1. Evidence--rape--testimony on source of DNA--DNA data bank--samples from convicted offenders-
-no plain error
The trial court did not commit plain error in a prosecution for first-degree murder and first-degree rape
by allowing SBI agents to inform the jury of the source of the DNA in the DNA data bank collected from
unsolved crimes and samples drawn from convicted offenders, because: (1) defendant did not object to the bulk
of the agents' testimony regarding the source of DNA specimens in the data bank; (2) defendant opened the
door to testimony that he was incarcerated at the time blood was drawn from him by objecting under the
grounds of lack of foundation that the State complied with the requirements of N.C.G.S. § 15A-266.6 without
requesting an instruction limiting this testimony; and (3) defendant has not shown that admission of this
testimony had a probable impact on the jury's finding of guilt in light of the other evidence and the fact
defendant opened the door to such testimony.
2. Evidence--prior bad acts--sexual assaults--motive--similarities--not too temporally remote
The trial court did not err in a prosecution for first-degree murder and first-degree rape by allowing into
evidence defendant's prior bad acts under N.C.G.S. § 8C-1, Rule 404(b) including testimony by two female
witnesses of prior sexual assaults by defendant on them, because: (1) the testimony was properly offered to
show defendant's motive for killing his third victim; (2) the trial court identified the similarities in the three
assaults to support a reasonable inference that defendant committed all three assaults; (3) the trial court properly
limited the purposes for which the jury could consider the prior two assaults to show motive, plan, common
modus operandi, and absence of mistake or identity; and (4) the prior incidents were not so temporally remote as
to diminish the probative value of the evidence.
3. Evidence--expert testimony--barefoot analysis--reliability of scientific procedure--admission
harmless error
The trial court committed harmless error in a prosecution for first-degree murder and first-degree rape by
admitting expert testimony regarding barefoot analysis to determine if the shoes found near the victim's body
were regularly worn by defendant even though the expert's own testimony reveals the evidence was not
sufficiently reliable at the time of trial based on the fact his research was not yet complete, because: (1) the
expert's testimony corroborates the testimony of defendant's wife and defendant's former girlfriend who both
stated the shoes looked similar to and were the same size as defendant's shoes; (2) the shoes were not the only
physical evidence linking defendant to the crime scene; and (3) DNA evidence recovered from the victim's body
linked defendant to the scene.
4. Homicide; Rape--first-degree murder--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charges of first-degree murder
and first-degree rape based on the manner of the killing, the medical examiner's testimony, and the DNA
evidence.
Appeal by defendant from judgment entered 29 January 1999 by Judge
Jerry R. Tillett in Dare County Superior Court. Heard in the Court of
Appeals 22 February 2001.
Attorney General Michael F. Easley, by Assistant Attorney General
Laura Crumpler, for the State.
Margaret Creasy Ciardella, Attorney for defendant-appellant.
TYSON, Judge.
DEFENSE COUNSEL: Well, my objection is that there hasn't
been a proper foundation laid as far as whose blood that
was, whether it was properly drawn as part of the statute.
THE COURT: So you want the State to show that they have
complied with [G.S. §] 15A-266.6 and the blood was drawn
properly?
DEFENSE COUNSEL: That is correct.
The court allowed further voir dire. At the conclusion of voir dire, the
following exchange occurred:
THE COURT: Is there any part of this proffered testimony
that you would have any specific objection to, and if so,basis?
DEFENSE COUNSEL: We just renew our objection on the grounds
made previously, Judge.
THE COURT: Which was?
DEFENSE COUNSEL: Noncompliance with the statute and chain of
custody.
THE COURT: Anything further?
DEFENSE COUNSEL: No, Your Honor.
THE COURT: All right. There has been no request for any
specific -- objection to any specific portion of the
testimony or request for any limited instructions or
otherwise to the nature in limine to limit such, so the
Court does not make any such ruling. I have also
independently reviewed some of the testimony and I don't
find that, without any specific objection, any part that
should be limited at this juncture. If there is a portion
of the testimony as it comes in that needs -- that needs to
be objected to specifically or some exact portion of the
testimony, exact words of the testimony, that objection will
need to be made at that time.
