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PATTY T. COPPLEY Employee, Plaintiff, v. PPG INDUSTRIES, INC.,
Self Insured, Employer, Defendant
No. COA00-11
(Filed 6 February 2001)
Workers' Compensation--opinion--two-to-one vote--filed after
retirement of concurring Commission member--invalid
An Industrial Commission workers' compensation award was
remanded where the vote was two-to-one, one of the majority
members signed the opinion on 22 June and left the Commission on
21 September, and the opinion was not filed until 19 October.
The Commission acts by a majority of the votes of its qualified
members at the time a decision is made, with two members
constituting a majority, and no majority existed here at the time
of the filing. By analogy, Rule 58 of the Rules of Civil
Procedure provides that a judgment is entered when it is reduced
to writing, signed by the judge, and filed with the clerk of
court.
Judge GREENE dissenting.
Appeal by defendant from opinion and award entered 19 October
1999 by the North Carolina Industrial Commission. Heard in the
Court of Appeals 9 January 2001.
O'Briant, Bunch & Robins, by Julie H. Stubblefield, for
plaintiff-appellee.
Womble, Carlyle, Sandridge & Rice, PLLC, by Clayton M. Custer
and Philip J. Mohr, for defendant-appellant
TYSON, Judge.
Plaintiff filed worker's compensation claims on 24 February
1995 and 9 March 1995, alleging that on 6 January 1995 she
sustained a hip injury while moving an object from a conveyor belt
to a hand truck at defendant's plant.
A hearing was held on 26 February 1996. Deputy Commissioner
George T. Glenn, Jr. awarded temporary total disability benefits to
plaintiff on 23 July 1997. On 16 July 1998, the Full Commissionaffirmed by a vote of two-to-one, with Commissioner Renee C.
Riggsbee dissenting. On 15 July 1999, this Court reversed the
decision of the Full Commission and remanded the case for further
proceedings. On 19 October 1999, the Full Commission made
additional findings and voted two-to-one to affirm its award of
worker's compensation benefits to plaintiff. Commissioner Thomas
J. Bolch authored the opinion, with Chairman J. Howard Bunn
concurring. Commissioner Riggsbee again dissented.
Chairman Bunn signed the opinion and award on 22 June 1999.
Chairman Bunn left the Commission on 21 September 1999. The
opinion was filed on 19 October 1999.
The Commission awarded plaintiff temporary total disability
benefits at the rate of $264.09 per week for the period of 31
January 1995 through the date of this Opinion and Award and
continuing until such time as plaintiff has returned to work
earning the same or greater wages than she was earning at the time
of her injury or further orders of the Industrial Commission.
Defendant appeals. We vacate the order and again remand to the
Commission.
The issue presented by this appeal is whether the Commission's
decision should be vacated because it was filed after the
retirement of one of the commissioners, resulting in less than a
majority of the Commission concurring in the opinion.
Defendant argues that the 19 October 1999 opinion and award is
void because it was filed after Chairman J. Howard Bunn, Jr. left
the Commission. The Commission's vote was two-to-one, withChairman Bunn in the majority. Defendant contends the opinion and
award is void because no majority opinion existed when it was
filed. We agree.
Chairman Bunn signed the opinion and award on 22 June 1999.
Chairman Bunn left the Commission on 21 September 1999. The
opinion was not filed until 19 October 1999.
The Commission acts by a majority of the votes of its
qualified members at the time a decision is made . . . a vote of
two members constitutes a majority. Estes v. N.C. State
University, 117 N.C. App. 126, 128, 449 S.E.2d 762, 764 (1994)
(citing Gant v. Crouch, 243 N.C. 604, 607, 91 S.E.2d 705, 707
(1956)).
In Estes, the Commission panel consisted of three
commissioners at the time of the original hearing. Estes, supra.
