.C. at 777, 324 S.E.2d at 833.
A ruling committed to a trial court's discretion is to be accorded
great deference and will be upset only upon a showing that it was
so arbitrary that it could not have been the result of a reasoned
decision. Id.
Here, plaintiffs attack Judge Griffin's conclusion of law that
he was empowered by G.S. 84-4.2 in [his] discretion to summarily
revoke pro hac vice admissions previously granted. Judge
Griffin's conclusion of law is clearly the result of a reasoned
decision, based expressly on the specific language of § 84-4.2,
which gives Judge Griffin both the authority and the discretion to
make such a determination. Therefore, we find that the language of
N.C. Gen. Stat. § 84-4.2 manifestly supports Judge Griffin's
conclusion of law, and we hold that Judge Griffin committed no
abuse of discretion. Thus, we reject plaintiffs' assignment oferror.
[3]Plaintiffs further raise two sub-points here.
Specifically, plaintiffs argue Judge Griffin erred in taking
judicial notice of facts without providing plaintiffs an
opportunity to be heard; for example, plaintiffs claim that Judge
Griffin (1) took notice of the fact that there are a large number
of highly skilled plaintiff's attorneys engaged in the trial of
medical negligence actions in North Carolina, and (2) Judge Griffin
relied on facts that he obtained from the North Carolina State Bar
Association and plaintiffs had no opportunity to confirm or refute
the information.
As to both sub-points, N.C.R. Evid. 201(b) states that a fact
judicially noticeable by a trial court, must be one not subject to
reasonable dispute in that it is either (1) generally known within
the territorial jurisdiction of the trial court or (2) capable of
accurate and ready determination by resort to sources whose
accuracy cannot reasonably be questioned. N.C. Gen. Stat. § 8C-1,
Rule 201(b) (1999). Moreover, [a] court may take judicial notice,
whether requested or not. N.C. Gen. Stat. § 8C-1, Rule 201(c).
However, a party is entitled upon timely request to an opportunity
to be heard . . . . N.C. Gen. Stat. § 8C-1, Rule 201(e).
Based on N.C.R. Evid. 201(b) and (c), Judge Griffin, on his
own accord, properly took judicial notice of (1) the number of
highly skilled plaintiffs' attorneys engaged in the trial of
medical negligence actions in our state as that information is
generally known within the jurisdiction of the trial courts of this
state, and (2) the number of times the Gary Law Firm participatedin litigation in North Carolina by relying on information supplied
by the North Carolina State Bar Association as that information is
capable of accurate and ready determination by resort to sources
whose accuracy cannot reasonably be questioned.
Furthermore, plaintiffs failed to timely request an
opportunity to be heard as per Rule 201(e). Also, we add that
plaintiffs had the opportunity to object at the hearing to the list
of nineteen cases that the Gary Law Firm was involved with in North
Carolina, yet they failed to do so. Therefore, no reasonable
dispute exists as to Judge Griffin's judicially noticed facts, and
Judge Griffin did not abuse his discretion in allowing them.
[4]Analogous to plaintiffs' above arguments is plaintiffs'
next assignment of error that claims the trial court abused its
discretion by revoking plaintiffs' counsel's previously granted pro
hac vice admission when there was no change in circumstances, no
misconduct, and no other evidence to warrant the revocation. We
reject this assignment of error.
Plaintiffs cite no North Carolina authority for their
supposition that a previously granted pro hac vice admission can
only be revoked when there is a change in circumstances,
misconduct, or other evidence to warrant the revocation. In fact,
no such standard is recognized in North Carolina. As discussed
supra, N.C. Gen. Stat. § 84-4.2 clearly empowers a superior court
judge with the authority to summarily revoke a previously granted
pro hac vice admission in its own discretion. Additionally, § 84-
4.2 does not espouse the standard raised by plaintiffs, nor does itraise any standard whatsoever. Hence, as we found no abuse of
discretion in plaintiffs' earlier assignment of error, we, too,
find no abuse of discretion here, and thus overrule this assignment
of error as well.
We note that based on N.C. Gen. Stat. § 84-4.2 and its grant
of wide discretionary authority to summarily revoke a prior pro
hac vice admission, we could end the analysis of plaintiffs' appeal
here. However, in the interests of justice and fairness to
plaintiffs, we feel compelled to address plaintiffs' remaining
assignments of error.