DEFENSE COUNSEL: All right.
The jury returned to the courtroom. Thereafter, Agents Nelson and Boodee
testified that specimens in the data bank are from DNA data collected from
unsolved crimes and samples drawn from convicted offenders. During direct
examination, defendant objected to Nelson's comment that the data bank
includes the DNA profiles of sex offenders. The trial court sustained
the objection. However, defendant did not object to the bulk of the
agents' testimony regarding the source of DNA specimens in the data bank.
Where evidence is admitted without objection, the benefit of a prior
objection to the same or similar evidence is lost, and the defendant is
deemed to have waived his right to assign as error the prior admission of
evidence. State v. Ramey, 318 N.C. 457, 462, 349 S.E.2d 566, 570 (1986)
(citations omitted). Having failed to object, defendant is entitled to
relief based on this assignment of error only if he can demonstrate plain
error. State v. Roseboro, 351 N.C. 536, 552, 528 S.E.2d 1, 12 (2000).
Under the plain error rule, defendant must convince this Court not onlythat there was error, but that absent the error, the jury prob
ably would
have reached a different result. Id. (quoting State v. Jordan, 333 N.C.
431, 440, 426 S.E.2d 692, 697 (1993)). [T]he appellate court must study
the whole record to determine if the error has such an impact on the guilt
determination, therefore constituting plain error. See State v. Lee, 348
N.C. 474, 482, 501 S.E.2d 334, 340 (1998) (citation omitted) (the plain
error rule must be applied cautiously and only in exceptional cases).
During voir dire of Nelson, defendant objected to the DNA testimony on
the grounds that the State had not laid a proper foundation that they
complied with the statutory procedures for withdrawal of a blood sample for
a DNA analysis pursuant to G.S. § 15A-266.6. That statute provides, in
part:
Procedures for withdrawal of blood sample for DNA analysis.
Each DNA sample required to be drawn pursuant to G.S.
15A-266.4 from persons who are incarcerated shall be drawn
at the place of incarceration. DNA samples from persons who
are not sentenced to a term of confinement shall be drawn at
a prison or jail unit to be specified by the sentencing
court. Only a correctional health nurse technician,
physician, registered professional nurse, licensed practical
nurse, laboratory technician, phlebotomist, or other health
care worker with phlebotomy training shall draw any DNA
sample to be submitted for analysis....
N.C. Gen. Stat. § 15A-266.6 (1999).
The trial court requested that defendant state the specific basis for
his objection. See State v. Black, 308 N.C. 736, 740, 303 S.E.2d 804, 806
(1983) (trial judge should not have to decide on his own the soundness of
a party's trial strategy). Defendant replied that the basis of his
objection was a lack of foundation that the State complied with the
requirements of G.S § 15A-266.6. Part of G.S. § 15A-266.6 states that
blood must be drawn from incarcerated persons at the place of
incarceration. Therefore, defendant opened the door for testimony that
defendant was incarcerated at the time the blood was drawn. Defendant did
not request an instruction limiting this testimony. Defendant cannot nowclaim that it was plain error for the trial court to not strike su
ch
testimony ex mero motu.
Assuming the evidence was excludable under Rule 404(b), defendant
cites no authority holding that it was plain error to admit testimony
showing defendant had been previously incarcerated under these
circumstances. In State v. Doisey, 138 N.C. App. 620, 532 S.E.2d 240
(2000), defendant was charged with sexually assaulting a child. The trial
court allowed evidence that defendant had set up a camcorder to record
activities in his bathroom. Id. Defendant did not object to this evidence
at trial. On appeal, defendant in Doisey argued that the admission of such
evidence violated Rule 404(b) and was plain error. Id. This Court stated
that it was error under Rule 404(b) to admit this evidence. Id. However,
this Court stated that to constitute plain error, the error must be a
fundamental error, something so basic, so prejudicial, so lacking in its
elements that justice cannot have been done. Id. at 625-26, 532 S.E.2d at
244 (quoting State v. Odom, 307 N.C. 655, 661, 300 S.E.2d 375, 379 (1983)).