Chairman Booker authored the opinion and Commissioner Davis
concurred. Commissioner Ward dissented. Id. However, when the
opinion and award was signed and filed, Commissioner Davis was no
longer a qualified commissioner because his term had expired. Poe
v. Raleigh/Durham Airport Authority, 121 N.C. App. 117, 126, 464
S.E.2d 689, 694 (1995) (citing Estes, supra). The decision was
held to be void as a mater of law. Id. Where a commissioner's
vote was taken before the expiration of his term of office, but the
decision was not issued until after the term expired, the decision
of the Commission is void as a matter of law. Leonard T.
Jernigan, Jr., North Carolina Workers' Compensation Law andPractice § 25-9 (3d ed. 1999).
Plaintiff contends that this case differs from Estes because
Chairman Bunn, unlike Commissioner Davis, reviewed and signed the
opinion and award before his retirement. This argument ignores the
fact that Commissioner Davis attached an affidavit to the opinion
and award stating he participated in the review of the case and
that his decision had been made prior to the expiration of his
term. Estes at 128, 449 S.E.2d at 764. This Court held that to
give binding effect to Commissioner Davis' vote would be to render
meaningless the opinion and award signed and filed by the
commissioners. Id. Because the vote was two-to-one, and Davis
was in the majority . . . the opinion and award was not rendered by
a majority of the commission and thus void as a matter of law.
Id. at 127-28, 449 S.E.2d at 764.
In Pearson v. Buckner Steel, ___ N.C. App. ___, 533 S.E.2d 532
(2000), only two commissioners signed the opinion and award. It
was noted that the third commissioner had participated in the
review of the case, but was unavailable at the time of filing
because of illness. Id. Appellant in Pearson argued that the
commission lacked jurisdiction because two commissioners cannot
constitute a panel. Id. This Court upheld the opinion and award
because the case had been reviewed by three commissioners and
rendered by a majority of the members of that panel. Id. The
opinion and award was rendered and filed by a majority of the
commission regardless of the decision of the third commissioner. In contrast, Chairman Bunn and Commissioner Davis were part of two-
to-one majorities. Without their respective concurrences, the vote
is one-to-one, short of the required majority.
Because Chairman Bunn left office prior to the opinion being
filed, no majority existed at the time of filing. Therefore, in
accordance with our holding in Estes, the 19 October 1999 opinion
and award is void as a matter of law. (By analogy, Rule 58 of the
North Carolina Rules of Civil Procedure provides that a judgment
is entered when it is reduced to writing, signed by the judge, and
filed with the clerk of court. N.C.G.S. § 1A-1, Rule 58,
(1999)(emphasis added)).
For the reasons stated, the 19 October 1999 opinion and award
is vacated. The case is remanded to the Commission. Upon remand
the Commission shall make specific findings based on the evidence
in the record, proper conclusions therefrom and enter an
appropriate order in accordance with this Court's prior holding in
Coppley v. PPG Industries, Inc., 133 N.C. App. 631, 516 S.E.2d 184
(1999). In
Coppley I, Chief Judge Eagles wrote, to ensure
effective appellate review, the Commission's findings must
sufficiently reflect that plaintiff produced specific evidence to
prove all three
Hilliard factors.
Id. at 635, 516 S.E.2d at 187.
Findings not supported by competent evidence in the record are
insufficient to support an award for benefits.
Id. On remand the
Commission must make specific findings of fact as to each material
fact upon which the rights of the parties . . . depend.
Id. Vacated and Remanded.
Judge HORTON concurs.
Judge GREENE dissents.
========================
GREENE, Judge, dissenting.
I read the majority as holding that an opinion and award
(opinion) of the full Commission is valid if two of the
commissioners, who are authorized to act (i.e. have not retired),
indicate their written concurrence to the opinion at the time of
its filing. This is so, according to my reading of the majority's
opinion, even if the third commissioner is no longer authorized to
act as a commissioner at the time of the filing. I disagree with
this holding and I, therefore, dissent.