[5]Thus, we consider plaintiffs' third assignment of error
that the trial court erred in its conclusion of law that
reciprocity of admission does not exist between Florida and North
Carolina because Florida's pro hac vice requirements differ from
North Carolina's. Plaintiffs argue that said conclusion is
contrary to existing law. Again, we reject plaintiffs' assignment
of error.
Judge Griffin may have misapprehended North Carolina's and
Florida's reciprocity statutes and incorrectly concluded that
reciprocity does not exist between the two states. However, if a
court's ruling was based upon a misapprehension of law, [i]f the
misapprehension of the law does not affect the result . . . the
judgment will not be reversed. Bowles Distributing Co. v. Pabst
Brewing Co., 69 N.C. App. 341, 348, 317 S.E.2d 684, 689 (1984).
Plaintiffs have not shown how this conclusion affected the
ultimate result as, regardless of the error, Judge Griffin stillproperly concluded that he had the discretion to make his ruling
pursuant to N.C. Gen. Stat. § 84-4.2. Thus, the misapprehension of
Florida's and North Carolina's reciprocity statutes does not affect
the result below. Accordingly, we deny plaintiffs' third
assignment of error.
Lastly, plaintiffs' final two assignments of error take issue
with particular findings of fact and conclusions of law found in
Judge Griffin's order. We note that N.C. Gen. Stat. §§ 84-4.1 and
84-4.2 do not require the trial court to make any findings of fact
or conclusions of law, and the record reflects that neither party
here requested them. Therefore, Judge Griffin's order
incorporating them was on the side of prudence and caution.
We have long held that appellate review of findings of fact
and conclusions of law made by a trial judge . . . is limited to a
determination of whether there is competent evidence to support his
findings of fact and whether, in light of such findings, [the
judge's] conclusions of law were proper. Starco, Inc. v. AMG
Bonding and Ins. Services, 124 N.C. App. 332, 335, 477 S.E.2d 211,
214 (1996). [I]f the evidence tends to support the trial court's
findings, these findings are binding on appeal, even though there
may be some evidence to support findings to the contrary. Id.
Moreover, to obtain relief on appeal, an appellant must not only
show error, but that appellant must also show that the error was
material and prejudicial, amounting to denial of a substantial
right that will likely affect the outcome of an action. Id.
In their final assignments of error, plaintiffs claim that thetrial court erred (1) in its conclusion of law that n
either the
letter nor spirit of N.C. Gen. Stat. § 84-4.1(2) had been complied
with, and (2) in concluding that the conduct of the Gary Law Firm
constituted the habitual practice of law. Plaintiffs argue that
both conclusions were based upon improper findings of fact and are
contrary to existing law. We reject both assignments of error.
[6]In assignment of error four, plaintiffs take issue with
Judge Griffin's findings that (1) the Gary Law Firm was not chosen
by plaintiffs, and (2) the provisions of N.C. Gen. Stat. § 84-
4.1(2) were not complied with.
First, as to Judge Griffin's finding that the Gary Law Firm
was not chosen by plaintiffs, while there is some contrary evidence
to the court's finding, competent evidence -- i.e. the court's
finding that Mr. Gray recruited the Gary Law Firm -- exists in the
record to support the trial court's initial finding. However, this
finding has no bearing in the overall analysis of § 84-4.1(2).
More important is the court's finding that the provisions of
§ 84-4.1(2) were not complied with by plaintiffs as that finding is
both a finding of fact and conclusion of law of Judge Griffin, as
well as the basis of this assignment of error. N.C. Gen. Stat. §
84-4.1(2) requires, [a] statement, signed by the client . . .
declaring that the client has retained the attorney to represent
the client in the proceeding. In his findings, Judge Griffin
found that [a]lthough plaintiff . . . signed the motions to admit,
the provisions of G.S. 84-4.1(2) were not directly complied with.
In determining whether the requirements of § 84-4.1(2) were
complied with by plaintiffs, Judge Griffin applied the statute tothe facts of the case. In doing so, Judge Griffin's finding that
plaintiffs did not directly comply with the requirements of § 84-
4.1(2) was essentially a conclusion of law. We note that, [i]f
[a] finding of fact is essentially a conclusion of law . . . it
will be treated as a conclusion of law which is reviewable on
appeal. Bowles, 69 N.C. App. 341, 344, 317 S.E.2d 684, 686.