This Court held that such admission, without defense objection, did not
amount to plain error. Id.
In the present case, defendant has not shown that admission of
testimony regarding the source of the DNA in the data bank had a probable
impact on the jury's finding of guilt, when viewing all the other evidence
and the fact that defendant opened the door to such testimony.
Accordingly, the trial court did not commit plain error when it did not
strike this testimony ex mero motu.
N.C. Gen. Stat. § 8C-1, Rule 404(b) (1999). The list of permissible
offenses set forth in Rule 404(b) is not exclusive and 'the fact that
evidence cannot be brought within a [listed] category does not necessarily
mean that it is inadmissible.' State v. Blackwell, 133 N.C. App. 31, 34,
514 S.E.2d 116, 119 (1999) (quoting State v. DeLeonardo, 315 N.C. 762, 770,
340 S.E.2d 350, 356 (1986)).
Our Supreme Court has held that Rule 404(b) states a clear
general rule of inclusion of relevant evidence of other
crimes, wrongs or acts by a defendant, subject to but one
exception requiring its exclusion if its only probative
value is to show that the defendant has the propensity or
disposition to commit an offense of the nature of the crime
charged.
State v. Barnett, 141 N.C. App. ___, ___, 540 S.E.2d 423, 431 (2000)
(citing State v. Coffey, 326 N.C. 268, 278-79, 389 S.E.2d 48, 54 (1990));
see also State v. Doisey, 138 N.C. App. 620, 626, 532 S.E.2d 240, 244
(2000). Accordingly, although 'evidence may tend to show other crimes,
wrongs, or acts by the defendant and his propensity to commit them, it is
admissible under rule 404(b) so long as it also is relevant for some
purpose other than to show that defendant has the propensity for the type
of conduct for which he is being tried.' Blackwell, 133 N.C. App. at 34-
35, 514 S.E.2d at 119 (quoting State v. Morgan, 315 N.C. 626, 637, 340
S.E.2d 84, 91 (1986).
In the present case, the State argues that the prior assaults show
defendant's motive for killing Janet. At trial, the State argued that
defendant had wised up; his first victim had gotten away; his second had
turned him in, resulting in his incarceration, therefore he could not let
Janet get away. The North Carolina Supreme Court addressed a similarmotive theory in State v. Moseley, 338
N.C. 1, 43-5, 449 S.E.2d 412, 438-
39 (1994). In Moseley, the defendant sexually assaulted Ms. Fletcher in
June 1989. Under somewhat similar circumstances, the defendant sexually
assaulted and murdered Ms. Johnson in April 1991. At defendant's trial for
the rape and murder of Ms. Johnson, the trial court allowed Ms. Fletcher to
testify regarding defendant's 1989 assault on her. The defendant argued
that such testimony was improper under Rule 404(b). Our Supreme Court
held:
[T]he testimony of Ms. Fletcher was properly offered to show
defendant's motive for killing Ms. Johnson: From his
experience with Ms. Fletcher, defendant knew that his crime
would be reported to law enforcement authorities and that he
would suffer the consequences if he left his victim alive.
We find no error.
Id. As in the present case, the testimony regarding the prior assaults was
properly admitted for a purpose other than to show that the defendant has
the propensity to commit sexual assault and murder.
The admissibility of evidence under [Rule 404(b)] is guided by two
further constraints - similarity and temporal proximity [of the acts].
