Appeal by defendant from judgment entered 12 November 1999 by
Judge James E. Lanning in Mecklenburg County Superior Court. Heard
in the Court of Appeals 26 April 2001.
Attorney General Michael F. Easley, by Assistant Attorney
General Christine M. Ryan, for the State.
Public Defender Isabel Scott Day, by Assistant Public Defender
Julie Ramseur Lewis, for defendant-appellant.
MARTIN, Judge.
Defendant was charged with the first degree rape of Andrena
Denise McClure, the first degree rape of Candy McDonald, first
degree sexual offense against Ms. McDonald, and with feloniously
breaking or entering Ms. McDonald's home. He entered pleas of not
guilty. The State's motion to join the offenses was allowed. At
the close of the State's evidence, the trial court dismissed the
charges relating to Ms. McDonald. The jury returned a verdict
finding defendant guilty of first degree rape in the case involving
Ms. McClure. Defendant appeals from the judgment entered upon the
verdict.
Briefly summarized, the State's evidence relating to the
alleged attack upon Ms. McClure tended to show that Ms. McClure
encountered defendant on 4 March 1997 near her home. Defendant
asked Ms. McClure if she wanted to get high and she replied that
she did. Defendant then followed Ms. McClure to her apartment
where they smoked crack cocaine. Later that evening, Dennis
Bennett, Ms. McClure's boyfriend, returned home and found defendant
in the apartment with her. Bennett became angry and escorted
defendant out of the home.
On the morning of 5 March 1997, defendant returned to the
apartment; Ms. McClure's son, who was thirteen at the time,
answered the door, and defendant asked him if Bennett was in the
apartment. Defendant then asked to see Ms. McClure. When she came
to the door, defendant asked if she had a stem, which is drug
paraphernalia used in smoking crack cocaine. Ms. McClure told her
son to go upstairs, then she and defendant went into the kitchen tosmoke defendant's cocaine. While in the kitchen, defendant asked
for a knife to cut the drugs. When Ms. McClure turned away to
retrieve a glass for water, defendant held the knife to her side
and forced her to perform fellatio on him. Defendant, still
holding the knife, then instructed Ms. McClure to undress and he
had vaginal intercourse with her. Ms. McClure testified that she
tried to call to her son for help but defendant said he would stab
her if she made noise. Defendant left soon after, but returned
five minutes later with crack; Ms. McClure let him in the apartment
and they smoked the cocaine. When defendant left about twenty
minutes later, Ms. McClure showered and got into bed; she also told
her son that defendant had raped her. She testified that she did
not call the police because she had been using drugs and feared she
might lose custody of her son.
When Bennett came home from work, Ms. McClure told him what
had occurred and Bennett advised her to call the police, but she
refused. Nevertheless, on 6 March 1997, Bennett approached two
officers at a local store and told them about the rape. The
officers followed Bennett to Ms. McClure's apartment. Ms. McClure
initially told police that defendant had knocked on the door of her
apartment and asked for a glass of water; once in the kitchen,
defendant grabbed a knife, held it to her neck and raped her. She
did not tell them that she had smoked crack with defendant the
night before. Ms. McClure gave the clothes she wore on the day of
the attack to the Crime Scene Search Technician Tracy Collins. On
26 March 1997, Ms. McClure picked defendant out of a photographic
lineup. On 2 February 1998, she went to Carolinas Medical Centerand gave hair and blood samples for DNA testing; at this point she
admitted to investigators that she had smoked crack with defendant
on the day of the alleged rape.
Ms. McClure's son testified that on the day in question he had
been smoking marijuana and playing video games. He heard a male
voice say, I should cut you. Thirty or forty minutes later,
according to his testimony, he thought he heard someone call for
help but thought he was merely tripping. He also testified that
he was zoned out from the marijuana. He eventually walked
downstairs and saw defendant going to the door; defendant said,
Nothing is going on. After defendant left and Ms. McClure went
upstairs, she told her son she had been raped at knife point. Ms.
McClure's son also picked defendant out of a photo lineup.