While Judge Griffin may have misapprehended the requirements of §
84-4.1(2), his misapprehensions again did not alter the prior
result by overcoming the discretion allotted him under N.C. Gen.
Stat. 84-4.2. Thus, Judge Griffin's conclusion of law that
[n]either the letter nor the spirit of G.S. 84-4.1(2) was complied
with in this action, while in error, was not material and
prejudicial, nor did it change the outcome.
[7]In their final assignment of error, plaintiffs assert that
Judge Griffin held several incorrect notions, among them (1) that
a law firm can be admitted to practice pro hac vice in this state,
(2) that N.C. Gen. Stat. § 84-4.1 contains a numeric limitation on
pro hac vice appearances by out-of-state counsel, and (3) that the
Gary Law Firm has solicited business in this state. Plaintiffs'
contentions are not supported by the record.
First, Judge Griffin's conclusion of law was that, [t]he
conduct of the Gary Law Firm and its members in North Carolina
constitutes the habitual practice of law (emphasis added). Judge
Griffin does not find or conclude, as plaintiffs allege, that a law
firm can be admitted pro hac vice or habitually practice law in
this state. In his order, Judge Griffin found that variousmembers of the Gary Law Firm have repeatedly been admitted pro h
ac
vice, at the least sixteen (16) times and [t]he Gary Law Firm
(and its members) has habitually practiced law in North Carolina,
(emphasis added). Judge Griffin made no findings of fact or
conclusions of law as to the Gary Law Firm's individual practice of
law, instead he continually referred to the behavior at issue as
involving the Gary Law Firm and its members. Thus, there is
competent evidence in the record supporting Judge Griffin's
findings and conclusion that the conduct of the Gary Law Firm and
its members constituted the habitual practice of law in our state,
therefore plaintiffs' claims are refuted.
As a side-note, we address the issue of the actions of a law
firm being imputed to its member attorneys for purposes of pro hac
vice admission in this state. We recognize that this issue is a
matter of first impression in North Carolina, and rightfully we
approach it with caution. After much consideration, we hold that
for purposes of pro hac vice admission only, an entire law firm can
be treated as if it were a single lawyer, and thus the actions of
the firm imputed to its members (similar to the North Carolina
ethical rule on imputed disqualification, Rule 1.10 of the Rules of
Professional Conduct). Otherwise, a law firm could continually
circumvent North Carolina's prohibition against the unauthorized
practice of law by sending different attorneys into our state for
different cases. Therefore, Judge Griffin could properly have
based his decision on the imputation of the Gary Law Firm's sixteento nineteen prior pro hac vice admissions in North Carolina to
plaintiffs' counsel.
As to plaintiffs' contention that Judge Griffin concluded that
N.C. Gen. Stat. § 84-4.1 contains a numeric limitation, Judge
Griffin does not set such a limitation. In his discretion, Judge
Griffin considered that members of the Gary Law Firm had been
admitted pro hac vice at least sixteen times in our state, but he
did not rely on this number as the basis for his decision. In
fact, nowhere in his order does Judge Griffin raise a numeric
limitation on pro hac vice appearances of out-of-state counsel.
Plaintiffs' argument therefore is baseless, and Judge Griffin's
discretionary decision is supported by the record.
Finally, Judge Griffin's finding that the Gary Law Firm
solicited business in this state is based on the article submitted
by defendants at the 11 August 1999 hearing. Plaintiffs had the
chance and did not object to the article at the hearing. Thus, the
record supports this finding of the trial court as well.
In summary as to these final assignments of error, Judge
Griffin's findings of fact are supported by competent evidence in
the record, even though some contrary evidence may also exist.
Furthermore, although Judge Griffin may have misapprehended the law
in part, his errors were not prejudicial, and his other conclusions
were valid and supported his decision. Therefore, the trial court
did not abuse its discretion.
Moreover, plaintiffs have failed to show how the alleged
errors made by the trial court can overcome the discretion allowedJudge Griffin pursuant to N.C. Gen. Stat. § 84-4.2. Hence, even if
plaintiffs' arguments are accepted, plaintiffs have failed to make
a showing that the errors were material and prejudicial, having
affected the outcome. Plaintiffs' final two assignments of error
are hereby rejected.
We conclude by stating that parties do not have a right to be
represented in the courts of North Carolina by counsel who are not
duly licensed to practice in this state. Leonard, 57 N.C. App.