State v. Lynch, 334 N.C. 402, 412, 432 S.E.2d 349, 354 (1993) (citation
omitted). In State v. Artis, 325 N.C. 278, 299, 384 S.E.2d 470, 481
(1989), our Supreme Court stated that [w]hen the State seeks to introduce
evidence of prior, similar sex offenses by a defendant this Court has been
markedly liberal in admitting such evidence for the purposes cited in Rule
404(b). Indeed, such evidence is relevant and admissible so long as the
incidents are sufficiently similar and not too remote. Blackwell, 133
N.C. App. at 35, 514 S.E.2d at 119 (citation omitted).
Under Rule 404(b) a prior act or crime is 'similar' if there are
'some unusual facts present in both crimes or particularly similar acts
which would indicate that the same person committed both.' State v.
Stager, 329 N.C. 278, 304, 406 S.E.2d 876, 890-91 (1991) (citationsomitted). However, it is not necessary that the similarities
between the
two situations 'rise to the level of the unique and bizarre.' Id.
Rather, the similarities simply must tend to support a reasonable
inference that the same person committed both the earlier and later acts.
Id. [T]he findings of fact of the trial court are binding upon the
appellate court if supported by competent evidence. Moseley, 338 N.C. at
37, 449 S.E.2d at 434.
The trial court recognized that there were some dissimilarities
between the three assaults. However, the trial court identified the
following similarities in the Perry and Siclari assaults: (1) both offenses
occurred around the same time of night; (2) both victims were petite; (3)
there was evidence of rapid removal of underpants; (4) there was no removal
of the upper body clothing; (5) only vaginal intercourse was attempted or
performed; and (6) defendant made some sort of claim of consent in both
matters. The trial court identified the following similarities in the C.R.
and Siclari assaults: (1) both offenses occurred in isolated areas; (2)
both victims were petite; (3) both incidents involved the use of threats,
direct or indirect; (4) only vaginal intercourse was performed; and (5)
defendant claimed the encounters were consensual. Based on these findings,
the trial court properly found there were sufficient similarities to
support a reasonable inference that the defendant committed all three
assaults, and thus making the prior acts admissible under Rule 404(b).
See, Artis, supra (evidence of attempted rape and manual strangulation of a
woman ten years earlier properly admitted in case of murder prosecution
where victim had been raped and manually strangled); Moseley, supra
(evidence of sexual assaults on wife properly admitted in case of sexual
assault and murder of stranger).
Furthermore, the trial court properly limited the purposes for which
the jury could consider the Perry and C.R. assaults. The court repeatedlyinstructed the jury that the prior assaults were to be considered
for:
limited purposes...That is to show motive, plan, common
modus operandi, absence of mistake or identity, to the
extent it does so. It is not offered, nor may it be
considered by you for any other purpose. [The prior
assaults] [c]annot be considered by you specifically as to
any evidence of guilt in this case.
Finally, the prior incidents were not so temporally remote as to
diminish the probative value of the evidence. The Perry and C.R. assaults
occurred in the spring and summer of 1992. The defendant was incarcerated
from September 1992 until February 1993. The Siclari rape and murder
occurred in August 1993. It is proper to exclude time defendant spent in
prison when determining whether prior acts are too remote. Blackwell, 133
N.C. App. at 36, 514 S.E.2d at 120. In Blackwell, this Court held that a
six year interval between...prior acts and the conduct relating to the
crime charged was not too temporally remote. Furthermore, in the present
case, defendant conceded at trial that: I am not going to address
remoteness...I think these two incidents were certainly close together in
time. A six to seven month interval between assaults in the present case
does not render the prior assaults too remote to be admitted. See, Stager,
329 N.C. at 307, 406 S.E.2d at 893 (the death of defendant's first husband
ten years ago was not so remote as to have lost its probative value in a
prosecution of defendant for the first degree murder of her second
husband).
Therefore, the trial court did not err by admitting testimony of
defendant's prior sexual assaults where (1) the prior assaults were
admitted for purposes other than to show defendant had a propensity to
commit the crimes charged; (2) the trial court instructed the jury to limit
its consideration of the prior assaults to those proper purposes; (3) the
trial court found that the assaults bore several similarities; (4) there
were sufficient similarities to support a reasonable inference that the
defendant committed all three assaults; and (5) the prior assaults were notso temporally remote as to diminish their probative value. After
considering all these factors, we overrule this assignment of error.