Elinous Whitlock, a trace evidence analyst with the Charlotte-
Mecklenburg Crime Lab, testified that on 11 November 1997 he
examined Ms. McClure's clothing and found semen in the crotch of
the panties. He then forwarded the specimen to Jane Burton, Chief
Criminalist of the Charlotte-Mecklenburg Crime Lab, who sent
defendant's blood sample, Ms. McClure's blood sample, and the stain
cut off the panties to the State Bureau of Investigation on 25
February 1998. David Freeman, a forensic micro-geneticist for the
SBI, testified that DNA samples taken from the stain on the crotch
of Ms. McClure's panties matched the DNA of defendant's blood
sample and did not match the victim's DNA sample. Freeman
testified that it was scientifically unlikely that the stain
originating from the panties would come from anyone else, other
than [defendant]. The State also offered, pursuant to G.S. § 8C-1, Rule 404(b),
testimony by Sandra Tate, who testified that on 27 May 1996, she
and some friends walked to another friend's apartment to smoke
crack cocaine. Defendant was present and asked Ms. Tate to
accompany him while he retrieved some money to pay for more crack
cocaine; she agreed to do so. At a deserted area, defendant
grabbed Ms. Tate, threw her to the ground and told her to remove
her clothing. He threatened to kill her if she did not cooperate.
After a struggle, Ms. Tate partially disrobed and defendant had
vaginal intercourse with her. After completing the act, defendant
ran away when a vehicle approached. Ms. Tate later identified
defendant from a photographic lineup. The trial court instructed
the jury that Ms. Tate's testimony was presented for the very,
very limited purpose of showing, if the evidence is believed,
that there existed in the mind of the defendant, a plan or a scheme
or a system or design involving the crimes that he's charged with--
that relates to the crimes he is charged with . . . and also, for
that purpose of the identity of the person who committed the crime
[sic], if any, that are charged in the cases for which he is on
trial.
_______________
I.
[1]Defendant first argues the trial court committed plain
error by admitting testimony, in violation of Rule 403 and 404(b),
regarding defendant's alleged rape of Sandra Tate. Defense counsel
made a pre-trial motion
in limine to exclude evidence concerning
the alleged rape, but concedes he did not object to theintroduction of the evidence at the time the testimony was offered
at trial. It is well established in this State that a motion
in
limine is insufficient to preserve for appeal the question of the
admissibility of evidence if the defendant fails to further object
to that evidence at the time it is offered at trial.
State v.
Hayes, 350 N.C. 79, 80, 511 S.E.2d 302, 303 (1999) (citations
omitted). We thus review for plain error.
Plain error is '
fundamental error, something so basic, so
prejudicial, so lacking in its elements that justice cannot have
been done,' or 'where [the error] is grave error which amounts to
a denial of a fundamental right of the accused . . . .'
State v.
Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983) (quoting
U.S.
v. McCaskill, 676 F.2d 995, 1002 (4th Cir. 1982)). In order to
prevail under a plain error analysis, the defendant must show that
(1) there was error and (2) without this error, the jury would
probably have reached a different verdict.
State v. Najewicz, 112
N.C. App. 280, 294, 436 S.E.2d 132, 141 (1993),
disc. review
denied, 335 N.C. 563, 441 S.E.2d 130 (1994).
Evidence of other crimes or acts is inadmissible for the
purpose of showing the character of the accused or for showing his
propensity to act in conformity with a prior act. N.C. Gen. Stat.
§ 8C-1, Rule 404(b). Such evidence may, however, be admissible
for other purposes, such as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence of mistake,
entrapment, or accident.
Id. The North Carolina Supreme Courthas held that Rule 404(b) is a rule of inclusion.
State v.
Golphin, 352 N.C. 364, 533 S.E.2d 168 (2000),
cert. denied, ___
U.S. ___, 149 L. Ed. 2d 305 (2001). Indeed, North Carolina's
appellate courts have been markedly liberal in admitting evidence
of similar sex offenses by a defendant for the purposes now
enumerated in Rule 404(b), such as establishing the defendant's
identity as the perpetrator of the crime charged.
State v.
Cotton, 318 N.C. 663, 666, 351 S.E.2d 277, 279 (1987) (citation
omitted). The use of evidence under Rule 404(b) is guided by two
constraints: similarity and temporal proximity.
State v.
Barnett, 141 N.C. App. 378, 389-90, 540 S.E.2d 423, 431 (2000)
(citation omitted).
When the features of the earlier act are
dissimilar from those of the offense with
which the defendant is currently charged, such
evidence lacks probative value. When
otherwise similar offenses are distanced by
significant stretches of time, commonalities
become less striking, and the probative value
of the analogy attaches less to the acts than
to the character of the actor.
State v. Artis, 325 N.C. 278, 299, 384 S.E.2d 470, 481 (1989),
vacated on other grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990).
In the present case, testimony was offered by the State under
Rule 404(b) regarding defendant's alleged rape of Sandra Tate who
was, like the victim, a black female drug user. Ms. Tate testified
that she was raped by defendant on 27 May 1996, less than ten
months before Ms. McClure was raped on 5 March 1997. Both rapes
occurred around the time the victims were smoking or preparing to
smoke crack cocaine. In both cases defendant instructed hisvictims to remove their own clothing. In both cases defendant
threatened to stab or kill the victims if they did not cooperate.