553, 555, 291 S.E.2d 828, 829. Unlike Goldston discussed supra,
which involved litigation that had been ongoing for several years
and an attorney who had a national reputation in handling products
liability cases against a particular defendant, this litigation is
still in its infancy, and plaintiffs' counsel does not hold any
unique expertise that cannot be found elsewhere in our state bar.
Goldston, 326 N.C. 723, 392 S.E.2d 735. Further, plaintiffs would
not be prejudiced by seeking local counsel, as we are confident
that the North Carolina State Bar has many competent attorneys,
proficient in medical negligence cases, that would be able to
continue plaintiffs' cause without any harm to plaintiffs.
In summary, plaintiffs' appeal affects a substantial right and
is properly before this Court. Judge Griffin had the authority and
discretion pursuant to N.C. Gen. Stat. § 84-4.2 to summarily revoke
plaintiff's counsel's prior pro hac vice admission. While some of
Judge Griffin's findings of fact and conclusions of law may have
been in error, the errors were not shown to have affected the
result. Regardless of the errors, N.C. Gen. Stat. § 84-4.2 allowsthe trial court wide discretionary authority. Therefore, we find
no abuse of discretion here, and we affirm the decision of the
trial court.
Affirmed.
Judge LEWIS concurs.
Judge WYNN dissents in a separate opinion.
v.
BEAUFORT COUNTY HOSPITAL
ASSOCIATION, INC., d/b/a
BEAUFORT COUNTY HOSPITAL; NINA
H. WARD, M.D.; BEAUFORT
EMERGENCY MEDICAL ASSOCIATES,
P.A.; FAMILY MEDICAL CARE, INC.;
GEORGE KLEIN, M.D.; ELISABETH
COOK, M.D.; and DANNIE JONAS,
PHYSICIAN ASSISTANT, P.A.,
Beaufort County
Plaintiffs
Defendants
No. 99 CvS 396
WYNN, Judge dissenting.
The gravamen of the plaintiffs' assignments of error is that
the trial court improperly revoked Judge Allsbrook's order granting
pro hac vice admission to Bruce Wilkinson and Gloretta Hall of the
Gary Law Firm. The majority correctly notes that [a]dmission of
counsel in North Carolina pro hac vice is not a right but a
discretionary privilege. Leonard v. Johns-Manville Sales Corp.,
57 N.C. App. 553, 555, 291 S.E.2d 828, 829 (1982). However, I
believe it is critical to distinguish between the decision to grant
admission, and a subsequent decision to revoke that privilege. I
also believe it is important to stress the importance of the denialof the substantial rights of the represented party that results
therefrom, in addition to the denial of the rights of its counsel.
As our Supreme Court has stated: [O]nce [an] attorney [is]
admitted under [N.C. Gen. Stat. § 84-4.1], plaintiff acquire[s] a
substantial right to the continuation of representation by that
attorney--just as with any other attorney duly admitted to practice
law in the State of North Carolina. Goldston v. American Motors
Corp., 326 N.C. 723, 727, 392 S.E.2d 735, 737 (1990). In Goldston,
a product liability case involving an AMC Jeep vehicle, the Court
noted that [d]epriving plaintiff of her counsel of choice, who is
an alleged expert in cases of this nature, certainly exposed her to
potential injury . . .. Id.
In Travco Hotels, Inc. v. Piedmont Natural Gas Co., Inc., 332
N.C. 288, 420 S.E.2d 426 (1992), our Supreme Court discussed the
appealable nature of an order granting a motion to disqualify
counsel, stating that such orders,
ha[ve] immediate and irreparable consequences
for both the disqualified attorney and the
individual who hired the attorney. The
attorney is irreparably deprived of exercising
his right to represent a client. The client,
likewise, is irreparably deprived of
exercising the right to be represented by
counsel of the client's choice.
332 N.C. at 293, 420 S.E.2d at 429.
Therefore, upon the entry of Judge Allsbrook's order granting
pro hac vice admission to Bruce Wilkinson and Gloretta Hall, the
plaintiffs acquired a substantial right to the continuation of
representation by them. Goldston, 326 N.C. at 727, 392 S.E.2d at
737. Goldston implies that a plaintiff has an equal right to
continued representation whether counsel is admitted to practice in
this State or is granted admission pro hac vice pursuant to N.C.
Gen. Stat. § 84-4.1. See id.