During redirect examination, the following exchange occurred:
STATE: Okay, you feel like your research indicates that --
that eventually you will feel it's a positive means ofidentification?
KENNEDY: I think it's definitely going in that direction.
STATE: You just can't say that at this point because your
research is not complete?
KENNEDY: Yeah, I wouldn't do a positive yet, no.
STATE: You said that some person could have left the same
similarities in those shoes as the defendant if he had the
same features as to the wear in the uppers of the shoe, the
same features that you saw as to the wear in the soles of
the shoe and also as to the wear pattern of the overall
shoe. So it would take similarities in all of those for
another person to have worn those shoes such as the
defendant, is that what you are saying?
KENNEDY: That is correct, yes.
STATE: You believe, Sergeant Kennedy, from your research
that the individual persons have individual characteristics
as to their bare feet and as to the way they wear shoes and
the way the shoes are worn?
KENNEDY: Yes. We have done research on that particular area
and they definitely have unique areas, unique patterns on
the out sole of the shoe, unique patterns on the inside
uppers and they leave very good unique features inside the
insole.
At the conclusion of voir dire, the Court asked the following questions
regarding Kennedy's credentials and barefoot comparison:
THE COURT: Let me ask you, Sergeant Kennedy, you are
employed as a forensic crime scene analyst?
KENNEDY: That is correct, yes.
THE COURT: And you are a member of professional
organizations that are involved with identifications and
comparisons?
KENNEDY: Correct, both in the international and local,
Canadian.
THE COURT: Among those organizations and professionals and
experts in your field of forensic crime scene analysis, is
barefoot comparison generally accepted?
WITNESS: Definitely, yes.
THE COURT: And are the tests, data, methodology employed by
you and used by you reasonably relied upon by other experts
in your field?
WITNESS: Yes, they are. As a matter of fact, I have doctors
of podiatry and anthropology adding to the collection of thedatabase. The quicker we finish it, the quicker we get
results so they can use the database also in their
expertise.
After this colloquy, the defendant objected to the admission of the
testimony, and asked the trial court to make findings of fact. The trial
court overruled the objection, and denied the request:
THE COURT: Well, the objection is overruled. He is allowed
as an expert. I am not required to make findings of fact.
I am considering 109 [N.C. App.] 184, 189, however,
notwithstanding I do find that there is scientific,
technical or other specialized knowledge that this witness
has that will assist the trier of fact to understand the
evidence and determine facts which may be in issue. Also,
this witness is qualified as an expert by his knowledge,
skill, experience and training or education and may
therefore testify and form an opinion, if appropriate.
Kennedy then explained barefoot comparison analysis to the jury.
Kennedy informed the jury that he examines the impressions left by the
heel, the ball of the foot and the upper portion of the shoes. Kennedy
stated that after examining barefoot impressions in shoes he can make one
of four conclusions: (1) the shoes were positively worn by the same person,
(2) the shoes were positively not worn by the same person, (3) the shoes
were highly likely worn by the same person, (4) the shoes were likely
worn by the same person. Kennedy stated that he has never made a positive
identification. In this case, Kennedy found many similarities in the
impressions left in the Spaulding shoes found at the crime scene, to other
shoes known to belong to the defendant, and to the characteristics of
defendant's bare feet. Based on his examinations, Kennedy concluded that
it was likely that the Spaulding shoes found at the crime scene and the
defendant's other shoes were regularly worn by the same person. Kennedy
explained that he could only conclude it was likely that the shoes were
regularly worn by the same person, because of a lack of clarity in the
impressions, not because of any dissimilarities between the impressions.
On cross-examination, Kennedy admitted that barefoot impressions were not a
positive means to identify somebody at present because my research is not
finished to prove that. Others do feel that it is a positive means toidentify somebody.