Following Ms. Tate's testimony, the trial court instructed the
jury that Ms. Tate's testimony was presented for the very, very
limited purpose of showing . . . that there existed in the mind
of the defendant, a plan or a scheme . . . and also, for that
purpose of the identity of the person who committed the crime.
Because the rape of Ms. McClure and the alleged rape of Ms. Tate
were sufficiently similar and occurred less than ten months apart,
we hold Ms. Tate's testimony was admissible under Rule 404(b).
Once the trial court determines evidence is properly
admissible under Rule 404(b), it must still determine if the
probative value of the evidence is substantially outweighed by the
danger of unfair prejudice. N.C. Gen. Stat. § 8C-1, Rule 403;
State v. Everhardt, 96 N.C. App. 1, 384 S.E.2d 562 (1989),
affirmed, 326 N.C. 777, 392 S.E.2d 391 (1990). That determination
is within the sound discretion of the trial court, whose ruling
will be reversed on appeal only when it is shown that the ruling
was so arbitrary that it could not have resulted from a reasoned
decision.
Id. In light of the similarities noted above, we hold
the trial court did not abuse its discretion by admitting Ms.
Tate's testimony and limiting the jury's consideration of it for
the limited purpose of showing identity and a common plan or
scheme.
II.
[2]Defendant next assigns error to the trial court's failureto declare a mistrial
ex mero motu after dismis
sing the charges
involving Candy McDonald. He contends it was impossible for
defendant to receive a fair trial after the jury heard Ms.
McDonald's testimony and other evidence relating to the cases in
which she was the alleged victim.
Pursuant to G.S. § 15A-1063(1), a judge may declare a mistrial
ex mero motu if [i]t is impossible for the trial to proceed in
conformity with [the] law. A trial court's power to declare a
mistrial must be 'exercised with caution and only after careful
consideration of all available evidence and only after making the
requisite findings of fact on the basis of evidence before the
Court at the time judicial inquiry is made.'
State v. Chriscoe,
87 N.C. App. 404, 408, 360 S.E.2d 812, 814 (1987) (citations
omitted). Whether or not to declare a mistrial is a matter within
the sound discretion of the trial court, and its ruling will not be
disturbed on appeal absent a gross abuse of such discretion.
State
v. Lyons, 77 N.C. App. 565, 335 S.E.2d 532 (1985).
In
State v. Aycoth, 270 N.C. 270, 154 S.E.2d 59 (1967), a
deputy sheriff testified that the defendant had been arrested on
another charge and also that the defendant had been indicted for
murder. The trial court struck this testimony and instructed the
jury not to consider it, but denied the defendant's motion for a
mistrial. The Supreme Court reversed, holding that defendant
should have been granted the mistrial. While acknowledging that
[o]rdinarily where the evidence is withdrawn no error is
committed, the Court noted: In some instances because of the serious
character and gravity of the incompetent
evidence and the obvious difficulty in erasing
it from the mind, the Court has held to the
opinion that a subsequent withdrawal did not
cure the error.
Id. at 272-73, 154 S.E.2d at 60-61 (citation omitted). The Court
determined that the prejudicial effect of the deputy's testimony
that Aycoth had previously been under indictment for murder, when
considered with other circumstances at the trial, was of such
serious prejudice that it could not be cured by the court's
instruction.
In the present case, however, the charges against defendant
involving allegations of crimes against Candy Lee McDonald were
joined for trial with the charge involving the alleged rape of Ms.
McClure. Defendant has not brought forward on appeal any
assignment of error to the joinder. Ms. McDonald testified that at
the time of the alleged incident she was a cocaine addict and that,
due to an epileptic condition, she was unable to remember the
incident nor could she remember speaking with the investigating
officers. Ms. McDonald's testimony was stricken in its entirety
because of her inability to recall the incident. The trial court
also excluded testimony by the investigating officers with respect
to the statements made by Ms. McDonald and, at the close of the
State's evidence, dismissed the charges relating to her. Thus, the
jury was exposed to no substantive evidence concerning the events
involving Ms. McDonald. Upon dismissing the charges involving Ms.
McDonald, the trial court instructed the jury:
. . . when we began the trial, the trial
related to transactions between two allegedvictims. One was Candy Lee McDonald. . . .
Those [charges] have been taken away from
your consideration. . . .
And I'm specifically instructing you that
as it relates to the testimony of Candy
McDonald during this trial, that that is
STRICKEN; and, that you are not to consider
that testimony, at all, in your deliberations.