In my opinion, there must be three commissioners authorized
to act at the time the opinion is signed
and at the time the
opinion is filed.
(See footnote 1)
This is so because the opinion is merely
tentative until it is signed
and filed and, in order for the
opinion to reflect the
final judgment of the full Commission, all
three commissioners must be authorized to act not only at the time
of its signing but also at the time of its filing. In other words,
the opinion is not finalized until it is
entered and it is not
entered until it is in writing, signed by the three commissioners,and filed with the Industrial Commission.
(See footnote 2)
In this case, although all three commissioners signed the
opinion and did so at a time when they were all authorized to act,
one of the commissioners was not authorized to act when the opinion
was filed, as he had retired. Thus, the opinion is void and I
would remand the matter to the Commission for rehearing before a
duly constituted Commission.
(See footnote 3)
I do not believe
Estes or
Pearson v. C.P. Buckner SteelErection, --- N.C. App. ---, 533 S.E.2d 532 (2
000), requires a
different result, as neither of these cases squarely address the
issue presented in the case
sub judice. In
Estes, the opinion of
the full Commission was vacated on the ground the term of one of
the three commissioners had expired at the time he
signed the
opinion.
Estes, 117 N.C. App. at 128, 449 S.E.2d at 764. Thus,
this Court did not address in
Estes the issue of whether an opinion
of the full Commission must be vacated when the opinion is properly
signed by all three commissioners but is not
filed until after one
of the signing commissioners is no longer serving as a
commissioner. Likewise, in
Pearson, the intervenor argued the
opinion of the full Commission was invalid because the panel of
commissioners who reviewed the case consisted of only two
commissioners.
Pearson, --- N.C. App. at ---, 533 S.E.2d at 535.
Because the opinion clearly state[d] that there was a third
Commissioner on the panel, the
Pearson court rejected the
intervenor's argument. The intervenor did not argue the opinion
was invalid because it was signed by only two commissioners at the
time it was filed; thus, the issue in the case
sub judice was not
addressed in
Pearson.
An opinion of
the Commission is valid if concurred in by two
of the three commissioners.
Estes v. N.C. State University, 117
N.C. App. 126, 128, 449 S.E.2d 762, 764 (1994).
Footnote: 2 Although the Rules of Civil Procedure are not strictly
applicable to proceedings under the Worker's Compensation Act,
Hogan v. Cone Mills Corp., 315 N.C. 127, 137, 337 S.E.2d 477, 483
(1985), a Rule of Civil Procedure may be applied when there is no
counterpart to that Rule under the Rules of the Industrial
Commission, see N.C.G.S. § 1A-1, Rule 1 (1999). In my opinion, it
is appropriate to apply Rule 58 of the North Carolina Rules of
Civil Procedure in this context. Pursuant to Rule 58, a judgment
or order is not enforceable, or final, until it is entered. See
West v. Marko, 130 N.C. App. 751, 755, 504 S.E.2d 571, 573 (1998).
Rule 58 provides that a judgment is entered when it is reduced to
writing, signed by the judge, and filed with the clerk of court.
N.C.G.S. § 1A-1, Rule 58 (1999).
Additionally, I acknowledge this Court often files opinions
indicating a concurrence by a judge who was no longer serving on
this Court at the time the opinion was filed. Such opinions
indicate the judge concurred in the opinion while he or she was
still serving on this Court. As this Court is not bound by the
Rules of Civil Procedure, my holding in the case sub judice would
not affect this Court's filing of opinions in the manner described
above.
Footnote: 3 The
problem created by the retirement of a commissioner can
easily be resolved by the Industrial Commission. In the event a
commissioner is, for any reason, unable to participate in the
review of the award, section 97-85 gives authority to the chairman
of the Industrial Commission to designate a deputy commissioner to
take the place of a commissioner on the review of any case.
N.C.G.S. § 97-85 (1999).
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