Defendant argues that Kennedy's own testimony reveals that barefoot
impression evidence is not yet scientifically reliable, and its admission
was unduly prejudicial. We agree that, based on Kennedy's own testimony,
this evidence was not sufficiently reliable at the time of trial. However,
after reviewing the entire record, we find the admission of Kennedy's
testimony to be harmless.
Rule 702(a) of the North Carolina Rules of Evidence provides:
If scientific, technical or other specialized knowledge will
assist the trier of fact to understand the evidence or to
determine a fact in issue, a witness qualified as an expert
by knowledge, skill, experience, training, or education, may
testify thereto in the form of an opinion.
N.C. Gen. Stat. § 8C-1, Rule 702 (1999). Thus, under our Rules of
Evidence, when a trial court is faced with a proffer of expert testimony,
it must determine whether the expert is proposing to testify to scientific,
technical, or other specialized knowledge that will assist the trier of
fact to determine a fact in issue. State v. Goode, 341 N.C. 513, 527, 461
S.E.2d 631, 639 (1995).
The acceptance of a witness as an expert and the admission of expert
testimony are within the sound discretion of the trial court and will not
be upset absent a showing of an abuse of discretion. State v. Willis, 109
N.C. App. 184, 192, ___ S.E.2d ___, ___ (1993) (citing State v. Parks, 96
N.C. App. 589, 386, S.E.2d 748 (1989)). The expert is not required to
have specific credentials, State v. Bullard, 312 N.C. 129, 322 S.E.2d 370
(1984), and it is sufficient if the scientific technique supporting his
testimony is reliable. Willis, 109 N.C. App. at 192, ___ S.E.2d at ___
(emphasis supplied) (citation omitted). Our Supreme Court has stated that:
This Court is of the opinion, that we should favor the
adoption of scientific methods of crime detection, where the
demonstrated accuracy and reliability has become established
and recognized. Justice is truth in action, and any
instrumentality, which aids justice in the ascertainment of
truth, should be embraced without delay.
State v. Temple, 302 N.C. 1, 12 273 S.E.2d 273, 280 (1981) (citation
omitted) (emphasis supplied). As recognozed by the United States Supreme
Court in [Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 125
L.Ed.2d 469 (1993)], the admissibility of expert scientific
testimony...requires a preliminary assessment of whether the reasoning or
methodology underlying the testimony is sufficiently valid and whether that
reasoning or methodology can be properly applied to the facts in issue.
Goode, 341 N.C. at 527, 461 S.E.2d at 639.
In State v. Bullard, 312 N.C. 129, 322 S.E.2d 370 (1984), [our
Supreme Court,] addressing the reliability of footprint identification,
gave a comprehensive review of the law concerning the determination of
whether a proffered method is sufficiently reliable. Goode, 341 N.C. at
527, 461 S.E.2d at 639. The Bullard Court stated the following rule with
regards to assessing the reliability of a scientific method:
In general, when no specific precedent exists,
scientifically accepted reliability justifies admission of
the testimony of qualified witnesses, and such reliability
may be found either by judicial notice or from the testimony
of scientists who are expert in the subject matter, or by a
combination of the two.
Bullard, 312 N.C. at 148, 322 S.E.2d at 381 (quoting 1 Henry Brandis, Jr.,
Brandis on North Carolina Evidence § 86, at 323 (2d ed. 1982)).
In State v. Pennington, 327 N.C. 89, 98, 393 S.E.2d 847, 852-53
(1990), our Supreme Court examined the reliability of a scientific method
by setting out the following principles:
Reliability of a scientific procedure is usually established
by expert testimony, and the acceptance of experts within
the field is one index, though not the exclusive index, of
reliability. See State v. Bullard, 312 N.C. at 147, 322
S.E.2d at 380; State v. Peoples, 311 N.C. 515, 532, 319
S.E.2d 177, 187 (1984)....[W]e have focused on the following
indices of reliability: the expert's use of established
techniques, the expert's professional background in the
field, the use of visual aids before the jury so that the
jury is not asked 'to sacrifice its independence by
accepting [the] scientific hypotheses on faith,' andindependent research conducted by the expert. State v.