Your deliberations will be solely related to
the accusation of crime -- the crime of rape
committed by the defendant against Andrena
Denise McClure.
You are not to include any testimony by
Ms. McDonald in making your decision or in
your deliberations in any way, shape or form.
We conclude that under the circumstances of this case, defendant
was not so prejudiced by the joinder and subsequent dismissal of
the charges involving Ms. McDonald as to render it impossible for
the jury to fairly consider the allegations concerning Ms. McClure
and make a fair determination of defendant's guilt or innocence of
that charge without regard to the scant evidence, subsequently
withdrawn, concerning Ms. McDonald. Therefore, we hold the trial
court's withdrawal of that evidence, dismissal of the McDonald
charges, and subsequent instruction to the jury, was sufficient and
no abuse of discretion occurred in its failure to declare a
mistrial as to the charge of rape of Ms. McClure. This assignment
of error is overruled.
III.
[3]Defendant alleges the trial court erred by not dismissing
the indictment against him because the short-form indictment did
not allege all the essential elements of first degree rape, thereby
violating his due process rights. The indictment in the present
case identified the crime charged as First Degree Rape G.S. 14-
27.2, and stated: THE JURORS FOR THE STATE UPON THEIR OATH
PRESENT that on or about the 5th day of March
1997, in Mecklenburg County, Nelson Vincent
Bidgood did unlawfully, wilfully and
feloniously with force and arms engage in
vaginal intercourse with Andrena Denise
McClure, by force and against the victim's
will.
N.C. Gen. Stat. § 15-144.1(a) provides:
In indictments for rape it is not
necessary to allege every matter required to
be proved on the trial; but in the body of
the indictment, after naming the person
accused, the date of the offense, the county
in which the offense of rape was allegedly
committed, and the averment "with force and
arms," as is now usual, it is sufficient in
describing rape to allege that the accused
person unlawfully, willfully, and feloniously
did ravish and carnally know the victim,
naming her, by force and against her will and
concluding as is now required by law. Any
bill of indictment containing the averments
and allegations herein named shall be good and
sufficient in law as an indictment for rape in
the first degree and will support a verdict of
guilty of rape in the first degree, rape in
the second degree, attempted rape or assault
on a female.
Defendant nevertheless contends the short-form indictment
violates his due process rights under the United States and North
Carolina Constitutions. This argument has been considered and
rejected by our Supreme Court in
State v. Wallace, 351 N.C. 481,
528 S.E.2d 326,
cert. denied, 531 U.S. 1018, 148 L. Ed. 2d 498
(2000),
reh'g denied, 531 U.S. 1120, 148 L. Ed. 2d 784 (2001),
which held in part that the short form indictments for first degree
rape authorized by G.S. § 15-144.1 have been held to comport with
the requirements of the North Carolina and United States
Constitutions.
Id. at 505, 528 S.E.2d at 342 (citations omitted).
IV.
[4]Finally, defendant next alleges he is entitled to be re-
sentenced because the Prior Record Level found by the trial court
was based in part upon a conviction which was subsequently
overturned on appeal. The trial court determined that defendant's
Prior Record Level for sentencing purposes was Level V, based in
part upon a conviction for uttering a forged instrument and being
an habitual felon. However, subsequent to defendant's sentencing
in the instant case, his conviction for uttering a forged
instrument was reversed on appeal.
State v. Bidgood, No. COA99-
134,(unpublished opinion filed 21 December 1999). The reversal of
this conviction would result in a Prior Record Level of IV.
G.S. § 15A-1340.11(7) provides, in pertinent part:
A person has a prior conviction when,
on the
date a criminal judgment is entered, the
person being sentenced has been previously
convicted of a crime:
. . .
b. In the superior court,
regardless of
whether the conviction is on appeal to the
appellate division;
N.C. Gen. Stat. § 15A-1340.11(7) (emphasis added). However, we
believe, and the State does not disagree, that it would be unjust
to permit an enhanced sentence to stand where it is made to appear
that the Prior Record Level has been erroneously calculated due to
a subsequent reversal of a conviction on appeal, and we do not
believe the General Assembly intended such a result. G.S. § 15A-
1442(5b) authorizes the correction of such errors:
The following constitute grounds for
correction of errors by the appellate
division.
. . .
(5b) Violation of Sentencing Structure. - The
sentence imposed:
a. Results from an incorrect finding of the
defendant's prior record level under G.S.
15A-1340.14 . . . .
Therefore, we remand this case to the trial court for entry of
judgment which accurately reflects defendant's Prior Record Level.
No error; remanded for re-sentencing.
Judges THOMAS and BIGGS concur.
*** Converted from WordPerfect ***