In Travco, our Supreme Court held that [d]ecisions regarding
whether to disqualify counsel are within the discretion of the
trial judge and, absent an abuse of discretion, a trial judge's
ruling on a motion to disqualify will not be disturbed on appeal.
Travco, 332 N.C. at 295, 420 S.E.2d at 430 (citing In re Lee, 85
N.C. App. 302, 310, 354 S.E.2d 759, 764-65, disc. review denied,
320 N.C. 513, 358 S.E.2d 520 (1987)). The plaintiffs, therefore,
contend that Judge Griffin's order revoking the pro hac vice
admission of plaintiffs' counsel constituted an abuse of
discretion. The majority rejects this contention; I, however,
believe the contention has merit.
The majority recognizes that ordinarily one judge may not
modify, overrule, or change the judgment of another Superior Court
judge previously made in the same action. Calloway v. Motor Co.,
281 N.C. 496, 501, 189 S.E.2d 484, 488 (1972). While N.C. Gen.Stat. § 84-4.2 grants permission to the General Court of Justice&
#148;
to summarily revoke, on its own motion and in its discretion,
admission previously granted pursuant to N.C. Gen. Stat. § 84-4.1,
I believe that the exercise of such discretion must be based upon
some change in circumstance subsequent to the initial grant of pro
hac vice admission sufficient to warrant the denial of plaintiffs'
substantial right to the continued representation by their counsel
of choice. Otherwise, there appears to be nothing to prevent the
plaintiffs from again seeking to have Bruce Wilkinson and Gloretta
Hall admitted pro hac vice by motion before yet another judge. In
other words, there must be some basis for changing the
determination to grant or deny pro hac vice admission; otherwise,
I see no basis for one court modifying or overruling another
equivalent court.
I disagree further with the majority's holding that, for
purposes of pro hac vice admission under N.C. Gen. Stat. § 84-4.1
and the prohibition of habitual practice in our courts by
nonresident counsel, a law firm may be treated as though it were a
single lawyer, and therefore the actions of the firm may be imputed
to the individual firm members. I believe this conclusion to be
inequitable and unsupported by law.
In State v. Hunter, 290 N.C. 556, 227 S.E.2d 535 (1976), cert.
denied, 429 U.S. 1093, 51 L. Ed. 2d 539 (1977), our Supreme Court
quoted with approval language from Manning v. Railroad, 122 N.C.
824, 828, 28 S.E. 963, 964 (1898), stating that North Carolina lawforbids the courts from allowing non-resident counsel . . 
;. from
practicing habitually in our courts. Furthermore, N.C. Gen. Stat.
§ 84-4.1 speaks of the admission pro hac vice of attorneys, not law
firms. Neither this language in Hunter nor the statutory language
indicates an intent to summarily deprive all members of an out-of-
state law firm--whether present or future--the opportunity to
appear in our state courts on a pro hac vice basis, where a single
member of the firm may have appeared in our courts on multiple
occasions such that a determination is made that the individual has
habitually practiced law in this state. I believe the quoted
language speaks to the individual non-resident counsel, and
should not impugn to the firm the disqualification of the
individual.
Judge Griffin's order was based at least in part on his
finding that [t]he Gary Law Firm (and its members) has habitually
practiced law in North Carolina, and Judge Griffin concluded that
[t]he conduct of the Gary Law Firm and its members in North
Carolina constitutes the habitual practice of law. I disagree
with the implication that a law firm, as opposed to an individual
member of a law firm, may be admitted pro hac vice to practice
before our courts, or that a law firm can be found to have
habitually practiced law in North Carolina. To the extent Judge
Griffin's order was based upon this conclusion of law, I believe
the order constitutes an abuse of discretion.
Furthermore, the majority concedes that Judge Griffin's orderwas based in part on the erroneous conclusion that
47;[n]either the
letter nor the spirit of G.S. 84-4.1(2) was complied with in this
action, and that Judge Griffin misapprehended Florida's and North
Carolina's reciprocity statutes in concluding that reciprocity of
admission does not exist between Florida and North Carolina. The
sole remaining conclusion of law upon which Judge Griffin's order
can stand is that [t]he Court is empowered by G.S. 84-4.2 in its
discretion to summarily revoke pro hac vice admissions previously
granted. As noted above, I believe such discretion is not
unfettered, but instead is limited to instances of changed
circumstances. For the foregoing reasons, I respectfully dissent.
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