Bullard, 312 N.C. at 150-51, 322 S.E.2d at 382.
Where a scientific method is in its infancy, our Courts have looked
to other jurisdictions. Bullard, 312 N.C. at 148, 322 S.E.2d at 381. Our
research reveals two recent cases in South Carolina and Texas specifically
addressing Kennedy's research.
Kennedy testified as a witness for the State of South Carolina in a
first degree murder trial held in Lexington, South Carolina. State v.
Jones, ___ S.C. ___, 541 S.E.2d 813,(2001). In Jones, the only physical
evidence found at the crime scene was a bloody boot print. Id. at ___,
541 S.E.2d at 814. The trial court admitted Kennedy as an expert in
barefoot insole impression analysis. Id. at ___, 541 S.E.2d at 818. The
State introduced testimony that the barefoot impressions in the boot
were consistent with the boots having been worn by the [defendant]. Id.
at ___, 541 S.E.2d at 819. The South Carolina Supreme Court held:
The State relies most heavily on Kennedy to establish that
there is a science underlying barefoot insole impressions.
While Kennedy testified that he had published several peer-
reviewed articles, he also testified that he was still in
the process of collecting data in order to determine which
standards were appropriate for comparison purposes. Further
he candidly acknowledged that earlier work in this area had
been discredited...In our opinion, it is premature to accept
that there exists a science of 'barefoot insole
impressions'....We find, therefore, that the trial judge
erred in permitting expert testimony purporting to
demonstrate that barefoot insole impression testing
revealed [defendant's] foot to be consistent with the
impression made by the primary wearer of the...[crime scene]
boot.
Id. The South Carolina Supreme Court vacated the death sentence and
remanded the case for a new trial.
Kennedy also testified as an expert in another murder trial in
Lubbock, Texas. Hurrelbrink v. State, No. 07-99-0376-CR, 2001 WL 324726
(Tex. App. April 4, 2001). In Hurrelbrink, a bloody sock foot print wasfound at the crime scene which the State purported to
tie to [defendant]
through the testimony of two anthropologists [Dr. Gill-King and Dr. Sonek]
as to footprint comparison and analysis. Id. In Hurrelbrink, Kennedy
testified as an expert witness for the defendant. Id.
Dr. Sonek testified during voir dire that there was a positive
identification between the footprints at the crime scene and the
defendant's footprints. Id. Kennedy testified that he would not make a
positive identification on that type of evidence because 'the clarity is
not to the point where I would want it.' Id. Kennedy stated that if Dr.
Sonek concluded it was likely or probably the same person, [I] would have
agreed, but [I do] not agree with a positive identification. Id. The
trial court, agreeing with Kennedy, did not believe that sufficient
research had been done to opine that no two individuals can ever have the
same identical footprint, Dr. Sonek was not allowed to testify to such an
opinion. Id.
In Hurrelbrink, defendant argued that it was error to admit the
barefoot impression testimony because such testimony was not grounded in
a valid underlying scientific theory. Id. The Texas Court of Appeals
held that: We do not believe that the trial court abused its discretion in
allowing this testimony. The Court elaborated that [b]ased...on the
other evidence presented at trial, as well as the limitations imposed on
Dr. Sonek's...testimony, we believe that any error [in admitting the
barefoot impression testimony] was harmless. Id.
In the present case, we agree that, based on Kennedy's testimony, the
barefoot impression evidence does not yet meet the requirements for
admissibility. Kennedy is undoubtedly an expert in many areas of forensic
science. However, Kennedy testified that he was still in the process of
collecting data with regard to barefoot impression analysis and that hisresearch was not yet complete. Kennedy opined:
We don't believe at present we can identify a barefoot
impression until our research is done. The research is
showing that the barefoot is unique to the individual but
obviously my research is ongoing, so I can't do research to
prove that and before it's done say 'yes,' we can.
