Sentencing--structured--extraordinary mitigation--no deviation from the range specified
for the class of offense and prior record level
The trial court did not err at a sentencing hearing where defendant pleaded guilty as an
habitual felon to the charge of felony possession of marijuana when the trial court determined
that it lacked the authority to use extraordinary mitigation to deviate from the applicable
structured sentencing ranges for a defendant convicted of a Class C felony with a prior record
level IV, because: (1) N.C.G.S. § 15A-1340.13(b) provides that the trial court can only deviate
from the range specified for the class of offense and prior record level where there is an
applicable statute that authorizes such deviation, and there is no such statute for this case; (2)
N.C.G.S. § 15A-1340.13(e) provides that deviations for aggravated or mitigated punishment are
allowed only in the ranges or minimum and maximum sentences of imprisonment; (3) defendant
is precluded from benefitting from extraordinary mitigation under N.C.G.S. § 15A-1340.13(h)(3)
when the statute prohibits its use by a defendant who has five or more prior record level points,
and defendant in this case stipulated to eleven prior record level points; and (4) N.C.G.S. § 15A-
1340.13(g) does not allow a trial court to impose a shorter minimum term of imprisonment than
that which is required for the class of offense and prior record level at issue based on a finding of
extraordinary mitigation.
Attorney General Michael F. Easley, by Assistant Attorney
General Stewart L. Johnson, for the State.
Belser & Parke, P.A., by David G. Belser, for defendant-
appellant.
CAMPBELL, Judge.
On 10 February 1999, defendant entered a plea of guilty to the
charge of felony possession of marijuana. Defendant also pleaded
guilty to being an habitual felon. Defendant appeals the judgment
and commitment entered pursuant to his guilty pleas. Defendant
contends the trial court erred in its determination that it did not
have discretion to deviate from the applicable structuredsentencing ranges for a defendant convicted of a Class C felony
with a prior record level IV. We hold that the trial court did not
err.
Because the only assignment of error brought forward by
defendant is directed at sentencing, we need not recite the
circumstances surrounding defendant's arrest. The pertinent facts
and procedural history are as follows: On 10 February 1999,
defendant pleaded guilty as an habitual felon to the charge of
felony possession of marijuana, and a sentencing hearing was held.
Defendant stipulated to eleven prior record points, which placed
him in prior record level IV. Following the presentation of
evidence at the sentencing hearing, the trial court found the
existence of two statutorily enumerated mitigating factors, as well
as five additional factors in mitigation. The trial court
determined that these mitigating factors outweighed the lack of
factors in aggravation, and that a sentence in the mitigated range
was justified. The trial court also found the existence of
extraordinary mitigation, but determined it lacked the authority
(which it indicated it would have exercised, if available) to use
extraordinary mitigation to deviate from the applicable structured
sentencing ranges for a defendant convicted of a Class C felony
with a prior record level IV. The trial court imposed a minimum
sentence of 80 months and a maximum sentence of 105 months, within
the mitigated range for sentencing a Class C felon with a prior
record level IV.
Defendant's sole assignment of error is that the trial court
erred in determining it lacked the authority to use extraordinarymitigation to deviate from the applicable structured sentencing
ranges for a defendant convicted of a Class C felony with a prior
record level IV. We disagree.
The Structured Sentencing Act (Act), under which defendant was
sentenced, states that [t]he sentence shall contain a sentence
disposition specified for the class of offense and prior record
level, and its minimum term of imprisonment shall be within the
range specified for the class of offense and prior record level,
unless applicable statutes require or authorize another minimum
sentence of imprisonment. N.C. Gen. Stat. § 15A-1340.13(b)
(1999)(emphasis added). Further, N.C. Gen. Stat. § 15A-1340.13(e)
states that [d]eviations for aggravated or mitigated punishment
are allowed only in the ranges of minimum and maximum sentences of
imprisonment . . . . N.C. Gen. Stat. § 15A-1340.13(e)
(1999)(emphasis added). This appeal requires interpretation of
these two provisions of the Act.
The foregoing provisions make it clear that in determining the
minimum term of imprisonment the trial court can only deviate from
the range specified for the class of offense and prior record level
where there is an applicable statute that authorizes such
deviation. In the case sub judice, the defendant has failed to
bring to the Court's attention any authority that would authorize
the deviation defendant is seeking. In fact, there is no statute
that authorizes such a deviation. Further, although the trial
court is authorized to deviate from the presumptive sentence ranges
upon a finding of mitigation, such deviation must stay within the ranges of punishment prescribed by the Act.
Defendant contends that a trial court's finding of
extraordinary mitigation gives it discretion under N.C. Gen. Stat.
§ 15A-1340.13(g) to deviate from the applicable sentencing ranges
for a defendant sentenced as a Class C felon with a prior record
level IV. Defendant argues that N.C. Gen. Stat. § 15A-1340.13(g)
does not expressly state that a trial judge does not have
discretion to impose a sentence that deviates from the minimum
range upon a finding of extraordinary mitigation, and, therefore,
the statute must be construed without such a limitation. We find
defendant's argument unpersuasive for two reasons.
First, defendant is precluded from benefitting from
extraordinary mitigation by operation of N.C. Gen. Stat. § 15A-
1340.13(h)(3), which prohibits a trial court from using
extraordinary mitigation when a defendant has five or more prior
record level points. N.C. Gen. Stat. § 15A-1340.13(h)(1999). In
the case sub judice, defendant stipulated to eleven prior record
level points.
Second, there is nothing in the language of N.C. Gen. Stat.
§ 15A-1340.13(g) that would permit a trial court to impose a
shorter minimum term of imprisonment than that which is required
for the class of offense and prior record level at issue based on
a finding of extraordinary mitigation. N.C. Gen. Stat. § 15A-
1340.13(g) allows a trial court to use extraordinary mitigation as
a means of imposing an intermediate punishment for a class of
offense and prior record level which requires imposition of an
active punishment, in situations where an active punishment wouldbe manifestly unjust. N.C. Gen. Stat. § 15A-1340.13(g)(1999).
Extraordinary mitigation is only intended as a tool for
dispositional deviation, and not as a tool to reduce the minimum
term of an active sentence. Therefore, defendant's reliance on
N.C. Gen. Stat. § 15A-1340.13(g) is misplaced.
For the foregoing reasons, we hold that a trial court lacks
the authority to use a finding of extraordinary mitigation to
deviate from the applicable structured sentencing ranges for a
defendant convicted of a Class C felony with a prior record level
IV. Accordingly, we conclude that there is no error in the trial
court's judgment and commitment.
Affirmed.
Judges WALKER and HUNTER concur.
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