Therefore, based on Kennedy's own testimony, barefoot impression analysis
was not scientifically reliable as of the date of this trial. However, we
hold that the admission of this testimony was harmless error.
An error is harmless unless a different result would have been
reached at the trial if the error in question had not been committed.
State. v. Hardy, 104 N.C. App. 226, 238, 409 S.E.2d 96, 102 (1991)
(citation omitted). There have been many cases in North Carolina where the
admission of inadmissible expert testimony has been held to be harmless
error. See State v. Figured, 116 N.C. App. 1, 446 S.E.2d 838 (1994), disc.
rev. denied, 339 N.C. 617, 454 S.E.2d 261 (1995) (psychologist improperly
permitted to testify that children were abused by defendant; harmless error
in light of corroborating evidence); State v. Davis, 106 N.C. App. 596, 418
S.E.2d 263 (1992) (expert opinion that victim suffered from post-traumatic
stress disorder improperly admitted without limiting instruction; harmless
error in view of other testimony); State v. Helms, 127 N.C. App. 375, 490
S.E.2d 565 (1997) (expert testimony regarding horizontal gaze nystagmus
test improperly admitted in DWI trial where proponent did not lay a proper
foundation for the reliability of such evidence; harmless error in light of
other testimony).
In State v. Payne, 312 N.C. 647, 325 S.E.2d 205 (1985), the State
presented hypnotically refreshed testimony during a first degree murder
trial. Our Supreme Court affirmed that the admission of such testimony was
error. Id. However, the Court held that such error was harmless where the
testimony was merely corroborative of other evidence. Id. As in Payne, Kennedy's testimony corrobora
tes the testimony of
defendant's wife and defendant's former girlfriend. Both women testified
that the Spaulding shoes looked similar to, and were the same size as
defendant's shoes. Furthermore, unlike the facts before the South Carolina
Supreme Court in Jones, the Spaulding shoes were not the only physical
evidence linking defendant to the scene. In this case, the DNA evidence
recovered from Janet's body was another powerful link placing defendant at
the scene.
Kennedy testified that he could only state that it was likely that
the two sets of barefoot impressions from the shoes found at the crime
scene and defendant's shoes were made by the same person. He explained to
the jury that his research was not yet complete. He stated that, although
there were similarities between the footprints, he could not make a
positive identification.
We hold that although barefoot impression analysis was not yet a
reliable science at the time of trial, the admission of such testimony was
harmless error.
DR. HUDSON: Yes.
STATE: What is your opinion, sir?
DR. HUDSON: In my opinion they had been there less than 24
hours prior to roughly the time of her death and most likely
a good bit less than that, 12 hours, for example.
STATE: 24 hours --
DR. HUDSON: Or less.
STATE: And you feel like much less than that, is your
feeling, is that correct?
DR. HUDSON: Yes. I am saying as much as 24, to be sort of on
the safe side as it were, but I think it is probably less
and it could -- they could have been there just a matter of
-- well, minutes, for that matter.
THE STATE: Before she died?
DR. HUDSON: Right, before she died.
Defendant claims that the evidence tends to show that the sexual
encounter with defendant was consensual. There is no evidence that Janet
and the defendant were acquaintances. Janet was found on the beach with
her pants removed and defendant's semen inside her. The jury could find it
unlikely that Janet had consensual intercourse with defendant, a stranger,
and then be murdered by a third person, while still nude from the waist
down. Given the manner of the killing, the medical examiner's testimony,
and the DNA evidence, we find that sufficient evidence existed from which
the jury was entitled to find defendant guilty of the first degree rape and
the first degree murder of Janet Siclari.
Defendant received a fair trial by a jury of his peers before an abletrial judge that was free of prejudicial error
.
No error.
Judges MARTIN and TIMMONS-GOODSON concur.
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